Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RIVERNORTH OPPORTUNITIES FUND, INC.RIV · Entity 5947 | Director | November 08, 2022 | November 22, 2022 |
| RiverNorth Capital & Income Fund, Inc.RSF · Entity 7096 | Director | February 07, 2019 | August 26, 2019 |
| RiverNorth Flexible Municipal Income Fund II, Inc.RFMZ · Entity 5900 | Director | November 24, 2021 | November 26, 2021 |
| RiverNorth Flexible Municipal Income Fund, Inc.RFM · Entity 6849 | Director | March 26, 2020 | March 26, 2020 |
| RiverNorth Managed Duration Municipal Income Fund II, Inc.RMMZ · Entity 6634 | Director | February 10, 2022 | February 14, 2022 |
| RiverNorth Managed Duration Municipal Income Fund, Inc.RMM · Entity 6021 | Director | November 22, 2021 | November 24, 2021 |
| RiverNorth Opportunistic Municipal Income Fund, Inc.RMI · Entity 6784 | Director | September 13, 2018 | September 14, 2018 |
| RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.OPP · Entity 6374 | Director | February 07, 2019 | August 26, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RIVERNORTH OPPORTUNITIES FUND, INC.
Report date November 08, 2022 · Filed November 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 7,763 |
Reported balance
After 2022-11-08 transaction · row 1
1 source rowRow 1 · 2022-11-08 · Purchase · Acquired 2,773 · Balance 7,763 |
RiverNorth Capital & Income Fund, Inc.
Report date February 07, 2019 · Filed August 26, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No securities beneficially ownedSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-02-07 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
RiverNorth Flexible Municipal Income Fund II, Inc.
Report date November 24, 2021 · Filed November 26, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,000 |
Reported balance
After 2021-11-24 transaction · row 1
1 source rowRow 1 · 2021-11-24 · Purchase · Acquired 1,600 · Balance 4,000 |
RiverNorth Flexible Municipal Income Fund, Inc.
Report date March 26, 2020 · Filed March 26, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No securities beneficially ownedSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-03-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
RiverNorth Managed Duration Municipal Income Fund II, Inc.
Report date February 10, 2022 · Filed February 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No securities beneficially ownedSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2022-02-10 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
RiverNorth Managed Duration Municipal Income Fund, Inc.
Report date November 22, 2021 · Filed November 24, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,500 |
Reported balance
After 2021-11-22 transaction · row 1
1 source rowRow 1 · 2021-11-22 · Purchase · Acquired 1,500 · Balance 5,500 |
RiverNorth Opportunistic Municipal Income Fund, Inc.
Report date September 13, 2018 · Filed September 14, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No securities beneficially ownedSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2018-09-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
Report date February 07, 2019 · Filed August 26, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No securities beneficially ownedSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-02-07 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 08, 2022 Filed Nov 22, 2022 22:25 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | PurchaseCommon Shares of Beneficial Interest | 2,773 | $11.93 | $33,081.89 |
DisclosureSEC source: 0001398344-22-022504 · fp0080937-1_4.xml · nonDerivative · entry 1 HUTCHENS JOHN WAYNE · CIK 0001662500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,763 Read SEC document |
| November 24, 2021 Filed Nov 26, 2021 23:15 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | PurchaseCommon Stock | 1,600 | $20.05 | $32,072.00 |
DisclosureSEC source: 0001398344-21-022787 · fp0070526_4.xml · nonDerivative · entry 1 HUTCHENS JOHN WAYNE · CIK 0001662500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 18:14 UTC | RiverNorth Managed Duration Municipal Income Fund, Inc. RMM · Entity 6021 | PurchaseCommon Stock | 1,500 | $19.74 | $29,602.50 |
DisclosureSEC source: 0001398344-21-022509 · fp0070504_4.xml · nonDerivative · entry 1 HUTCHENS JOHN WAYNE · CIK 0001662500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 18:44 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | PurchaseCommon Shares of Beneficial Interest | 1,664 | $16.81 | $27,971.84 |
DisclosureSEC source: 0001662500-21-000002 · primary_doc.xml · nonDerivative · entry 1 HUTCHENS JOHN WAYNE · CIK 0001662500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,654 Read SEC document |
| May 14, 2021 Filed May 27, 2021 12:49 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | PurchaseCommon Stock | 2,400 | $20.21 | $48,504.00 |
DisclosureSEC source: 0001398344-21-012098 · fp0065587_4.xml · nonDerivative · entry 1 HUTCHENS JOHN WAYNE · CIK 0001662500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 14:41 UTC | RiverNorth Managed Duration Municipal Income Fund, Inc. RMM · Entity 6021 | PurchaseCommon Stock | 1,500 | $17.90 | $26,850.00 |
DisclosureSEC source: 0001398344-21-005350 · fp0063262_4.xml · nonDerivative · entry 1 HUTCHENS JOHN WAYNE · CIK 0001662500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| November 12, 2019 Filed Nov 12, 2019 15:34 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | PurchaseCommon Shares of Beneficial Interest | 1,247 | $16.20 | $20,201.40 |
DisclosureSEC source: 0001662500-19-000003 · primary_doc.xml · nonDerivative · entry 1 HUTCHENS JOHN WAYNE · CIK 0001662500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,990 Read SEC document |
| October 22, 2019 Filed Oct 24, 2019 19:13 UTC | RiverNorth Managed Duration Municipal Income Fund, Inc. RMM · Entity 6021 | PurchaseCommon Stock | 1,000 | $19.89 | $19,885.80 |
DisclosureSEC source: 0001398344-19-018477 · fp0047059_4.xml · nonDerivative · entry 1 HUTCHENS JOHN WAYNE · CIK 0001662500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| August 01, 2019 Filed Aug 26, 2019 13:37 UTC | RiverNorth Managed Duration Municipal Income Fund, Inc. RMM · Entity 6021 | PurchaseCommon Stock | 1,500 | $20.14 | $30,208.05 |
DisclosureSEC source: 0001398344-19-015217 · fp0044904_4.xml · nonDerivative · entry 1 HUTCHENS JOHN WAYNE · CIK 0001662500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| November 07, 2018 Filed Nov 9, 2018 15:44 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | PurchaseCommon Shares of Beneficial Interest | 1,311 | $16.93 | $22,195.23 |
DisclosureSEC source: 0001662500-18-000001 · primary_doc.xml · nonDerivative · entry 1 HUTCHENS JOHN WAYNE · CIK 0001662500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,743 Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:08 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | GrantCommon Shares of Beneficial Interest | 1,332 | $19.54 | $26,027.28 |
DisclosureSEC source: 0001662500-17-000001 · primary_doc.xml · nonDerivative · entry 1 HUTCHENS JOHN WAYNE · CIK 0001662500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,432 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.