Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RIVERNORTH OPPORTUNITIES FUND, INC.RIV · Entity 5947 | Director | September 24, 2026 | October 05, 2026 |
| RiverNorth Capital & Income Fund, Inc.RSF · Entity 7096 | Director | February 07, 2019 | June 24, 2019 |
| RiverNorth Flexible Municipal Income Fund II, Inc.RFMX · Entity 5900 | Director | January 07, 2021 | January 13, 2021 |
| RiverNorth Flexible Municipal Income Fund, Inc.RFM · Entity 6849 | Director | August 14, 2020 | August 18, 2020 |
| RiverNorth Managed Duration Municipal Income Fund II, Inc.RMMZ · Entity 6634 | Director | February 10, 2022 | February 15, 2022 |
| RiverNorth Managed Duration Municipal Income Fund, Inc.RMM · Entity 6021 | Director | June 18, 2019 | June 24, 2019 |
| RiverNorth Opportunistic Municipal Income Fund, Inc.RMI · Entity 6784 | Director | July 02, 2019 | July 08, 2019 |
| RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.OPP.A · Entity 6374 | Director | May 26, 2026 | June 23, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RIVERNORTH OPPORTUNITIES FUND, INC.
Report date September 24, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 1,835 |
Reported balance
After 2026-09-24 transaction · row 1
1 source rowRow 1 · 2026-09-24 · Other · Acquired 459 · Balance 1,835 F1: The shares were acquired from rights offering. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were acquired from rights offering.
RiverNorth Capital & Income Fund, Inc.
Report date February 07, 2019 · Filed June 24, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No securities beneficially ownedSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-02-07 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
RiverNorth Flexible Municipal Income Fund II, Inc.
Report date January 07, 2021 · Filed January 13, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No securities beneficially ownedSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-01-07 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
RiverNorth Flexible Municipal Income Fund, Inc.
Report date August 14, 2020 · Filed August 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| RiverNorth Flexible Municipal Income Fund, Inc.SEC Table I · non-derivative | Direct | 530 |
Reported balance
After 2020-08-14 transaction · row 1
1 source rowRow 1 · 2020-08-14 · Purchase · Acquired 530 · Balance 530 |
RiverNorth Managed Duration Municipal Income Fund II, Inc.
Report date February 10, 2022 · Filed February 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No securities beneficially ownedSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2022-02-10 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
RiverNorth Managed Duration Municipal Income Fund, Inc.
Report date June 18, 2019 · Filed June 24, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No securities beneficially ownedSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-06-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
RiverNorth Opportunistic Municipal Income Fund, Inc.
Report date July 02, 2019 · Filed July 08, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 465 |
Reported balance
After 2019-07-02 transaction · row 1
1 source rowRow 1 · 2019-07-02 · Purchase · Acquired 465 · Balance 465 |
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
Report date May 26, 2026 · Filed June 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Preferred StockSEC Table I · non-derivative | Direct | 885 |
Reported balance
After 2026-05-26 transaction · row 1
1 source rowRow 1 · 2026-05-26 · Sale · Disposed 505 · Balance 885 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 24, 2026 Filed Oct 5, 2026 19:44 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | OtherCommon Shares of Beneficial Interest | 459 | $10.49 | $4,814.91 |
DisclosureSEC source: 0001398344-26-017885 · fp0101266-3_4.xml · nonDerivative · entry 1 Swanson David · CIK 0001298613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,835 F1 · kind: The shares were acquired from rights offering. Read SEC document |
| May 26, 2026 Filed Jun 23, 2026 15:02 UTC | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. OPP.A · Entity 6374 | SalePreferred Stock | 505 | $16.69 | $8,428.45 |
DisclosureSEC source: 0001398344-26-011143 · fp0099519-1_4.xml · nonDerivative · entry 1 Swanson David · CIK 0001298613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 885 Read SEC document |
| December 30, 2024 Filed Dec 31, 2024 21:14 UTC | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. OPP · Entity 6374 | GrantCommon Shares of Beneficial Interest | 1,420 | $8.29 | $11,771.80 |
DisclosureSEC source: 0001398344-24-023885 · fp0091580-1_4.xml · nonDerivative · entry 1 Swanson David · CIK 0001298613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 27, 2021 Filed Dec 28, 2021 21:09 UTC | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. OPPA · Entity 6374 | PurchasePreferred Stock | 2,020 | $24.80 | $50,096.00 |
DisclosureSEC source: 0001398344-21-024477 · fp0071453_4.xml · nonDerivative · entry 1 Swanson David · CIK 0001298613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,020 Read SEC document |
| November 15, 2021 Filed Nov 15, 2021 22:09 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | PurchaseCommon Shares of Beneficial Interest | 344 | $16.81 | $5,782.64 |
DisclosureSEC source: 0001298613-21-000004 · primary_doc.xml · nonDerivative · entry 1 Swanson David · CIK 0001298613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,376 Read SEC document |
| October 05, 2021 Filed Oct 8, 2021 21:21 UTC | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. OPP · Entity 6374 | PurchaseTransferable Subscription Rights (OPP RT) | 355 | $14.48 | $5,140.40 |
DisclosureSEC source: 0001398344-21-019790 · fp0069598_4.xml · nonDerivative · entry 3 Swanson David · CIK 0001298613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,420 Read SEC document |
| October 05, 2021 Filed Oct 8, 2021 21:21 UTC | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. OPP · Entity 6374 | Disposition to issuerTransferable Subscription Rights (OPP RT) | 355 | $0.00 | $0.00 |
DisclosureSEC source: 0001398344-21-019790 · fp0069598_4.xml · nonDerivative · entry 2 Swanson David · CIK 0001298613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 13, 2021 Filed Oct 8, 2021 21:21 UTC | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. OPP · Entity 6374 | GrantTransferable Subscription Rights (OPP RT) | 355 | $0.00 | $0.00 |
DisclosureSEC source: 0001398344-21-019790 · fp0069598_4.xml · nonDerivative · entry 1 Swanson David · CIK 0001298613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355 Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 18:56 UTC | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. OPP · Entity 6374 | PurchaseCommon Stock | 1,065 | $14.10 | $15,016.50 |
DisclosureSEC source: 0001398344-20-023026 · fp0059661_4.xml · nonDerivative · entry 1 Swanson David · CIK 0001298613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,065 Read SEC document |
| November 09, 2020 Filed Nov 9, 2020 15:57 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | PurchaseCommon Shares of Beneficial Interest | 258 | $14.08 | $3,632.64 |
DisclosureSEC source: 0001298613-20-000003 · primary_doc.xml · nonDerivative · entry 1 Swanson David · CIK 0001298613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,032 Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 00:44 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | PurchaseRiverNorth Flexible Municipal Income Fund, Inc. | 530 | $20.65 | $10,944.50 |
DisclosureSEC source: 0001398344-20-015966 · fp0056720_4.xml · nonDerivative · entry 1 Swanson David · CIK 0001298613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530 Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 14:54 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | PurchaseCommon Shares of Beneficial Interest | 194 | $16.60 | $3,220.40 |
DisclosureSEC source: 0001298613-19-000002 · primary_doc.xml · nonDerivative · entry 1 Swanson David · CIK 0001298613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 774 Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 15:27 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | PurchaseCommon Shares of Beneficial Interest | 580 | $17.20 | $9,973.27 |
DisclosureSEC source: 0001298613-19-000001 · primary_doc.xml · nonDerivative · entry 1 Swanson David · CIK 0001298613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580 Read SEC document |
| July 02, 2019 Filed Jul 8, 2019 15:53 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | PurchaseCommon Stock | 465 | $21.40 | $9,951.00 |
DisclosureSEC source: 0001398344-19-011638 · fp0043756_4.xml · nonDerivative · entry 1 Swanson David · CIK 0001298613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.