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Lusco C. Matthew

Disclosed activity across 1 company

Tapewire entity
96222
SEC CIK
0001513037

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
REGIONS FINANCIAL CORPRF · Entity 3186SEVP & CRODecember 08, 2023December 12, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

REGIONS FINANCIAL CORP

Report date December 08, 2023 · Filed December 12, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect63,730 Ending reported balance After 2023-12-11 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-12-08 · Sale · Disposed 28,617 · Balance 103,307

F1: This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $17.445 to $17.485, inclusive. Upon request by Regions Financial Corporation, any security holder of Regions Financial Corporation, or the staff of the Securities and Exchange Commission, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price within this range.

Row 2 · 2023-12-11 · Gift · Disposed 39,577 · Balance 63,730

Common StockSEC Table I · non-derivativeIndirectBy 401(k)5,489.8451 Reported balance Holding disclosure · report date 2023-12-08 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 5,489.8451

Filing footnotes · ownership attribution and instrument terms

F1: This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $17.445 to $17.485, inclusive. Upon request by Regions Financial Corporation, any security holder of Regions Financial Corporation, or the staff of the Securities and Exchange Commission, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price within this range.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 11, 2023 Filed Dec 12, 2023 21:19 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GiftCommon Stock 39,577 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010968 · doc4.xml · nonDerivative · entry 2

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,730

Read SEC document
December 08, 2023 Filed Dec 12, 2023 21:19 UTC REGIONS FINANCIAL CORP RF · Entity 3186 SaleCommon Stock 28,617 $17.47 $499,838.83
Disclosure

SEC source: 0001225208-23-010968 · doc4.xml · nonDerivative · entry 1

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,307

F1 · price: This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $17.445 to $17.485, inclusive. Upon request by Regions Financial Corporation, any security holder of Regions Financial Corporation, or the staff of the Securities and Exchange Commission, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price within this range.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:29 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantRestricted Stock Units · Derivative 20,899 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004578 · doc4.xml · derivative · entry 6

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,360.13

Underlying: Common Stock · 20,899 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F6 · derivative.exercise_date: The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025.

F6 · derivative.expiration_date: The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025.

F5 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:29 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionRestricted Stock Units · Derivative 38,873 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004578 · doc4.xml · derivative · entry 5

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,345.81

Underlying: Common Stock · 38,873 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F2 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2023.

F2 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2023.

F5 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:29 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Tax withholdingCommon Stock 43,102 $18.56 $799,973.12
Disclosure

SEC source: 0001225208-23-004578 · doc4.xml · nonDerivative · entry 3

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,924

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:29 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 38,873 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004578 · doc4.xml · nonDerivative · entry 2

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2023.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:29 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantCommon Stock 58,310 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004578 · doc4.xml · nonDerivative · entry 1

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,153

F1 · price: Performance share units vested and were settled in shares of common stock at a conversion rate of 1.5 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2020 through December 31, 2022.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 23:09 UTC REGIONS FINANCIAL CORP RF · Entity 3186 SaleCommon Stock 100,000 $22.83 $2,282,760.00
Disclosure

SEC source: 0001225208-23-001009 · doc4.xml · nonDerivative · entry 1

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,843

F1 · price: This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $22.74 to $22.875. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 22:13 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionRestricted Stock Units · Derivative 26,508 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005596 · doc4.xml · derivative · entry 6

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,218.81

Underlying: Common Stock · 26,508 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F1 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2022.

F1 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2022.

F6 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 22:13 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantRestricted Stock Units · Derivative 17,598 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005596 · doc4.xml · derivative · entry 5

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,726.81

Underlying: Common Stock · 17,598 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F5 · derivative.exercise_date: The restricted stock units vest on April 1, 2025, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2022 through December 31, 2024.

F5 · derivative.expiration_date: The restricted stock units vest on April 1, 2025, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2022 through December 31, 2024.

F6 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 22:13 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Tax withholdingCommon Stock 22,809 $21.47 $489,709.23
Disclosure

SEC source: 0001225208-22-005596 · doc4.xml · nonDerivative · entry 3

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,843

Read SEC document
April 01, 2022 Filed Apr 5, 2022 22:13 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 24,918 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005596 · doc4.xml · nonDerivative · entry 2

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Performance share units vested and were settled in shares of common stock at a conversion rate of .94 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2019 through December 31, 2021.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 22:13 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 26,508 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005596 · doc4.xml · nonDerivative · entry 1

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2022.

Read SEC document
May 12, 2021 Filed May 13, 2021 20:13 UTC REGIONS FINANCIAL CORP RF · Entity 3186 SaleCommon Stock 45,000 $22.54 $1,014,300.00
Disclosure

SEC source: 0001225208-21-008120 · doc4.xml · nonDerivative · entry 1

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,226

F1 · price: This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $22.420 to $22.655. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 22:28 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionRestricted Stock Units · Derivative 20,736 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006581 · doc4.xml · derivative · entry 7

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,483

Underlying: Common Stock · 20,736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 22:28 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionPerformance Stock Units - 2018 · Derivative 20,736 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006581 · doc4.xml · derivative · entry 6

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,528.64 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 22:28 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Tax withholdingCommon Stock 18,302 $21.06 $385,440.12
Disclosure

SEC source: 0001225208-21-006581 · doc4.xml · nonDerivative · entry 3

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,227

Read SEC document
April 02, 2021 Filed Apr 6, 2021 22:28 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 20,529 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006581 · doc4.xml · nonDerivative · entry 2

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 22:28 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 20,736 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006581 · doc4.xml · nonDerivative · entry 1

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:29 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantRestricted Stock Units · Derivative 19,102 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006481 · doc4.xml · derivative · entry 2

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,219

Underlying: Common Stock · 19,102 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:29 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantPerformance Stock Units (2021) · Derivative 19,102 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006481 · doc4.xml · derivative · entry 1

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,102

Underlying: Common Stock · 28,653 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F2 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2021, through December 31, 2023.

F3 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F3 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F2 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2021, through December 31, 2023.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 22:37 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock (phantom stock) 566.1922 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002442 · doc5.xml · nonDerivative · entry 2

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan

Disclosed balance after: 10,359.9231

F3 · kind: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Non-Qualified Excess 401(k) Plan.

F3 · price: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Non-Qualified Excess 401(k) Plan.

F2 · balance_after: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 22:37 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock 262.6626 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002442 · doc5.xml · nonDerivative · entry 1

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 4,913.8218

F1 · kind: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation 401(k) Plan.

F1 · price: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation 401(k) Plan.

F2 · balance_after: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 21:02 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GiftCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013169 · doc4.xml · nonDerivative · entry 2

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,264

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:02 UTC REGIONS FINANCIAL CORP RF · Entity 3186 SaleCommon Stock 42,500 $13.20 $561,093.50
Disclosure

SEC source: 0001225208-20-013169 · doc4.xml · nonDerivative · entry 1

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,764

F1 · price: Weighted average execution price.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 20:01 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionRestricted Stock Units · Derivative 27,119 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-006173 · doc4.xml · derivative · entry 6

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,117

Underlying: Common Stock · 27,119 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 20:01 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionPerformance Stock Units - 2017 · Derivative 27,119 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-006173 · doc4.xml · derivative · entry 5

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,915.66 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 20:01 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 27,119 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-006173 · doc4.xml · nonDerivative · entry 2

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 20:01 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 30,916 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-006173 · doc4.xml · nonDerivative · entry 1

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:35 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantRestricted Stock Units · Derivative 38,873 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-006059 · doc4.xml · derivative · entry 5

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,236

Underlying: Common Stock · 38,873 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F6 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:35 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantPerformance Stock Units (2020) · Derivative 38,873 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-006059 · doc4.xml · derivative · entry 4

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,873

Underlying: Common Stock · 58,309.5 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F3 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2020, through December 31, 2022.

F4 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F4 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F3 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2020, through December 31, 2022.

Read SEC document
December 31, 2019 Filed Feb 14, 2020 15:53 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock (phantom stock) 275.0815 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002302 · doc5.xml · nonDerivative · entry 2

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan

Disclosed balance after: 9,793.7309

F1 · kind: These shares were acquired through regular dividend reinvestments.

F1 · price: These shares were acquired through regular dividend reinvestments.

F2 · balance_after: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Read SEC document
December 31, 2019 Filed Feb 14, 2020 15:53 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock 175.7823 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002302 · doc5.xml · nonDerivative · entry 1

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 4,651.1592

F1 · kind: These shares were acquired through regular dividend reinvestments.

F1 · price: These shares were acquired through regular dividend reinvestments.

F2 · balance_after: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 19:56 UTC REGIONS FINANCIAL CORP RF · Entity 3186 SaleCommon Stock 20,000 $16.43 $328,522.00
Disclosure

SEC source: 0001225208-19-012510 · doc4.xml · nonDerivative · entry 1

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,229

F1 · price: Weighted average execution price.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionRestricted Stock Units · Derivative 49,322 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006392 · doc4.xml · derivative · entry 9

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,363

Underlying: Common Stock · 49,322 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantRestricted Stock Units · Derivative 26,508 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006392 · doc4.xml · derivative · entry 8

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,685

Underlying: Common Stock · 26,508 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantPerformance Stock Units (2019) · Derivative 26,508 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006392 · doc4.xml · derivative · entry 7

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,508

Underlying: Common Stock · 39,762 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.

F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionPerformance Stock Units - 2016 · Derivative 49,322 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006392 · doc4.xml · derivative · entry 6

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 61,652.5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Tax withholdingCommon Stock 49,219 $14.67 $722,042.73
Disclosure

SEC source: 0001225208-19-006392 · doc4.xml · nonDerivative · entry 3

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,229

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 49,322 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006392 · doc4.xml · nonDerivative · entry 2

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 61,653 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006392 · doc4.xml · nonDerivative · entry 1

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

Read SEC document
December 31, 2018 Filed Feb 15, 2019 00:10 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock (phantom stock) 108.1875 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002614 · doc5.xml · nonDerivative · entry 2

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan

Disclosed balance after: 9,518.6494

F1 · kind: These shares were acquired through regular dividend reinvestments.

F1 · price: These shares were acquired through regular dividend reinvestments.

F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Read SEC document
December 31, 2018 Filed Feb 15, 2019 00:10 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock 99.3491 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002614 · doc5.xml · nonDerivative · entry 1

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 4,475.3769

F1 · kind: These shares were acquired through regular dividend reinvestments.

F1 · price: These shares were acquired through regular dividend reinvestments.

F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Read SEC document
May 14, 2018 Filed May 15, 2018 21:11 UTC REGIONS FINANCIAL CORP RF · Entity 3186 SaleCommon Stock 10,000 $19.23 $192,314.00
Disclosure

SEC source: 0001225208-18-009348 · doc4.xml · nonDerivative · entry 1

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,473

F1 · price: Weighted average execution price.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 21:46 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantRestricted Stock Units · Derivative 20,736 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007241 · doc4.xml · derivative · entry 9

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,177

Underlying: Common Stock · 20,736 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 21:46 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantPerformance Stock Units (2018) · Derivative 20,736 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007241 · doc4.xml · derivative · entry 8

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,736

Underlying: Common Stock · 31,104 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2018, through December 31, 2020.

F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2018, through December 31, 2020.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 21:46 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Tax withholdingCommon Stock 36,960 $18.58 $686,716.80
Disclosure

SEC source: 0001225208-18-007241 · doc4.xml · nonDerivative · entry 3

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,473

Read SEC document
April 01, 2018 Filed Apr 3, 2018 21:46 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionRestricted Stock Units · Derivative 41,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007241 · doc4.xml · derivative · entry 7

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,441

Underlying: Common Stock · 41,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

F1 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

F1 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 21:46 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionPerformance Stock Units - 2015 · Derivative 41,667 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007241 · doc4.xml · derivative · entry 6

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

F2 · price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 21:46 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 41,667 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007241 · doc4.xml · nonDerivative · entry 2

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.