Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rekor Systems, Inc.NVMM · Entity 6999 | President | August 28, 2017 | August 30, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rekor Systems, Inc.
Report date August 28, 2017 · Filed August 30, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 315,625 |
Reported balance
After 2017-08-28 transaction · row 1
1 source rowRow 1 · 2017-08-28 · Grant · Acquired 315,625 · Balance 315,625 F1: As disclosed by Novume Solutions, Inc. (the "Company") in its Current Report on Form 8-K as filed with the SEC on August 29, 2017, (the "Form 8-K") received in exchange for the common stock of KeyStone Solutions, Inc. ("KeyStone"), at the specified common stock conversion ratio pursuant to the Second Amended and Restated Agreement and Plan of Merger between the Company, KeyStone, KeyStone Merger Sub, LLC, Brekford Merger Sub, Inc., and Brekford Traffic Safety, Inc., which closed on August 28, 2017 (the "Merger"). |
| Warrant to Purchase Common Stock WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $2.58 · Expires 2022-01-25 | Direct | 105,209 |
Reported balance
After 2017-08-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-08-28 · Grant · Acquired 105,209 · Balance 105,209 F2: As disclosed by the Company in the Form 8-K, received in exchange for existing warrants to purchase common stock of KeyStone at the specified common stock conversion ratio and adjusted exercise price pursuant to the Merger. |
| Warrant to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $3.61 · Expires 2022-01-25 | Direct | 105,209 |
Reported balance
After 2017-08-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-08-28 · Grant · Acquired 105,209 · Balance 105,209 F2: As disclosed by the Company in the Form 8-K, received in exchange for existing warrants to purchase common stock of KeyStone at the specified common stock conversion ratio and adjusted exercise price pursuant to the Merger. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.55 · Expires 2027-01-25 | Direct | 155,195 |
Reported balance
After 2017-08-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-08-28 · Grant · Acquired 155,195 · Balance 155,195 F4: As disclosed by the Company in the Form 8-K, received in exchange for existing employee stock options to purchase common stock of KeyStone at the specified common stock conversion ratio and adjusted exercise price pursuant to the Merger. F3: Options vest in 24 successive monthly installments beginning on the first anniversary of January 25, 2017, which was the original grant date of the KeyStone options which were exchanged in the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: As disclosed by Novume Solutions, Inc. (the "Company") in its Current Report on Form 8-K as filed with the SEC on August 29, 2017, (the "Form 8-K") received in exchange for the common stock of KeyStone Solutions, Inc. ("KeyStone"), at the specified common stock conversion ratio pursuant to the Second Amended and Restated Agreement and Plan of Merger between the Company, KeyStone, KeyStone Merger Sub, LLC, Brekford Merger Sub, Inc., and Brekford Traffic Safety, Inc., which closed on August 28, 2017 (the "Merger").
F2: As disclosed by the Company in the Form 8-K, received in exchange for existing warrants to purchase common stock of KeyStone at the specified common stock conversion ratio and adjusted exercise price pursuant to the Merger.
F3: Options vest in 24 successive monthly installments beginning on the first anniversary of January 25, 2017, which was the original grant date of the KeyStone options which were exchanged in the Merger.
F4: As disclosed by the Company in the Form 8-K, received in exchange for existing employee stock options to purchase common stock of KeyStone at the specified common stock conversion ratio and adjusted exercise price pursuant to the Merger.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 28, 2017 Filed Aug 30, 2017 23:11 UTC | Rekor Systems, Inc. NVMM · Entity 6999 | GrantEmployee Stock Option (right to buy) · Derivative | 155,195 | Not disclosed Strike: $1.55 | Not disclosed |
DisclosureSEC source: 0001209191-17-050819 · doc4.xml · derivative · entry 4 Rhulen Harry W · CIK 0001711663 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,195 Underlying: Common Stock · 155,195 shares Expires 2027-01-25 F4 · price: As disclosed by the Company in the Form 8-K, received in exchange for existing employee stock options to purchase common stock of KeyStone at the specified common stock conversion ratio and adjusted exercise price pursuant to the Merger. F3 · derivative.exercise_date: Options vest in 24 successive monthly installments beginning on the first anniversary of January 25, 2017, which was the original grant date of the KeyStone options which were exchanged in the Merger. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 23:11 UTC | Rekor Systems, Inc. NVMM · Entity 6999 | GrantWarrant to Purchase Common Stock · Derivative | 105,209 | Not disclosed Strike: $3.61 | Not disclosed |
DisclosureSEC source: 0001209191-17-050819 · doc4.xml · derivative · entry 3 Rhulen Harry W · CIK 0001711663 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,209 Underlying: Common Stock · 105,209 shares Expires 2022-01-25 F2 · price: As disclosed by the Company in the Form 8-K, received in exchange for existing warrants to purchase common stock of KeyStone at the specified common stock conversion ratio and adjusted exercise price pursuant to the Merger. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 23:11 UTC | Rekor Systems, Inc. NVMM · Entity 6999 | GrantWarrant to Purchase Common Stock Warrant · Derivative | 105,209 | Not disclosed Strike: $2.58 | Not disclosed |
DisclosureSEC source: 0001209191-17-050819 · doc4.xml · derivative · entry 2 Rhulen Harry W · CIK 0001711663 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,209 Underlying: Common Stock · 105,209 shares Expires 2022-01-25 F2 · price: As disclosed by the Company in the Form 8-K, received in exchange for existing warrants to purchase common stock of KeyStone at the specified common stock conversion ratio and adjusted exercise price pursuant to the Merger. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 23:11 UTC | Rekor Systems, Inc. NVMM · Entity 6999 | GrantCommon Stock | 315,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-050819 · doc4.xml · nonDerivative · entry 1 Rhulen Harry W · CIK 0001711663 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,625 F1 · price: As disclosed by Novume Solutions, Inc. (the "Company") in its Current Report on Form 8-K as filed with the SEC on August 29, 2017, (the "Form 8-K") received in exchange for the common stock of KeyStone Solutions, Inc. ("KeyStone"), at the specified common stock conversion ratio pursuant to the Second Amended and Restated Agreement and Plan of Merger between the Company, KeyStone, KeyStone Merger Sub, LLC, Brekford Merger Sub, Inc., and Brekford Traffic Safety, Inc., which closed on August 28, 2017 (the "Merger"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.