Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rocket Companies, Inc.RKT · Entity 3094 | Chief Operating Officer | October 07, 2026 | October 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rocket Companies, Inc.
Report date October 07, 2026 · Filed October 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 2,251,059 |
Reported balance
After 2026-10-07 transaction · row 1
1 source rowRow 1 · 2026-10-07 · Tax withholding · Disposed 8,056 · Balance 2,251,059 F1: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. |
| Class L-2 common stockSEC Table I · non-derivative | Direct | 1,413,490 |
Reported balance
Holding disclosure · report date 2026-10-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,413,490 |
Filing footnotes · ownership attribution and instrument terms
F1: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 07, 2026 Filed Oct 8, 2026 20:10 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 8,056 | $11.59 | $93,369.04 |
DisclosureSEC source: 0001805284-26-000116 · wk-form4_1791490251.xml · nonDerivative · entry 1 Lovier Heather M. · CIK 0002028260 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,251,059 F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. Read SEC document |
| September 07, 2026 Filed Sep 9, 2026 23:12 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 61,669 | $14.06 | $867,066.14 |
DisclosureSEC source: 0001805284-26-000100 · wk-form4_1788995533.xml · nonDerivative · entry 1 Lovier Heather M. · CIK 0002028260 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,259,115 F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. F2 · balance_after: Includes 1,413,489 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3. Read SEC document |
| April 07, 2026 Filed Apr 8, 2026 20:11 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 8,056 | $15.03 | $121,081.68 |
DisclosureSEC source: 0001805284-26-000050 · wk-form4_1775679084.xml · nonDerivative · entry 1 Lovier Heather M. · CIK 0002028260 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 907,295 F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. Read SEC document |
| March 07, 2026 Filed Mar 10, 2026 20:23 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 43,179 | $14.95 | $645,526.05 |
DisclosureSEC source: 0001805284-26-000025 · wk-form4_1773174198.xml · nonDerivative · entry 2 Lovier Heather M. · CIK 0002028260 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 915,351 F2 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. Read SEC document |
| March 07, 2026 Filed Mar 10, 2026 20:23 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass A common stock | 250,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001805284-26-000025 · wk-form4_1773174198.xml · nonDerivative · entry 1 Lovier Heather M. · CIK 0002028260 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 958,530 F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on September 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date. Read SEC document |
| October 08, 2025 Filed Oct 10, 2025 20:09 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass A common stock | 107,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001805284-25-000124 · wk-form4_1760126963.xml · nonDerivative · entry 1 Lovier Heather M. · CIK 0002028260 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 707,694 F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on October 8, 2025 and will vest in six equal, semi-annual installments over three years on each April 7 and October 7, with the initial vesting date on April 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date. Read SEC document |
| September 07, 2025 Filed Sep 9, 2025 20:20 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 42,937 | $20.26 | $869,903.62 |
DisclosureSEC source: 0001805284-25-000105 · wk-form4_1757449203.xml · nonDerivative · entry 1 Lovier Heather M. · CIK 0002028260 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 599,803 F1 · kind: Represents shares withheld by Rocket Companies, Inc. to satisfy tax withholding obligations in connection with the vesting of 95,835 restricted stock units granted to the Reporting Person on September 28, 2023, March 7, 2024, August 26, 2024, and March 7, 2025. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 22:05 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass L-2 common stock | 1,413,490 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-25-001816 · es250645232_4-lovier.xml · nonDerivative · entry 2 Lovier Heather M. · CIK 0002028260 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,413,490 F1 · shares: On June 30, 2025, Rocket Companies, Inc. ("Rocket") completed the collapse of its "Up-C" structure (the "Up-C Collapse") pursuant to the Transaction Agreement, by and among Rocket, Rock Holdings Inc. ("RHI"), Eclipse Sub, Inc., Rocket GP, LLC, Daniel Gilbert and RHI II, LLC. Pursuant to the Transaction Agreement, each RHI shareholder, in consideration for its voting common shares of RHI, par value $0.001 per share (the "RHI Shares"), received for each RHI Share 56.54 newly issued shares of Rocket Class L common stock, par value $0.00001 per share (the "Class L Common Stock"), half of which are designated Class L-1 Common Stock, par value $0.00001 per share ("Class L-1 Common Stock"), and half of which are designated Class L-2 Common Stock, par value $0.00001 per share ("Class L-2 Common Stock"). (Cont'd in FN2) F2 · shares: (Cont'd from FN1) Subject to certain limited exceptions as provided in Rocket's certificate of incorporation, (i) holders of Class L-1 Common Stock are prohibited from transferring or otherwise disposing of such shares prior to June 30, 2026, and (ii) holders of Class L-2 Common Stock are prohibited from transferring or otherwise disposing of such shares prior to June 30, 2027. Following June 30, 2026, each share of Class L-1 common stock (i) may be converted at any time, at the option of the holder, into one share of Rocket Class A common stock, par value $0.00001 per share ("Class A Common Stock"), and (ii) will automatically convert into one share of Rocket Class A Common Stock immediately prior to any transfer of such share, except for certain permitted transfers that are described in Rocket's certificate of incorporation. (Cont'd in FN3) F3 · shares: (Cont'd from FN2) Following June 30, 2027, each share of Class L-2 Common Stock (i) may be converted at any time, at the option of the holder, into one share of Class A Common Stock and (ii) will automatically convert into one share of Rocket Class A Common Stock immediately prior to any transfer of such share, except for certain permitted transfers that are described in Rocket's certificate of incorporation. In addition, upon the later to occur of (A) June 30, 2027 and (B) the date that the outstanding shares of Class L Common Stock no longer represent at least 79% of the total voting power of the issued and outstanding shares of Rocket common stock, all shares of Class L Common Stock will automatically convert to newly issued shares of Class A Common Stock. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 22:05 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass L-1 common stock | 1,413,489 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-25-001816 · es250645232_4-lovier.xml · nonDerivative · entry 1 Lovier Heather M. · CIK 0002028260 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,413,489 F1 · shares: On June 30, 2025, Rocket Companies, Inc. ("Rocket") completed the collapse of its "Up-C" structure (the "Up-C Collapse") pursuant to the Transaction Agreement, by and among Rocket, Rock Holdings Inc. ("RHI"), Eclipse Sub, Inc., Rocket GP, LLC, Daniel Gilbert and RHI II, LLC. Pursuant to the Transaction Agreement, each RHI shareholder, in consideration for its voting common shares of RHI, par value $0.001 per share (the "RHI Shares"), received for each RHI Share 56.54 newly issued shares of Rocket Class L common stock, par value $0.00001 per share (the "Class L Common Stock"), half of which are designated Class L-1 Common Stock, par value $0.00001 per share ("Class L-1 Common Stock"), and half of which are designated Class L-2 Common Stock, par value $0.00001 per share ("Class L-2 Common Stock"). (Cont'd in FN2) F2 · shares: (Cont'd from FN1) Subject to certain limited exceptions as provided in Rocket's certificate of incorporation, (i) holders of Class L-1 Common Stock are prohibited from transferring or otherwise disposing of such shares prior to June 30, 2026, and (ii) holders of Class L-2 Common Stock are prohibited from transferring or otherwise disposing of such shares prior to June 30, 2027. Following June 30, 2026, each share of Class L-1 common stock (i) may be converted at any time, at the option of the holder, into one share of Rocket Class A common stock, par value $0.00001 per share ("Class A Common Stock"), and (ii) will automatically convert into one share of Rocket Class A Common Stock immediately prior to any transfer of such share, except for certain permitted transfers that are described in Rocket's certificate of incorporation. (Cont'd in FN3) F3 · shares: (Cont'd from FN2) Following June 30, 2027, each share of Class L-2 Common Stock (i) may be converted at any time, at the option of the holder, into one share of Class A Common Stock and (ii) will automatically convert into one share of Rocket Class A Common Stock immediately prior to any transfer of such share, except for certain permitted transfers that are described in Rocket's certificate of incorporation. In addition, upon the later to occur of (A) June 30, 2027 and (B) the date that the outstanding shares of Class L Common Stock no longer represent at least 79% of the total voting power of the issued and outstanding shares of Rocket common stock, all shares of Class L Common Stock will automatically convert to newly issued shares of Class A Common Stock. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 20:14 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 34,648 | $15.77 | $546,398.96 |
DisclosureSEC source: 0001805284-25-000032 · wk-form4_1741724055.xml · nonDerivative · entry 2 Lovier Heather M. · CIK 0002028260 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 642,740 F3 · kind: Represents shares withheld by Rocket Companies, Inc. to satisfy tax withholding obligations in connection with the vesting of 78,967 restricted stock units granted to the Reporting Person on March 7, 2022, September 28, 2023, March 7, 2024, and August 26, 2024. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 20:14 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass A common stock | 174,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001805284-25-000032 · wk-form4_1741724055.xml · nonDerivative · entry 1 Lovier Heather M. · CIK 0002028260 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 677,388 F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2025 and will vest in six equal, semi-annual installments over three years on each September 7 and March 7, with the initial vesting date on September 7, 2025, subject to the Reporting Person's continued employment on the applicable vesting date. F2 · balance_after: The total number of shares of Class A common stock beneficially owned by the Reporting Person is being amended to remove 30,376 shares inadvertently included in the Form 3 filed by the Reporting Person on July 1, 2024 and in the Form 4s filed by the Reporting Person on August 28, 2024 and September 11, 2024. Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 20:17 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 23,428 | $19.31 | $452,394.68 |
DisclosureSEC source: 0001805284-24-000159 · wk-form4_1726085842.xml · nonDerivative · entry 1 Lovier Heather M. · CIK 0002028260 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 533,383 F1 · kind: Represents shares withheld by Rocket Companies, Inc. to satisfy tax withholding obligations in connection with the vesting of 56,747 restricted stock units granted to the Reporting Person on September 28, 2023 and March 7, 2024. Read SEC document |
| August 26, 2024 Filed Aug 28, 2024 20:36 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass A common stock | 60,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001805284-24-000143 · wk-form4_1724877361.xml · nonDerivative · entry 1 Lovier Heather M. · CIK 0002028260 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 556,811 F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on August 26, 2024 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on March 7, 2025, subject to the Reporting Person's continued employment on the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.