person · Reporting owner
O'Neill Stephen Andrew
Disclosed activity across 7 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RIVERNORTH OPPORTUNITIES FUND, INC.RIV · Entity 5947 | Portfolio Manager | September 24, 2026 | October 05, 2026 |
| RiverNorth Flexible Municipal Income Fund II, Inc.RFMZ · Entity 5900 | Portfolio Manager | July 17, 2025 | July 21, 2025 |
| RiverNorth Flexible Municipal Income Fund, Inc.RFM · Entity 6849 | Portfolio Manager | March 26, 2020 | March 26, 2020 |
| RiverNorth Managed Duration Municipal Income Fund II, Inc.RFMZ · Entity 6634 | Portfolio Manager | July 17, 2025 | July 18, 2025 |
| RiverNorth Managed Duration Municipal Income Fund, Inc.RMM · Entity 6021 | Portfolio Manager | April 19, 2021 | April 21, 2021 |
| RiverNorth Opportunistic Municipal Income Fund, Inc.RMI · Entity 6784 | Portfolio Manager | February 10, 2023 | February 13, 2023 |
| RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.OPP · Entity 6374 | Portfolio Manager | November 24, 2025 | December 01, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RIVERNORTH OPPORTUNITIES FUND, INC.
Report date September 24, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 119,922.775 |
Reported balance
After 2026-09-24 transaction · row 1
1 source rowRow 1 · 2026-09-24 · Other · Acquired 10,000 · Balance 119,922.775 F1: The shares were acquired from rights offering. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were acquired from rights offering.
RiverNorth Flexible Municipal Income Fund II, Inc.
Report date July 17, 2025 · Filed July 21, 2025 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 25,000 |
Last balance in matching sequence
After 2025-07-17 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2025-07-17 · Purchase · Acquired 2,065 · Balance 22,065 Row 2 · 2025-07-17 · Purchase · Acquired 2,000 · Balance 24,065 Row 3 · 2025-07-17 · Purchase · Acquired 935 · Balance 25,000 |
RiverNorth Flexible Municipal Income Fund, Inc.
Report date March 26, 2020 · Filed March 26, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No securities beneficially ownedSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-03-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
RiverNorth Managed Duration Municipal Income Fund II, Inc.
Report date July 17, 2025 · Filed July 18, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 25,000 |
Ending reported balance
After 2025-07-17 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2025-07-17 · Purchase · Acquired 2,065 · Balance 22,065 Row 2 · 2025-07-17 · Purchase · Acquired 2,000 · Balance 24,065 Row 3 · 2025-07-17 · Purchase · Acquired 935 · Balance 25,000 |
RiverNorth Managed Duration Municipal Income Fund, Inc.
Report date April 19, 2021 · Filed April 21, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,500 |
Reported balance
After 2021-04-19 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2021-04-19 · Sale · Disposed 1,500 · Balance 3,500 |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-04-19 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2021-04-19 · Sale · Disposed 3,699 · Balance 0 |
RiverNorth Opportunistic Municipal Income Fund, Inc.
Report date February 10, 2023 · Filed February 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-02-10 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2023-02-10 · Sale · Disposed 8,479.314 · Balance 13,000 Row 2 · 2023-02-10 · Sale · Disposed 600 · Balance 12,400 Row 3 · 2023-02-10 · Sale · Disposed 100 · Balance 12,300 Row 4 · 2023-02-10 · Sale · Disposed 300 · Balance 12,000 Row 5 · 2023-02-10 · Sale · Disposed 12,000 · Balance 0 |
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
Report date November 24, 2025 · Filed December 01, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 10,040 |
Reported balance
After 2025-11-24 transaction · row 1
1 source rowRow 1 · 2025-11-24 · Other · Acquired 10,000 · Balance 10,040 F1: The shares were acquired from rights offering. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were acquired from rights offering.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 24, 2026 Filed Oct 5, 2026 18:10 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | OtherCommon Shares of Beneficial Interest | 10,000 | $10.49 | $104,900.00 |
DisclosureSEC source: 0001398344-26-017869 · fp0101266-1_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,922.775 F1 · kind: The shares were acquired from rights offering. Read SEC document |
| November 24, 2025 Filed Dec 1, 2025 16:54 UTC | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. OPP · Entity 6374 | OtherCommon Shares of Beneficial Interest | 10,000 | $7.94 | $79,400.00 |
DisclosureSEC source: 0001398344-25-021497 · fp0096442-1_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,040 F1 · kind: The shares were acquired from rights offering. Read SEC document |
| October 17, 2025 Filed Oct 20, 2025 17:30 UTC | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. OPP · Entity 6374 | PurchaseCommon Shares of Beneficial Interest | 30 | $8.26 | $247.93 |
DisclosureSEC source: 0001398344-25-019371 · fp0095957-1_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,178 Read SEC document |
| October 10, 2025 Filed Oct 14, 2025 16:42 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | OtherCommon Shares of Beneficial Interest | 15,000 | $11.95 | $179,250.00 |
DisclosureSEC source: 0001398344-25-019156 · fp0095836-1_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,767.83 F1 · kind: The shares were acquired from rights offering. Read SEC document |
| July 18, 2025 Filed Jul 21, 2025 19:11 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | PurchaseCommon Shares of Beneficial Interest | 3,000 | $12.57 | $37,710.00 |
DisclosureSEC source: 0001398344-25-013436 · fp0094593-1_4.xml · nonDerivative · entry 2 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| July 18, 2025 Filed Jul 21, 2025 19:11 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | PurchaseCommon Shares of Beneficial Interest | 2,000 | $12.57 | $25,138.20 |
DisclosureSEC source: 0001398344-25-013436 · fp0094593-1_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,000 Read SEC document |
| July 17, 2025 Filed Jul 18, 2025 14:44 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RFMZ · Entity 6634 | PurchaseCommon Shares of Beneficial Interest | 935 | $12.58 | $11,766.32 |
DisclosureSEC source: 0001398344-25-013328 · fp0094574-1_4.xml · nonDerivative · entry 3 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| July 17, 2025 Filed Jul 18, 2025 14:44 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RFMZ · Entity 6634 | PurchaseCommon Shares of Beneficial Interest | 2,000 | $12.63 | $25,259.60 |
DisclosureSEC source: 0001398344-25-013328 · fp0094574-1_4.xml · nonDerivative · entry 2 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,065 Read SEC document |
| July 17, 2025 Filed Jul 18, 2025 14:44 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RFMZ · Entity 6634 | PurchaseCommon Shares of Beneficial Interest | 2,065 | $12.59 | $25,998.35 |
DisclosureSEC source: 0001398344-25-013328 · fp0094574-1_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,065 Read SEC document |
| July 17, 2025 Filed Jul 21, 2025 19:21 UTC Amendment | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | PurchaseCommon Shares of Beneficial Interest | 935 | $12.58 | $11,766.32 |
DisclosureSEC source: 0001398344-25-013440 · fp0094594-1_4.xml · nonDerivative · entry 3 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| July 17, 2025 Filed Jul 21, 2025 19:21 UTC Amendment | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | PurchaseCommon Shares of Beneficial Interest | 2,000 | $12.63 | $25,259.60 |
DisclosureSEC source: 0001398344-25-013440 · fp0094594-1_4.xml · nonDerivative · entry 2 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,065 Read SEC document |
| July 17, 2025 Filed Jul 21, 2025 19:21 UTC Amendment | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | PurchaseCommon Shares of Beneficial Interest | 2,065 | $12.59 | $25,998.35 |
DisclosureSEC source: 0001398344-25-013440 · fp0094594-1_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,065 Read SEC document |
| July 16, 2025 Filed Jul 17, 2025 22:14 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | PurchaseCommon Shares of Beneficial Interest | 500 | $12.68 | $6,340.00 |
DisclosureSEC source: 0001398344-25-013286 · fp0094558-1_4.xml · nonDerivative · entry 4 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| July 16, 2025 Filed Jul 17, 2025 22:14 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | PurchaseCommon Shares of Beneficial Interest | 5,000 | $12.71 | $63,528.00 |
DisclosureSEC source: 0001398344-25-013286 · fp0094558-1_4.xml · nonDerivative · entry 3 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,500 Read SEC document |
| July 16, 2025 Filed Jul 17, 2025 22:14 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | PurchaseCommon Shares of Beneficial Interest | 500 | $12.70 | $6,352.15 |
DisclosureSEC source: 0001398344-25-013286 · fp0094558-1_4.xml · nonDerivative · entry 2 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,500 Read SEC document |
| July 16, 2025 Filed Jul 17, 2025 22:14 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | PurchaseCommon Shares of Beneficial Interest | 2,500 | $12.67 | $31,675.00 |
DisclosureSEC source: 0001398344-25-013286 · fp0094558-1_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,000 Read SEC document |
| July 16, 2025 Filed Jul 17, 2025 19:07 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | PurchaseCommon Shares of Beneficial Interest | 1,500 | $12.71 | $19,064.25 |
DisclosureSEC source: 0001398344-25-013260 · fp0094549-1_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,500 Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 18:56 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 12,000 | $18.36 | $220,320.00 |
DisclosureSEC source: 0001398344-23-003076 · fp0082329-1_4.xml · nonDerivative · entry 5 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 18:56 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 300 | $18.38 | $5,514.00 |
DisclosureSEC source: 0001398344-23-003076 · fp0082329-1_4.xml · nonDerivative · entry 4 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 18:56 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 100 | $18.39 | $1,839.00 |
DisclosureSEC source: 0001398344-23-003076 · fp0082329-1_4.xml · nonDerivative · entry 3 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,300 Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 18:56 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 600 | $18.37 | $11,022.00 |
DisclosureSEC source: 0001398344-23-003076 · fp0082329-1_4.xml · nonDerivative · entry 2 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,400 Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 18:56 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 8,479.314 | $18.50 | $156,867.31 |
DisclosureSEC source: 0001398344-23-003076 · fp0082329-1_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Read SEC document |
| May 11, 2022 Filed May 16, 2022 19:32 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | GrantCommon Shares of Beneficial Interest | 1,000 | $15.93 | $15,930.00 |
DisclosureSEC source: 0001398344-22-009793 · fp0076273_4.xml · nonDerivative · entry 5 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| May 11, 2022 Filed May 16, 2022 19:32 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | GrantCommon Shares of Beneficial Interest | 2,500 | $15.99 | $39,975.00 |
DisclosureSEC source: 0001398344-22-009793 · fp0076273_4.xml · nonDerivative · entry 4 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| May 11, 2022 Filed May 16, 2022 19:32 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | GrantCommon Shares of Beneficial Interest | 100 | $15.94 | $1,593.50 |
DisclosureSEC source: 0001398344-22-009793 · fp0076273_4.xml · nonDerivative · entry 3 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| May 11, 2022 Filed May 16, 2022 19:32 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | GrantCommon Shares of Beneficial Interest | 1,100 | $16.00 | $17,600.00 |
DisclosureSEC source: 0001398344-22-009793 · fp0076273_4.xml · nonDerivative · entry 2 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 Read SEC document |
| May 11, 2022 Filed May 16, 2022 19:32 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | GrantCommon Shares of Beneficial Interest | 300 | $15.99 | $4,796.40 |
DisclosureSEC source: 0001398344-22-009793 · fp0076273_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300 Read SEC document |
| April 28, 2022 Filed May 4, 2022 22:02 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | GrantCommon Shares of Beneficial Interest | 100 | $15.12 | $1,512.00 |
DisclosureSEC source: 0001398344-22-008807 · fp0075849_4.xml · nonDerivative · entry 2 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| April 28, 2022 Filed May 4, 2022 22:02 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | GrantCommon Shares of Beneficial Interest | 9,900 | $15.13 | $149,787.00 |
DisclosureSEC source: 0001398344-22-008807 · fp0075849_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,900 Read SEC document |
| January 24, 2022 Filed Jan 25, 2022 20:24 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | PurchaseCommon Shares of Beneficial Interest | 1,200 | $14.92 | $17,904.00 |
DisclosureSEC source: 0001398344-22-000998 · fp0072511_4.xml · nonDerivative · entry 6 O'Neill Stephen Andrew · CIK 0001662140 · Officer Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,227 Read SEC document |
| January 24, 2022 Filed Jan 25, 2022 20:24 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | PurchaseCommon Shares of Beneficial Interest | 200 | $14.97 | $2,994.00 |
DisclosureSEC source: 0001398344-22-000998 · fp0072511_4.xml · nonDerivative · entry 5 O'Neill Stephen Andrew · CIK 0001662140 · Officer Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,027 Read SEC document |
| January 24, 2022 Filed Jan 25, 2022 20:24 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | PurchaseCommon Shares of Beneficial Interest | 1,198 | $14.92 | $17,874.16 |
DisclosureSEC source: 0001398344-22-000998 · fp0072511_4.xml · nonDerivative · entry 4 O'Neill Stephen Andrew · CIK 0001662140 · Officer Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,827 Read SEC document |
| January 24, 2022 Filed Jan 25, 2022 20:24 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | PurchaseCommon Shares of Beneficial Interest | 200 | $14.95 | $2,990.00 |
DisclosureSEC source: 0001398344-22-000998 · fp0072511_4.xml · nonDerivative · entry 3 O'Neill Stephen Andrew · CIK 0001662140 · Officer Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,629 Read SEC document |
| January 24, 2022 Filed Jan 25, 2022 20:24 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | PurchaseCommon Shares of Beneficial Interest | 500 | $14.94 | $7,470.00 |
DisclosureSEC source: 0001398344-22-000998 · fp0072511_4.xml · nonDerivative · entry 2 O'Neill Stephen Andrew · CIK 0001662140 · Officer Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,429 Read SEC document |
| January 24, 2022 Filed Jan 25, 2022 20:24 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | PurchaseCommon Shares of Beneficial Interest | 1,702 | $14.98 | $25,495.96 |
DisclosureSEC source: 0001398344-22-000998 · fp0072511_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Officer Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,929 Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 16:51 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV RT · Entity 5947 | PurchaseCommon Shares of Beneficial Interest | 16,557 | $16.81 | $278,323.17 |
DisclosureSEC source: 0001398344-21-021673 · fp0070320_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Officer of Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,784 Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 14:51 UTC Amendment | RIVERNORTH OPPORTUNITIES FUND, INC. RIV RT · Entity 5947 | PurchaseCommon Shares of Beneficial Interest | 16,557 | $16.81 | $278,323.17 |
DisclosureSEC source: 0001398344-21-021709 · fp0070355_4a.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Officer of Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,227 Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 12:00 UTC | RiverNorth Managed Duration Municipal Income Fund, Inc. RMM · Entity 6021 | SaleCommon Stock | 3,699 | $19.29 | $71,353.71 |
DisclosureSEC source: 0001398344-21-008283 · fp0064783_4.xml · nonDerivative · entry 2 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 12:00 UTC | RiverNorth Managed Duration Municipal Income Fund, Inc. RMM · Entity 6021 | SaleCommon Stock | 1,500 | $19.28 | $28,920.00 |
DisclosureSEC source: 0001398344-21-008283 · fp0064783_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Read SEC document |
| April 12, 2021 Filed Apr 14, 2021 15:16 UTC | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. OPP · Entity 6374 | SaleCommon Stock | 7,072 | $15.34 | $108,484.48 |
DisclosureSEC source: 0001398344-21-008025 · fp0064578_4.xml · nonDerivative · entry 3 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| April 12, 2021 Filed Apr 14, 2021 15:16 UTC | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. OPP · Entity 6374 | SaleCommon Stock | 941 | $15.33 | $14,425.53 |
DisclosureSEC source: 0001398344-21-008025 · fp0064578_4.xml · nonDerivative · entry 2 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,148 Read SEC document |
| April 12, 2021 Filed Apr 14, 2021 15:16 UTC | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. OPP · Entity 6374 | SaleCommon Stock | 12,051 | $15.32 | $184,621.32 |
DisclosureSEC source: 0001398344-21-008025 · fp0064578_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,089 Read SEC document |
| October 07, 2020 Filed Oct 13, 2020 16:14 UTC | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. OPP · Entity 6374 | PurchaseCommon Stock | 5,000 | $13.88 | $69,400.00 |
DisclosureSEC source: 0001398344-20-020009 · fp0058649_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,140 Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 12:22 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | PurchaseCommon Stock | 500 | $9.35 | $4,675.00 |
DisclosureSEC source: 0001398344-20-006662 · fp0052184_4.xml · nonDerivative · entry 2 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,722 Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 12:22 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | PurchaseCommon Stock | 2,000 | $9.39 | $18,780.00 |
DisclosureSEC source: 0001398344-20-006662 · fp0052184_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,222 Read SEC document |
| March 17, 2020 Filed Mar 20, 2020 16:30 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | PurchaseCommon Stock | 200 | $18.49 | $3,698.00 |
DisclosureSEC source: 0001398344-20-006355 · fp0051985_4.xml · nonDerivative · entry 2 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| March 17, 2020 Filed Mar 20, 2020 16:30 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | PurchaseCommon Stock | 9,800 | $18.50 | $181,300.00 |
DisclosureSEC source: 0001398344-20-006355 · fp0051985_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,800 Read SEC document |
| December 17, 2019 Filed Dec 26, 2019 13:55 UTC | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. OPP · Entity 6374 | PurchaseCommon Stock | 5,000 | $16.21 | $81,050.00 |
DisclosureSEC source: 0001398344-19-023133 · fp0048983_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,140 Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 11:36 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | PurchaseCommon Stock | 5,000 | $16.20 | $81,000.00 |
DisclosureSEC source: 0001398344-19-019632 · fp0047580_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,792 Read SEC document |
| October 24, 2019 Filed Oct 24, 2019 19:13 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV RT · Entity 5947 | SaleTransferable Subscription Rights (RIV RT) | 23,793 | $0.05 | $1,268.17 |
DisclosureSEC source: 0001398344-19-018475 · fp0047058_4.xml · nonDerivative · entry 2 O'Neill Stephen Andrew · CIK 0001662140 · Officer of Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.