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KIMBROUGH HARDIE B. JR

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140469
SEC CIK
0001411152

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Reported relationships

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CompanyLast reported asReport datePublished
REGIONS FINANCIAL CORPRF · Entity 3186ControllerApril 02, 2021April 06, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

REGIONS FINANCIAL CORP

Report date April 02, 2021 · Filed April 06, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect15,457.2238 Ending reported balance After 2021-04-02 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2021-04-02 · Exercise / conversion · Acquired 3,456 · Balance 15,087.2238

F1: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

Row 2 · 2021-04-02 · Exercise / conversion · Acquired 3,421 · Balance 18,508.2238

F2: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

Row 3 · 2021-04-02 · Tax withholding · Disposed 3,051 · Balance 15,457.2238

Performance Stock Units - 2018SEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-04-02 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-04-02 · Exercise / conversion · Disposed 3,456 · Balance 0

F2: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct15,673 Reported balance After 2021-04-02 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-04-02 · Exercise / conversion · Disposed 3,456 · Balance 15,673

F1: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

Common StockSEC Table I · non-derivativeIndirectBy 401(k)14,659.1747 Reported balance Holding disclosure · report date 2021-04-02 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 14,659.1747

F3: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Common Stock (phantom stock)SEC Table I · non-derivativeIndirectIndirect - By 401 (k) Supplemental Plan8,379.4338 Reported balance Holding disclosure · report date 2021-04-02 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 8,379.4338

F3: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Filing footnotes · ownership attribution and instrument terms

F1: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F2: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F3: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 02, 2021 Filed Apr 6, 2021 18:28 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionRestricted Stock Units · Derivative 3,456 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006580 · doc4.xml · derivative · entry 7

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,673

Underlying: Common Stock · 3,456 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 18:28 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionPerformance Stock Units - 2018 · Derivative 3,456 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006580 · doc4.xml · derivative · entry 6

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,421.44 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 18:28 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Tax withholdingCommon Stock 3,051 $21.06 $64,254.06
Disclosure

SEC source: 0001225208-21-006580 · doc4.xml · nonDerivative · entry 3

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,457.2238

Read SEC document
April 02, 2021 Filed Apr 6, 2021 18:28 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 3,421 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006580 · doc4.xml · nonDerivative · entry 2

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,508.2238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 18:28 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 3,456 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006580 · doc4.xml · nonDerivative · entry 1

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,087.2238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 17:29 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantRestricted Stock Units · Derivative 4,776 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006480 · doc4.xml · derivative · entry 2

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,129

Underlying: Common Stock · 4,776 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 17:29 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantPerformance Stock Units (2021) · Derivative 4,776 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006480 · doc4.xml · derivative · entry 1

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,776

Underlying: Common Stock · 7,164 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F2 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2021, through December 31, 2023.

F3 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F3 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F2 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2021, through December 31, 2023.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 17:36 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock (phantom stock) 457.9542 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002441 · doc5.xml · nonDerivative · entry 3

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan

Disclosed balance after: 8,379.4338

F4 · kind: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Non-Qualified Excess 401(k) Plan.

F4 · price: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Non-Qualified Excess 401(k) Plan.

F3 · balance_after: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 17:36 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock 786.8125 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002441 · doc5.xml · nonDerivative · entry 2

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 14,659.1747

F2 · kind: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation 401(k) Plan.

F2 · price: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation 401(k) Plan.

F3 · balance_after: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 17:36 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock 352.572 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002441 · doc5.xml · nonDerivative · entry 1

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,631.2238

F1 · kind: Shares acquired quarterly in 2020 pursuant to the issuer's dividend reinvestment plan.

F1 · price: Shares acquired quarterly in 2020 pursuant to the issuer's dividend reinvestment plan.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 16:01 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionRestricted Stock Units · Derivative 4,520 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-006172 · doc4.xml · derivative · entry 6

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,353

Underlying: Common Stock · 4,520 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 16:01 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionPerformance Stock Units - 2017 · Derivative 4,520 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-006172 · doc4.xml · derivative · entry 5

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,152.8 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 16:01 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 4,520 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-006172 · doc4.xml · nonDerivative · entry 2

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,278.6518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 16:01 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 5,153 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-006172 · doc4.xml · nonDerivative · entry 1

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,758.6518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 16:35 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantRestricted Stock Units · Derivative 6,479 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-006058 · doc4.xml · derivative · entry 5

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,873

Underlying: Common Stock · 6,479 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F6 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 16:35 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantPerformance Stock Units (2020) · Derivative 6,479 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-006058 · doc4.xml · derivative · entry 4

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,479

Underlying: Common Stock · 9,718.5 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F3 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2020, through December 31, 2022.

F4 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F4 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F3 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2020, through December 31, 2022.

Read SEC document
December 31, 2019 Filed Feb 14, 2020 10:53 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock (phantom stock) 253.75 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002301 · doc5.xml · nonDerivative · entry 2

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan

Disclosed balance after: 7,921.4796

F1 · kind: These shares were acquired through regular dividend reinvestments.

F1 · price: These shares were acquired through regular dividend reinvestments.

F2 · balance_after: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Read SEC document
December 31, 2019 Filed Feb 14, 2020 10:53 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock 527.6718 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002301 · doc5.xml · nonDerivative · entry 1

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 13,872.3622

F1 · kind: These shares were acquired through regular dividend reinvestments.

F1 · price: These shares were acquired through regular dividend reinvestments.

F2 · balance_after: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Read SEC document
October 24, 2019 Filed Oct 25, 2019 16:57 UTC REGIONS FINANCIAL CORP RF · Entity 3186 SaleCommon Stock 18,409 $16.27 $299,510.75
Disclosure

SEC source: 0001225208-19-013836 · doc4.xml · nonDerivative · entry 3

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,605.6518

F2 · price: Weighted average execution price.

Read SEC document
October 01, 2019 Filed Oct 25, 2019 16:57 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock 5.9021 $15.59 $92.00
Disclosure

SEC source: 0001225208-19-013836 · doc4.xml · nonDerivative · entry 2

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,014.6518

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
October 01, 2019 Filed Oct 25, 2019 16:57 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock 9.2297 $15.59 $143.87
Disclosure

SEC source: 0001225208-19-013836 · doc4.xml · nonDerivative · entry 1

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,008.7497

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 17:44 UTC REGIONS FINANCIAL CORP RF · Entity 3186 SaleCommon Stock 7,148 $14.68 $104,939.07
Disclosure

SEC source: 0001225208-19-011229 · doc4.xml · nonDerivative · entry 5

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,999.52

Read SEC document
July 01, 2019 Filed Aug 12, 2019 17:44 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock 5.476 $15.04 $82.34
Disclosure

SEC source: 0001225208-19-011229 · doc4.xml · nonDerivative · entry 4

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,147.52

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
July 01, 2019 Filed Aug 12, 2019 17:44 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock 243.5164 $15.04 $3,661.61
Disclosure

SEC source: 0001225208-19-011229 · doc4.xml · nonDerivative · entry 3

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,142.044

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:03 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionRestricted Stock Units · Derivative 7,604 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006391 · doc4.xml · derivative · entry 11

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,394

Underlying: Common Stock · 7,604 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F3 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F3 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F3 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:03 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantRestricted Stock Units · Derivative 4,418 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006391 · doc4.xml · derivative · entry 10

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,998

Underlying: Common Stock · 4,418 shares

Expires not disclosed

F8 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F9 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F9 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:03 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantPerformance Stock Units (2019) · Derivative 4,418 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006391 · doc4.xml · derivative · entry 9

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,418

Underlying: Common Stock · 6,627 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F6 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.

F7 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F7 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:03 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionPerformance Stock Units - 2016 · Derivative 7,604 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006391 · doc4.xml · derivative · entry 8

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,505 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:03 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Tax withholdingCommon Stock 7,589 $14.67 $111,330.63
Disclosure

SEC source: 0001225208-19-006391 · doc4.xml · nonDerivative · entry 5

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,734.7015

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:03 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 7,604 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006391 · doc4.xml · nonDerivative · entry 4

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,323.7015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:03 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 9,505 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006391 · doc4.xml · nonDerivative · entry 3

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,719.7015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

Read SEC document
April 01, 2019 Filed Aug 12, 2019 17:44 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock 5.5875 $14.60 $81.60
Disclosure

SEC source: 0001225208-19-011229 · doc4.xml · nonDerivative · entry 2

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,487.5276

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 01, 2019 Filed Aug 12, 2019 17:44 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock 158.2386 $14.60 $2,310.90
Disclosure

SEC source: 0001225208-19-011229 · doc4.xml · nonDerivative · entry 1

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,481.9401

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
January 02, 2019 Filed Apr 3, 2019 19:03 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock 6.0466 $13.35 $80.74
Disclosure

SEC source: 0001225208-19-006391 · doc4.xml · nonDerivative · entry 2

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,214.7015

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
January 02, 2019 Filed Apr 3, 2019 19:03 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock 171.2197 $13.35 $2,286.28
Disclosure

SEC source: 0001225208-19-006391 · doc4.xml · nonDerivative · entry 1

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,208.6549

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
December 31, 2018 Filed Feb 14, 2019 19:10 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock (phantom stock) 175.7482 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002613 · doc5.xml · nonDerivative · entry 8

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan

Disclosed balance after: 7,667.7296

F1 · kind: These shares were acquired through regular dividend reinvestments.

F1 · price: These shares were acquired through regular dividend reinvestments.

F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Read SEC document
December 31, 2018 Filed Feb 14, 2019 19:10 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock 300.0914 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002613 · doc5.xml · nonDerivative · entry 7

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 13,344.6904

F1 · kind: These shares were acquired through regular dividend reinvestments.

F1 · price: These shares were acquired through regular dividend reinvestments.

F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Read SEC document
October 01, 2018 Filed Feb 14, 2019 19:10 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock 4.4126 $18.19 $80.25
Disclosure

SEC source: 0001225208-19-002613 · doc5.xml · nonDerivative · entry 6

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,037.4352

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
October 01, 2018 Filed Feb 14, 2019 19:10 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock 124.8797 $18.19 $2,271.15
Disclosure

SEC source: 0001225208-19-002613 · doc5.xml · nonDerivative · entry 5

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,033.0226

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
July 02, 2018 Filed Feb 14, 2019 19:10 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock 2.8831 $17.81 $51.36
Disclosure

SEC source: 0001225208-19-002613 · doc5.xml · nonDerivative · entry 4

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,908.1429

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
July 02, 2018 Filed Feb 14, 2019 19:10 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock 81.4419 $17.81 $1,450.83
Disclosure

SEC source: 0001225208-19-002613 · doc5.xml · nonDerivative · entry 3

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,905.2598

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 17:46 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantRestricted Stock Units · Derivative 3,456 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007240 · doc4.xml · derivative · entry 11

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,580

Underlying: Common Stock · 3,456 shares

Expires not disclosed

F8 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F9 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

F9 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 17:46 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantPerformance Stock Units (2018) · Derivative 3,456 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007240 · doc4.xml · derivative · entry 10

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,456

Underlying: Common Stock · 5,184 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F6 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2018, through December 31, 2020.

F7 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F7 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2018, through December 31, 2020.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 17:46 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Tax withholdingCommon Stock 5,700 $18.58 $105,906.00
Disclosure

SEC source: 0001225208-18-007240 · doc4.xml · nonDerivative · entry 5

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,776.6829

Read SEC document
April 02, 2018 Filed Feb 14, 2019 19:10 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock 2.8128 $18.17 $51.11
Disclosure

SEC source: 0001225208-19-002613 · doc5.xml · nonDerivative · entry 2

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,523.8179

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 02, 2018 Filed Feb 14, 2019 19:10 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock 44.3222 $18.17 $805.37
Disclosure

SEC source: 0001225208-19-002613 · doc5.xml · nonDerivative · entry 1

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,521.0051

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 17:46 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionRestricted Stock Units · Derivative 6,424 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007240 · doc4.xml · derivative · entry 9

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,124

Underlying: Common Stock · 6,424 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

F2 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

F2 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 17:46 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionPerformance Stock Units - 2015 · Derivative 6,424 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007240 · doc4.xml · derivative · entry 8

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,424 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

F3 · price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

F3 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

F3 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 17:46 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 6,424 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007240 · doc4.xml · nonDerivative · entry 4

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,476.6829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 17:46 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 6,424 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007240 · doc4.xml · nonDerivative · entry 3

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,052.6829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.