Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rocket Companies, Inc.RKT · Entity 3094 | Chief Technology Officer | October 07, 2026 | October 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rocket Companies, Inc.
Report date October 07, 2026 · Filed October 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 853,590 |
Reported balance
After 2026-10-07 transaction · row 1
1 source rowRow 1 · 2026-10-07 · Tax withholding · Disposed 13,751 · Balance 853,590 F1: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 07, 2026 Filed Oct 8, 2026 20:11 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 13,751 | $11.59 | $159,374.09 |
DisclosureSEC source: 0001805284-26-000118 · wk-form4_1791490262.xml · nonDerivative · entry 1 Malhotra Shawn · CIK 0002028112 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 853,590 F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. Read SEC document |
| September 07, 2026 Filed Sep 9, 2026 23:12 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 37,930 | $14.06 | $533,295.80 |
DisclosureSEC source: 0001805284-26-000102 · wk-form4_1788995544.xml · nonDerivative · entry 1 Malhotra Shawn · CIK 0002028112 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 867,341 F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. Read SEC document |
| May 06, 2026 Filed May 7, 2026 20:04 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 52,484 | $14.09 | $739,499.56 |
DisclosureSEC source: 0001805284-26-000062 · wk-form4_1778184265.xml · nonDerivative · entry 1 Malhotra Shawn · CIK 0002028112 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 905,271 F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. Read SEC document |
| April 07, 2026 Filed Apr 8, 2026 20:11 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 13,751 | $15.03 | $206,677.53 |
DisclosureSEC source: 0001805284-26-000048 · wk-form4_1775679072.xml · nonDerivative · entry 1 Malhotra Shawn · CIK 0002028112 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 957,755 F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. Read SEC document |
| March 07, 2026 Filed Mar 10, 2026 20:24 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 15,723 | $14.95 | $235,058.85 |
DisclosureSEC source: 0001805284-26-000032 · wk-form4_1773174248.xml · nonDerivative · entry 2 Malhotra Shawn · CIK 0002028112 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 971,506 F2 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. Read SEC document |
| March 07, 2026 Filed Mar 10, 2026 20:24 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass A common stock | 250,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001805284-26-000032 · wk-form4_1773174248.xml · nonDerivative · entry 1 Malhotra Shawn · CIK 0002028112 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 987,229 F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on September 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date. Read SEC document |
| November 06, 2025 Filed Nov 7, 2025 22:05 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 51,673 | $16.30 | $842,269.90 |
DisclosureSEC source: 0001805284-25-000137 · wk-form4_1762553102.xml · nonDerivative · entry 1 Malhotra Shawn · CIK 0002028112 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 736,393 F1 · shares: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. Read SEC document |
| October 08, 2025 Filed Oct 10, 2025 20:09 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass A common stock | 154,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001805284-25-000126 · wk-form4_1760126975.xml · nonDerivative · entry 1 Malhotra Shawn · CIK 0002028112 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 788,066 F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on October 8, 2025 and will vest in six equal, semi-annual installments over three years on each April 7 and October 7, with the initial vesting date on April 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date. Read SEC document |
| September 07, 2025 Filed Sep 9, 2025 20:17 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 15,558 | $20.26 | $315,205.08 |
DisclosureSEC source: 0001805284-25-000101 · wk-form4_1757449030.xml · nonDerivative · entry 1 Malhotra Shawn · CIK 0002028112 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 633,936 F1 · kind: Represents shares withheld by Rocket Companies, Inc. to satisfy tax withholding obligations in connection with the vesting of 29,063 restricted stock units granted to the Reporting Person on March 7, 2025. Read SEC document |
| May 06, 2025 Filed May 8, 2025 20:24 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 51,683 | $11.53 | $595,904.99 |
DisclosureSEC source: 0001805284-25-000060 · wk-form4_1746735872.xml · nonDerivative · entry 1 Malhotra Shawn · CIK 0002028112 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 649,494 F1 · kind: Represents shares withheld by Rocket Companies, Inc. to satisfy tax withholding obligations in connection with the vesting of 96,548 restricted stock units granted to the Reporting Person on May 6, 2024. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 20:14 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass A common stock | 174,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001805284-25-000030 · wk-form4_1741724033.xml · nonDerivative · entry 1 Malhotra Shawn · CIK 0002028112 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 701,177 F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2025 and will vest in six equal, semi-annual installments over three years on each September 7 and March 7, with the initial vesting date on September 7, 2025, subject to the Reporting Person's continued employment on the applicable vesting date. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 22:38 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 52,494 | $15.75 | $826,780.50 |
DisclosureSEC source: 0001805284-24-000171 · wk-form4_1731105212.xml · nonDerivative · entry 1 Malhotra Shawn · CIK 0002028112 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 526,796 F1 · kind: Represents shares withheld by Rocket Companies, Inc. to satisfy tax withholding obligations in connection with the vesting of 96,548 restricted stock units granted to the Reporting Person on May 6, 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.