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Nasdaq · USD

RELL

RICHARDSON ELECTRONICS, LTD.

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Tapewire entity
6145
SEC CIK
0000355948
Parsed reports
254

Last 12 months

Inside the activity.

0 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202603
Feb 202604
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202606
Aug 202607
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 20, 2018 Filed Aug 23, 2018 00:06 UTC GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $9.10 $0.00
Disclosure

SEC source: 0001387131-18-004169 · kluge-form4_082018.xml · derivative · entry 1

KLUGE ROBERT H · CIK 0001217441 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-08-20

F1 · derivative.exercise_date: The stock option was granted on 10/09/2017 pursuant to the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested

Read SEC document
August 20, 2018 Filed Aug 23, 2018 00:04 UTC GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $9.10 $0.00
Disclosure

SEC source: 0001387131-18-004167 · halverson-form4_082018.xml · derivative · entry 1

Halverson Kenneth · CIK 0001588888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-08-20

Read SEC document
August 20, 2018 Filed Aug 23, 2018 00:01 UTC GrantStock Option (right to buy) · Derivative 8,965 $0.00 Strike: $9.10 $0.00
Disclosure

SEC source: 0001387131-18-004165 · fitzgerald-form4_082018.xml · derivative · entry 1

Fitzgerald Patrick Thomas III · CIK 0001689741 · EVP Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,965

Underlying: Common Stock · 8,965 shares

Expires 2028-08-20

F1 · derivative.exercise_date: The stock option was granted on 8/20/2018 pursuant to the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 23:59 UTC GrantCommon Stock 10,804 $0.00 $0.00
Disclosure

SEC source: 0001387131-18-004163 · diddell-form4_082018.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,804

F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 23:57 UTC
Benham JamesDirector
GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $9.10 $0.00
Disclosure

SEC source: 0001387131-18-004161 · benham-form4_082018.xml · derivative · entry 1

Benham James · CIK 0001588859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-08-20

Read SEC document
August 20, 2018 Filed Aug 22, 2018 23:54 UTC
Ben Robert JEVP & CFO & CAO & Corp. Sec.
GrantCommon Stock 7,462 $0.00 $0.00
Disclosure

SEC source: 0001387131-18-004159 · ben-form4_082018.xml · nonDerivative · entry 1

Ben Robert J · CIK 0001512170 · EVP & CFO & CAO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,962

F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 23:52 UTC GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $9.10 $0.00
Disclosure

SEC source: 0001387131-18-004157 · belin-form4_082018.xml · derivative · entry 1

Belin Jacques · CIK 0001588858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-08-20

Read SEC document
August 16, 2018 Filed Aug 17, 2018 19:18 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $5.03 $0.00
Disclosure

SEC source: 0001387131-18-004084 · diddell-form4_081618.xml · derivative · entry 3

Diddell Wendy · CIK 0001291981 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600

Underlying: Common Stock · 3,000 shares

Expires 2018-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2018 Filed Aug 17, 2018 19:18 UTC SaleCommon Stock 3,000 $9.20 $27,600.00
Disclosure

SEC source: 0001387131-18-004084 · diddell-form4_081618.xml · nonDerivative · entry 2

Diddell Wendy · CIK 0001291981 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
August 16, 2018 Filed Aug 17, 2018 19:18 UTC Exercise / conversionCommon Stock 3,000 $5.03 $15,090.00
Disclosure

SEC source: 0001387131-18-004084 · diddell-form4_081618.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 16:26 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $5.03 $0.00
Disclosure

SEC source: 0001387131-18-004049 · diddell-form4_081518.xml · derivative · entry 3

Diddell Wendy · CIK 0001291981 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,600

Underlying: Common Stock · 2,500 shares

Expires 2018-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 16:26 UTC SaleCommon Stock 2,500 $9.22 $23,039.25
Disclosure

SEC source: 0001387131-18-004049 · diddell-form4_081518.xml · nonDerivative · entry 2

Diddell Wendy · CIK 0001291981 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: This transaction was executed in trades at prices ranging from $9.17 to $9.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 16:26 UTC Exercise / conversionCommon Stock 2,500 $5.03 $12,575.00
Disclosure

SEC source: 0001387131-18-004049 · diddell-form4_081518.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2018 Filed Aug 14, 2018 20:18 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 900 $0.00 Strike: $5.03 $0.00
Disclosure

SEC source: 0001387131-18-004007 · ownership.xml · derivative · entry 3

Diddell Wendy · CIK 0001291981 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,100

Underlying: Common Stock · 900 shares

Expires 2018-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2018 Filed Aug 14, 2018 20:18 UTC SaleCommon Stock 900 $9.40 $8,460.00
Disclosure

SEC source: 0001387131-18-004007 · ownership.xml · nonDerivative · entry 2

Diddell Wendy · CIK 0001291981 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
August 13, 2018 Filed Aug 14, 2018 20:18 UTC Exercise / conversionCommon Stock 900 $5.03 $4,527.00
Disclosure

SEC source: 0001387131-18-004007 · ownership.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 21:03 UTC
Ben Robert JEVP & CFO & CAO & Corp. Sec.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001387131-18-003875 · ben-form4_080918.xml · derivative · entry 3

Ben Robert J · CIK 0001512170 · EVP & CFO & CAO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 3,000 shares

Expires 2026-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 20% per year, beginning 10/3/2017

Read SEC document
August 09, 2018 Filed Aug 10, 2018 21:03 UTC
Ben Robert JEVP & CFO & CAO & Corp. Sec.
SaleCommon Stock 3,000 $9.35 $28,050.00
Disclosure

SEC source: 0001387131-18-003875 · ben-form4_080918.xml · nonDerivative · entry 2

Ben Robert J · CIK 0001512170 · EVP & CFO & CAO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Read SEC document
August 09, 2018 Filed Aug 10, 2018 21:03 UTC
Ben Robert JEVP & CFO & CAO & Corp. Sec.
Exercise / conversionCommon Stock 3,000 $6.90 $20,700.00
Disclosure

SEC source: 0001387131-18-003875 · ben-form4_080918.xml · nonDerivative · entry 1

Ben Robert J · CIK 0001512170 · EVP & CFO & CAO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 21:00 UTC
Ben Robert JEVP & CFO & CAO & Corp. Sec.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $5.49 $0.00
Disclosure

SEC source: 0001387131-18-003872 · ben-form4_080918.xml · derivative · entry 3

Ben Robert J · CIK 0001512170 · EVP & CFO & CAO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 2,000 shares

Expires 2025-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 20% per year, beginning 8/17/2016

Read SEC document
August 09, 2018 Filed Aug 10, 2018 21:00 UTC
Ben Robert JEVP & CFO & CAO & Corp. Sec.
SaleCommon Stock 2,000 $9.40 $18,800.00
Disclosure

SEC source: 0001387131-18-003872 · ben-form4_080918.xml · nonDerivative · entry 2

Ben Robert J · CIK 0001512170 · EVP & CFO & CAO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Read SEC document
August 09, 2018 Filed Aug 10, 2018 21:00 UTC
Ben Robert JEVP & CFO & CAO & Corp. Sec.
Exercise / conversionCommon Stock 2,000 $5.49 $10,980.00
Disclosure

SEC source: 0001387131-18-003872 · ben-form4_080918.xml · nonDerivative · entry 1

Ben Robert J · CIK 0001512170 · EVP & CFO & CAO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2018 Filed Aug 8, 2018 19:55 UTC
MCNALLY KATHLEENSr. VP Global Supply Chain
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 796 $0.00 Strike: $5.03 $0.00
Disclosure

SEC source: 0001387131-18-003781 · mcnally-form4_080718.xml · derivative · entry 3

MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 796 shares

Expires 2018-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2018 Filed Aug 8, 2018 19:55 UTC
MCNALLY KATHLEENSr. VP Global Supply Chain
SaleCommon Stock 796 $9.20 $7,323.20
Disclosure

SEC source: 0001387131-18-003781 · mcnally-form4_080718.xml · nonDerivative · entry 2

MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,578

Read SEC document
August 07, 2018 Filed Aug 8, 2018 19:55 UTC
MCNALLY KATHLEENSr. VP Global Supply Chain
Exercise / conversionCommon Stock 796 $5.03 $4,003.88
Disclosure

SEC source: 0001387131-18-003781 · mcnally-form4_080718.xml · nonDerivative · entry 1

MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2018 Filed Aug 8, 2018 19:56 UTC
MCNALLY KATHLEENSr. VP Global Supply Chain
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $5.67 $0.00
Disclosure

SEC source: 0001387131-18-003782 · mcnally-form4_080718.xml · derivative · entry 3

MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2019-10-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2018 Filed Aug 8, 2018 19:56 UTC
MCNALLY KATHLEENSr. VP Global Supply Chain
SaleCommon Stock 7,500 $9.20 $69,000.00
Disclosure

SEC source: 0001387131-18-003782 · mcnally-form4_080718.xml · nonDerivative · entry 2

MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,578

Read SEC document
August 07, 2018 Filed Aug 8, 2018 19:56 UTC
MCNALLY KATHLEENSr. VP Global Supply Chain
Exercise / conversionCommon Stock 7,500 $5.67 $42,525.00
Disclosure

SEC source: 0001387131-18-003782 · mcnally-form4_080718.xml · nonDerivative · entry 1

MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2018 Filed Aug 8, 2018 19:54 UTC
MCNALLY KATHLEENSr. VP Global Supply Chain
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,774 $0.00 Strike: $5.98 $0.00
Disclosure

SEC source: 0001387131-18-003780 · mcnally-form4_080718.xml · derivative · entry 3

MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,726

Underlying: Common Stock · 2,774 shares

Expires 2025-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 20% per year, beginning 10/5/2016

Read SEC document
August 07, 2018 Filed Aug 8, 2018 19:54 UTC
MCNALLY KATHLEENSr. VP Global Supply Chain
SaleCommon Stock 2,774 $9.20 $25,520.80
Disclosure

SEC source: 0001387131-18-003780 · mcnally-form4_080718.xml · nonDerivative · entry 2

MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,578

Read SEC document
August 07, 2018 Filed Aug 8, 2018 19:54 UTC
MCNALLY KATHLEENSr. VP Global Supply Chain
Exercise / conversionCommon Stock 2,774 $5.98 $16,588.52
Disclosure

SEC source: 0001387131-18-003780 · mcnally-form4_080718.xml · nonDerivative · entry 1

MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2018 Filed Aug 8, 2018 19:52 UTC
MCNALLY KATHLEENSr. VP Global Supply Chain
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,704 $0.00 Strike: $5.03 $0.00
Disclosure

SEC source: 0001387131-18-003779 · mcnally-form4_080618.xml · derivative · entry 3

MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796

Underlying: Common Stock · 6,704 shares

Expires 2018-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2018 Filed Aug 8, 2018 19:52 UTC
MCNALLY KATHLEENSr. VP Global Supply Chain
SaleCommon Stock 6,704 $9.22 $61,804.85
Disclosure

SEC source: 0001387131-18-003779 · mcnally-form4_080618.xml · nonDerivative · entry 2

MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,578

F1 · price: This transaction was executed in multiple trades at prices ranging from $9.20 to $9.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 06, 2018 Filed Aug 8, 2018 19:52 UTC
MCNALLY KATHLEENSr. VP Global Supply Chain
Exercise / conversionCommon Stock 6,704 $5.03 $33,721.12
Disclosure

SEC source: 0001387131-18-003779 · mcnally-form4_080618.xml · nonDerivative · entry 1

MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2018 Filed Aug 1, 2018 18:51 UTC
Benham JamesDirector
SaleCommon Stock 5,000 $9.60 $48,000.00
Disclosure

SEC source: 0001387131-18-003497 · ownership.xml · nonDerivative · entry 1

Benham James · CIK 0001588859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 17, 2018 Filed Apr 18, 2018 19:13 UTC
Ben Robert JEVP & CFO & Corp. Secretary
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $5.49 $0.00
Disclosure

SEC source: 0001387131-18-001641 · ben-form4_041718.xml · derivative · entry 3

Ben Robert J · CIK 0001512170 · EVP & CFO & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 4,000 shares

Expires 2025-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 20% per year, beginning 8/17/2016

Read SEC document
April 17, 2018 Filed Apr 18, 2018 19:13 UTC
Ben Robert JEVP & CFO & Corp. Secretary
SaleCommon Stock 4,000 $8.81 $35,244.00
Disclosure

SEC source: 0001387131-18-001641 · ben-form4_041718.xml · nonDerivative · entry 2

Ben Robert J · CIK 0001512170 · EVP & CFO & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Read SEC document
April 17, 2018 Filed Apr 18, 2018 19:13 UTC
Ben Robert JEVP & CFO & Corp. Secretary
Exercise / conversionCommon Stock 4,000 $5.49 $21,960.00
Disclosure

SEC source: 0001387131-18-001641 · ben-form4_041718.xml · nonDerivative · entry 1

Ben Robert J · CIK 0001512170 · EVP & CFO & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 09, 2017 Filed Oct 11, 2017 21:44 UTC GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001387131-17-005028 · peloquin-form4_100917.xml · nonDerivative · entry 1

PELOQUIN GREGORY J · CIK 0001191362 · EVP PMT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,520

F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance.

Read SEC document
October 09, 2017 Filed Oct 11, 2017 21:41 UTC
MCNALLY KATHLEENSr. VP Global Supply Chain
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001387131-17-005027 · mcnally-form4_100917.xml · nonDerivative · entry 1

MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,578

F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance.

Read SEC document
October 09, 2017 Filed Oct 11, 2017 21:39 UTC GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $5.87 $0.00
Disclosure

SEC source: 0001387131-17-005026 · plante-form4_100917.xml · derivative · entry 1

PLANTE PAUL J · CIK 0001033714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,000

Underlying: Common Stock · 5,000 shares

Expires 2027-10-09

F1 · derivative.exercise_date: The stock option was granted on 10/09/2017 pursuant to the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested.

Read SEC document
October 09, 2017 Filed Oct 11, 2017 21:37 UTC GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001387131-17-005025 · fitzgerald-form4_100917.xml · nonDerivative · entry 1

Fitzgerald Patrick Thomas III · CIK 0001689741 · EVP Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance.

Read SEC document
October 09, 2017 Filed Oct 11, 2017 21:37 UTC GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001387131-17-005024 · diddell-form4_100917.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance.

Read SEC document
October 09, 2017 Filed Oct 11, 2017 21:33 UTC
RICHARDSON EDWARD JDirector · Chairman & CEO · 10% owner
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001387131-17-005023 · richardson-form4_100917.xml · nonDerivative · entry 1

RICHARDSON EDWARD J · CIK 0000918270 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance.

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October 09, 2017 Filed Oct 11, 2017 21:33 UTC GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001387131-17-005022 · ruppert-form4_100917.xml · nonDerivative · entry 1

Ruppert Jens Frank · CIK 0001690429 · EVP Canvys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance.

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October 09, 2017 Filed Oct 11, 2017 20:39 UTC
Ben Robert JEVP & CFO & CAO & Corp. Sec.
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001387131-17-005012 · ben-form4_100917.xml · nonDerivative · entry 1

Ben Robert J · CIK 0001512170 · EVP & CFO & CAO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance.

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October 03, 2016 Filed Oct 13, 2016 14:18 UTC
Dudek JamesCorporate Controller & CAO
GrantEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001387131-16-007273 · dudek-form4_100316.xml · derivative · entry 1

Dudek James · CIK 0001420780 · Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,600

Underlying: Common Stock · 10,000 shares

Expires 2026-10-03

F1 · derivative.exercise_date: Options vest 20% per year, beginning 10/03/2017

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October 03, 2016 Filed Oct 13, 2016 14:22 UTC GrantEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001387131-16-007276 · diddell-form4_100316.xml · derivative · entry 1

Diddell Wendy · CIK 0001291981 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,000

Underlying: Common Stock · 25,000 shares

Expires 2026-10-03

F1 · derivative.exercise_date: Options vest 20% per year, beginning 10/03/2017

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October 03, 2016 Filed Oct 13, 2016 14:13 UTC
MCNALLY KATHLEENSr. VP Global Supply Chain
GrantEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001387131-16-007271 · mcnally-form4_100316.xml · derivative · entry 1

MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,500

Underlying: Common Stock · 10,000 shares

Expires 2026-10-03

F1 · derivative.exercise_date: Options vest 20% per year, beginning 10/03/2017

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October 03, 2016 Filed Oct 13, 2016 14:06 UTC GrantEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001387131-16-007269 · peloquin-form4_100316.xml · derivative · entry 1

PELOQUIN GREGORY J · CIK 0001191362 · EVP PMT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 15,000 shares

Expires 2026-10-03

F1 · derivative.exercise_date: Options vest 20% per year, beginning 10/03/2017

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.