Banfield William D.

SEC source: 0001805284-26-000117 · wk-form4_1791490257.xml · nonDerivative · entry 1

Banfield William D. · CIK 0002028108 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,659,492

F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

SEC source: 0001805284-26-000105 · wk-form4_1788995560.xml · nonDerivative · entry 1

Banfield William D. · CIK 0002028108 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,667,548

F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

F2 · balance_after: Includes 2,826,979 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.

SEC source: 0001805284-26-000046 · wk-form4_1775679059.xml · nonDerivative · entry 1

Banfield William D. · CIK 0002028108 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 901,884

F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

SEC source: 0001805284-26-000029 · wk-form4_1773174227.xml · nonDerivative · entry 2

Banfield William D. · CIK 0002028108 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 909,940

F2 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

SEC source: 0001805284-26-000029 · wk-form4_1773174227.xml · nonDerivative · entry 1

Banfield William D. · CIK 0002028108 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 953,993

F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on September 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date.

SEC source: 0001805284-25-000123 · wk-form4_1760126957.xml · nonDerivative · entry 1

Banfield William D. · CIK 0002028108 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 719,880

F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on October 8, 2025 and will vest in six equal, semi-annual installments over three years on each April 7 and October 7, with the initial vesting date on April 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date.

SEC source: 0001805284-25-000103 · wk-form4_1757449113.xml · nonDerivative · entry 1

Banfield William D. · CIK 0002028108 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 611,989

F1 · kind: Represents shares withheld by Rocket Companies, Inc. to satisfy tax withholding obligations in connection with the vesting of 97,836 restricted stock units granted to the Reporting Person on September 28, 2023, March 7, 2024, August 26, 2024, and March 7, 2025.

SEC source: 0000950142-25-001811 · es250645223_4-banfield.xml · nonDerivative · entry 2

Banfield William D. · CIK 0002028108 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,826,979

F1 · shares: On June 30, 2025, Rocket Companies, Inc. ("Rocket") completed the collapse of its "Up-C" structure (the "Up-C Collapse") pursuant to the Transaction Agreement, by and among Rocket, Rock Holdings Inc. ("RHI"), Eclipse Sub, Inc., Rocket GP, LLC, Daniel Gilbert and RHI II, LLC. Pursuant to the Transaction Agreement, each RHI shareholder, in consideration for its voting common shares of RHI, par value $0.001 per share (the "RHI Shares"), received for each RHI Share 56.54 newly issued shares of Rocket Class L common stock, par value $0.00001 per share (the "Class L Common Stock"), half of which are designated Class L-1 Common Stock, par value $0.00001 per share ("Class L-1 Common Stock"), and half of which are designated Class L-2 Common Stock, par value $0.00001 per share ("Class L-2 Common Stock"). (Cont'd in FN2)

F2 · shares: (Cont'd from FN1) Subject to certain limited exceptions as provided in Rocket's certificate of incorporation, (i) holders of Class L-1 Common Stock are prohibited from transferring or otherwise disposing of such shares prior to June 30, 2026, and (ii) holders of Class L-2 Common Stock are prohibited from transferring or otherwise disposing of such shares prior to June 30, 2027. Following June 30, 2026, each share of Class L-1 common stock (i) may be converted at any time, at the option of the holder, into one share of Rocket Class A common stock, par value $0.00001 per share ("Class A Common Stock"), and (ii) will automatically convert into one share of Rocket Class A Common Stock immediately prior to any transfer of such share, except for certain permitted transfers that are described in Rocket's certificate of incorporation. (Cont'd in FN3)

F3 · shares: (Cont'd from FN2) Following June 30, 2027, each share of Class L-2 Common Stock (i) may be converted at any time, at the option of the holder, into one share of Class A Common Stock and (ii) will automatically convert into one share of Rocket Class A Common Stock immediately prior to any transfer of such share, except for certain permitted transfers that are described in Rocket's certificate of incorporation. In addition, upon the later to occur of (A) June 30, 2027 and (B) the date that the outstanding shares of Class L Common Stock no longer represent at least 79% of the total voting power of the issued and outstanding shares of Rocket common stock, all shares of Class L Common Stock will automatically convert to newly issued shares of Class A Common Stock.

SEC source: 0000950142-25-001811 · es250645223_4-banfield.xml · nonDerivative · entry 1

Banfield William D. · CIK 0002028108 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,826,979

F1 · shares: On June 30, 2025, Rocket Companies, Inc. ("Rocket") completed the collapse of its "Up-C" structure (the "Up-C Collapse") pursuant to the Transaction Agreement, by and among Rocket, Rock Holdings Inc. ("RHI"), Eclipse Sub, Inc., Rocket GP, LLC, Daniel Gilbert and RHI II, LLC. Pursuant to the Transaction Agreement, each RHI shareholder, in consideration for its voting common shares of RHI, par value $0.001 per share (the "RHI Shares"), received for each RHI Share 56.54 newly issued shares of Rocket Class L common stock, par value $0.00001 per share (the "Class L Common Stock"), half of which are designated Class L-1 Common Stock, par value $0.00001 per share ("Class L-1 Common Stock"), and half of which are designated Class L-2 Common Stock, par value $0.00001 per share ("Class L-2 Common Stock"). (Cont'd in FN2)

F2 · shares: (Cont'd from FN1) Subject to certain limited exceptions as provided in Rocket's certificate of incorporation, (i) holders of Class L-1 Common Stock are prohibited from transferring or otherwise disposing of such shares prior to June 30, 2026, and (ii) holders of Class L-2 Common Stock are prohibited from transferring or otherwise disposing of such shares prior to June 30, 2027. Following June 30, 2026, each share of Class L-1 common stock (i) may be converted at any time, at the option of the holder, into one share of Rocket Class A common stock, par value $0.00001 per share ("Class A Common Stock"), and (ii) will automatically convert into one share of Rocket Class A Common Stock immediately prior to any transfer of such share, except for certain permitted transfers that are described in Rocket's certificate of incorporation. (Cont'd in FN3)

F3 · shares: (Cont'd from FN2) Following June 30, 2027, each share of Class L-2 Common Stock (i) may be converted at any time, at the option of the holder, into one share of Class A Common Stock and (ii) will automatically convert into one share of Rocket Class A Common Stock immediately prior to any transfer of such share, except for certain permitted transfers that are described in Rocket's certificate of incorporation. In addition, upon the later to occur of (A) June 30, 2027 and (B) the date that the outstanding shares of Class L Common Stock no longer represent at least 79% of the total voting power of the issued and outstanding shares of Rocket common stock, all shares of Class L Common Stock will automatically convert to newly issued shares of Class A Common Stock.

SEC source: 0001805284-25-000034 · wk-form4_1741724076.xml · nonDerivative · entry 2

Banfield William D. · CIK 0002028108 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 655,821

F3 · kind: Represents shares withheld by Rocket Companies, Inc. to satisfy tax withholding obligations in connection with the vesting of 110,480 restricted stock units granted to the Reporting Person on March 7, 2022, September 28, 2023, March 7, 2024, and August 26, 2024.

SEC source: 0001805284-25-000034 · wk-form4_1741724076.xml · nonDerivative · entry 1

Banfield William D. · CIK 0002028108 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 703,616

F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2025 and will vest in six equal, semi-annual installments over three years on each September 7 and March 7, with the initial vesting date on September 7, 2025, subject to the Reporting Person's continued employment on the applicable vesting date.

F2 · balance_after: The total number of shares of Class A common stock beneficially owned by the Reporting Person is being amended to remove 36,699 shares inadvertently included in the Form 3 filed by the Reporting Person on July 1, 2024 and in the Form 4s filed by the Reporting Person on August 28, 2024 and September 11, 2024.

SEC source: 0001805284-24-000163 · wk-form4_1726085950.xml · nonDerivative · entry 1

Banfield William D. · CIK 0002028108 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 572,275

F1 · kind: Represents shares withheld by Rocket Companies, Inc. to satisfy tax withholding obligations in connection with the vesting of 61,810 restricted stock units granted to the Reporting Person on September 28, 2023 and March 7, 2024.

SEC source: 0001805284-24-000141 · wk-form4_1724877175.xml · nonDerivative · entry 1

Banfield William D. · CIK 0002028108 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 599,967

F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on August 26, 2024 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on March 7, 2025, subject to the Reporting Person's continued employment on the applicable vesting date.