RF

SEC source: 0001225208-17-008306 · doc4.xml · derivative · entry 8

Gale Fournier J. III · CIK 0001514189 · SEVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,065

Underlying: Common Stock · 60,000 shares

Expires 2021-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-17-008306 · doc4.xml · nonDerivative · entry 3

Gale Fournier J. III · CIK 0001514189 · SEVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,143

F1 · price: Price per share of shares withheld and sold, representing payment of exercise price of nonqualified options and associated tax liability. Valued at execution price.

SEC source: 0001225208-17-008306 · doc4.xml · nonDerivative · entry 2

Gale Fournier J. III · CIK 0001514189 · SEVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,645

SEC source: 0001225208-17-008306 · doc4.xml · nonDerivative · entry 1

Gale Fournier J. III · CIK 0001514189 · SEVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-17-008175 · doc4.xml · nonDerivative · entry 1

Di Piazza Samuel A Jr. · CIK 0001478420 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 2,040.5095

F1 · kind: The reported phantom stock share equivalents were acquired under Regions' Directors Deferred Stock Investment Plan.

SEC source: 0001225208-17-008181 · doc4.xml · nonDerivative · entry 3

STYSLINGER LEE J III · CIK 0001256896 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 148,116.5852

F2 · kind: The reported phantom stock share equivalents were acquired under Regions' Directors Deferred Stock Investment Plan.

SEC source: 0001225208-17-008180 · doc4.xml · nonDerivative · entry 3

MCCRARY CHARLES D · CIK 0001195321 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 170,279.2103

F2 · kind: The reported phantom stock share equivalents were acquired under Regions' Directors Deferred Stock Investment Plan.

SEC source: 0001225208-17-008179 · doc4.xml · nonDerivative · entry 3

MAUPIN JOHN E JR D D S · CIK 0001189149 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 67,013.4654

F2 · kind: The reported phantom stock share equivalents were acquired under Regions' Directors Deferred Stock Investment Plan.

SEC source: 0001225208-17-008178 · doc4.xml · nonDerivative · entry 3

MATLOCK SUSAN W · CIK 0001199169 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 105,849.4912

F2 · kind: The reported phantom stock share equivalents were acquired under Regions' Directors Deferred Stock Investment Plan.

SEC source: 0001225208-17-008177 · doc4.xml · nonDerivative · entry 3

MARSHALL RUTH ANN · CIK 0001262116 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 61,024.4219

F2 · kind: The reported phantom stock share equivalents were acquired under Regions' Directors Deferred Stock Investment Plan.

SEC source: 0001225208-17-008176 · doc4.xml · nonDerivative · entry 2

JOHNS JOHN D · CIK 0001189571 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 63,655.8731

F2 · kind: The reported phantom stock share equivalents were acquired under Regions' Directors Deferred Stock Investment Plan.

SEC source: 0001225208-17-008174 · doc4.xml · nonDerivative · entry 3

FAST ERIC C · CIK 0001187925 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 92,255.8094

F2 · kind: The reported phantom stock share equivalents were acquired under Regions' Directors Deferred Stock Investment Plan.

SEC source: 0001225208-17-008173 · doc4.xml · nonDerivative · entry 3

BYRD CAROLYN H · CIK 0001201700 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 49,033.8837

F2 · kind: The reported phantom stock share equivalents were acquired under Regions' Directors Deferred Stock Investment Plan.

SEC source: 0001225208-17-007523 · doc4.xml · derivative · entry 15

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,108

Underlying: Common Stock · 27,119 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

SEC source: 0001225208-17-007523 · doc4.xml · derivative · entry 14

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,119

Underlying: Common Stock · 40,678.5 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

F5 · balance_after: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-17-007516 · doc4.xml · derivative · entry 11

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,548

Underlying: Common Stock · 4,520 shares

Expires not disclosed

F8 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F9 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

F9 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

SEC source: 0001225208-17-007516 · doc4.xml · derivative · entry 10

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,520

Underlying: Common Stock · 6,780 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F6 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

F7 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F7 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

F6 · balance_after: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-17-007522 · doc4.xml · derivative · entry 12

Turner John M JR · CIK 0001319060 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,360

Underlying: Common Stock · 27,119 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

SEC source: 0001225208-17-007522 · doc4.xml · derivative · entry 11

Turner John M JR · CIK 0001319060 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,119

Underlying: Common Stock · 40,678.5 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

F5 · balance_after: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-17-007524 · doc4.xml · derivative · entry 9

HALL GRAYSON · CIK 0001217173 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,153

Underlying: Common Stock · 122,034 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

SEC source: 0001225208-17-007524 · doc4.xml · derivative · entry 8

HALL GRAYSON · CIK 0001217173 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,034

Underlying: Common Stock · 183,051 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

F5 · balance_after: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-17-007521 · doc4.xml · derivative · entry 9

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,053

Underlying: Common Stock · 13,559 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

SEC source: 0001225208-17-007521 · doc4.xml · derivative · entry 8

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,559

Underlying: Common Stock · 20,338.5 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

F5 · balance_after: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-17-007518 · doc4.xml · derivative · entry 7

Owen John B · CIK 0001331307 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,108

Underlying: Common Stock · 27,119 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F7 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

F7 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

SEC source: 0001225208-17-007518 · doc4.xml · derivative · entry 6

Owen John B · CIK 0001331307 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,119

Underlying: Common Stock · 40,678.5 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F4 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

F5 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F4 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

F4 · balance_after: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-17-007519 · doc4.xml · derivative · entry 9

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,053

Underlying: Common Stock · 13,559 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

SEC source: 0001225208-17-007519 · doc4.xml · derivative · entry 8

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,559

Underlying: Common Stock · 20,338.5 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

F5 · balance_after: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-17-007520 · doc4.xml · derivative · entry 10

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,053

Underlying: Common Stock · 13,559 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

SEC source: 0001225208-17-007520 · doc4.xml · derivative · entry 9

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,559

Underlying: Common Stock · 20,338.5 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

F5 · balance_after: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-17-007517 · doc4.xml · derivative · entry 9

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,108

Underlying: Common Stock · 27,119 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

SEC source: 0001225208-17-007517 · doc4.xml · derivative · entry 8

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,119

Underlying: Common Stock · 40,678.5 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

F5 · balance_after: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-17-007515 · doc4.xml · derivative · entry 9

Keenan David R. · CIK 0001509581 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,053

Underlying: Common Stock · 13,559 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

SEC source: 0001225208-17-007515 · doc4.xml · derivative · entry 8

Keenan David R. · CIK 0001509581 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,559

Underlying: Common Stock · 20,338.5 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

F5 · balance_after: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-17-007514 · doc4.xml · derivative · entry 7

Jones Ellen S. · CIK 0001509490 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,053

Underlying: Common Stock · 13,559 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F7 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

F7 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

SEC source: 0001225208-17-007514 · doc4.xml · derivative · entry 6

Jones Ellen S. · CIK 0001509490 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,559

Underlying: Common Stock · 20,338.5 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F4 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

F5 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F4 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

F4 · balance_after: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-17-007513 · doc4.xml · derivative · entry 9

Horton William E · CIK 0001611089 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,889

Underlying: Common Stock · 13,559 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

SEC source: 0001225208-17-007513 · doc4.xml · derivative · entry 8

Horton William E · CIK 0001611089 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,559

Underlying: Common Stock · 20,338.5 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

F5 · balance_after: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-17-007512 · doc4.xml · derivative · entry 10

Herron C. Keith · CIK 0001509489 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,053

Underlying: Common Stock · 13,559 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

SEC source: 0001225208-17-007512 · doc4.xml · derivative · entry 9

Herron C. Keith · CIK 0001509489 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,559

Underlying: Common Stock · 20,338.5 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

F5 · balance_after: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-17-007511 · doc4.xml · derivative · entry 9

Godin Barbara · CIK 0001509488 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,053

Underlying: Common Stock · 13,559 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

SEC source: 0001225208-17-007511 · doc4.xml · derivative · entry 8

Godin Barbara · CIK 0001509488 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,559

Underlying: Common Stock · 20,338.5 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

F5 · balance_after: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-17-007510 · doc4.xml · derivative · entry 11

Gale Fournier J. III · CIK 0001514189 · SEVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,360

Underlying: Common Stock · 27,119 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

SEC source: 0001225208-17-007510 · doc4.xml · derivative · entry 10

Gale Fournier J. III · CIK 0001514189 · SEVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,119

Underlying: Common Stock · 40,678.5 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

F5 · balance_after: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-17-007509 · doc4.xml · derivative · entry 12

Couch Brett D · CIK 0001509486 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,053

Underlying: Common Stock · 13,559 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

SEC source: 0001225208-17-007509 · doc4.xml · derivative · entry 11

Couch Brett D · CIK 0001509486 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,559

Underlying: Common Stock · 20,338.5 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

F5 · balance_after: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-17-007523 · doc4.xml · derivative · entry 13

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,989

Underlying: Common Stock · 36,731 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017.

F1 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017.

F1 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017.

SEC source: 0001225208-17-007523 · doc4.xml · derivative · entry 12

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,139.625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016.

F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016.

F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016.

SEC source: 0001225208-17-007523 · doc4.xml · nonDerivative · entry 3

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,695

SEC source: 0001225208-17-007523 · doc4.xml · nonDerivative · entry 2

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016.

SEC source: 0001225208-17-007523 · doc4.xml · nonDerivative · entry 1

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017.