Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| REGIONS FINANCIAL CORPRF · Entity 3186 | SEVP & GC | May 02, 2019 | May 03, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
REGIONS FINANCIAL CORP
Report date May 02, 2019 · Filed May 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 59,730 |
Reported balance
After 2019-05-02 transaction · row 1
1 source rowRow 1 · 2019-05-02 · Sale · Disposed 95,905 · Balance 59,730 F1: Weighted average execution price. |
| Depositary Shares Representing Series A Preferred StockSEC Table I · non-derivative | Direct | 8,000 |
Reported balance
Holding disclosure · report date 2019-05-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 8,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Weighted average execution price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 02, 2019 Filed May 3, 2019 19:22 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | SaleCommon Stock | 95,905 | $15.40 | $1,476,745.19 |
DisclosureSEC source: 0001225208-19-007670 · doc4.xml · nonDerivative · entry 1 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,730 F1 · price: Weighted average execution price. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 23:03 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionRestricted Stock Units · Derivative | 36,991 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006388 · doc4.xml · derivative · entry 8 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,363 Underlying: Common Stock · 36,991 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019. F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019. F2 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019. F2 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 23:03 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantRestricted Stock Units · Derivative | 26,508 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006388 · doc4.xml · derivative · entry 7 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,354 Underlying: Common Stock · 26,508 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends. F7 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions. F7 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 23:03 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantPerformance Stock Units (2019) · Derivative | 26,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006388 · doc4.xml · derivative · entry 6 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,508 Underlying: Common Stock · 39,762 shares Expires not disclosed F3 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends. F4 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021. F5 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions. F5 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions. F4 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 23:03 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionPerformance Stock Units - 2016 · Derivative | 36,991 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-19-006388 · doc4.xml · derivative · entry 5 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,238.75 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018. F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018. F1 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018. F1 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 23:03 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Tax withholdingCommon Stock | 36,913 | $14.67 | $541,513.71 |
DisclosureSEC source: 0001225208-19-006388 · doc4.xml · nonDerivative · entry 3 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,635 Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 23:03 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 36,991 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006388 · doc4.xml · nonDerivative · entry 2 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 23:03 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 46,239 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006388 · doc4.xml · nonDerivative · entry 1 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,557 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018. Read SEC document |
| May 03, 2018 Filed May 4, 2018 20:41 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionStock Option (Right to Buy) · Derivative | 54,065 | $0.00 Strike: $7.43 | $0.00 |
DisclosureSEC source: 0001225208-18-008754 · doc4.xml · derivative · entry 12 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,065 shares Expires 2021-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2018 Filed May 4, 2018 20:41 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock (phantom stock) | 9,557.8793 | $18.10 | $173,032.02 |
DisclosureSEC source: 0001225208-18-008754 · doc4.xml · nonDerivative · entry 10 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan Disclosed balance after: 0 F5 · shares: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. F6 · price: Disposition price per unit equates to $18.55 per share. F5 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| May 03, 2018 Filed May 4, 2018 20:41 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | SaleCommon Stock | 34,780 | $18.35 | $638,313.86 |
DisclosureSEC source: 0001225208-18-008754 · doc4.xml · nonDerivative · entry 5 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,318 F2 · price: Weighted average execution price. Read SEC document |
| May 03, 2018 Filed May 4, 2018 20:41 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Tax withholdingCommon Stock | 27,158 | $18.35 | $498,428.06 |
DisclosureSEC source: 0001225208-18-008754 · doc4.xml · nonDerivative · entry 4 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,098 F3 · kind: Price per share of shares withheld and sold, representing payment of exercise price of nonqualified options and associated tax liability. Valued at execution price. Read SEC document |
| May 03, 2018 Filed May 4, 2018 20:41 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | SaleCommon Stock | 21,459 | $18.35 | $393,834.88 |
DisclosureSEC source: 0001225208-18-008754 · doc4.xml · nonDerivative · entry 3 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,256 F2 · price: Weighted average execution price. Read SEC document |
| May 03, 2018 Filed May 4, 2018 20:41 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Tax withholdingCommon Stock | 5,448 | $18.35 | $99,986.60 |
DisclosureSEC source: 0001225208-18-008754 · doc4.xml · nonDerivative · entry 2 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,715 F1 · kind: Price per share of shares netted and sold, representing payment of exercise price of incentive stock options. Valued at execution price. Read SEC document |
| May 03, 2018 Filed May 4, 2018 20:41 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 54,065 | $7.43 | $401,702.95 |
DisclosureSEC source: 0001225208-18-008754 · doc4.xml · nonDerivative · entry 1 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2018 Filed May 4, 2018 20:41 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | SaleCommon Stock | 7,400 | $18.56 | $137,344.00 |
DisclosureSEC source: 0001225208-18-008754 · doc4.xml · nonDerivative · entry 8 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 0 Read SEC document |
| May 02, 2018 Filed May 4, 2018 20:41 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock | 4,306.3321 | $18.23 | $78,508.31 |
DisclosureSEC source: 0001225208-18-008754 · doc4.xml · nonDerivative · entry 7 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 0 F5 · shares: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. F6 · price: Disposition price per unit equates to $18.55 per share. F5 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 21:45 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantRestricted Stock Units · Derivative | 20,736 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007232 · doc4.xml · derivative · entry 11 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,846 Underlying: Common Stock · 20,736 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends. F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions. F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 21:45 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantPerformance Stock Units (2018) · Derivative | 20,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007232 · doc4.xml · derivative · entry 10 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,736 Underlying: Common Stock · 31,104 shares Expires not disclosed F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends. F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2018, through December 31, 2020. F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions. F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions. F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2018, through December 31, 2020. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 21:45 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Tax withholdingCommon Stock | 27,720 | $18.58 | $515,037.60 |
DisclosureSEC source: 0001225208-18-007232 · doc4.xml · nonDerivative · entry 3 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,098 Read SEC document |
| April 02, 2018 Filed May 4, 2018 20:41 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock (phantom stock) | 63.4989 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-008754 · doc4.xml · nonDerivative · entry 9 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan Disclosed balance after: 9,557.8793 F4 · kind: Acquired through dividend reinvestment credited in January and April 2018 to reporting person's holdings in employer stock fund. F5 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| April 02, 2018 Filed May 4, 2018 20:41 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock | 42.6226 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-008754 · doc4.xml · nonDerivative · entry 6 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 4,306.3321 F4 · kind: Acquired through dividend reinvestment credited in January and April 2018 to reporting person's holdings in employer stock fund. F5 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 21:45 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionRestricted Stock Units · Derivative | 31,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007232 · doc4.xml · derivative · entry 9 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,110 Underlying: Common Stock · 31,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018. F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018. F1 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018. F1 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 21:45 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionPerformance Stock Units - 2015 · Derivative | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007232 · doc4.xml · derivative · entry 8 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017. F2 · price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017. F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017. F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 21:45 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007232 · doc4.xml · nonDerivative · entry 2 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 21:45 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007232 · doc4.xml · nonDerivative · entry 1 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,568 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018. Read SEC document |
| December 31, 2017 Filed Feb 13, 2018 22:37 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock (phantom stock) | 186.4284 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002773 · doc5.xml · nonDerivative · entry 2 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan Disclosed balance after: 9,494.3804 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| December 31, 2017 Filed Feb 13, 2018 22:37 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock | 81.3865 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002773 · doc5.xml · nonDerivative · entry 1 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 4,263.7095 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 20:45 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | SaleCommon Stock | 35,825 | $14.59 | $522,633.01 |
DisclosureSEC source: 0001225208-17-012964 · doc4.xml · nonDerivative · entry 1 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,318 F1 · shares: Weighted average execution price Read SEC document |
| April 20, 2017 Filed Apr 24, 2017 21:41 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionStock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $7.43 | $0.00 |
DisclosureSEC source: 0001225208-17-008306 · doc4.xml · derivative · entry 8 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,065 Underlying: Common Stock · 60,000 shares Expires 2021-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2017 Filed Apr 24, 2017 21:41 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Tax withholdingCommon Stock | 45,502 | $13.65 | $620,874.79 |
DisclosureSEC source: 0001225208-17-008306 · doc4.xml · nonDerivative · entry 3 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,143 F1 · price: Price per share of shares withheld and sold, representing payment of exercise price of nonqualified options and associated tax liability. Valued at execution price. Read SEC document |
| April 20, 2017 Filed Apr 24, 2017 21:41 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | SaleCommon Stock | 14,498 | $13.65 | $197,825.21 |
DisclosureSEC source: 0001225208-17-008306 · doc4.xml · nonDerivative · entry 2 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,645 Read SEC document |
| April 20, 2017 Filed Apr 24, 2017 21:41 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 60,000 | $7.43 | $445,800.00 |
DisclosureSEC source: 0001225208-17-008306 · doc4.xml · nonDerivative · entry 1 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 22:13 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantRestricted Stock Units · Derivative | 27,119 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007510 · doc4.xml · derivative · entry 11 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,360 Underlying: Common Stock · 27,119 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends. F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions. F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 22:13 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantPerformance Stock Units (2017) · Derivative | 27,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007510 · doc4.xml · derivative · entry 10 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,119 Underlying: Common Stock · 40,678.5 shares Expires not disclosed F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends. F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019. F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions. F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions. F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019. F5 · balance_after: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:13 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionRestricted Stock Units · Derivative | 27,548 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007510 · doc4.xml · derivative · entry 9 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,241 Underlying: Common Stock · 27,548 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017. F1 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017. F1 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:13 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionPerformance Stock Units - 2014 · Derivative | 27,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007510 · doc4.xml · derivative · entry 8 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,104.5 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016. F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016. F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:13 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Tax withholdingCommon Stock | 24,251 | $14.53 | $352,367.03 |
DisclosureSEC source: 0001225208-17-007510 · doc4.xml · nonDerivative · entry 3 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,143 Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:13 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 24,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007510 · doc4.xml · nonDerivative · entry 2 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:13 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 27,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007510 · doc4.xml · nonDerivative · entry 1 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017. Read SEC document |
| December 31, 2016 Filed Feb 13, 2017 23:34 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock (phantom stock) | 257.283 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003032 · doc5.xml · nonDerivative · entry 2 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan Disclosed balance after: 9,307.952 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| December 31, 2016 Filed Feb 13, 2017 23:34 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock | 115.024 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003032 · doc5.xml · nonDerivative · entry 1 Gale Fournier J. III · CIK 0001514189 · SEVP & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 4,182.323 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.