Diddell Wendy

SEC source: 0001193125-26-336946 · ownership.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,150

SEC source: 0001193125-26-313924 · ownership.xml · nonDerivative · entry 2

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,051

F2 · shares: Represents shares surrendered to Issuer in connection with the vesting of a previously reported grant of restricted shares to satisfy the income tax withholding and remittance obligations of the reporting person at a net settlement price equal to closing price on the NASDAQ Global Select Market on July 22, 2026 of $ 18.01 and does not represent a sale of the reporting person.

SEC source: 0001193125-26-313924 · ownership.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,854

F1 · shares: Represents shares surrendered to Issuer in connection with the vesting of a previously reported grant of restricted shares to satisfy the income tax withholding and remittance obligations of the reporting person at a net settlement price equal to closing price on the NASDAQ Global Select Market on July 21, 2026 of $ 17.18 and does not represent a sale of the reporting person.

SEC source: 0001193125-26-312399 · ownership.xml · derivative · entry 2

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2036-07-20

F2 · derivative.exercise_date: The stock option was granted on July 20, 2026 pursuant to the Richardson Electronics, Ltd. 2011 Amended and Restated Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary date of grant, until fully vested.

SEC source: 0001193125-26-312399 · ownership.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,649

F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance.

SEC source: 0001193125-26-310125 · ownership.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,649

F1 · shares: Represents shares surrendered to Issuer in connection with the vesting of a previously reported grant of restricted shares to satisfy the income tax withholding and remittance obligations of the reporting person at a net settlement price equal to closing price on the NASDAQ Global Select Market on July 17, 2026 of $ 17.18 and does not represent a sale of the reporting person.

SEC source: 0001193125-26-037762 · ownership.xml · nonDerivative · entry 2

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,444

F1 · shares: This represents a bona fide gift. Mrs. Diddell disclaims all beneficial and pecuniary interests.

SEC source: 0001193125-26-037762 · ownership.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,644

F1 · shares: This represents a bona fide gift. Mrs. Diddell disclaims all beneficial and pecuniary interests.

SEC source: 0001193125-25-241486 · ownership.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,044

F1 · shares: This represents a bona fide gift. Mrs. Diddell disclaims all beneficial and pecuniary interests.

SEC source: 0000950170-25-109952 · ownership.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,044

F1 · shares: This represents a bona fide gift. Mrs. Diddell disclaims all beneficial and pecuniary interests.

SEC source: 0000950170-25-109384 · ownership.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,294

F1 · shares: This represents a bona fide gift. Mrs. Diddell disclaims all beneficial and pecuniary interests.

SEC source: 0000950170-25-098162 · ownership.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,794

F1 · shares: Represents shares surrendered to Issuer in connection with the vesting of a previously reported grant of restricted shares to satisfy the income tax withholding and remittance obligations of the reporting person at a net settlement price equal to closing price on the NASDAQ Global Select Market on July 22, 2025 of $ 9.64 and does not represent a sale of the reporting person.

SEC source: 0000950170-25-097752 · ownership.xml · derivative · entry 2

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2035-07-21

F2 · derivative.exercise_date: The stock option was granted on July 21, 2025 pursuant to the Richardson Electronics, Ltd. 2011 Amended and Restated Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary date of grant, until fully vested.

SEC source: 0000950170-25-097752 · ownership.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,400

F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance.

SEC source: 0000950170-25-097307 · ownership.xml · nonDerivative · entry 2

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,400

F2 · shares: Represents shares surrendered to Issuer in connection with the vesting of a previously reported grant of restricted shares to satisfy the income tax withholding and remittance obligations of the reporting person at a net settlement price equal to closing price on the NASDAQ Global Select Market on July 18, 2025 of $ 9.58 and does not represent a sale of the reporting person.

SEC source: 0000950170-25-097307 · ownership.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,004

F1 · shares: Represents shares surrendered to Issuer in connection with the vesting of a previously reported grant of restricted shares to satisfy the income tax withholding and remittance obligations of the reporting person at a net settlement price equal to closing price on the NASDAQ Global Select Market on July 17, 2025 of $ 9.78 and does not represent a sale of the reporting person.

SEC source: 0000950170-24-086001 · ownership.xml · derivative · entry 2

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2034-07-22

F2 · derivative.exercise_date: The stock option was granted on July 22, 2024 pursuant to the Richardson Electronics, Ltd. 2011 Amended and Restated Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary date of grant, until fully vested.

SEC source: 0000950170-24-086001 · ownership.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,615

F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance.

SEC source: 0000950170-24-085259 · ownership.xml · nonDerivative · entry 2

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,615

F2 · shares: Represents shares surrendered to Issuer in connection with the vesting of a previously reported grant of restricted shares to satisfy the income tax withholding and remittance obligations of the reporting person at a net settlement price equal to closing price on the NASDAQ Global Select Market on July 19, 2024 of $ 11.52 and does not represent a sale of the reporting person.

SEC source: 0000950170-24-085259 · ownership.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,286

F1 · shares: Represents shares surrendered to Issuer in connection with the vesting of a previously reported grant of restricted shares to satisfy the income tax withholding and remittance obligations of the reporting person at a net settlement price equal to closing price on the NASDAQ Global Select Market on July 18, 2024 of $ 11.83 and does not represent a sale of the reporting person.

SEC source: 0000950170-24-084707 · ownership.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,964

F1 · shares: Represents shares surrendered to Issuer in connection with the vesting of a previously reported grant of restricted shares to satisfy the income tax withholding and remittance obligations of the reporting person at a net settlement price equal to closing price on the NASDAQ Global Select Market on July 17, 2024 of $ 12.45 and does not represent a sale of the reporting person.

SEC source: 0001209191-23-046682 · doc4.xml · derivative · entry 3

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,795 shares

Expires 2031-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 20% per year, beginning 07/19/2022

SEC source: 0001209191-23-046682 · doc4.xml · nonDerivative · entry 2

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,655

F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.75 to $11.8150 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-046682 · doc4.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-046479 · doc4.xml · derivative · entry 4

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,795

Underlying: Common Stock · 1,919 shares

Expires 2031-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vest 20% per year, beginning 07/19/2022

SEC source: 0001209191-23-046479 · doc4.xml · nonDerivative · entry 3

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,655

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.135 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-046479 · doc4.xml · nonDerivative · entry 2

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,472

F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.09 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-046479 · doc4.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-045315 · doc4.xml · derivative · entry 8

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,714

Underlying: Common Stock · 4,286 shares

Expires 2031-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vest 20% per year, beginning 07/19/2022

SEC source: 0001209191-23-045315 · doc4.xml · derivative · entry 7

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2030-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vest 20% per year, beginning 07/21/2021

SEC source: 0001209191-23-045315 · doc4.xml · derivative · entry 6

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2029-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vest 20% per year, beginning 07/22/2020

SEC source: 0001209191-23-045315 · doc4.xml · nonDerivative · entry 5

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,472

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.14 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-045315 · doc4.xml · nonDerivative · entry 4

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,147

F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.02 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-045315 · doc4.xml · nonDerivative · entry 3

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-045315 · doc4.xml · nonDerivative · entry 2

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-045315 · doc4.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-044811 · doc4.xml · nonDerivative · entry 2

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,147

F2 · shares: Represents shares surrendered to Issuer in connection with the vesting of a previously reported grant of restricted shares to satisfy the income tax withholding and remittance obligations of the reporting person at a net settlement price equal to closing price on the NASDAQ Global Select Market on July 19, 2023 of $15.55 and does not represent a sale of the reporting person.

SEC source: 0001209191-23-044811 · doc4.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,902

F1 · shares: Represents shares surrendered to Issuer in connection with the vesting of a previously reported grant of restricted shares to satisfy the income tax withholding and remittance obligations of the reporting person at a net settlement price equal to closing price on the NASDAQ Global Select Market on July 18, 2023 of $15.98 and does not represent a sale of the reporting person.

SEC source: 0001209191-23-042846 · doc4.xml · derivative · entry 2

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2033-07-17

F2 · derivative.exercise_date: The stock option was granted on 07/17/2023 pursuant to the Richardson Electronics, Ltd. 2011 Amended and Restated Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested

SEC source: 0001209191-23-042846 · doc4.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,662

F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance

SEC source: 0001209191-22-042888 · doc4.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,662

F1 · shares: Represents shares surrendered to Issuer in connection with the vesting of a previously reported grant of restricted shares to satisfy the income tax withholding and remittance obligations of the reporting person at a net settlement price equal to closing price on the NASDAQ Global Select Market on July 19, 2022 of $16.25 and does not represent a sale of the reporting person.

SEC source: 0001209191-22-042760 · doc4.xml · derivative · entry 2

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-07-18

F2 · derivative.exercise_date: The stock option was granted on 07/18/2022 pursuant to the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested

SEC source: 0001209191-22-042760 · doc4.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,438

F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance

SEC source: 0001209191-22-002661 · doc4.xml · derivative · entry 10

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires 2023-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vest 20% per year, beginning 10/8/2014

SEC source: 0001209191-22-002661 · doc4.xml · derivative · entry 9

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,361 shares

Expires 2022-10-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vest 20% per year, beginning 10/9/2013

SEC source: 0001209191-22-002661 · doc4.xml · nonDerivative · entry 6

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,438

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.50 to $15.30 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-22-002661 · doc4.xml · nonDerivative · entry 5

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

SEC source: 0001209191-22-002661 · doc4.xml · nonDerivative · entry 4

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

SEC source: 0001209191-22-002661 · doc4.xml · derivative · entry 8

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 12,000 shares

Expires 2023-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vest 20% per year, beginning 10/8/2014

SEC source: 0001209191-22-002661 · doc4.xml · derivative · entry 7

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,361

Underlying: Common Stock · 11,639 shares

Expires 2022-10-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vest 20% per year, beginning 10/9/2013