Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rekor Systems, Inc.NVMM · Entity 6999 | Chief Financial Officer | August 28, 2017 | August 30, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rekor Systems, Inc.
Report date August 28, 2017 · Filed August 30, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.68 · Expires 2027-08-28 | Direct | 174,595 |
Reported balance
After 2017-08-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-08-28 · Grant · Acquired 174,595 · Balance 174,595 F2: As disclosed by Novume Solutions, Inc. (the "Company") in its Current Report on Form 8-K as filed with the SEC on August 29, 2017, the options were issued in connection with Mr. Kumpf's employment agreement and appointment as the Chief Financial Officer of the Company on August 28, 2017. F1: The options began vesting on August 28, 2017 and will continue vesting in successive equal monthly installments over the following 36 months. |
Filing footnotes · ownership attribution and instrument terms
F1: The options began vesting on August 28, 2017 and will continue vesting in successive equal monthly installments over the following 36 months.
F2: As disclosed by Novume Solutions, Inc. (the "Company") in its Current Report on Form 8-K as filed with the SEC on August 29, 2017, the options were issued in connection with Mr. Kumpf's employment agreement and appointment as the Chief Financial Officer of the Company on August 28, 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 28, 2017 Filed Aug 30, 2017 23:13 UTC | Rekor Systems, Inc. NVMM · Entity 6999 | GrantEmployee Stock Option (right to buy) · Derivative | 174,595 | Not disclosed Strike: $1.68 | Not disclosed |
DisclosureSEC source: 0001209191-17-050822 · doc4.xml · derivative · entry 1 Kumpf Carl M Jr · CIK 0001714266 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,595 Underlying: Common Stock · 174,595 shares Expires 2027-08-28 F2 · price: As disclosed by Novume Solutions, Inc. (the "Company") in its Current Report on Form 8-K as filed with the SEC on August 29, 2017, the options were issued in connection with Mr. Kumpf's employment agreement and appointment as the Chief Financial Officer of the Company on August 28, 2017. F1 · derivative.exercise_date: The options began vesting on August 28, 2017 and will continue vesting in successive equal monthly installments over the following 36 months. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.