Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2018 Filed Dec 11, 2018 17:15 UTC |
Nathan Richard ADirector · 10% owner
|
SaleCommon Stock | 1,593,021 | $0.52 | $821,202.33 |
DisclosureSEC source: 0001654954-18-013833 · section16.xml · nonDerivative · entry 1 Nathan Richard A · CIK 0001711769 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,593,020 Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 22:14 UTC |
McCarthy James KDirector · 10% owner
|
SaleCommon Stock | 2,725,836 | $0.52 | $1,405,168.46 |
DisclosureSEC source: 0001654954-18-013831 · section16.xml · nonDerivative · entry 1 McCarthy James K · CIK 0001711644 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,725,835 Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 16:05 UTC |
Goord Glenn SDirector
|
PurchaseCommon Stock | 50,000 | $0.57 | $28,410.00 |
DisclosureSEC source: 0001654954-18-013762 · section16.xml · nonDerivative · entry 1 Goord Glenn S · CIK 0001712931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 22:29 UTC |
BERMAN ROBERT ALANDirector · Chief Executive Officer · 10% owner
Avon Road Partners, L.P.10% owner
|
Purchasecommon stock | 22,000 | $0.85 | $18,625.20 |
DisclosureSEC source: 0001654954-18-012987 · section16.xml · nonDerivative · entry 1 BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner Avon Road Partners, L.P. · CIK 0001513361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Avon Road Partners, L.P. Disclosed balance after: 143,247 F1 · price: This sales price reflects a weighted average of multiple prices ranging from $0.79 to $0.89. Full information regarding the number of shares acquired at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request. F2 · ownership.nature: Represents shares acquired by Avon Road Partners, L.P. ("Avon Road"), of which Mr. Berman is the general partner. As a result, Mr. Berman may be deemed to beneficially own the Issuer's securities held by Avon Road Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 17:28 UTC |
Goord Glenn SDirector
|
PurchaseCommon Stock | 30,000 | $0.78 | $23,295.00 |
DisclosureSEC source: 0001654954-18-012986 · section16.xml · nonDerivative · entry 1 Goord Glenn S · CIK 0001712931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| November 16, 2018 Filed Nov 21, 2018 16:05 UTC |
DEBARY PAULDirector
|
PurchaseCommon Stock | 10,000 | $0.86 | $8,600.00 |
DisclosureSEC source: 0001654954-18-013111 · section16.xml · nonDerivative · entry 1 DEBARY PAUL · CIK 0001170786 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| November 16, 2018 Filed Nov 26, 2018 21:05 UTC Amendment |
BERMAN ROBERT ALANDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 22,000 | $0.85 | $18,625.20 |
DisclosureSEC source: 0001654954-18-013198 · section16.xml · nonDerivative · entry 1 BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,247 F1 · price: This sales price reflects a weighted average of multiple prices ranging from $0.79 to $0.89. Full information regarding the number of shares acquired at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request. F2 · ownership.direct: This Form 4 amendment is being filed to correct the original Form 4 filed on November 19, 2018 (the "Original Form 4"). Table I of the original Form 4 incorrectly stated the ownership form of Mr. Berman's purchase of common stock of Novume Solutions, Inc. reported in the Original Form 4. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:19 UTC |
BERMAN ROBERT ALANDirector · Chief Executive Officer · 10% owner
Avon Road Partners, L.P.10% owner
|
OtherAvon Warrant to Purchase · Derivative | 121,247 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001654954-17-011397 · section16.xml · derivative · entry 2 BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner Avon Road Partners, L.P. · CIK 0001513361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Avon Road Partners, L.P. Disclosed balance after: 121,247 Underlying: Common Stock · 121,247 shares Expires 2019-03-16 Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:19 UTC |
BERMAN ROBERT ALANDirector · Chief Executive Officer · 10% owner
Avon Road Partners, L.P.10% owner
|
OtherCommon Stock | 121,247 | $1.03 | $125,005.66 |
DisclosureSEC source: 0001654954-17-011397 · section16.xml · nonDerivative · entry 1 BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner Avon Road Partners, L.P. · CIK 0001513361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Avon Road Partners, L.P. Disclosed balance after: 121,247 Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 23:13 UTC |
BERMAN ROBERT ALANDirector · Chief Executive Officer · 10% owner
Avon Road Partners, L.P.10% owner
|
GrantAvon Warrant to Purchase · Derivative | 121,247 | Not disclosed Strike: $1.03 | Not disclosed |
DisclosureSEC source: 0001209191-17-050823 · doc4.xml · derivative · entry 3 BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner Avon Road Partners, L.P. · CIK 0001513361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Avon Road Partners, L.P. Disclosed balance after: 121,247 Underlying: Common Stock · 121,247 shares Expires 2019-03-16 F2 · price: As disclosed by the Company in the Form 8-K, received in exchange for the Avon Road warrant to purchase common stock of KeyStone at the specified common stock conversion ratio and adjusted exercise price pursuant to the Merger. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 23:13 UTC |
BERMAN ROBERT ALANDirector · Chief Executive Officer · 10% owner
Avon Road Partners, L.P.10% owner
|
GrantAvon Option to Purchase (Nathan) · Derivative | 1,593,021 | Not disclosed Strike: $0.52 | Not disclosed |
DisclosureSEC source: 0001209191-17-050823 · doc4.xml · derivative · entry 2 BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner Avon Road Partners, L.P. · CIK 0001513361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Avon Road Partners, L.P. Disclosed balance after: 1,593,021 Underlying: Common Stock · 1,593,021 shares Expires 2019-03-21 F1 · price: As disclosed by Novume Solutions, Inc. (the "Company") in its Current Report on Form 8-K as filed with the SEC on August 29, 2017, (the "Form 8-K") received in exchange for the existing option to purchase common stock of KeyStone Solutions, Inc. ("KeyStone"), at the specified common stock conversion ratio and adjusted exercise price pursuant to the Second Amended and Restated Agreement and Plan of Merger between the Company, KeyStone, KeyStone Merger Sub, LLC, Brekford Merger Sub, Inc., and Brekford Traffic Safety, Inc., which closed on August 28, 2017, and the Amended and Restated Avon Road Option Agreement. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 23:13 UTC |
BERMAN ROBERT ALANDirector · Chief Executive Officer · 10% owner
Avon Road Partners, L.P.10% owner
|
GrantAvon Option to Purchase (McCarthy) · Derivative | 2,725,836 | Not disclosed Strike: $0.52 | Not disclosed |
DisclosureSEC source: 0001209191-17-050823 · doc4.xml · derivative · entry 1 BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner Avon Road Partners, L.P. · CIK 0001513361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Avon Road Partners, L.P. Disclosed balance after: 2,725,836 Underlying: Common Stock · 2,725,836 shares Expires 2019-03-21 F1 · price: As disclosed by Novume Solutions, Inc. (the "Company") in its Current Report on Form 8-K as filed with the SEC on August 29, 2017, (the "Form 8-K") received in exchange for the existing option to purchase common stock of KeyStone Solutions, Inc. ("KeyStone"), at the specified common stock conversion ratio and adjusted exercise price pursuant to the Second Amended and Restated Agreement and Plan of Merger between the Company, KeyStone, KeyStone Merger Sub, LLC, Brekford Merger Sub, Inc., and Brekford Traffic Safety, Inc., which closed on August 28, 2017, and the Amended and Restated Avon Road Option Agreement. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 19:07 UTC |
DEBARY PAULDirector
|
GrantNon-Qualified Stock Option (right-to-buy) · Derivative | 48,499 | Not disclosed Strike: $1.55 | Not disclosed |
DisclosureSEC source: 0001209191-17-050813 · doc4.xml · derivative · entry 1 DEBARY PAUL · CIK 0001170786 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,499 Underlying: Common Stock · 48,499 shares Expires 2027-01-11 F1 · price: As disclosed by Novume Solutions, Inc. (the "Company") in its Current Report on Form 8-K as filed with the SEC on August 29, 2017, (the "Form 8-K") received in exchange for existing options to purchase common stock of KeyStone Solutions, Inc. ("KeyStone"), at the specified common stock conversion ratio and adjusted exercise price pursuant to the Second Amended and Restated Agreement and Plan of Merger between the Company, KeyStone, KeyStone Merger Sub, LLC, Brekford Merger Sub, Inc., and Brekford Traffic Safety, Inc., which closed on August 28, 2017. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 19:06 UTC |
Harada Christine JDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 48,499 | Not disclosed Strike: $1.68 | Not disclosed |
DisclosureSEC source: 0001209191-17-050811 · doc4.xml · derivative · entry 1 Harada Christine J · CIK 0001715279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,499 Underlying: Common Stock · 48,499 shares Expires 2027-08-28 F1 · price: As disclosed by Novume Solutions, Inc. (the "Company") in its Current Report on Form 8-K as filed with the SEC on August 29, 2017, the options were issued in connection with Ms. Harada's appointment as an independent director of the Company on August 28, 2017. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 19:09 UTC |
Goord Glenn SDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 48,499 | Not disclosed Strike: $1.29 | Not disclosed |
DisclosureSEC source: 0001209191-17-050816 · doc4.xml · derivative · entry 1 Goord Glenn S · CIK 0001712931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,499 Underlying: Common Stock · 48,499 shares Expires 2026-06-13 F1 · price: As disclosed by Novume Solutions, Inc. (the "Company") in its Current Report on Form 8-K as filed with the SEC on August 29, 2017, (the "Form 8-K") received in exchange for existing options to purchase common stock of KeyStone Solutions, Inc. ("KeyStone"), at the specified common stock conversion ratio and adjusted exercise price pursuant to the Second Amended and Restated Agreement and Plan of Merger between the Company, KeyStone, KeyStone Merger Sub, LLC, Brekford Merger Sub, Inc., and Brekford Traffic Safety, Inc., which closed on August 28, 2017. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 19:12 UTC |
Nathan Richard ADirector · Chief Operating Officer · 10% owner
|
GrantNovume Unit Warrant · Derivative | 10,000 | Not disclosed Strike: $1.03 | Not disclosed |
DisclosureSEC source: 0001209191-17-050821 · doc4.xml · derivative · entry 3 Nathan Richard A · CIK 0001711769 · Director · Chief Operating Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 4,849 shares Expires 2023-11-08 F4 · price: As disclosed by the Company in the Form 8-K, received in exchange for existing KeyStone Unit Warrants at the specified Novume Unit Warrant conversion ratio and exercise price pursuant to the Merger. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 19:12 UTC |
Nathan Richard ADirector · Chief Operating Officer · 10% owner
|
GrantSeries A Preferred Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-050821 · doc4.xml · nonDerivative · entry 2 Nathan Richard A · CIK 0001711769 · Director · Chief Operating Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F3 · price: As disclosed by the Company in the Form 8-K, received in exchange for existing Series A Cumulative Convertible Redeemable Preferred Stock of KeyStone at the specified preferred stock conversion ratio pursuant to the Merger. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 19:12 UTC |
Nathan Richard ADirector · Chief Operating Officer · 10% owner
|
GrantCommon Stock | 3,186,041 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-050821 · doc4.xml · nonDerivative · entry 1 Nathan Richard A · CIK 0001711769 · Director · Chief Operating Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,186,041 F1 · price: As disclosed by Novume Solutions, Inc. (the "Company") in its Current Report on Form 8-K as filed with the SEC on August 29, 2017, (the "Form 8-K") received in exchange for the common stock of KeyStone Solutions, Inc. ("KeyStone"), at the specified common stock conversion ratio pursuant to the Second Amended and Restated Agreement and Plan of Merger between the Company, KeyStone, KeyStone Merger Sub, LLC, Brekford Merger Sub, Inc., and Brekford Traffic Safety, Inc., which closed on August 28, 2017 (the "Merger"). F2 · balance_after: 1,593,021 of such common shares are subject to an option to purchase by Avon Road Partners, L.P., of which Mr. Robert Berman, CEO of the Company, is the general partner, pursuant to the Amended and Restated Avon Road Option Agreement. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 19:10 UTC |
Latifullah RiazEVP - Corporate Development
|
GrantEmployee Stock Option (right to buy) · Derivative | 174,595 | Not disclosed Strike: $1.42 | Not disclosed |
DisclosureSEC source: 0001209191-17-050817 · doc4.xml · derivative · entry 1 Latifullah Riaz · CIK 0001612404 · EVP - Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,595 Underlying: Common Stock · 174,595 shares Expires 2026-12-23 F2 · price: As disclosed by Novume Solutions, Inc. (the "Company") in its Current Report on Form 8-K as filed with the SEC on August 29, 2017, (the "Form 8-K") received in exchange for existing options to purchase common stock of KeyStone Solutions, Inc. ("KeyStone"), at the specified common stock conversion ratio and adjusted exercise price pursuant to the Second Amended and Restated Agreement and Plan of Merger between the Company, KeyStone, KeyStone Merger Sub, LLC, Brekford Merger Sub, Inc., and Brekford Traffic Safety, Inc., which closed on August 28, 2017. F1 · derivative.exercise_date: Options vest in 24 successive monthly installments beginning March 1, 2017, which was the original vesting start date of the KeyStone options which were exchanged in the Merger. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 23:13 UTC |
Kumpf Carl M JrChief Financial Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 174,595 | Not disclosed Strike: $1.68 | Not disclosed |
DisclosureSEC source: 0001209191-17-050822 · doc4.xml · derivative · entry 1 Kumpf Carl M Jr · CIK 0001714266 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,595 Underlying: Common Stock · 174,595 shares Expires 2027-08-28 F2 · price: As disclosed by Novume Solutions, Inc. (the "Company") in its Current Report on Form 8-K as filed with the SEC on August 29, 2017, the options were issued in connection with Mr. Kumpf's employment agreement and appointment as the Chief Financial Officer of the Company on August 28, 2017. F1 · derivative.exercise_date: The options began vesting on August 28, 2017 and will continue vesting in successive equal monthly installments over the following 36 months. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 23:11 UTC |
McCarthy James KDirector · Chief Strategy Officer · 10% owner
|
GrantCommon Stock | 5,451,672 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-050820 · doc4.xml · nonDerivative · entry 1 McCarthy James K · CIK 0001711644 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,451,672 F1 · price: As disclosed by Novume Solutions, Inc. (the "Company") in its Current Report on Form 8-K as filed with the SEC on August 29, 2017, (the "Form 8-K") received in exchange for the common stock of KeyStone Solutions, Inc. ("KeyStone"), at the specified common stock conversion ratio pursuant to the Second Amended and Restated Agreement and Plan of Merger between the Company, KeyStone, KeyStone Merger Sub, LLC, Brekford Merger Sub, Inc., and Brekford Traffic Safety, Inc., which closed on August 28, 2017 (the "Merger"). F2 · balance_after: 2,725,836 of such common shares are subject to an option to purchase by Avon Road Partners, L.P., of which Mr. Robert Berman, CEO of the Company, is the general partner, pursuant to the Amended and Restated Avon Road Option Agreement. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 23:10 UTC |
Loughlin SuzanneChief Adm. Officer & GC
|
GrantEmployee Stock Option (right to buy) · Derivative | 155,195 | Not disclosed Strike: $1.55 | Not disclosed |
DisclosureSEC source: 0001209191-17-050818 · doc4.xml · derivative · entry 4 Loughlin Suzanne · CIK 0001711664 · Chief Adm. Officer & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,195 Underlying: Common Stock · 155,195 shares Expires 2027-01-25 F4 · price: As disclosed by the Company in the Form 8-K, received in exchange for existing employee stock options to purchase common stock of KeyStone at the specified common stock conversion ratio and adjusted exercise price pursuant to the Merger. F3 · derivative.exercise_date: Options vest in 24 successive monthly installments beginning on the first anniversary of January 25, 2017, which was the original grant date of the KeyStone options which were exchanged in the Merger. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 23:10 UTC |
Loughlin SuzanneChief Adm. Officer & GC
|
GrantWarrant to Purchase Common Stock · Derivative | 105,209 | Not disclosed Strike: $3.61 | Not disclosed |
DisclosureSEC source: 0001209191-17-050818 · doc4.xml · derivative · entry 3 Loughlin Suzanne · CIK 0001711664 · Chief Adm. Officer & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,209 Underlying: Common Stock · 105,209 shares Expires 2022-01-25 F2 · price: As disclosed by the Company in the Form 8-K, received in exchange for existing warrants to purchase common stock of KeyStone at the specified common stock conversion ratio and adjusted exercise price pursuant to the Merger. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 23:10 UTC |
Loughlin SuzanneChief Adm. Officer & GC
|
GrantWarrant to Purchase Common Stock Warrant · Derivative | 105,209 | Not disclosed Strike: $2.58 | Not disclosed |
DisclosureSEC source: 0001209191-17-050818 · doc4.xml · derivative · entry 2 Loughlin Suzanne · CIK 0001711664 · Chief Adm. Officer & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,209 Underlying: Common Stock · 105,209 shares Expires 2022-01-25 F2 · price: As disclosed by the Company in the Form 8-K, received in exchange for existing warrants to purchase common stock of KeyStone at the specified common stock conversion ratio and adjusted exercise price pursuant to the Merger. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 23:10 UTC |
Loughlin SuzanneChief Adm. Officer & GC
|
GrantCommon Stock | 315,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-050818 · doc4.xml · nonDerivative · entry 1 Loughlin Suzanne · CIK 0001711664 · Chief Adm. Officer & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,625 F1 · price: As disclosed by Novume Solutions, Inc. (the "Company") in its Current Report on Form 8-K as filed with the SEC on August 29, 2017, (the "Form 8-K") received in exchange for the common stock of KeyStone Solutions, Inc. ("KeyStone"), at the specified common stock conversion ratio pursuant to the Second Amended and Restated Agreement and Plan of Merger between the Company, KeyStone, KeyStone Merger Sub, LLC, Brekford Merger Sub, Inc., and Brekford Traffic Safety, Inc., which closed on August 28, 2017 (the "Merger"). Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 23:11 UTC |
Rhulen Harry WPresident
|
GrantEmployee Stock Option (right to buy) · Derivative | 155,195 | Not disclosed Strike: $1.55 | Not disclosed |
DisclosureSEC source: 0001209191-17-050819 · doc4.xml · derivative · entry 4 Rhulen Harry W · CIK 0001711663 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,195 Underlying: Common Stock · 155,195 shares Expires 2027-01-25 F4 · price: As disclosed by the Company in the Form 8-K, received in exchange for existing employee stock options to purchase common stock of KeyStone at the specified common stock conversion ratio and adjusted exercise price pursuant to the Merger. F3 · derivative.exercise_date: Options vest in 24 successive monthly installments beginning on the first anniversary of January 25, 2017, which was the original grant date of the KeyStone options which were exchanged in the Merger. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 23:11 UTC |
Rhulen Harry WPresident
|
GrantWarrant to Purchase Common Stock · Derivative | 105,209 | Not disclosed Strike: $3.61 | Not disclosed |
DisclosureSEC source: 0001209191-17-050819 · doc4.xml · derivative · entry 3 Rhulen Harry W · CIK 0001711663 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,209 Underlying: Common Stock · 105,209 shares Expires 2022-01-25 F2 · price: As disclosed by the Company in the Form 8-K, received in exchange for existing warrants to purchase common stock of KeyStone at the specified common stock conversion ratio and adjusted exercise price pursuant to the Merger. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 23:11 UTC |
Rhulen Harry WPresident
|
GrantWarrant to Purchase Common Stock Warrant · Derivative | 105,209 | Not disclosed Strike: $2.58 | Not disclosed |
DisclosureSEC source: 0001209191-17-050819 · doc4.xml · derivative · entry 2 Rhulen Harry W · CIK 0001711663 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,209 Underlying: Common Stock · 105,209 shares Expires 2022-01-25 F2 · price: As disclosed by the Company in the Form 8-K, received in exchange for existing warrants to purchase common stock of KeyStone at the specified common stock conversion ratio and adjusted exercise price pursuant to the Merger. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 23:11 UTC |
Rhulen Harry WPresident
|
GrantCommon Stock | 315,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-050819 · doc4.xml · nonDerivative · entry 1 Rhulen Harry W · CIK 0001711663 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,625 F1 · price: As disclosed by Novume Solutions, Inc. (the "Company") in its Current Report on Form 8-K as filed with the SEC on August 29, 2017, (the "Form 8-K") received in exchange for the common stock of KeyStone Solutions, Inc. ("KeyStone"), at the specified common stock conversion ratio pursuant to the Second Amended and Restated Agreement and Plan of Merger between the Company, KeyStone, KeyStone Merger Sub, LLC, Brekford Merger Sub, Inc., and Brekford Traffic Safety, Inc., which closed on August 28, 2017 (the "Merger"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.