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person · Reporting owner

Nathan Richard A

Disclosed activity across 1 company

Tapewire entity
109674
SEC CIK
0001711769

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Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Rekor Systems, Inc.

Report date September 14, 2023 · Filed September 15, 2023

Section 16 reporting ended · disclosed 2023-09-15. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 18, 2023 Filed Aug 22, 2023 07:27 UTC Rekor Systems, Inc. REKR · Entity 6999 OtherNovume Unit Warrant (right to buy) · Derivative 10,000 $0.00 Strike: $1.03 $0.00
Disclosure

SEC source: 0001209191-23-046838 · doc4.xml · derivative · entry 2

Nathan Richard A · CIK 0001711769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,850 shares

Expires 2023-11-08

Read SEC document
August 18, 2023 Filed Aug 22, 2023 07:27 UTC Rekor Systems, Inc. REKR · Entity 6999 OtherCommon Stock 4,850 $1.03 $4,995.50
Disclosure

SEC source: 0001209191-23-046838 · doc4.xml · nonDerivative · entry 1

Nathan Richard A · CIK 0001711769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,700,650

F1 · balance_after: Includes 20,378 restricted stock units which shall vest on March 15, 2024.

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January 12, 2023 Filed Jan 13, 2023 16:08 UTC Rekor Systems, Inc. REKR · Entity 6999 GrantCommon Stock 20,378 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-003281 · doc4.xml · nonDerivative · entry 1

Nathan Richard A · CIK 0001711769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,695,800

F1 · shares: Consists of 20,378 restricted stock units ("RSUs") which shall vest on March 15, 2024.

F2 · balance_after: Includes the 20,378 RSUs as set forth in Footnote 1, and 45,832 RSUs which vest on March 15, 2023.

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January 20, 2022 Filed Jan 21, 2022 16:17 UTC Rekor Systems, Inc. REKR · Entity 6999 GrantCommon Stock 45,832 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-004411 · doc4.xml · nonDerivative · entry 1

Nathan Richard A · CIK 0001711769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,675,422

F1 · shares: Consists of 45,832 restricted stock units ("RSUs") which shall vest on March 15, 2023.

F2 · balance_after: Includes the 45,832 RSUs as set forth in Footnote 1, and 9,335 RSUs which vest on March 15, 2022.

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February 12, 2021 Filed Mar 2, 2021 16:30 UTC Rekor Systems, Inc. REKR · Entity 6999 OtherSeries A Preferred Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-015983 · doc4.xml · nonDerivative · entry 2

Nathan Richard A · CIK 0001711769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On February 12, 2021, as a result of the closing of the public offering by Rekor Systems, Inc., each issued and outstanding share of Series A Preferred Stock automatically converted into 1.79 shares of Common Stock.

F1 · price: On February 12, 2021, as a result of the closing of the public offering by Rekor Systems, Inc., each issued and outstanding share of Series A Preferred Stock automatically converted into 1.79 shares of Common Stock.

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February 12, 2021 Filed Mar 2, 2021 16:30 UTC Rekor Systems, Inc. REKR · Entity 6999 OtherCommon Stock 17,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-015983 · doc4.xml · nonDerivative · entry 1

Nathan Richard A · CIK 0001711769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,629,590

F1 · kind: On February 12, 2021, as a result of the closing of the public offering by Rekor Systems, Inc., each issued and outstanding share of Series A Preferred Stock automatically converted into 1.79 shares of Common Stock.

F1 · price: On February 12, 2021, as a result of the closing of the public offering by Rekor Systems, Inc., each issued and outstanding share of Series A Preferred Stock automatically converted into 1.79 shares of Common Stock.

F2 · balance_after: Includes 18,670 RSUs as previously reported, which vest in two equal installments on March 15, 2021 and March 15, 2022.

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January 06, 2021 Filed Jan 8, 2021 17:30 UTC Rekor Systems, Inc. REKR · Entity 6999 GrantCommon Stock 18,670 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-002783 · doc4.xml · nonDerivative · entry 1

Nathan Richard A · CIK 0001711769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,611,690

F1 · shares: Consists of 18,670 Restricted Stock Units ("RSUs") which vest in two equal installments on March 15, 2021 and March 15, 2022.

F2 · balance_after: Includes 18,670 RSUs as set forth in Footnote 1.

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December 10, 2018 Filed Dec 11, 2018 17:15 UTC Rekor Systems, Inc. NVMM · Entity 6999 SaleCommon Stock 1,593,021 $0.52 $821,202.33
Disclosure

SEC source: 0001654954-18-013833 · section16.xml · nonDerivative · entry 1

Nathan Richard A · CIK 0001711769 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,593,020

Read SEC document
August 28, 2017 Filed Aug 30, 2017 19:12 UTC Rekor Systems, Inc. NVMM · Entity 6999 GrantNovume Unit Warrant · Derivative 10,000 Not disclosed Strike: $1.03 Not disclosed
Disclosure

SEC source: 0001209191-17-050821 · doc4.xml · derivative · entry 3

Nathan Richard A · CIK 0001711769 · Director · Chief Operating Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 4,849 shares

Expires 2023-11-08

F4 · price: As disclosed by the Company in the Form 8-K, received in exchange for existing KeyStone Unit Warrants at the specified Novume Unit Warrant conversion ratio and exercise price pursuant to the Merger.

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August 28, 2017 Filed Aug 30, 2017 19:12 UTC Rekor Systems, Inc. NVMM · Entity 6999 GrantSeries A Preferred Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-050821 · doc4.xml · nonDerivative · entry 2

Nathan Richard A · CIK 0001711769 · Director · Chief Operating Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F3 · price: As disclosed by the Company in the Form 8-K, received in exchange for existing Series A Cumulative Convertible Redeemable Preferred Stock of KeyStone at the specified preferred stock conversion ratio pursuant to the Merger.

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August 28, 2017 Filed Aug 30, 2017 19:12 UTC Rekor Systems, Inc. NVMM · Entity 6999 GrantCommon Stock 3,186,041 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-050821 · doc4.xml · nonDerivative · entry 1

Nathan Richard A · CIK 0001711769 · Director · Chief Operating Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,186,041

F1 · price: As disclosed by Novume Solutions, Inc. (the "Company") in its Current Report on Form 8-K as filed with the SEC on August 29, 2017, (the "Form 8-K") received in exchange for the common stock of KeyStone Solutions, Inc. ("KeyStone"), at the specified common stock conversion ratio pursuant to the Second Amended and Restated Agreement and Plan of Merger between the Company, KeyStone, KeyStone Merger Sub, LLC, Brekford Merger Sub, Inc., and Brekford Traffic Safety, Inc., which closed on August 28, 2017 (the "Merger").

F2 · balance_after: 1,593,021 of such common shares are subject to an option to purchase by Avon Road Partners, L.P., of which Mr. Robert Berman, CEO of the Company, is the general partner, pursuant to the Amended and Restated Avon Road Option Agreement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.