Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RICHARDSON ELECTRONICS, LTD.RELL · Entity 6145 | Director | August 20, 2026 | August 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RICHARDSON ELECTRONICS, LTD.
Report date August 20, 2026 · Filed August 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,865 |
Reported balance
After 2026-08-20 transaction · row 1
1 source rowRow 1 · 2026-08-20 · Sale · Disposed 1,500 · Balance 10,865 F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $ 17.37 to $ 17.615 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $ 17.37 to $ 17.615 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 20, 2026 Filed Aug 24, 2026 16:58 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 1,500 | $17.47 | $26,204.40 |
DisclosureSEC source: 0001193125-26-362746 · ownership.xml · nonDerivative · entry 1 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,865 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $ 17.37 to $ 17.615 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 03, 2026 Filed Aug 5, 2026 19:21 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 5,000 | $18.77 | $93,853.50 |
DisclosureSEC source: 0001193125-26-334856 · ownership.xml · nonDerivative · entry 1 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,365 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $ 18.61 to $ 18.805 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 20, 2026 Filed Jul 22, 2026 19:47 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantCommon Stock | 3,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-312345 · ownership.xml · nonDerivative · entry 1 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,365 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest immediately on the grant date. Read SEC document |
| May 05, 2026 Filed May 7, 2026 15:58 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $7.66 | $0.00 |
DisclosureSEC source: 0001193125-26-211062 · ownership.xml · derivative · entry 5 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2031-07-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vest immediately upon grant 7/19/2021 Read SEC document |
| May 05, 2026 Filed May 7, 2026 15:58 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $9.10 | $0.00 |
DisclosureSEC source: 0001193125-26-211062 · ownership.xml · derivative · entry 4 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2028-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vest immediately upon grant 8/20/2018 Read SEC document |
| May 05, 2026 Filed May 7, 2026 15:58 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 10,000 | $14.69 | $146,942.00 |
DisclosureSEC source: 0001193125-26-211062 · ownership.xml · nonDerivative · entry 3 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,345 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.62 to $14.89 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 05, 2026 Filed May 7, 2026 15:58 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 5,000 | $7.66 | $38,300.00 |
DisclosureSEC source: 0001193125-26-211062 · ownership.xml · nonDerivative · entry 2 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,345 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2026 Filed May 7, 2026 15:58 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 5,000 | $9.10 | $45,500.00 |
DisclosureSEC source: 0001193125-26-211062 · ownership.xml · nonDerivative · entry 1 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,345 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2026 Filed Feb 17, 2026 13:36 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001193125-26-053198 · ownership.xml · derivative · entry 5 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2030-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vest immediately upon grant 7/21/2020 Read SEC document |
| February 12, 2026 Filed Feb 17, 2026 13:36 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001193125-26-053198 · ownership.xml · derivative · entry 4 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2029-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vest immediately upon grant 7/22/2019 Read SEC document |
| February 12, 2026 Filed Feb 17, 2026 13:36 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 10,000 | $13.09 | $130,850.00 |
DisclosureSEC source: 0001193125-26-053198 · ownership.xml · nonDerivative · entry 3 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,345 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.27 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 12, 2026 Filed Feb 17, 2026 13:36 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 5,000 | $4.26 | $21,300.00 |
DisclosureSEC source: 0001193125-26-053198 · ownership.xml · nonDerivative · entry 2 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,345 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2026 Filed Feb 17, 2026 13:36 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 5,000 | $5.61 | $28,050.00 |
DisclosureSEC source: 0001193125-26-053198 · ownership.xml · nonDerivative · entry 1 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,345 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 16, 2025 Filed Oct 20, 2025 20:05 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 4,200 | $11.33 | $47,601.54 |
DisclosureSEC source: 0001193125-25-243556 · ownership.xml · nonDerivative · entry 1 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,345 Read SEC document |
| July 21, 2025 Filed Jul 23, 2025 13:13 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantCommon Stock | 5,139 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-097726 · ownership.xml · nonDerivative · entry 1 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,545 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest immediately on the grant date. Read SEC document |
| October 15, 2024 Filed Oct 17, 2024 20:12 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | PurchaseCommon Stock | 2,000 | $13.02 | $26,038.80 |
DisclosureSEC source: 0000950170-24-115305 · ownership.xml · nonDerivative · entry 1 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,406 Read SEC document |
| August 08, 2024 Filed Aug 12, 2024 19:34 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | PurchaseCommon Stock | 1,508 | $11.20 | $16,889.60 |
DisclosureSEC source: 0000950170-24-095357 · ownership.xml · nonDerivative · entry 2 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,406 Read SEC document |
| August 08, 2024 Filed Aug 12, 2024 19:34 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | PurchaseCommon Stock | 692 | $11.23 | $7,771.16 |
DisclosureSEC source: 0000950170-24-095357 · ownership.xml · nonDerivative · entry 1 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,898 Read SEC document |
| July 22, 2024 Filed Jul 24, 2024 21:29 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantCommon Stock | 4,206 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-086158 · ownership.xml · nonDerivative · entry 1 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,206 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest immediately on the grant date. Read SEC document |
| April 22, 2024 Filed Apr 23, 2024 19:50 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | PurchaseCommon Stock | 2,500 | $10.05 | $25,122.50 |
DisclosureSEC source: 0001209191-24-005361 · doc4.xml · nonDerivative · entry 1 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 14:06 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | PurchaseCommon Stock | 2,500 | $10.07 | $25,162.50 |
DisclosureSEC source: 0000950170-24-009162 · ownership.xml · nonDerivative · entry 1 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 23:50 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $15.51 | $0.00 |
DisclosureSEC source: 0001209191-23-042810 · doc4.xml · derivative · entry 1 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2033-07-17 Read SEC document |
| October 11, 2022 Filed Oct 13, 2022 18:14 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $11.14 | $0.00 |
DisclosureSEC source: 0001209191-22-053545 · doc4.xml · derivative · entry 3 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2023-10-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vest 20% per year, beginning 10/08/2014 Read SEC document |
| October 11, 2022 Filed Oct 13, 2022 18:14 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 25,000 | $19.52 | $488,072.50 |
DisclosureSEC source: 0001209191-22-053545 · doc4.xml · nonDerivative · entry 2 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.075 to $19.93 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 11, 2022 Filed Oct 13, 2022 18:14 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 25,000 | $11.14 | $278,500.00 |
DisclosureSEC source: 0001209191-22-053545 · doc4.xml · nonDerivative · entry 1 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 18, 2022 Filed Jul 20, 2022 22:31 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $15.60 | $0.00 |
DisclosureSEC source: 0001209191-22-042779 · doc4.xml · derivative · entry 1 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2032-07-18 Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 18:56 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $7.66 | $0.00 |
DisclosureSEC source: 0001209191-21-047576 · doc4.xml · derivative · entry 1 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2031-07-19 Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 19:20 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001209191-20-043453 · doc4.xml · derivative · entry 1 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2030-07-21 Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 21:49 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001209191-19-043099 · doc4.xml · derivative · entry 1 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2029-07-22 Read SEC document |
| August 20, 2018 Filed Aug 23, 2018 00:04 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $9.10 | $0.00 |
DisclosureSEC source: 0001387131-18-004167 · halverson-form4_082018.xml · derivative · entry 1 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2028-08-20 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.