BERMAN ROBERT ALAN

SEC source: 0001697851-26-000013 · form4.xml · nonDerivative · entry 2

BERMAN ROBERT ALAN · CIK 0001169337 · Director · CEO and Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Avon Road, L.P.

Disclosed balance after: 1,000

F1 · shares: Avon Road Partners, L.P. ("Avon Road") transferred 1,000,000 shares of Common Stock to a trust of which Avon Road is a beneficiary, but has no investment control over the securities held by the trust. The reporting persons no longer have a beneficial ownership in the transferred shares.

F1 · price: Avon Road Partners, L.P. ("Avon Road") transferred 1,000,000 shares of Common Stock to a trust of which Avon Road is a beneficiary, but has no investment control over the securities held by the trust. The reporting persons no longer have a beneficial ownership in the transferred shares.

F2 · ownership.nature: Mr. Berman is the general partner of Avon Road.

SEC source: 0001697851-26-000009 · form4.xml · nonDerivative · entry 1

BERMAN ROBERT ALAN · CIK 0001169337 · Director · CEO and Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,685,219

F1 · shares: Consists of 1,000,000 Restricted Stock Units ("RSUs"), fully vested upon issuance in accordance with the terms of Mr. Berman's Amended and Restated Employment Agreement, dated March 24, 2026, as previously disclosed by the Company on its Current Report on Form 8-K filed with the Securities and Exchange Commission on March 27, 2026.

SEC source: 0001062993-24-021083 · form4.xml · nonDerivative · entry 2

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Avon Road, L.P.

Disclosed balance after: 1,001,000

F1 · shares: Avon Road Partners, L.P. ("Avon Road") transferred 864,104 shares of Common Stock to a trust of which Avon Road is a beneficiary, but has no investment control over the securities held by the trust. The reporting persons no longer have a beneficial ownership in the transferred shares.

F1 · price: Avon Road Partners, L.P. ("Avon Road") transferred 864,104 shares of Common Stock to a trust of which Avon Road is a beneficiary, but has no investment control over the securities held by the trust. The reporting persons no longer have a beneficial ownership in the transferred shares.

F2 · ownership.nature: Mr. Berman is the general partner of Avon Road.

SEC source: 0001062993-24-015374 · form4.xml · nonDerivative · entry 1

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,685,219

F1 · shares: Consists of 150,000 shares of Common Stock, and 150,000 Restricted Stock Units which shall vest on August 16, 2025.

SEC source: 0001062993-24-013068 · form4.xml · derivative · entry 5

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Avon Road Partners, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 700,000 shares

Expires 2028-01-18

F3 · derivative.exercise_price: On June 20, 2024, the Issuer and the Avon Road Partners, L.P. entered into a Warrant Exercise Agreement (the "Agreement") pursuant to which the exercise price of the warrants originally issued to the reporting person on January 18, 2023 (the "Warrants"), and subsequently transferred by the reporting person to Avon Road Partners, L.P. on June 18, 2024, was reduced from $2.00 to $1.40, with a concomitant reduction in the number of shares into which the Warrants are exercisable, from 1,000,000 to 700,000.

F1 · ownership.nature: The reporting person is the general partner of Avon Road Partners, L.P.

SEC source: 0001062993-24-013068 · form4.xml · nonDerivative · entry 1

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Avon Road Partners, L.P.

Disclosed balance after: 1,865,104

F1 · ownership.nature: The reporting person is the general partner of Avon Road Partners, L.P.

SEC source: 0001062993-24-013068 · form4.xml · derivative · entry 4

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Avon Road Partners, L.P.

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2028-01-18

F2 · kind: The reporting person transferred these warrants to Avon Road Partners, L.P., a limited partnership of which the reporting person is the general partner.

F1 · ownership.nature: The reporting person is the general partner of Avon Road Partners, L.P.

SEC source: 0001062993-24-013068 · form4.xml · derivative · entry 3

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000,000 shares

Expires 2028-01-18

F2 · kind: The reporting person transferred these warrants to Avon Road Partners, L.P., a limited partnership of which the reporting person is the general partner.

SEC source: 0001062993-24-010910 · form4.xml · nonDerivative · entry 1

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,385,219

F1 · price: The price shown is the weighted average purchase price for the reported transaction. The shares of common stock were purchased in multiple transactions at prices ranging from $1.53 to $1.57 inclusive. The reporting person hereby undertakes to provide the issuer, a security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this specified range.

SEC source: 0001062993-24-010821 · form4.xml · nonDerivative · entry 1

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,375,219

F1 · price: The price shown is the weighted average purchase price for the reported transaction. The shares of common stock were purchased in multiple transactions at prices ranging from $1.55 to $1.73 inclusive. The reporting person hereby undertakes to provide the issuer, a security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this specified range.

SEC source: 0001062993-24-010739 · form4.xml · nonDerivative · entry 1

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,355,219

F1 · price: The price shown is the weighted average purchase price for the reported transaction. The shares of common stock were purchased in multiple transactions at prices ranging from $1.28 to $1.41 inclusive. The reporting person hereby undertakes to provide the issuer, a security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this specified range.

SEC source: 0001062993-24-005690 · form4.xml · nonDerivative · entry 1

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,255,219

F1 · shares: On March 4, 2024, the Rekor Systems, Inc. completed the redemption of all its outstanding senior secured notes. In connection with the redemption, Mr. Berman elected to accept $300,000 of the redemption payment due to him for his senior secured notes in the form of 120,000 unregistered shares of the registrant's common stock, par value $0.0001 per share, having a value of $2.50 per share.

SEC source: 0001209191-23-047461 · doc4.xml · nonDerivative · entry 1

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,135,219

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.35 to $3.55. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.

SEC source: 0001209191-23-046839 · doc4.xml · derivative · entry 6

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2029-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-046839 · doc4.xml · derivative · entry 5

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2029-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-046839 · doc4.xml · nonDerivative · entry 3

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,125,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-046839 · doc4.xml · nonDerivative · entry 2

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,075,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-046839 · doc4.xml · nonDerivative · entry 1

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,025,219

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.11 to $3.15. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.

SEC source: 0000921895-23-001532 · form412578rekr_06162023.xml · nonDerivative · entry 2

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Avon Road Partners, L.P.

Disclosed balance after: 1,165,104

F1 · shares: Avon Road Partners, L.P. ("Avon Road") transferred 1,000,000 shares of Common Stock to a trust of which Avon Road is a beneficiary, but has no investment control over the securities held by the trust. The reporting persons no longer have a beneficial ownership in the transferred shares.

F1 · price: Avon Road Partners, L.P. ("Avon Road") transferred 1,000,000 shares of Common Stock to a trust of which Avon Road is a beneficiary, but has no investment control over the securities held by the trust. The reporting persons no longer have a beneficial ownership in the transferred shares.

F2 · balance_after: Mr. Berman is the general partner of Avon Road.

F2 · ownership.nature: Mr. Berman is the general partner of Avon Road.

SEC source: 0001209191-23-004752 · doc4.xml · derivative · entry 3

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2028-01-18

F2 · kind: On January 18, 2023, the Issuer and the Reporting Person entered into a securities purchase agreement (the "Purchase Agreement") pursuant to which the Reporting Person acquired from the Issuer in a private placement: (i) $2,000,000 in principal amount of senior secured notes (the "Notes"); and (ii) warrants to purchase up to 1,000,000 shares of common stock with an exercise price of $2.00 per share (the "Warrants"). The aggregate subscription amount paid by the Reporting Person for the Notes and Warrants acquired by it pursuant to the Purchase Agreement was $2,000,000.

F2 · price: On January 18, 2023, the Issuer and the Reporting Person entered into a securities purchase agreement (the "Purchase Agreement") pursuant to which the Reporting Person acquired from the Issuer in a private placement: (i) $2,000,000 in principal amount of senior secured notes (the "Notes"); and (ii) warrants to purchase up to 1,000,000 shares of common stock with an exercise price of $2.00 per share (the "Warrants"). The aggregate subscription amount paid by the Reporting Person for the Notes and Warrants acquired by it pursuant to the Purchase Agreement was $2,000,000.

SEC source: 0001209191-21-065330 · doc4.xml · nonDerivative · entry 1

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,219

F1 · price: This transaction was executed in multiple trades at prices ranging from $6.79 to $7.32. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.

F2 · balance_after: Includes 26,610 restricted stock units which shall vest on March 15, 2022.

SEC source: 0000921895-21-002296 · form412577001_09172021.xml · nonDerivative · entry 3

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner

Avon Road Partners, L.P. · CIK 0001513361 · 10% owner

Rekor Holdings LLC · CIK 0001824501 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avon Road Partners, L.P.

Disclosed balance after: 2,165,104

F5 · kind: Avon Road Partners, L.P. ("Avon Road") transferred 775,000 shares of Common Stock to a trust of which Avon Road is a beneficiary, but has no investment control over the securities held by the trust. The reporting persons no longer have a beneficial ownership in the transferred shares.

F5 · price: Avon Road Partners, L.P. ("Avon Road") transferred 775,000 shares of Common Stock to a trust of which Avon Road is a beneficiary, but has no investment control over the securities held by the trust. The reporting persons no longer have a beneficial ownership in the transferred shares.

F3 · balance_after: As a result of the transactions disclosed herein the reporting persons are no longer 10% owners of the Common Stock.

F6 · ownership.nature: Mr. Berman is the general partner of Avon Road.

SEC source: 0000921895-21-002296 · form412577001_09172021.xml · nonDerivative · entry 2

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner

Avon Road Partners, L.P. · CIK 0001513361 · 10% owner

Rekor Holdings LLC · CIK 0001824501 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rekor Holdings LLC

Disclosed balance after: 0

F1 · kind: On September 15, 2021, Rekor Holdings LLC dissolved and distributed its assets in accordance with the its organizational documents in a transaction exempt from Section 16 pursuant to Rule 16a-13 or otherwise. As a result, Rekor Holdings LLC distributed shares 2,725,836 of Common Stock to its members pro rata pursuant to the terms of the operating agreement, including Mr. Berman who received 849,999 shares of Common Stock.

F1 · price: On September 15, 2021, Rekor Holdings LLC dissolved and distributed its assets in accordance with the its organizational documents in a transaction exempt from Section 16 pursuant to Rule 16a-13 or otherwise. As a result, Rekor Holdings LLC distributed shares 2,725,836 of Common Stock to its members pro rata pursuant to the terms of the operating agreement, including Mr. Berman who received 849,999 shares of Common Stock.

F3 · balance_after: As a result of the transactions disclosed herein the reporting persons are no longer 10% owners of the Common Stock.

F4 · ownership.nature: Mr. Berman was the manager of Rekor Holdings LLC and maintained voting and dispositive power over the Common Stock.

SEC source: 0000921895-21-002296 · form412577001_09172021.xml · nonDerivative · entry 1

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner

Avon Road Partners, L.P. · CIK 0001513361 · 10% owner

Rekor Holdings LLC · CIK 0001824501 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 925,219

F1 · kind: On September 15, 2021, Rekor Holdings LLC dissolved and distributed its assets in accordance with the its organizational documents in a transaction exempt from Section 16 pursuant to Rule 16a-13 or otherwise. As a result, Rekor Holdings LLC distributed shares 2,725,836 of Common Stock to its members pro rata pursuant to the terms of the operating agreement, including Mr. Berman who received 849,999 shares of Common Stock.

F1 · price: On September 15, 2021, Rekor Holdings LLC dissolved and distributed its assets in accordance with the its organizational documents in a transaction exempt from Section 16 pursuant to Rule 16a-13 or otherwise. As a result, Rekor Holdings LLC distributed shares 2,725,836 of Common Stock to its members pro rata pursuant to the terms of the operating agreement, including Mr. Berman who received 849,999 shares of Common Stock.

F2 · balance_after: Consists of 26,610 Restricted Stock Units ("RSUs") which shall vest on March 15, 2022.

F3 · balance_after: As a result of the transactions disclosed herein the reporting persons are no longer 10% owners of the Common Stock.

SEC source: 0001209191-21-022090 · doc4.xml · nonDerivative · entry 1

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner

Avon Road Partners, L.P. · CIK 0001513361 · 10% owner

Rekor Holdings LLC · CIK 0001824501 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,220

F1 · shares: Consists of 53,220 Restricted Stock Units ("RSUs") which shall vest in two equal installments as follows: the first half shall vest on May 15, 2021 and the second half shall vest on March 15, 2022.

F2 · balance_after: Includes 53,220 RSUs as set forth in Footnote 1.

SEC source: 0000921895-20-003270 · form412578001_12182020.xml · nonDerivative · entry 2

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner

Avon Road Partners, L.P. · CIK 0001513361 · 10% owner

Rekor Holdings LLC · CIK 0001824501 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avon Road Partners, L.P.

Disclosed balance after: 2,940,104

F1 · security: Each of the reporting persons disclaims beneficial ownership of the Common Stock (as defined below) reported herein, except to the extent of his or its pecuniary interest therein.

F2 · price: Avon Road Partners, L.P. ("Avon Road") transferred 375,000 shares of common stock of Rekor Systems, Inc. (the "Common Stock") to a trust of which Avon Road is a beneficiary, but has no investment control over the securities held by the trust. The reporting persons no longer have a beneficial ownership in the transferred shares.

F3 · ownership.direct: Mr. Berman is the general partner of Avon Road Partners, L.P.

SEC source: 0000921895-20-002415 · form412578003_09162020.xml · nonDerivative · entry 1

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner

Avon Road Partners, L.P. · CIK 0001513361 · 10% owner

Rekor Holdings LLC · CIK 0001824501 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

F1 · kind: On September 16, 2020, Robert A. Berman (the "Reporting Person") transferred his right to purchase 2,725,836 shares of common stock of Rekor Systems Inc. (the "Common Stock"), pursuant to a Stock Purchase Agreement (the "Agreement") with James K. McCarthy (the "Seller"), to Rekor Holdings LLC for no consideration. Pursuant to the terms of the Agreement, Rekor Holdings LLC purchased the shares of Common Stock from the Seller.

F1 · price: On September 16, 2020, Robert A. Berman (the "Reporting Person") transferred his right to purchase 2,725,836 shares of common stock of Rekor Systems Inc. (the "Common Stock"), pursuant to a Stock Purchase Agreement (the "Agreement") with James K. McCarthy (the "Seller"), to Rekor Holdings LLC for no consideration. Pursuant to the terms of the Agreement, Rekor Holdings LLC purchased the shares of Common Stock from the Seller.

SEC source: 0000921895-20-002101 · form412578003_07272020.xml · nonDerivative · entry 1

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner

Avon Road Partners, L.P. · CIK 0001513361 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,747,836

F1 · kind: On August 5, 2020, Robert A. Berman (the "Reporting Person") entered into a Stock Purchase Agreement (the "Agreement") with James K. McCarthy (the "Seller") to purchase 2,725,836 shares of common stock of Rekor Systems Inc. (the "Common Stock") at a price of approximately $2.57 per share. The closing of the transaction is conditioned upon the Reporting Person's payment of: (i) $200,000 which amount has been received as of the date of the Agreement; and (ii) $6,800,000 no later than forty-five days from the date of the Agreement (the "Purchase Price"). Upon payment of the Purchase Price, the Seller shall transfer ownership of the Common Stock to the Reporting Person.

SEC source: 0001193805-20-000722 · form412578002_06192020.xml · nonDerivative · entry 1

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner

Avon Road Partners, L.P. · CIK 0001513361 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avon Road Partners, L.P.

Disclosed balance after: 3,337,104

F1 · security: Each of the reporting persons disclaims beneficial ownership of the Common Stock (as defined below) reported herein, except to the extent of his or its pecuniary interest therein.

F2 · price: Avon Road Partners, L.P. ("Avon Road") transferred 1,125,000 shares of common stock of Rekor Systems, Inc. (the "Common Stock") to a trust to which Avon Road is a beneficiary, but has no investment control over the securities held by the trust. The reporting persons no longer have a beneficial ownership in the transferred shares.

F3 · ownership.direct: Mr. Berman is the general partner of Avon Road.

SEC source: 0001209191-19-032349 · doc4.xml · derivative · entry 2

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-05-08

F1 · derivative.exercise_date: The options vest in three equal installments on the first (5/8/2020), second (5/8/2021), and third (5/8/2022) anniversaries of the grant date.

SEC source: 0001209191-19-032349 · doc4.xml · derivative · entry 1

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-05-08

F1 · derivative.exercise_date: The options vest in three equal installments on the first (5/8/2020), second (5/8/2021), and third (5/8/2022) anniversaries of the grant date.

SEC source: 0001654954-18-013832 · section16.xml · derivative · entry 4

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner

Avon Road Partners, L.P. · CIK 0001513361 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avon Road Partners, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 1,593,021 shares

Expires 2019-03-21

F3 · price: Pursuant to the terms of the Option Agreement, Avon Road paid the stockholders $10,000 each (a total of $20,000) for the right to purchase, on a simultaneous and pro-rata basis, up to 4,318,857 shares of Novume's common stock owned by the shareholders at a purchase price of $0.5155 per share.

SEC source: 0001654954-18-013832 · section16.xml · derivative · entry 3

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner

Avon Road Partners, L.P. · CIK 0001513361 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avon Road Partners, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 2,725,836 shares

Expires 2019-03-21

F3 · price: Pursuant to the terms of the Option Agreement, Avon Road paid the stockholders $10,000 each (a total of $20,000) for the right to purchase, on a simultaneous and pro-rata basis, up to 4,318,857 shares of Novume's common stock owned by the shareholders at a purchase price of $0.5155 per share.

SEC source: 0001654954-18-013832 · section16.xml · nonDerivative · entry 2

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner

Avon Road Partners, L.P. · CIK 0001513361 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avon Road Partners, L.P.

Disclosed balance after: 4,462,104

F1 · shares: The shares were acquired pursuant to Avon Road Partners, L.P.'s ("Avon Road") exercise of options (the "Options") to purchase shares of common stock of Novume Solutions, Inc. ("Novume") from James McCarthy and Richard Nathan. The Options were granted to Avon Road pursuant to the Option Agreement, dated March 16, 2016, amended as of September 7, 2017, by and among James McCarthy and Richard Nathan as grantors and Avon Road as the option holder (the "Option Agreement").

F2 · ownership.direct: Represents shares acquired by Avon Road, of which Mr. Berman is the general partner. As a result, Mr. Berman may be deemed to beneficially own the Issuer's securities held by Avon Road.

SEC source: 0001654954-18-013832 · section16.xml · nonDerivative · entry 1

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner

Avon Road Partners, L.P. · CIK 0001513361 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avon Road Partners, L.P.

Disclosed balance after: 2,869,083

F1 · shares: The shares were acquired pursuant to Avon Road Partners, L.P.'s ("Avon Road") exercise of options (the "Options") to purchase shares of common stock of Novume Solutions, Inc. ("Novume") from James McCarthy and Richard Nathan. The Options were granted to Avon Road pursuant to the Option Agreement, dated March 16, 2016, amended as of September 7, 2017, by and among James McCarthy and Richard Nathan as grantors and Avon Road as the option holder (the "Option Agreement").

F2 · ownership.direct: Represents shares acquired by Avon Road, of which Mr. Berman is the general partner. As a result, Mr. Berman may be deemed to beneficially own the Issuer's securities held by Avon Road.

SEC source: 0001654954-18-012987 · section16.xml · nonDerivative · entry 1

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner

Avon Road Partners, L.P. · CIK 0001513361 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avon Road Partners, L.P.

Disclosed balance after: 143,247

F1 · price: This sales price reflects a weighted average of multiple prices ranging from $0.79 to $0.89. Full information regarding the number of shares acquired at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request.

F2 · ownership.nature: Represents shares acquired by Avon Road Partners, L.P. ("Avon Road"), of which Mr. Berman is the general partner. As a result, Mr. Berman may be deemed to beneficially own the Issuer's securities held by Avon Road

SEC source: 0001654954-18-013198 · section16.xml · nonDerivative · entry 1

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,247

F1 · price: This sales price reflects a weighted average of multiple prices ranging from $0.79 to $0.89. Full information regarding the number of shares acquired at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request.

F2 · ownership.direct: This Form 4 amendment is being filed to correct the original Form 4 filed on November 19, 2018 (the "Original Form 4"). Table I of the original Form 4 incorrectly stated the ownership form of Mr. Berman's purchase of common stock of Novume Solutions, Inc. reported in the Original Form 4.

SEC source: 0001654954-17-011397 · section16.xml · derivative · entry 2

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner

Avon Road Partners, L.P. · CIK 0001513361 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avon Road Partners, L.P.

Disclosed balance after: 121,247

Underlying: Common Stock · 121,247 shares

Expires 2019-03-16

SEC source: 0001654954-17-011397 · section16.xml · nonDerivative · entry 1

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner

Avon Road Partners, L.P. · CIK 0001513361 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avon Road Partners, L.P.

Disclosed balance after: 121,247

SEC source: 0001209191-17-050823 · doc4.xml · derivative · entry 3

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner

Avon Road Partners, L.P. · CIK 0001513361 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avon Road Partners, L.P.

Disclosed balance after: 121,247

Underlying: Common Stock · 121,247 shares

Expires 2019-03-16

F2 · price: As disclosed by the Company in the Form 8-K, received in exchange for the Avon Road warrant to purchase common stock of KeyStone at the specified common stock conversion ratio and adjusted exercise price pursuant to the Merger.

SEC source: 0001209191-17-050823 · doc4.xml · derivative · entry 2

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner

Avon Road Partners, L.P. · CIK 0001513361 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avon Road Partners, L.P.

Disclosed balance after: 1,593,021

Underlying: Common Stock · 1,593,021 shares

Expires 2019-03-21

F1 · price: As disclosed by Novume Solutions, Inc. (the "Company") in its Current Report on Form 8-K as filed with the SEC on August 29, 2017, (the "Form 8-K") received in exchange for the existing option to purchase common stock of KeyStone Solutions, Inc. ("KeyStone"), at the specified common stock conversion ratio and adjusted exercise price pursuant to the Second Amended and Restated Agreement and Plan of Merger between the Company, KeyStone, KeyStone Merger Sub, LLC, Brekford Merger Sub, Inc., and Brekford Traffic Safety, Inc., which closed on August 28, 2017, and the Amended and Restated Avon Road Option Agreement.

SEC source: 0001209191-17-050823 · doc4.xml · derivative · entry 1

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner

Avon Road Partners, L.P. · CIK 0001513361 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avon Road Partners, L.P.

Disclosed balance after: 2,725,836

Underlying: Common Stock · 2,725,836 shares

Expires 2019-03-21

F1 · price: As disclosed by Novume Solutions, Inc. (the "Company") in its Current Report on Form 8-K as filed with the SEC on August 29, 2017, (the "Form 8-K") received in exchange for the existing option to purchase common stock of KeyStone Solutions, Inc. ("KeyStone"), at the specified common stock conversion ratio and adjusted exercise price pursuant to the Second Amended and Restated Agreement and Plan of Merger between the Company, KeyStone, KeyStone Merger Sub, LLC, Brekford Merger Sub, Inc., and Brekford Traffic Safety, Inc., which closed on August 28, 2017, and the Amended and Restated Avon Road Option Agreement.