Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rocket Companies, Inc.RKT · Entity 3094 | President & Chief Fin Officer | October 07, 2026 | October 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rocket Companies, Inc.
Report date October 07, 2026 · Filed October 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 1,607,954 |
Reported balance
After 2026-10-07 transaction · row 1
1 source rowRow 1 · 2026-10-07 · Tax withholding · Disposed 16,112 · Balance 1,607,954 F1: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. |
| Class L-2 common stockSEC Table I · non-derivative | Direct | 395,777 |
Reported balance
Holding disclosure · report date 2026-10-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 395,777 |
Filing footnotes · ownership attribution and instrument terms
F1: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 07, 2026 Filed Oct 8, 2026 20:10 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 16,112 | $11.59 | $186,738.08 |
DisclosureSEC source: 0001805284-26-000114 · wk-form4_1791490233.xml · nonDerivative · entry 1 Brown Brian Nicholas · CIK 0001820672 · President & Chief Fin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,607,954 F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. Read SEC document |
| September 08, 2026 Filed Sep 9, 2026 23:12 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 14,675 | $14.06 | $206,330.50 |
DisclosureSEC source: 0001805284-26-000103 · wk-form4_1788995550.xml · nonDerivative · entry 2 Brown Brian Nicholas · CIK 0001820672 · President & Chief Fin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,624,066 F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. F2 · balance_after: Includes 395,777 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3. Read SEC document |
| September 07, 2026 Filed Sep 9, 2026 23:12 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 44,042 | $14.06 | $619,230.52 |
DisclosureSEC source: 0001805284-26-000103 · wk-form4_1788995550.xml · nonDerivative · entry 1 Brown Brian Nicholas · CIK 0001820672 · President & Chief Fin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,638,741 F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. F2 · balance_after: Includes 395,777 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3. Read SEC document |
| April 07, 2026 Filed Apr 8, 2026 20:11 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 16,112 | $15.03 | $242,163.36 |
DisclosureSEC source: 0001805284-26-000051 · wk-form4_1775679090.xml · nonDerivative · entry 1 Brown Brian Nicholas · CIK 0001820672 · President & Chief Fin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,287,006 F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. Read SEC document |
| March 08, 2026 Filed Mar 10, 2026 20:24 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 14,675 | $14.95 | $219,391.25 |
DisclosureSEC source: 0001805284-26-000031 · wk-form4_1773174243.xml · nonDerivative · entry 3 Brown Brian Nicholas · CIK 0001820672 · President & Chief Fin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,303,118 F2 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. Read SEC document |
| March 07, 2026 Filed Mar 10, 2026 20:24 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 16,572 | $14.95 | $247,751.40 |
DisclosureSEC source: 0001805284-26-000031 · wk-form4_1773174243.xml · nonDerivative · entry 2 Brown Brian Nicholas · CIK 0001820672 · President & Chief Fin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,317,793 F2 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. Read SEC document |
| March 07, 2026 Filed Mar 10, 2026 20:24 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass A common stock | 367,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001805284-26-000031 · wk-form4_1773174243.xml · nonDerivative · entry 1 Brown Brian Nicholas · CIK 0001820672 · President & Chief Fin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,334,365 F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on September 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date. Read SEC document |
| March 03, 2026 Filed Mar 4, 2026 21:05 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 39,128 | $16.79 | $656,959.12 |
DisclosureSEC source: 0001805284-26-000016 · wk-form4_1772658303.xml · nonDerivative · entry 1 Brown Brian Nicholas · CIK 0001820672 · President & Chief Fin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 966,473 F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. Read SEC document |
| October 08, 2025 Filed Oct 10, 2025 20:09 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass A common stock | 215,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001805284-25-000127 · wk-form4_1760126981.xml · nonDerivative · entry 1 Brown Brian Nicholas · CIK 0001820672 · Chief Fin. Officer & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,005,601 F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on October 8, 2025 and will vest in six equal, semi-annual installments over three years on each April 7 and October 7, with the initial vesting date on April 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date. Read SEC document |
| September 08, 2025 Filed Sep 10, 2025 20:30 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 14,675 | $20.48 | $300,544.00 |
DisclosureSEC source: 0001805284-25-000115 · wk-form4_1757536228.xml · nonDerivative · entry 1 Brown Brian Nicholas · CIK 0001820672 · Chief Fin. Officer & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 789,819 F1 · kind: Represents shares withheld by Rocket Companies, Inc. to satisfy tax withholding obligations in connection with the vesting of 32,756 restricted stock units granted to the Reporting Person on March 8, 2024. Read SEC document |
| September 07, 2025 Filed Sep 9, 2025 20:16 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 16,572 | $20.26 | $335,748.72 |
DisclosureSEC source: 0001805284-25-000100 · wk-form4_1757448988.xml · nonDerivative · entry 1 Brown Brian Nicholas · CIK 0001820672 · Chief Fin. Officer & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 804,494 F1 · kind: Represents shares withheld by Rocket Companies, Inc. to satisfy tax withholding obligations in connection with the vesting of 36,990 restricted stock units granted to the Reporting Person on March 7, 2025. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 21:53 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass L-2 common stock | 395,777 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-25-001812 · es250645224_4-brown.xml · nonDerivative · entry 2 Brown Brian Nicholas · CIK 0001820672 · Chief Fin. Officer & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 395,777 F1 · shares: On June 30, 2025, Rocket Companies, Inc. ("Rocket") completed the collapse of its "Up-C" structure (the "Up-C Collapse") pursuant to the Transaction Agreement, by and among Rocket, Rock Holdings Inc. ("RHI"), Eclipse Sub, Inc., Rocket GP, LLC, Daniel Gilbert and RHI II, LLC. Pursuant to the Transaction Agreement, each RHI shareholder, in consideration for its voting common shares of RHI, par value $0.001 per share (the "RHI Shares"), received for each RHI Share 56.54 newly issued shares of Rocket Class L common stock, par value $0.00001 per share (the "Class L Common Stock"), half of which are designated Class L-1 Common Stock, par value $0.00001 per share ("Class L-1 Common Stock"), and half of which are designated Class L-2 Common Stock, par value $0.00001 per share ("Class L-2 Common Stock"). (Cont'd in FN2) F2 · shares: (Cont'd from FN1) Subject to certain limited exceptions as provided in Rocket's certificate of incorporation, (i) holders of Class L-1 Common Stock are prohibited from transferring or otherwise disposing of such shares prior to June 30, 2026, and (ii) holders of Class L-2 Common Stock are prohibited from transferring or otherwise disposing of such shares prior to June 30, 2027. Following June 30, 2026, each share of Class L-1 common stock (i) may be converted at any time, at the option of the holder, into one share of Rocket Class A common stock, par value $0.00001 per share ("Class A Common Stock"), and (ii) will automatically convert into one share of Rocket Class A Common Stock immediately prior to any transfer of such share, except for certain permitted transfers that are described in Rocket's certificate of incorporation. (Cont'd in FN3) F3 · shares: (Cont'd from FN2) Following June 30, 2027, each share of Class L-2 Common Stock (i) may be converted at any time, at the option of the holder, into one share of Class A Common Stock and (ii) will automatically convert into one share of Rocket Class A Common Stock immediately prior to any transfer of such share, except for certain permitted transfers that are described in Rocket's certificate of incorporation. In addition, upon the later to occur of (A) June 30, 2027 and (B) the date that the outstanding shares of Class L Common Stock no longer represent at least 79% of the total voting power of the issued and outstanding shares of Rocket common stock, all shares of Class L Common Stock will automatically convert to newly issued shares of Class A Common Stock. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 21:53 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass L-1 common stock | 395,777 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-25-001812 · es250645224_4-brown.xml · nonDerivative · entry 1 Brown Brian Nicholas · CIK 0001820672 · Chief Fin. Officer & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 395,777 F1 · shares: On June 30, 2025, Rocket Companies, Inc. ("Rocket") completed the collapse of its "Up-C" structure (the "Up-C Collapse") pursuant to the Transaction Agreement, by and among Rocket, Rock Holdings Inc. ("RHI"), Eclipse Sub, Inc., Rocket GP, LLC, Daniel Gilbert and RHI II, LLC. Pursuant to the Transaction Agreement, each RHI shareholder, in consideration for its voting common shares of RHI, par value $0.001 per share (the "RHI Shares"), received for each RHI Share 56.54 newly issued shares of Rocket Class L common stock, par value $0.00001 per share (the "Class L Common Stock"), half of which are designated Class L-1 Common Stock, par value $0.00001 per share ("Class L-1 Common Stock"), and half of which are designated Class L-2 Common Stock, par value $0.00001 per share ("Class L-2 Common Stock"). (Cont'd in FN2) F2 · shares: (Cont'd from FN1) Subject to certain limited exceptions as provided in Rocket's certificate of incorporation, (i) holders of Class L-1 Common Stock are prohibited from transferring or otherwise disposing of such shares prior to June 30, 2026, and (ii) holders of Class L-2 Common Stock are prohibited from transferring or otherwise disposing of such shares prior to June 30, 2027. Following June 30, 2026, each share of Class L-1 common stock (i) may be converted at any time, at the option of the holder, into one share of Rocket Class A common stock, par value $0.00001 per share ("Class A Common Stock"), and (ii) will automatically convert into one share of Rocket Class A Common Stock immediately prior to any transfer of such share, except for certain permitted transfers that are described in Rocket's certificate of incorporation. (Cont'd in FN3) F3 · shares: (Cont'd from FN2) Following June 30, 2027, each share of Class L-2 Common Stock (i) may be converted at any time, at the option of the holder, into one share of Class A Common Stock and (ii) will automatically convert into one share of Rocket Class A Common Stock immediately prior to any transfer of such share, except for certain permitted transfers that are described in Rocket's certificate of incorporation. In addition, upon the later to occur of (A) June 30, 2027 and (B) the date that the outstanding shares of Class L Common Stock no longer represent at least 79% of the total voting power of the issued and outstanding shares of Rocket common stock, all shares of Class L Common Stock will automatically convert to newly issued shares of Class A Common Stock. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 20:14 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 38,958 | $15.77 | $614,367.66 |
DisclosureSEC source: 0001805284-25-000033 · wk-form4_1741724065.xml · nonDerivative · entry 2 Brown Brian Nicholas · CIK 0001820672 · Chief Fin. Officer & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 821,066 F2 · kind: Represents shares withheld by Rocket Companies, Inc. to satisfy tax withholding obligations in connection with the vesting of 86,957 restricted stock units granted to the Reporting Person on March 7, 2022 and March 8, 2024. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 20:14 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass A common stock | 221,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001805284-25-000033 · wk-form4_1741724065.xml · nonDerivative · entry 1 Brown Brian Nicholas · CIK 0001820672 · Chief Fin. Officer & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 860,024 F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2025 and will vest in six equal, semi-annual installments over three years on each September 7 and March 7, with the initial vesting date on September 7, 2025, subject to the Reporting Person's continued employment on the applicable vesting date. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 21:09 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 39,134 | $14.06 | $550,224.04 |
DisclosureSEC source: 0001805284-25-000017 · wk-form4_1741208977.xml · nonDerivative · entry 1 Brown Brian Nicholas · CIK 0001820672 · Chief Fin. Officer & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 638,084 F1 · kind: Represents shares withheld by Rocket Companies, Inc. to satisfy tax withholding obligations in connection with the vesting of 86,805 restricted stock units granted to the Reporting Person on March 3, 2023. Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 20:18 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 14,675 | $19.31 | $283,374.25 |
DisclosureSEC source: 0001805284-24-000162 · wk-form4_1726085922.xml · nonDerivative · entry 1 Brown Brian Nicholas · CIK 0001820672 · Chief Fin. Officer & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 677,218 F1 · kind: Represents shares withheld by Rocket Companies, Inc. to satisfy tax withholding obligations in connection with the vesting of 32,756 restricted stock units granted to the Reporting Person on March 8, 2024. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 22:53 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass A common stock | 196,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001805284-24-000023 · wk-form4_1710283981.xml · nonDerivative · entry 1 Brown Brian Nicholas · CIK 0001820672 · Chief Fin. Officer & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 691,893 F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in six equal installments of 16.66% on a semi-annual basis beginning on September 8, 2024, subject to the reporting person's continued employment on the applicable vesting date. Read SEC document |
| March 07, 2024 Filed Mar 8, 2024 22:10 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 24,282 | $12.64 | $306,924.48 |
DisclosureSEC source: 0001805284-24-000011 · wk-form4_1709935815.xml · nonDerivative · entry 1 Brown Brian Nicholas · CIK 0001820672 · Chief Fin. Officer & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 495,353 F1 · kind: Represents shares withheld by Rocket Companies, Inc. to satisfy tax withholding obligations in connection with the vesting of 54,200 restricted stock units granted to the Reporting Person on March 7, 2022. Read SEC document |
| March 03, 2024 Filed Mar 5, 2024 21:53 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 38,889 | $12.87 | $500,501.43 |
DisclosureSEC source: 0000950142-24-000638 · es240454946_4-brown.xml · nonDerivative · entry 1 Brown Brian Nicholas · CIK 0001820672 · Chief Fin. Officer & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 519,635 F1 · kind: Represents shares withheld by Rocket Companies, Inc to satisfy tax withholding obligations in connection with the vesting of 86,805 restricted stock units granted to the Reporting Person on March 3, 2023. Read SEC document |
| October 31, 2023 Filed Nov 1, 2023 20:04 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 38,689 | $7.39 | $285,911.71 |
DisclosureSEC source: 0001805284-23-000083 · wk-form4_1698869078.xml · nonDerivative · entry 1 Brown Brian Nicholas · CIK 0001820672 · Chief Fin. Officer & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 558,524 F1 · kind: Represents shares withheld by Rocket Companies, Inc. to satisfy tax withholding obligations in connection with the vesting of 86,745 restricted stock units granted to the Reporting Person on August 12, 2022. Read SEC document |
| August 05, 2023 Filed Aug 8, 2023 20:03 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 11,150 | $11.18 | $124,657.00 |
DisclosureSEC source: 0001805284-23-000061 · wk-form4_1691525020.xml · nonDerivative · entry 1 Brown Brian Nicholas · CIK 0001820672 · Chief Fin. Officer & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 597,213 F1 · kind: Represents shares withheld by Rocket Companies, Inc to satisfy tax withholding obligations in connection with the vesting of 25,000 restricted stock units granted to the Reporting Person on August 5, 2020. Read SEC document |
| March 07, 2023 Filed Mar 8, 2023 21:05 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 24,283 | $8.23 | $199,849.09 |
DisclosureSEC source: 0001805284-23-000023 · wf-form4_167830950819698.xml · nonDerivative · entry 1 Brown Brian Nicholas · CIK 0001820672 · Chief Fin. Officer & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608,363 F1 · kind: Represents shares withheld by Rocket Companies, Inc to satisfy tax withholding obligations in connection with the vesting of 54,201 restricted stock units granted to the Reporting Person on March 7, 2022. Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 21:45 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass A common stock | 260,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001805284-23-000018 · wf-form4_167813914188308.xml · nonDerivative · entry 1 Brown Brian Nicholas · CIK 0001820672 · Chief Fin. Officer & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632,646 F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in three equal installments of 33.33% on each of March 3, 2024, March 3, 2025 and March 3, 2026, subject to the reporting person's continued employment on the applicable vesting date. Read SEC document |
| October 31, 2022 Filed Nov 1, 2022 20:02 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 38,862 | $6.90 | $268,147.80 |
DisclosureSEC source: 0001805284-22-000264 · wf-form4_166733291033098.xml · nonDerivative · entry 1 Brown Brian Nicholas · CIK 0001820672 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,229 F1 · kind: Represents shares withheld by Rocket Companies, Inc to satisfy tax withholding obligations in connection with the vesting of 86,744 restricted stock units granted to the Reporting Person on August 12, 2022. Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 22:09 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass A common stock | 173,489 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-22-002533 · es220279125_4-brown.xml · nonDerivative · entry 1 Brown Brian Nicholas · CIK 0001820672 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,091 F1 · shares: Represents restricted stock units which shall vest in two equal installments on October 31, 2022 and October 31, 2023, subject to the terms of the award agreement. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 22:01 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass A common stock | 162,602 | $0.00 | $0.00 |
DisclosureSEC source: 0001805284-22-000019 · wf-form4_164686328882691.xml · nonDerivative · entry 1 Brown Brian Nicholas · CIK 0001820672 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,602 F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in three equal installments of 33.33% on each of March 7, 2023, March 7, 2024 and March 7, 2025, subject to the reporting person's continued employment on the applicable vesting date. Read SEC document |
| August 05, 2020 Filed Aug 8, 2020 00:15 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantEmployee Stock Options (right to buy) · Derivative | 92,402 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0000950142-20-001953 · es2001037_4-brown.xml · derivative · entry 2 Brown Brian Nicholas · CIK 0001820672 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,402 Underlying: Class A common stock · 92,402 shares Expires 2030-08-05 F2 · derivative.exercise_date: Represents employee stock options (right to buy) granted under the Plan in a transaction exempt under Rule 16b-3. Each employee stock option represents the right to buy one share of Class A common stock of the Issuer for each vested employee stock option. The employee stock options vest as to 33.33% on August 5, 2021 and monthly thereafter over the next 24 months, subject to the reporting person's continued employment on the applicable vesting date. Read SEC document |
| August 05, 2020 Filed Aug 8, 2020 00:15 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass A common stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-20-001953 · es2001037_4-brown.xml · nonDerivative · entry 1 Brown Brian Nicholas · CIK 0001820672 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in three equal installments of 33.33% on each of August 5, 2021, August 5, 2022 and August 5, 2023, subject to the reporting person's continued employment on the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.