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REGIONS FINANCIAL CORP

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Tapewire entity
3186
SEC CIK
0001281761
Parsed reports
833

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 10, 2026 Filed Sep 14, 2026 20:03 UTC
Chadha Anil DChief Financial Officer
SaleCommon Stock 0.771 $29.90 $23.05
Disclosure

SEC source: 0002123295-26-000008 · wk-form4_1789416182.xml · nonDerivative · entry 1

Chadha Anil D · CIK 0002123295 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,607.2471

F1 · shares: Reflects an inadvertent sale of a fractional share of common stock by the reporting person's broker without the reporting person's prior knowledge or direction.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 20:19 UTC GrantPhantom Stock · Derivative 992.6938 $31.48 $31,250.00
Disclosure

SEC source: 0001426400-26-000007 · wk-form4_1784319596.xml · derivative · entry 1

Crosswhite Mark A. · CIK 0001426400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,280.7344

Underlying: Common Stock · 992.6938 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 20:20 UTC GrantPhantom Stock · Derivative 992.6938 $31.48 $31,250.00
Disclosure

SEC source: 0001745186-26-000007 · wk-form4_1784319612.xml · derivative · entry 1

VINES TIMOTHY · CIK 0001745186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,881.6102

Underlying: Common Stock · 992.6938 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 20:20 UTC GrantPhantom Stock · Derivative 992.6938 $31.48 $31,250.00
Disclosure

SEC source: 0001256896-26-000009 · wk-form4_1784319604.xml · derivative · entry 1

STYSLINGER LEE J III · CIK 0001256896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 279,409.4446

Underlying: Common Stock · 992.6938 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 20:19 UTC GrantPhantom Stock · Derivative 1,111.817 $31.48 $35,000.00
Disclosure

SEC source: 0001564533-26-000010 · wk-form4_1784319588.xml · derivative · entry 1

Hill J Thomas · CIK 0001564533 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,883.3112

Underlying: Common Stock · 1,111.817 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 20:19 UTC GrantPhantom Stock · Derivative 1,707.4333 $31.48 $53,750.00
Disclosure

SEC source: 0001262116-26-000012 · wk-form4_1784319580.xml · derivative · entry 1

MARSHALL RUTH ANN · CIK 0001262116 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,233.2439

Underlying: Common Stock · 1,707.4333 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:03 UTC Exercise / conversionRestricted Stock Units · Derivative 28,411 $0.00 $0.00
Disclosure

SEC source: 0001797976-26-000007 · wk-form4_1783022605.xml · derivative · entry 3

Santone Angela R. · CIK 0001797976 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,157.3134

Underlying: Common Stock · 28,411 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · kind: Represents the vesting of restricted stock units granted on July 1, 2025 (first of three equal annual installments) that settle in shares of common stock on a 1-for-1 basis

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:03 UTC Tax withholdingCommon Stock 10,286 $30.80 $316,808.80
Disclosure

SEC source: 0001797976-26-000007 · wk-form4_1783022605.xml · nonDerivative · entry 2

Santone Angela R. · CIK 0001797976 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,125

F2 · kind: Represents shares withheld by the Company for tax withholding on restricted stock units that settle in shares of common stock on a 1-for-1 basis.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:03 UTC Exercise / conversionCommon Stock 28,411 $0.00 $0.00
Disclosure

SEC source: 0001797976-26-000007 · wk-form4_1783022605.xml · nonDerivative · entry 1

Santone Angela R. · CIK 0001797976 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units granted on July 1, 2025 (first of three equal annual installments) that settle in shares of common stock on a 1-for-1 basis

F1 · price: Represents the vesting of restricted stock units granted on July 1, 2025 (first of three equal annual installments) that settle in shares of common stock on a 1-for-1 basis

Read SEC document
May 11, 2026 Filed May 13, 2026 20:20 UTC GrantRestricted Stock Units · Derivative 5,404 $0.00 $0.00
Disclosure

SEC source: 0001080992-26-000005 · wk-form4_1778703606.xml · derivative · entry 1

RHODES WILLIAM C III · CIK 0001080992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,404

Underlying: Common Stock · 5,404 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2027 Annual Meeting of Shareholders, subject to a service requirement.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2027 Annual Meeting of Shareholders, subject to a service requirement.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:20 UTC GrantRestricted Stock Units · Derivative 5,404 $0.00 $0.00
Disclosure

SEC source: 0001487407-26-000002 · wk-form4_1778703599.xml · derivative · entry 1

Rand Alison S. · CIK 0001487407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,686.2229

Underlying: Common Stock · 5,404 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2027 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2027 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F3 · balance_after: Includes quarterly cash dividends that have been reinvested in restricted stock units.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:20 UTC GrantRestricted Stock Units · Derivative 5,404 $0.00 $0.00
Disclosure

SEC source: 0001469778-26-000004 · wk-form4_1778703648.xml · derivative · entry 1

Jenkins Roger W. · CIK 0001469778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,404

Underlying: Common Stock · 5,404 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2027 Annual Meeting of Shareholders, subject to a service requirement.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2027 Annual Meeting of Shareholders, subject to a service requirement.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:20 UTC GrantRestricted Stock Units · Derivative 5,404 $0.00 $0.00
Disclosure

SEC source: 0001426400-26-000005 · wk-form4_1778703630.xml · derivative · entry 1

Crosswhite Mark A. · CIK 0001426400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,808.3951

Underlying: Common Stock · 5,404 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2027 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2027 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F3 · balance_after: Includes quarterly cash dividends that have been reinvested in restricted stock units.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:21 UTC GrantRestricted Stock Units · Derivative 5,404 $0.00 $0.00
Disclosure

SEC source: 0001262116-26-000008 · wk-form4_1778703670.xml · derivative · entry 1

MARSHALL RUTH ANN · CIK 0001262116 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,462.4949

Underlying: Common Stock · 5,404 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2027 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2027 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F3 · balance_after: Includes quarterly cash dividends that have been reinvested in restricted stock units.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:21 UTC GrantRestricted Stock Units · Derivative 5,404 $0.00 $0.00
Disclosure

SEC source: 0001745186-26-000005 · wk-form4_1778703663.xml · derivative · entry 1

VINES TIMOTHY · CIK 0001745186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,183.9104

Underlying: Common Stock · 5,404 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2027 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2027 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F3 · balance_after: Includes quarterly cash dividends that have been reinvested in restricted stock units.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:20 UTC GrantRestricted Stock Units · Derivative 5,404 $0.00 $0.00
Disclosure

SEC source: 0001204987-26-000006 · wk-form4_1778703657.xml · derivative · entry 1

JOHNSON JOIA M · CIK 0001204987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,557.2978

Underlying: Common Stock · 5,404 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2027 Annual Meeting of Shareholders, subject to a service requirement.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2027 Annual Meeting of Shareholders, subject to a service requirement.

F3 · balance_after: Includes quarterly cash dividends that have been reinvested in restricted stock units.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:20 UTC GrantRestricted Stock Units · Derivative 5,404 $0.00 $0.00
Disclosure

SEC source: 0001256896-26-000006 · wk-form4_1778703642.xml · derivative · entry 1

STYSLINGER LEE J III · CIK 0001256896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,462.4949

Underlying: Common Stock · 5,404 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2027 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2027 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F3 · balance_after: Includes quarterly cash dividends that have been reinvested in restricted stock units.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:20 UTC
Davis NoopurDirector
GrantRestricted Stock Units · Derivative 5,404 $0.00 $0.00
Disclosure

SEC source: 0001935424-26-000004 · wk-form4_1778703636.xml · derivative · entry 1

Davis Noopur · CIK 0001935424 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,404

Underlying: Common Stock · 5,404 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2027 Annual Meeting of Shareholders, subject to a service requirement.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2027 Annual Meeting of Shareholders, subject to a service requirement.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:20 UTC GrantRestricted Stock Units · Derivative 5,404 $0.00 $0.00
Disclosure

SEC source: 0001762792-26-000004 · wk-form4_1778703624.xml · derivative · entry 1

Golodryga Zhanna · CIK 0001762792 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,903.99

Underlying: Common Stock · 5,404 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2027 Annual Meeting of Shareholders, subject to a service requirement.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2027 Annual Meeting of Shareholders, subject to a service requirement.

F3 · balance_after: Includes quarterly cash dividends that have been reinvested in restricted stock units.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:20 UTC GrantRestricted Stock Units · Derivative 5,404 $0.00 $0.00
Disclosure

SEC source: 0001564533-26-000008 · wk-form4_1778703619.xml · derivative · entry 1

Hill J Thomas · CIK 0001564533 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,686.2229

Underlying: Common Stock · 5,404 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2027 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2027 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F3 · balance_after: Includes quarterly cash dividends that have been reinvested in restricted stock units.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:20 UTC GrantRestricted Stock Units · Derivative 5,404 $0.00 $0.00
Disclosure

SEC source: 0001245519-26-000002 · wk-form4_1778703614.xml · derivative · entry 1

SUQUET JOSE S · CIK 0001245519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,462.4949

Underlying: Common Stock · 5,404 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2027 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2027 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F3 · balance_after: Includes quarterly cash dividends that have been reinvested in restricted stock units.

Read SEC document
May 07, 2026 Filed May 8, 2026 20:44 UTC SaleCommon Stock 7,014 $27.91 $195,750.22
Disclosure

SEC source: 0002042972-26-000006 · wk-form4_1778273046.xml · nonDerivative · entry 1

Willman Brian R · CIK 0002042972 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: This price represents the weighted average price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $27.895 to $27.92. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 06, 2026 Filed May 8, 2026 20:24 UTC Exercise / conversionRestricted Stock Units · Derivative 7,904 $0.00 $0.00
Disclosure

SEC source: 0001080992-26-000003 · wk-form4_1778271891.xml · derivative · entry 5

RHODES WILLIAM C III · CIK 0001080992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,904 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on May 6, 2026

F1 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on May 6, 2026

Read SEC document
May 06, 2026 Filed May 8, 2026 20:24 UTC Exercise / conversionCommon Stock 7,904 $0.00 $0.00
Disclosure

SEC source: 0001080992-26-000003 · wk-form4_1778271891.xml · nonDerivative · entry 1

RHODES WILLIAM C III · CIK 0001080992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on May 6, 2026

Read SEC document
May 06, 2026 Filed May 8, 2026 20:24 UTC Exercise / conversionRestricted Stock Units · Derivative 7,904 $0.00 $0.00
Disclosure

SEC source: 0001469778-26-000002 · wk-form4_1778271870.xml · derivative · entry 2

Jenkins Roger W. · CIK 0001469778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,904 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on May 6, 2026

F1 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on May 6, 2026

Read SEC document
May 06, 2026 Filed May 8, 2026 20:24 UTC Exercise / conversionCommon Stock 7,904 $0.00 $0.00
Disclosure

SEC source: 0001469778-26-000002 · wk-form4_1778271870.xml · nonDerivative · entry 1

Jenkins Roger W. · CIK 0001469778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on May 6, 2026

Read SEC document
May 06, 2026 Filed May 8, 2026 20:25 UTC
Davis NoopurDirector
Exercise / conversionRestricted Stock Units · Derivative 7,904 $0.00 $0.00
Disclosure

SEC source: 0001935424-26-000002 · wk-form4_1778271907.xml · derivative · entry 2

Davis Noopur · CIK 0001935424 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,904 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on May 6, 2026

F1 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on May 6, 2026

Read SEC document
May 06, 2026 Filed May 8, 2026 20:25 UTC
Davis NoopurDirector
Exercise / conversionCommon Stock 7,904 $0.00 $0.00
Disclosure

SEC source: 0001935424-26-000002 · wk-form4_1778271907.xml · nonDerivative · entry 1

Davis Noopur · CIK 0001935424 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,572.4453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on May 6, 2026

Read SEC document
May 06, 2026 Filed May 8, 2026 20:25 UTC Exercise / conversionRestricted Stock Units · Derivative 63,055 $0.00 $0.00
Disclosure

SEC source: 0001301456-26-000002 · wk-form4_1778271897.xml · derivative · entry 2

PROKOPANKO JAMES T · CIK 0001301456 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 63,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: In accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan, the reporting person's restricted stock units were settled in shares of common stock on May 6, 2026, the date of the reporting person's termination of service as a director.

F3 · derivative.expiration_date: In accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan, the reporting person's restricted stock units were settled in shares of common stock on May 6, 2026, the date of the reporting person's termination of service as a director.

Read SEC document
May 06, 2026 Filed May 8, 2026 20:25 UTC Exercise / conversionCommon Stock 63,055 $0.00 $0.00
Disclosure

SEC source: 0001301456-26-000002 · wk-form4_1778271897.xml · nonDerivative · entry 1

PROKOPANKO JAMES T · CIK 0001301456 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on May 6, 2026

Read SEC document
May 06, 2026 Filed May 8, 2026 20:24 UTC Exercise / conversionRestricted Stock Units · Derivative 7,904 $0.00 $0.00
Disclosure

SEC source: 0001762792-26-000002 · wk-form4_1778271885.xml · derivative · entry 2

Golodryga Zhanna · CIK 0001762792 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,499.99

Underlying: Common Stock · 7,904 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on May 6, 2026

F1 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on May 6, 2026

F3 · balance_after: Includes quarterly cash dividends that have been reinvested in restricted stock units.

Read SEC document
May 06, 2026 Filed May 8, 2026 20:24 UTC Exercise / conversionCommon Stock 7,904 $0.00 $0.00
Disclosure

SEC source: 0001762792-26-000002 · wk-form4_1778271885.xml · nonDerivative · entry 1

Golodryga Zhanna · CIK 0001762792 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on May 6, 2026

Read SEC document
May 06, 2026 Filed May 8, 2026 20:24 UTC Exercise / conversionRestricted Stock Units · Derivative 7,904 $0.00 $0.00
Disclosure

SEC source: 0001204987-26-000004 · wk-form4_1778271877.xml · derivative · entry 3

JOHNSON JOIA M · CIK 0001204987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,153.2977

Underlying: Common Stock · 7,904 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on May 6, 2026

F1 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on May 6, 2026

F3 · balance_after: Includes quarterly cash dividends that have been reinvested in restricted stock units.

Read SEC document
May 06, 2026 Filed May 8, 2026 20:24 UTC Exercise / conversionCommon Stock 7,904 $0.00 $0.00
Disclosure

SEC source: 0001204987-26-000004 · wk-form4_1778271877.xml · nonDerivative · entry 1

JOHNSON JOIA M · CIK 0001204987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on May 6, 2026

Read SEC document
April 15, 2026 Filed Apr 16, 2026 21:07 UTC GrantPhantom Stock · Derivative 1,122.0826 $27.85 $31,250.00
Disclosure

SEC source: 0001426400-26-000003 · wk-form4_1776373621.xml · derivative · entry 1

Crosswhite Mark A. · CIK 0001426400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,097.9125

Underlying: Common Stock · 1,122.0826 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
April 15, 2026 Filed Apr 16, 2026 21:06 UTC GrantPhantom Stock · Derivative 1,122.0826 $27.85 $31,250.00
Disclosure

SEC source: 0001745186-26-000003 · wk-form4_1776373615.xml · derivative · entry 1

VINES TIMOTHY · CIK 0001745186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,420.6866

Underlying: Common Stock · 1,122.0826 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
April 15, 2026 Filed Apr 16, 2026 21:06 UTC GrantPhantom Stock · Derivative 1,122.0826 $27.85 $31,250.00
Disclosure

SEC source: 0001256896-26-000003 · wk-form4_1776373610.xml · derivative · entry 1

STYSLINGER LEE J III · CIK 0001256896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,041.7166

Underlying: Common Stock · 1,122.0826 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
April 15, 2026 Filed Apr 16, 2026 21:06 UTC GrantPhantom Stock · Derivative 1,077.1993 $27.85 $30,000.00
Disclosure

SEC source: 0001564533-26-000006 · wk-form4_1776373604.xml · derivative · entry 1

Hill J Thomas · CIK 0001564533 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,585.7725

Underlying: Common Stock · 1,077.1993 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
April 15, 2026 Filed Apr 16, 2026 21:06 UTC GrantPhantom Stock · Derivative 1,660.6822 $27.85 $46,250.00
Disclosure

SEC source: 0001262116-26-000006 · wk-form4_1776373598.xml · derivative · entry 1

MARSHALL RUTH ANN · CIK 0001262116 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,054.0791

Underlying: Common Stock · 1,660.6822 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
April 03, 2026 Filed Apr 7, 2026 22:03 UTC Exercise / conversionRestricted Stock Units · Derivative 1,001.2628 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002042972-26-000004 · wk-form4_1775599380.xml · derivative · entry 8

Willman Brian R · CIK 0002042972 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,243.8906

Underlying: Common Stock · 1,001.2628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

F2 · kind: Represents the vesting of cash dividends on restricted stock units granted on April 3, 2023 that were deemed reinvested in restricted stock units and settle in cash.

F7 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

F7 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

F6 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 03, 2026 Filed Apr 7, 2026 22:03 UTC Exercise / conversionRestricted Stock Units · Derivative 6,966 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002042972-26-000004 · wk-form4_1775599380.xml · derivative · entry 7

Willman Brian R · CIK 0002042972 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,245.1534

Underlying: Common Stock · 6,966 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · kind: Represents the vesting of restricted stock units granted on April 3, 2023 that settle in shares of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

F6 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 03, 2026 Filed Apr 7, 2026 22:03 UTC Tax withholdingCommon Stock 4,480 $26.47 $118,585.60
Disclosure

SEC source: 0002042972-26-000004 · wk-form4_1775599380.xml · nonDerivative · entry 5

Willman Brian R · CIK 0002042972 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,014

Read SEC document
April 03, 2026 Filed Apr 7, 2026 22:03 UTC GrantCommon Stock 4,528 $0.00 $0.00
Disclosure

SEC source: 0002042972-26-000004 · wk-form4_1775599380.xml · nonDerivative · entry 4

Willman Brian R · CIK 0002042972 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,494

F4 · kind: Performance share units vested and were settled in shares of common stock at a conversion rate of .65 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2023 through December 31, 2025.

F4 · price: Performance share units vested and were settled in shares of common stock at a conversion rate of .65 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2023 through December 31, 2025.

Read SEC document
April 03, 2026 Filed Apr 7, 2026 22:03 UTC Disposition to issuerCommon Stock 1,001.2628 $26.47 $26,503.43
Disclosure

SEC source: 0002042972-26-000004 · wk-form4_1775599380.xml · nonDerivative · entry 3

Willman Brian R · CIK 0002042972 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,966

F3 · kind: Represents the disposition of cash dividends that were deemed reinvested in restricted stock units and settle in cash.

Read SEC document
April 03, 2026 Filed Apr 7, 2026 22:03 UTC Exercise / conversionCommon Stock 1,001.2628 $0.00 $0.00
Disclosure

SEC source: 0002042972-26-000004 · wk-form4_1775599380.xml · nonDerivative · entry 2

Willman Brian R · CIK 0002042972 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,967.2628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the vesting of cash dividends on restricted stock units granted on April 3, 2023 that were deemed reinvested in restricted stock units and settle in cash.

F2 · price: Represents the vesting of cash dividends on restricted stock units granted on April 3, 2023 that were deemed reinvested in restricted stock units and settle in cash.

Read SEC document
April 03, 2026 Filed Apr 7, 2026 22:03 UTC Exercise / conversionCommon Stock 6,966 $0.00 $0.00
Disclosure

SEC source: 0002042972-26-000004 · wk-form4_1775599380.xml · nonDerivative · entry 1

Willman Brian R · CIK 0002042972 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units granted on April 3, 2023 that settle in shares of common stock on a 1-for-1 basis.

F1 · price: Represents the vesting of restricted stock units granted on April 3, 2023 that settle in shares of common stock on a 1-for-1 basis.

Read SEC document
April 03, 2026 Filed Apr 7, 2026 22:02 UTC
Plimpton Tara ASEVP & Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 2,503.3007 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001808435-26-000004 · wk-form4_1775599366.xml · derivative · entry 7

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,962.6868

Underlying: Common Stock · 2,503.3007 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

F2 · kind: Represents the vesting of cash dividends on restricted stock units granted on April 3, 2023 that were deemed reinvested in restricted stock units and settle in cash.

F7 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

F7 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

F6 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 03, 2026 Filed Apr 7, 2026 22:02 UTC
Plimpton Tara ASEVP & Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 17,416 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001808435-26-000004 · wk-form4_1775599366.xml · derivative · entry 6

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,465.9875

Underlying: Common Stock · 17,416 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · kind: Represents the vesting of restricted stock units granted on April 3, 2023 that settle in shares of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

F6 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 03, 2026 Filed Apr 7, 2026 22:02 UTC
Plimpton Tara ASEVP & Chief Legal Officer
Tax withholdingCommon Stock 12,745 $26.47 $337,360.15
Disclosure

SEC source: 0001808435-26-000004 · wk-form4_1775599366.xml · nonDerivative · entry 5

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,534

Read SEC document
April 03, 2026 Filed Apr 7, 2026 22:02 UTC
Plimpton Tara ASEVP & Chief Legal Officer
GrantCommon Stock 11,320 $0.00 $0.00
Disclosure

SEC source: 0001808435-26-000004 · wk-form4_1775599366.xml · nonDerivative · entry 4

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,279

F4 · kind: Performance share units vested and were settled in shares of common stock at a conversion rate of .65 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2023 through December 31, 2025.

F4 · price: Performance share units vested and were settled in shares of common stock at a conversion rate of .65 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2023 through December 31, 2025.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.