Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RIVERNORTH OPPORTUNITIES FUND, INC.RIV · Entity 5947 | Director | October 10, 2025 | October 14, 2025 |
| RiverNorth Capital & Income Fund, Inc.RSF · Entity 7096 | Director | February 07, 2019 | June 24, 2019 |
| RiverNorth Flexible Municipal Income Fund II, Inc.RFMX · Entity 5900 | Director | January 11, 2021 | January 13, 2021 |
| RiverNorth Flexible Municipal Income Fund, Inc.RFM · Entity 6849 | Director | May 19, 2020 | June 02, 2020 |
| RiverNorth Managed Duration Municipal Income Fund II, Inc.RMMZ · Entity 6634 | Director | December 31, 2024 | February 14, 2025 |
| RiverNorth Managed Duration Municipal Income Fund, Inc.RMM · Entity 6021 | Director | June 18, 2019 | June 24, 2019 |
| RiverNorth Opportunistic Municipal Income Fund, Inc.RMI · Entity 6784 | Director | December 31, 2024 | February 15, 2025 |
| RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.OPP · Entity 6374 | Director | February 07, 2019 | June 24, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RIVERNORTH OPPORTUNITIES FUND, INC.
Report date October 10, 2025 · Filed October 14, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 8,412.4 |
Reported balance
After 2025-10-10 transaction · row 1
1 source rowRow 1 · 2025-10-10 · Other · Acquired 3,834 · Balance 8,412.4 F1: The shares were acquired from rights offering. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were acquired from rights offering.
RiverNorth Capital & Income Fund, Inc.
Report date February 07, 2019 · Filed June 24, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No securities beneficially ownedSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-02-07 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
RiverNorth Flexible Municipal Income Fund II, Inc.
Report date January 11, 2021 · Filed January 13, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No securities beneficially ownedSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
RiverNorth Flexible Municipal Income Fund, Inc.
Report date May 19, 2020 · Filed June 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2020-05-19 transaction · row 1
1 source rowRow 1 · 2020-05-19 · Purchase · Acquired 250 · Balance 1,000 |
RiverNorth Managed Duration Municipal Income Fund II, Inc.
Report date December 31, 2024 · Filed February 14, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 3,365.308 |
Reported balance
Holding disclosure · report date 2024-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,365.308 F1: Includes common shares acquired from the dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes common shares acquired from the dividend reinvestment plan.
RiverNorth Managed Duration Municipal Income Fund, Inc.
Report date June 18, 2019 · Filed June 24, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No securities beneficially ownedSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-06-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
RiverNorth Opportunistic Municipal Income Fund, Inc.
Report date December 31, 2024 · Filed February 15, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 768.921 |
Reported balance
Holding disclosure · report date 2024-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 768.921 F1: Includes common shares acquired from the dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes common shares acquired from the dividend reinvestment plan.
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
Report date February 07, 2019 · Filed June 24, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No securities beneficially ownedSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-02-07 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 10, 2025 Filed Oct 14, 2025 20:28 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | OtherCommon Shares of Beneficial Interest | 3,834 | $11.95 | $45,816.30 |
DisclosureSEC source: 0001398344-25-019150 · fp0095835-1_4.xml · nonDerivative · entry 1 Raio Jerry · CIK 0001753342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,412.4 F1 · kind: The shares were acquired from rights offering. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 17:30 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | PurchaseCommon Shares of Beneficial Interest | 1,000 | $14.94 | $14,940.00 |
DisclosureSEC source: 0001398344-23-022868 · fp0086328-1_4.xml · nonDerivative · entry 1 Raio Jerry · CIK 0001753342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,085 Read SEC document |
| October 30, 2023 Filed Oct 30, 2023 16:23 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | SaleCommon Stock | 300 | $13.10 | $3,930.00 |
DisclosureSEC source: 0001398344-23-019924 · fp0085800-1_4.xml · nonDerivative · entry 1 Raio Jerry · CIK 0001753342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,700 Read SEC document |
| October 27, 2023 Filed Oct 27, 2023 20:51 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | PurchaseCommon Shares of Beneficial Interest | 2,500 | $9.74 | $24,350.00 |
DisclosureSEC source: 0001398344-23-019859 · fp0085790-1_4.xml · nonDerivative · entry 1 Raio Jerry · CIK 0001753342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| April 10, 2023 Filed Apr 11, 2023 21:41 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | PurchaseCommon Shares of Beneficial Interest | 1,500 | $11.55 | $17,325.00 |
DisclosureSEC source: 0001398344-23-007286 · fp0083106-1_4.xml · nonDerivative · entry 1 Raio Jerry · CIK 0001753342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| March 21, 2022 Filed Mar 22, 2022 14:47 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | PurchaseCommon Stock | 1,000 | $19.01 | $19,010.00 |
DisclosureSEC source: 0001398344-22-006158 · fp0074428_4.xml · nonDerivative · entry 1 Raio Jerry · CIK 0001753342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 08:27 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | PurchaseCommon Stock | 1,000 | $19.37 | $19,370.00 |
DisclosureSEC source: 0001398344-22-003456 · fp0073243_4.xml · nonDerivative · entry 3 Raio Jerry · CIK 0001753342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 08:27 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | PurchaseCommon Stock | 1,000 | $18.79 | $18,790.00 |
DisclosureSEC source: 0001398344-22-003456 · fp0073243_4.xml · nonDerivative · entry 2 Raio Jerry · CIK 0001753342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 08:27 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | PurchaseCommon Stock | 1,000 | $19.00 | $19,000.00 |
DisclosureSEC source: 0001398344-22-003456 · fp0073243_4.xml · nonDerivative · entry 1 Raio Jerry · CIK 0001753342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| May 19, 2020 Filed Jun 2, 2020 12:51 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | PurchaseCommon Stock | 250 | $18.78 | $4,695.00 |
DisclosureSEC source: 0001398344-20-011842 · fp0054390_4.xml · nonDerivative · entry 1 Raio Jerry · CIK 0001753342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 16:26 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | PurchaseCommon Stock | 750 | $20.00 | $15,000.00 |
DisclosureSEC source: 0001398344-20-007259 · fp0052407_4.xml · nonDerivative · entry 1 Raio Jerry · CIK 0001753342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 Read SEC document |
| October 26, 2018 Filed Jun 2, 2020 16:46 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | PurchaseCommon Stock | 500 | $20.00 | $10,000.00 |
DisclosureSEC source: 0001398344-20-011840 · fp0054391_4.xml · nonDerivative · entry 1 Raio Jerry · CIK 0001753342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.