Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RICHARDSON ELECTRONICS, LTD.RELL · Entity 6145 | EVP Canvys | July 28, 2026 | July 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RICHARDSON ELECTRONICS, LTD.
Report date July 28, 2026 · Filed July 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,000 |
Reported balance
After 2026-07-28 transaction · row 1
1 source rowRow 1 · 2026-07-28 · Sale · Disposed 37,500 · Balance 2,000 F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $ 18.67 to $ 19.63 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $ 18.67 to $ 19.63 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 28, 2026 Filed Jul 30, 2026 16:00 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 37,500 | $19.01 | $712,807.50 |
DisclosureSEC source: 0001193125-26-325371 · ownership.xml · nonDerivative · entry 1 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $ 18.67 to $ 19.63 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 20, 2026 Filed Jul 22, 2026 19:54 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $16.56 | $0.00 |
DisclosureSEC source: 0001193125-26-312362 · ownership.xml · derivative · entry 1 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2036-07-20 F1 · derivative.exercise_date: The stock option was granted on July 20, 2026 pursuant to the Richardson Electronics, Ltd. 2011 Amended and Restated Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary date of grant, until fully vested. Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 20:24 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionEmploye Stock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $7.66 | $0.00 |
DisclosureSEC source: 0001193125-26-029164 · ownership.xml · derivative · entry 11 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 4,000 shares Expires 2031-07-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options vest 20% per year, beginning 07/19/2022 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 20:24 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionEmploye Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001193125-26-029164 · ownership.xml · derivative · entry 10 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2030-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vest 20% per year, beginning 07/21/2021 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 20:24 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionEmploye Stock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001193125-26-029164 · ownership.xml · derivative · entry 9 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2029-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vest 20% per year, beginning 07/22/2020 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 20:24 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionEmploye Stock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $9.10 | $0.00 |
DisclosureSEC source: 0001193125-26-029164 · ownership.xml · derivative · entry 8 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2028-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest 20% per year, beginning 08/20/2019 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 20:24 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 1,100 | $11.99 | $13,189.00 |
DisclosureSEC source: 0001193125-26-029164 · ownership.xml · nonDerivative · entry 7 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,500 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 20:24 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 7,900 | $12.00 | $94,800.00 |
DisclosureSEC source: 0001193125-26-029164 · ownership.xml · nonDerivative · entry 6 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,600 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 20:24 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 8,000 | $12.19 | $97,491.20 |
DisclosureSEC source: 0001193125-26-029164 · ownership.xml · nonDerivative · entry 5 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,500 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 20:24 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 4,000 | $7.66 | $30,640.00 |
DisclosureSEC source: 0001193125-26-029164 · ownership.xml · nonDerivative · entry 4 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 20:24 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 5,000 | $4.26 | $21,300.00 |
DisclosureSEC source: 0001193125-26-029164 · ownership.xml · nonDerivative · entry 3 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 20:24 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 2,000 | $5.61 | $11,220.00 |
DisclosureSEC source: 0001193125-26-029164 · ownership.xml · nonDerivative · entry 2 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 20:24 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 6,000 | $9.10 | $54,600.00 |
DisclosureSEC source: 0001193125-26-029164 · ownership.xml · nonDerivative · entry 1 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2025 Filed Jul 23, 2025 13:26 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $9.73 | $0.00 |
DisclosureSEC source: 0000950170-25-097736 · ownership.xml · derivative · entry 2 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2035-07-21 F2 · derivative.exercise_date: The stock option was granted on July 21, 2025 pursuant to the Richardson Electronics, Ltd. 2011 Amended and Restated Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary date of grant, until fully vested. Read SEC document |
| July 21, 2025 Filed Jul 23, 2025 13:26 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-097736 · ownership.xml · nonDerivative · entry 1 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,500 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance. Read SEC document |
| July 22, 2024 Filed Jul 24, 2024 20:10 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $11.89 | $0.00 |
DisclosureSEC source: 0000950170-24-086040 · ownership.xml · derivative · entry 1 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2034-07-22 F1 · derivative.exercise_date: The stock option was granted on July 22, 2024 pursuant to the Richardson Electronics, Ltd. 2011 Amended and Restated Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary date of grant, until fully vested. Read SEC document |
| July 17, 2023 Filed Jul 20, 2023 01:02 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $15.51 | $0.00 |
DisclosureSEC source: 0001209191-23-042844 · doc4.xml · derivative · entry 1 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2033-07-17 F1 · derivative.exercise_date: The stock option was granted on 07/17/2023 pursuant to the Richardson Electronics, Ltd. 2011 Amended and Restated Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
| August 01, 2022 Filed Aug 2, 2022 20:13 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $6.90 | $0.00 |
DisclosureSEC source: 0001209191-22-043851 · doc4.xml · derivative · entry 12 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2026-10-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vest 20% per year, beginning 10/03/2017 Read SEC document |
| August 01, 2022 Filed Aug 2, 2022 20:13 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,188 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001209191-22-043851 · doc4.xml · derivative · entry 11 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,188 shares Expires 2029-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vest 20% per year, beginning 07/22/2020 Read SEC document |
| August 01, 2022 Filed Aug 2, 2022 20:13 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,758 | $0.00 Strike: $9.10 | $0.00 |
DisclosureSEC source: 0001209191-22-043851 · doc4.xml · derivative · entry 10 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 7,758 shares Expires 2028-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest 20% per year, beginning 8/20/2019 Read SEC document |
| August 01, 2022 Filed Aug 2, 2022 20:13 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 24,946 | $16.00 | $399,136.00 |
DisclosureSEC source: 0001209191-22-043851 · doc4.xml · nonDerivative · entry 7 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Read SEC document |
| August 01, 2022 Filed Aug 2, 2022 20:13 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 15,000 | $6.90 | $103,500.00 |
DisclosureSEC source: 0001209191-22-043851 · doc4.xml · nonDerivative · entry 6 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2022 Filed Aug 2, 2022 20:13 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 2,188 | $5.61 | $12,274.68 |
DisclosureSEC source: 0001209191-22-043851 · doc4.xml · nonDerivative · entry 5 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2022 Filed Aug 2, 2022 20:13 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 7,758 | $9.10 | $70,597.80 |
DisclosureSEC source: 0001209191-22-043851 · doc4.xml · nonDerivative · entry 4 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 20:13 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 812 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001209191-22-043851 · doc4.xml · derivative · entry 9 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,188 Underlying: Common Stock · 812 shares Expires 2029-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vest 20% per year, beginning 07/22/2020 Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 20:13 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,242 | $0.00 Strike: $9.10 | $0.00 |
DisclosureSEC source: 0001209191-22-043851 · doc4.xml · derivative · entry 8 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,758 Underlying: Common Stock · 1,242 shares Expires 2028-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest 20% per year, beginning 8/20/2019 Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 20:13 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 2,054 | $16.00 | $32,864.00 |
DisclosureSEC source: 0001209191-22-043851 · doc4.xml · nonDerivative · entry 3 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 20:13 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 812 | $5.61 | $4,555.32 |
DisclosureSEC source: 0001209191-22-043851 · doc4.xml · nonDerivative · entry 2 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 20:13 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 1,242 | $9.10 | $11,302.20 |
DisclosureSEC source: 0001209191-22-043851 · doc4.xml · nonDerivative · entry 1 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 18, 2022 Filed Jul 20, 2022 22:24 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $15.60 | $0.00 |
DisclosureSEC source: 0001209191-22-042773 · doc4.xml · derivative · entry 1 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common stock · 10,000 shares Expires 2032-07-18 F1 · derivative.exercise_date: The stock option was granted on 07/18/2022 pursuant to the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
| October 19, 2021 Filed Oct 21, 2021 16:19 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $5.49 | $0.00 |
DisclosureSEC source: 0001209191-21-061229 · doc4.xml · derivative · entry 3 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2025-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option vests 20% per year, beginning 8/17/2016 Read SEC document |
| October 19, 2021 Filed Oct 21, 2021 16:19 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 10,000 | $12.05 | $120,513.00 |
DisclosureSEC source: 0001209191-21-061229 · doc4.xml · nonDerivative · entry 2 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.03 to $12.20 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 19, 2021 Filed Oct 21, 2021 16:19 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 10,000 | $5.49 | $54,900.00 |
DisclosureSEC source: 0001209191-21-061229 · doc4.xml · nonDerivative · entry 1 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 17:57 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $7.66 | $0.00 |
DisclosureSEC source: 0001209191-21-047568 · doc4.xml · derivative · entry 2 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2031-07-19 F2 · derivative.exercise_date: The stock option was granted on 07/19/2021 pursuant to the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 17:57 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-047568 · doc4.xml · nonDerivative · entry 1 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 19:39 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001209191-20-043465 · doc4.xml · derivative · entry 2 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2030-07-21 F2 · derivative.exercise_date: The stock option was granted on 07/21/2020 pursuant to the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 19:39 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043465 · doc4.xml · nonDerivative · entry 1 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 22:06 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001209191-19-043128 · doc4.xml · derivative · entry 2 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2029-07-22 F2 · derivative.exercise_date: The stock option was granted on 07/22/2019 pursuant to the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 22:06 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-043128 · doc4.xml · nonDerivative · entry 1 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance Read SEC document |
| August 20, 2018 Filed Aug 23, 2018 00:29 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $9.10 | $0.00 |
DisclosureSEC source: 0001387131-18-004181 · ruppert-form4_082018.xml · derivative · entry 1 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2028-08-20 F1 · derivative.exercise_date: The stock option was granted on 8/20/2018 pursuant to the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested. Read SEC document |
| October 09, 2017 Filed Oct 11, 2017 21:33 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001387131-17-005022 · ruppert-form4_100917.xml · nonDerivative · entry 1 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.