organization · Reporting owner
Avon Road Partners, L.P.
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rekor Systems, Inc.REKR · Entity 6999 | 10% owner | September 15, 2021 | September 17, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rekor Systems, Inc.
Report date September 15, 2021 · Filed September 17, 2021
Jointly reported with BERMAN ROBERT ALAN, Rekor Holdings LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 925,219 |
Reported balance
After 2021-09-15 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-09-15 · Other · Acquired 849,999 · Balance 925,219 F1: On September 15, 2021, Rekor Holdings LLC dissolved and distributed its assets in accordance with the its organizational documents in a transaction exempt from Section 16 pursuant to Rule 16a-13 or otherwise. As a result, Rekor Holdings LLC distributed shares 2,725,836 of Common Stock to its members pro rata pursuant to the terms of the operating agreement, including Mr. Berman who received 849,999 shares of Common Stock. F2: Consists of 26,610 Restricted Stock Units ("RSUs") which shall vest on March 15, 2022. F3: As a result of the transactions disclosed herein the reporting persons are no longer 10% owners of the Common Stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Rekor Holdings LLC | 0 |
Reported balance
After 2021-09-15 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-09-15 · Other · Disposed 2,725,836 · Balance 0 F1: On September 15, 2021, Rekor Holdings LLC dissolved and distributed its assets in accordance with the its organizational documents in a transaction exempt from Section 16 pursuant to Rule 16a-13 or otherwise. As a result, Rekor Holdings LLC distributed shares 2,725,836 of Common Stock to its members pro rata pursuant to the terms of the operating agreement, including Mr. Berman who received 849,999 shares of Common Stock. F3: As a result of the transactions disclosed herein the reporting persons are no longer 10% owners of the Common Stock. F4: Mr. Berman was the manager of Rekor Holdings LLC and maintained voting and dispositive power over the Common Stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Avon Road Partners, L.P. | 2,165,104 |
Reported balance
After 2021-09-15 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-09-15 · Gift · Disposed 775,000 · Balance 2,165,104 F5: Avon Road Partners, L.P. ("Avon Road") transferred 775,000 shares of Common Stock to a trust of which Avon Road is a beneficiary, but has no investment control over the securities held by the trust. The reporting persons no longer have a beneficial ownership in the transferred shares. F3: As a result of the transactions disclosed herein the reporting persons are no longer 10% owners of the Common Stock. F6: Mr. Berman is the general partner of Avon Road. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 15, 2021, Rekor Holdings LLC dissolved and distributed its assets in accordance with the its organizational documents in a transaction exempt from Section 16 pursuant to Rule 16a-13 or otherwise. As a result, Rekor Holdings LLC distributed shares 2,725,836 of Common Stock to its members pro rata pursuant to the terms of the operating agreement, including Mr. Berman who received 849,999 shares of Common Stock.
F2: Consists of 26,610 Restricted Stock Units ("RSUs") which shall vest on March 15, 2022.
F3: As a result of the transactions disclosed herein the reporting persons are no longer 10% owners of the Common Stock.
F4: Mr. Berman was the manager of Rekor Holdings LLC and maintained voting and dispositive power over the Common Stock.
F5: Avon Road Partners, L.P. ("Avon Road") transferred 775,000 shares of Common Stock to a trust of which Avon Road is a beneficiary, but has no investment control over the securities held by the trust. The reporting persons no longer have a beneficial ownership in the transferred shares.
F6: Mr. Berman is the general partner of Avon Road.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2021 Filed Sep 17, 2021 20:33 UTC | Rekor Systems, Inc. REKR · Entity 6999 | GiftCommon Stock | 775,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-21-002296 · form412577001_09172021.xml · nonDerivative · entry 3 BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner Avon Road Partners, L.P. · CIK 0001513361 · 10% owner Rekor Holdings LLC · CIK 0001824501 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Avon Road Partners, L.P. Disclosed balance after: 2,165,104 F5 · kind: Avon Road Partners, L.P. ("Avon Road") transferred 775,000 shares of Common Stock to a trust of which Avon Road is a beneficiary, but has no investment control over the securities held by the trust. The reporting persons no longer have a beneficial ownership in the transferred shares. F5 · price: Avon Road Partners, L.P. ("Avon Road") transferred 775,000 shares of Common Stock to a trust of which Avon Road is a beneficiary, but has no investment control over the securities held by the trust. The reporting persons no longer have a beneficial ownership in the transferred shares. F3 · balance_after: As a result of the transactions disclosed herein the reporting persons are no longer 10% owners of the Common Stock. F6 · ownership.nature: Mr. Berman is the general partner of Avon Road. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:33 UTC | Rekor Systems, Inc. REKR · Entity 6999 | OtherCommon Stock | 2,725,836 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-21-002296 · form412577001_09172021.xml · nonDerivative · entry 2 BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner Avon Road Partners, L.P. · CIK 0001513361 · 10% owner Rekor Holdings LLC · CIK 0001824501 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Rekor Holdings LLC Disclosed balance after: 0 F1 · kind: On September 15, 2021, Rekor Holdings LLC dissolved and distributed its assets in accordance with the its organizational documents in a transaction exempt from Section 16 pursuant to Rule 16a-13 or otherwise. As a result, Rekor Holdings LLC distributed shares 2,725,836 of Common Stock to its members pro rata pursuant to the terms of the operating agreement, including Mr. Berman who received 849,999 shares of Common Stock. F1 · price: On September 15, 2021, Rekor Holdings LLC dissolved and distributed its assets in accordance with the its organizational documents in a transaction exempt from Section 16 pursuant to Rule 16a-13 or otherwise. As a result, Rekor Holdings LLC distributed shares 2,725,836 of Common Stock to its members pro rata pursuant to the terms of the operating agreement, including Mr. Berman who received 849,999 shares of Common Stock. F3 · balance_after: As a result of the transactions disclosed herein the reporting persons are no longer 10% owners of the Common Stock. F4 · ownership.nature: Mr. Berman was the manager of Rekor Holdings LLC and maintained voting and dispositive power over the Common Stock. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:33 UTC | Rekor Systems, Inc. REKR · Entity 6999 | OtherCommon Stock | 849,999 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-21-002296 · form412577001_09172021.xml · nonDerivative · entry 1 BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner Avon Road Partners, L.P. · CIK 0001513361 · 10% owner Rekor Holdings LLC · CIK 0001824501 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 925,219 F1 · kind: On September 15, 2021, Rekor Holdings LLC dissolved and distributed its assets in accordance with the its organizational documents in a transaction exempt from Section 16 pursuant to Rule 16a-13 or otherwise. As a result, Rekor Holdings LLC distributed shares 2,725,836 of Common Stock to its members pro rata pursuant to the terms of the operating agreement, including Mr. Berman who received 849,999 shares of Common Stock. F1 · price: On September 15, 2021, Rekor Holdings LLC dissolved and distributed its assets in accordance with the its organizational documents in a transaction exempt from Section 16 pursuant to Rule 16a-13 or otherwise. As a result, Rekor Holdings LLC distributed shares 2,725,836 of Common Stock to its members pro rata pursuant to the terms of the operating agreement, including Mr. Berman who received 849,999 shares of Common Stock. F2 · balance_after: Consists of 26,610 Restricted Stock Units ("RSUs") which shall vest on March 15, 2022. F3 · balance_after: As a result of the transactions disclosed herein the reporting persons are no longer 10% owners of the Common Stock. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 20:30 UTC | Rekor Systems, Inc. REKR · Entity 6999 | GrantCommon Stock | 53,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022090 · doc4.xml · nonDerivative · entry 1 BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner Avon Road Partners, L.P. · CIK 0001513361 · 10% owner Rekor Holdings LLC · CIK 0001824501 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,220 F1 · shares: Consists of 53,220 Restricted Stock Units ("RSUs") which shall vest in two equal installments as follows: the first half shall vest on May 15, 2021 and the second half shall vest on March 15, 2022. F2 · balance_after: Includes 53,220 RSUs as set forth in Footnote 1. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 22:03 UTC | Rekor Systems, Inc. REKR · Entity 6999 | GiftCommon Stock | 375,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-20-003270 · form412578001_12182020.xml · nonDerivative · entry 2 BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner Avon Road Partners, L.P. · CIK 0001513361 · 10% owner Rekor Holdings LLC · CIK 0001824501 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Avon Road Partners, L.P. Disclosed balance after: 2,940,104 F1 · security: Each of the reporting persons disclaims beneficial ownership of the Common Stock (as defined below) reported herein, except to the extent of his or its pecuniary interest therein. F2 · price: Avon Road Partners, L.P. ("Avon Road") transferred 375,000 shares of common stock of Rekor Systems, Inc. (the "Common Stock") to a trust of which Avon Road is a beneficiary, but has no investment control over the securities held by the trust. The reporting persons no longer have a beneficial ownership in the transferred shares. F3 · ownership.direct: Mr. Berman is the general partner of Avon Road Partners, L.P. Read SEC document |
| September 16, 2020 Filed Sep 16, 2020 21:19 UTC | Rekor Systems, Inc. REKR · Entity 6999 | OtherCommon Stock | 2,725,836 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-20-002415 · form412578003_09162020.xml · nonDerivative · entry 1 BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner Avon Road Partners, L.P. · CIK 0001513361 · 10% owner Rekor Holdings LLC · CIK 0001824501 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 F1 · kind: On September 16, 2020, Robert A. Berman (the "Reporting Person") transferred his right to purchase 2,725,836 shares of common stock of Rekor Systems Inc. (the "Common Stock"), pursuant to a Stock Purchase Agreement (the "Agreement") with James K. McCarthy (the "Seller"), to Rekor Holdings LLC for no consideration. Pursuant to the terms of the Agreement, Rekor Holdings LLC purchased the shares of Common Stock from the Seller. F1 · price: On September 16, 2020, Robert A. Berman (the "Reporting Person") transferred his right to purchase 2,725,836 shares of common stock of Rekor Systems Inc. (the "Common Stock"), pursuant to a Stock Purchase Agreement (the "Agreement") with James K. McCarthy (the "Seller"), to Rekor Holdings LLC for no consideration. Pursuant to the terms of the Agreement, Rekor Holdings LLC purchased the shares of Common Stock from the Seller. Read SEC document |
| August 05, 2020 Filed Aug 5, 2020 20:50 UTC | Rekor Systems, Inc. REKR · Entity 6999 | PurchaseCommon Stock | 2,725,836 | $2.57 | $7,005,398.52 |
DisclosureSEC source: 0000921895-20-002101 · form412578003_07272020.xml · nonDerivative · entry 1 BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner Avon Road Partners, L.P. · CIK 0001513361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,747,836 F1 · kind: On August 5, 2020, Robert A. Berman (the "Reporting Person") entered into a Stock Purchase Agreement (the "Agreement") with James K. McCarthy (the "Seller") to purchase 2,725,836 shares of common stock of Rekor Systems Inc. (the "Common Stock") at a price of approximately $2.57 per share. The closing of the transaction is conditioned upon the Reporting Person's payment of: (i) $200,000 which amount has been received as of the date of the Agreement; and (ii) $6,800,000 no later than forty-five days from the date of the Agreement (the "Purchase Price"). Upon payment of the Purchase Price, the Seller shall transfer ownership of the Common Stock to the Reporting Person. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:30 UTC | Rekor Systems, Inc. REKR · Entity 6999 | GiftCommon Stock | 1,125,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193805-20-000722 · form412578002_06192020.xml · nonDerivative · entry 1 BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner Avon Road Partners, L.P. · CIK 0001513361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Avon Road Partners, L.P. Disclosed balance after: 3,337,104 F1 · security: Each of the reporting persons disclaims beneficial ownership of the Common Stock (as defined below) reported herein, except to the extent of his or its pecuniary interest therein. F2 · price: Avon Road Partners, L.P. ("Avon Road") transferred 1,125,000 shares of common stock of Rekor Systems, Inc. (the "Common Stock") to a trust to which Avon Road is a beneficiary, but has no investment control over the securities held by the trust. The reporting persons no longer have a beneficial ownership in the transferred shares. F3 · ownership.direct: Mr. Berman is the general partner of Avon Road. Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 22:14 UTC | Rekor Systems, Inc. NVMM · Entity 6999 | OtherAvon Option to Purchase (Nathan) · Derivative | 1,593,021 | Not disclosed Strike: $0.52 | Not disclosed |
DisclosureSEC source: 0001654954-18-013832 · section16.xml · derivative · entry 4 BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner Avon Road Partners, L.P. · CIK 0001513361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Avon Road Partners, L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,593,021 shares Expires 2019-03-21 F3 · price: Pursuant to the terms of the Option Agreement, Avon Road paid the stockholders $10,000 each (a total of $20,000) for the right to purchase, on a simultaneous and pro-rata basis, up to 4,318,857 shares of Novume's common stock owned by the shareholders at a purchase price of $0.5155 per share. Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 22:14 UTC | Rekor Systems, Inc. NVMM · Entity 6999 | OtherAvon Option to Purchase (McCarthy) · Derivative | 2,725,836 | Not disclosed Strike: $0.52 | Not disclosed |
DisclosureSEC source: 0001654954-18-013832 · section16.xml · derivative · entry 3 BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner Avon Road Partners, L.P. · CIK 0001513361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Avon Road Partners, L.P. Disclosed balance after: 0 Underlying: Common Stock · 2,725,836 shares Expires 2019-03-21 F3 · price: Pursuant to the terms of the Option Agreement, Avon Road paid the stockholders $10,000 each (a total of $20,000) for the right to purchase, on a simultaneous and pro-rata basis, up to 4,318,857 shares of Novume's common stock owned by the shareholders at a purchase price of $0.5155 per share. Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 22:14 UTC | Rekor Systems, Inc. NVMM · Entity 6999 | GrantCommon Stock | 1,593,021 | $0.52 | $821,202.33 |
DisclosureSEC source: 0001654954-18-013832 · section16.xml · nonDerivative · entry 2 BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner Avon Road Partners, L.P. · CIK 0001513361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Avon Road Partners, L.P. Disclosed balance after: 4,462,104 F1 · shares: The shares were acquired pursuant to Avon Road Partners, L.P.'s ("Avon Road") exercise of options (the "Options") to purchase shares of common stock of Novume Solutions, Inc. ("Novume") from James McCarthy and Richard Nathan. The Options were granted to Avon Road pursuant to the Option Agreement, dated March 16, 2016, amended as of September 7, 2017, by and among James McCarthy and Richard Nathan as grantors and Avon Road as the option holder (the "Option Agreement"). F2 · ownership.direct: Represents shares acquired by Avon Road, of which Mr. Berman is the general partner. As a result, Mr. Berman may be deemed to beneficially own the Issuer's securities held by Avon Road. Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 22:14 UTC | Rekor Systems, Inc. NVMM · Entity 6999 | GrantCommon Stock | 2,725,836 | $0.52 | $1,405,168.46 |
DisclosureSEC source: 0001654954-18-013832 · section16.xml · nonDerivative · entry 1 BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner Avon Road Partners, L.P. · CIK 0001513361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Avon Road Partners, L.P. Disclosed balance after: 2,869,083 F1 · shares: The shares were acquired pursuant to Avon Road Partners, L.P.'s ("Avon Road") exercise of options (the "Options") to purchase shares of common stock of Novume Solutions, Inc. ("Novume") from James McCarthy and Richard Nathan. The Options were granted to Avon Road pursuant to the Option Agreement, dated March 16, 2016, amended as of September 7, 2017, by and among James McCarthy and Richard Nathan as grantors and Avon Road as the option holder (the "Option Agreement"). F2 · ownership.direct: Represents shares acquired by Avon Road, of which Mr. Berman is the general partner. As a result, Mr. Berman may be deemed to beneficially own the Issuer's securities held by Avon Road. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 22:29 UTC | Rekor Systems, Inc. NVMM · Entity 6999 | Purchasecommon stock | 22,000 | $0.85 | $18,625.20 |
DisclosureSEC source: 0001654954-18-012987 · section16.xml · nonDerivative · entry 1 BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner Avon Road Partners, L.P. · CIK 0001513361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Avon Road Partners, L.P. Disclosed balance after: 143,247 F1 · price: This sales price reflects a weighted average of multiple prices ranging from $0.79 to $0.89. Full information regarding the number of shares acquired at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request. F2 · ownership.nature: Represents shares acquired by Avon Road Partners, L.P. ("Avon Road"), of which Mr. Berman is the general partner. As a result, Mr. Berman may be deemed to beneficially own the Issuer's securities held by Avon Road Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:19 UTC | Rekor Systems, Inc. NVMM · Entity 6999 | OtherAvon Warrant to Purchase · Derivative | 121,247 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001654954-17-011397 · section16.xml · derivative · entry 2 BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner Avon Road Partners, L.P. · CIK 0001513361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Avon Road Partners, L.P. Disclosed balance after: 121,247 Underlying: Common Stock · 121,247 shares Expires 2019-03-16 Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:19 UTC | Rekor Systems, Inc. NVMM · Entity 6999 | OtherCommon Stock | 121,247 | $1.03 | $125,005.66 |
DisclosureSEC source: 0001654954-17-011397 · section16.xml · nonDerivative · entry 1 BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner Avon Road Partners, L.P. · CIK 0001513361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Avon Road Partners, L.P. Disclosed balance after: 121,247 Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 23:13 UTC | Rekor Systems, Inc. NVMM · Entity 6999 | GrantAvon Warrant to Purchase · Derivative | 121,247 | Not disclosed Strike: $1.03 | Not disclosed |
DisclosureSEC source: 0001209191-17-050823 · doc4.xml · derivative · entry 3 BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner Avon Road Partners, L.P. · CIK 0001513361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Avon Road Partners, L.P. Disclosed balance after: 121,247 Underlying: Common Stock · 121,247 shares Expires 2019-03-16 F2 · price: As disclosed by the Company in the Form 8-K, received in exchange for the Avon Road warrant to purchase common stock of KeyStone at the specified common stock conversion ratio and adjusted exercise price pursuant to the Merger. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 23:13 UTC | Rekor Systems, Inc. NVMM · Entity 6999 | GrantAvon Option to Purchase (Nathan) · Derivative | 1,593,021 | Not disclosed Strike: $0.52 | Not disclosed |
DisclosureSEC source: 0001209191-17-050823 · doc4.xml · derivative · entry 2 BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner Avon Road Partners, L.P. · CIK 0001513361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Avon Road Partners, L.P. Disclosed balance after: 1,593,021 Underlying: Common Stock · 1,593,021 shares Expires 2019-03-21 F1 · price: As disclosed by Novume Solutions, Inc. (the "Company") in its Current Report on Form 8-K as filed with the SEC on August 29, 2017, (the "Form 8-K") received in exchange for the existing option to purchase common stock of KeyStone Solutions, Inc. ("KeyStone"), at the specified common stock conversion ratio and adjusted exercise price pursuant to the Second Amended and Restated Agreement and Plan of Merger between the Company, KeyStone, KeyStone Merger Sub, LLC, Brekford Merger Sub, Inc., and Brekford Traffic Safety, Inc., which closed on August 28, 2017, and the Amended and Restated Avon Road Option Agreement. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 23:13 UTC | Rekor Systems, Inc. NVMM · Entity 6999 | GrantAvon Option to Purchase (McCarthy) · Derivative | 2,725,836 | Not disclosed Strike: $0.52 | Not disclosed |
DisclosureSEC source: 0001209191-17-050823 · doc4.xml · derivative · entry 1 BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner Avon Road Partners, L.P. · CIK 0001513361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Avon Road Partners, L.P. Disclosed balance after: 2,725,836 Underlying: Common Stock · 2,725,836 shares Expires 2019-03-21 F1 · price: As disclosed by Novume Solutions, Inc. (the "Company") in its Current Report on Form 8-K as filed with the SEC on August 29, 2017, (the "Form 8-K") received in exchange for the existing option to purchase common stock of KeyStone Solutions, Inc. ("KeyStone"), at the specified common stock conversion ratio and adjusted exercise price pursuant to the Second Amended and Restated Agreement and Plan of Merger between the Company, KeyStone, KeyStone Merger Sub, LLC, Brekford Merger Sub, Inc., and Brekford Traffic Safety, Inc., which closed on August 28, 2017, and the Amended and Restated Avon Road Option Agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.