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Nasdaq · USD

REKR

Rekor Systems, Inc.

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6999
SEC CIK
0001697851
Parsed reports
212

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 21, 2022 Filed Jun 23, 2022 14:45 UTC PurchaseCall Option · Derivative 12,000 $0.62 Strike: $2.50 $7,490.40
Disclosure

SEC source: 0001214659-22-008257 · marketforms-56512.xml · derivative · entry 1

Arctis Global LLC · CIK 0001831342 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,229

Underlying: Common Stock · 1,200,000 shares

Expires 2022-08-19

F1 · derivative.exercise_date: 1. The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 16:19 UTC PurchaseCommon Stock, $0.0001 par value 243,902 $2.15 $523,803.94
Disclosure

SEC source: 0001214659-22-008196 · marketforms-56500.xml · nonDerivative · entry 1

Arctis Global LLC · CIK 0001831342 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,089,591

Read SEC document
March 17, 2022 Filed Mar 17, 2022 17:34 UTC
Kadoch ChristopherChief Technology Officer
Tax withholdingCommon Stock 1,181 $4.32 $5,101.92
Disclosure

SEC source: 0001209191-22-019698 · doc4.xml · nonDerivative · entry 2

Kadoch Christopher · CIK 0001802401 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,789

F3 · shares: Consists of 1,181 shares withheld for tax purposes in connection with the vesting of 3,334 RSUs on March 17, 2022.

F2 · balance_after: Includes 10,000 RSUs which vest in three equal installments on March 17, 2022, March 17, 2023 and March 17, 2024, respectively; and 1,852 newly granted RSUs which vest as indicated in Footnote 1.

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March 15, 2022 Filed Mar 17, 2022 17:34 UTC
Kadoch ChristopherChief Technology Officer
GrantCommon Stock 1,852 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019698 · doc4.xml · nonDerivative · entry 1

Kadoch Christopher · CIK 0001802401 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,970

F1 · shares: Consists of 1,852 Restricted Stock Units ("RSUs") which vest in three installments on the next three anniversaries of the grant date beginning on March 15, 2023 and ending on March 15, 2025.

F2 · balance_after: Includes 10,000 RSUs which vest in three equal installments on March 17, 2022, March 17, 2023 and March 17, 2024, respectively; and 1,852 newly granted RSUs which vest as indicated in Footnote 1.

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March 15, 2022 Filed Mar 17, 2022 17:35 UTC
DUNBAR MICHAEL DAVIDChief Revenue Officer
GrantCommon Stock 2,315 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019699 · doc4.xml · nonDerivative · entry 1

DUNBAR MICHAEL DAVID · CIK 0001865832 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,315

F1 · shares: Consists of 2,315 Restricted Stock Units ("RSUs") which vest in three installments on the next three anniversaries of the grant date beginning on March 15, 2023 and ending on March 15, 2025.

F2 · balance_after: Includes 50,000 RSUs which vest in three equal installments on July 12, 2022, July 12, 2023 and July 12, 2024, respectively; and 2,315 newly granted RSUs which vest as indicated in Footnote 1.

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March 15, 2022 Filed Mar 17, 2022 17:36 UTC GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019701 · doc4.xml · nonDerivative · entry 1

Hen Eyal · CIK 0001777158 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,258

F1 · shares: Consists of 40,000 Restricted Stock Units ("RSUs") which vest in three installments on the next three anniversaries of the grant date beginning on March 15, 2023 and ending on March 15, 2025.

F2 · balance_after: Includes 16,666 RSUs which vest on February 21, 2023, and 10,000 RSUs which vest in three equal installments on March 17, 2022, March 17, 2023 and March 17, 2024, respectively; and 40,000 newly granted RSUs which vest as indicated in Footnote 1.

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March 15, 2022 Filed Mar 17, 2022 17:36 UTC
Latifullah RiazEVP - Corporate Development
GrantCommon Stock 1,883 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019702 · doc4.xml · nonDerivative · entry 1

Latifullah Riaz · CIK 0001612404 · EVP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,883

F1 · shares: Consists of 1,883 Restricted Stock Units ("RSUs") which vest in three installments on the next three anniversaries of the grant date beginning on March 15, 2023 and ending on March 15, 2025.

F2 · balance_after: Includes 5,000 RSUs which vest in three equal installments on March 17, 2022, March 17, 2023 and March 17, 2024, respectively; and 1,883 newly granted RSUs which vest as indicated in Footnote 1.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 17:35 UTC GrantCommon Stock 2,192 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019700 · doc4.xml · nonDerivative · entry 1

Hillman Rodney · CIK 0001618171 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,302

F1 · shares: Consists of 2,192 Restricted Stock Units ("RSUs") which vest in three installments on the next three anniversaries of the grant date beginning on March 15, 2023 and ending on March 15, 2025.

F2 · balance_after: Includes 8,333 RSUs which vest on February 21, 2023; and 2,192 newly granted RSUs which vest as indicated in Footnote 1.

Read SEC document
February 21, 2022 Filed Feb 22, 2022 18:11 UTC Tax withholdingCommon Stock 5,776 $4.48 $25,876.48
Disclosure

SEC source: 0001209191-22-011884 · doc4.xml · nonDerivative · entry 1

Hen Eyal · CIK 0001777158 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,258

F1 · shares: Consists of 5,776 shares withheld for tax purposes in connection with the vesting of 16,667 Restricted Stock Units ("RSUs") on February 21, 2021.

F2 · balance_after: Includes 16,666 RSUs which shall vest on February 21, 2023, and 10,000 RSUs which shall vest in three equal installments on March 17, 2022, March 17, 2023 and March 17, 2024, respectively.

Read SEC document
February 21, 2022 Filed Feb 22, 2022 18:10 UTC Tax withholdingCommon Stock 2,888 $4.48 $12,938.24
Disclosure

SEC source: 0001209191-22-011881 · doc4.xml · nonDerivative · entry 1

Hillman Rodney · CIK 0001618171 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,110

F1 · shares: Consists of 2,888 shares withheld for tax purposes in connection with the vesting of 8,333 Restricted Stock Units ("RSUs") on February 21, 2021.

F2 · balance_after: Includes 8,333 RSUs which shall vest on February 21, 2023, and 10,000 RSUs which shall vest in three equal installments on March 17, 2022, March 17, 2023 and March 17, 2024, respectively.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 17:27 UTC
Kadoch ChristopherChief Technology Officer
Tax withholdingCommon Stock 8,851 $4.35 $38,501.85
Disclosure

SEC source: 0001209191-22-007516 · doc4.xml · nonDerivative · entry 1

Kadoch Christopher · CIK 0001802401 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,118

F1 · shares: Consists of 8,851 shares withheld for tax purposes in connection with the vesting of 25,000 restricted stock units on February 3, 2022.

Read SEC document
January 20, 2022 Filed Jan 21, 2022 16:07 UTC
SHAKERDGE-HENNESSY DEBRAChief People Officer
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-004395 · doc4.xml · nonDerivative · entry 1

SHAKERDGE-HENNESSY DEBRA · CIK 0001905199 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · balance_after: Consists of 30,000 Restricted Stock Units ("RSUs") which shall vest in three installments on the next three anniversaries of the grant date beginning on January 20, 2022 and ending on January 20, 2024.

Read SEC document
January 20, 2022 Filed Jan 21, 2022 16:19 UTC
DEBARY PAULDirector
GrantCommon Stock 45,832 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-004418 · doc4.xml · nonDerivative · entry 1

DEBARY PAUL · CIK 0001170786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,502

F1 · shares: Consists of 45,832 restricted stock unites ("RSUs") which vests on March 15, 2023

F2 · balance_after: Includes the 45,832 RSUs as set forth in Footnote 1, and 9,335 RSUs which vest on March 15, 2022.

Read SEC document
January 20, 2022 Filed Jan 21, 2022 16:06 UTC GrantCommon Stock 375,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-004392 · doc4.xml · nonDerivative · entry 1

DESHARNAIS DAVID PHILIP · CIK 0001899772 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

F1 · balance_after: Consists of 375,000 Restricted Stock Units ("RSUs") which shall vest in three equal installments on January 17, 2023, January 17, 2024 and January 17, 2025.

Read SEC document
January 20, 2022 Filed Jan 21, 2022 16:20 UTC GrantCommon Stock 45,832 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-004422 · doc4.xml · nonDerivative · entry 1

Croxton Steven D · CIK 0001781099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,502

F1 · shares: Consists of 45,832 restricted stock units ("RSUs") which vest on March 15, 2023.

F2 · balance_after: Includes the 45,832 RSUs as set forth in Footnote 1, and 9,335 RSUs which vest on March 15, 2022.

Read SEC document
January 20, 2022 Filed Jan 21, 2022 16:21 UTC GrantCommon Stock 45,832 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-004424 · doc4.xml · nonDerivative · entry 1

Goord Glenn S · CIK 0001712931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,502

F1 · shares: Includes 45,832 restricted stock units ("RSUs") which shall vest on March 15, 2023.

F2 · balance_after: Includes the 45,832 RSUs as set forth in Footnote 1, and 9,335 RSUs which shall vest on March 15, 2022.

Read SEC document
January 20, 2022 Filed Jan 21, 2022 16:17 UTC GrantCommon Stock 45,832 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-004411 · doc4.xml · nonDerivative · entry 1

Nathan Richard A · CIK 0001711769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,675,422

F1 · shares: Consists of 45,832 restricted stock units ("RSUs") which shall vest on March 15, 2023.

F2 · balance_after: Includes the 45,832 RSUs as set forth in Footnote 1, and 9,335 RSUs which vest on March 15, 2022.

Read SEC document
January 20, 2022 Filed Jan 21, 2022 16:18 UTC GrantCommon Stock 45,832 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-004416 · doc4.xml · nonDerivative · entry 1

HANLON DAVID PATRICK · CIK 0001259471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,502

F1 · shares: Consists of 45,832 restricted stock units ("RSUs") which shall vest on March 15, 2023.

F2 · balance_after: Includes the 45,832 RSUs as set forth in Footnote 1, and 9,335 RSUs which vest on March 15, 2022.

Read SEC document
January 12, 2022 Filed Jan 13, 2023 16:06 UTC GrantCommon Stock 20,378 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-003277 · doc4.xml · nonDerivative · entry 1

Goord Glenn S · CIK 0001712931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,880

F1 · shares: Includes 20,378 restricted stock units ("RSUs") which shall vest on March 15, 2024.

F2 · balance_after: Includes the 20,378 RSUs as set forth in Footnote 1, and 45,832 RSUs which shall vest on March 15, 2023.

Read SEC document
December 13, 2021 Filed Dec 13, 2021 17:05 UTC PurchaseCommon Stock 1,000 $6.20 $6,200.00
Disclosure

SEC source: 0001209191-21-069279 · doc4.xml · nonDerivative · entry 1

Hen Eyal · CIK 0001777158 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,034

F1 · balance_after: Includes 33,333 restricted stock units ("RSUs") which shall vest in two equal installments on February 21, 2022 and February 21, 2023, respectively; and 10,000 RSUs which shall vest in three equal installments on March 17, 2022, March 17, 2023 and March 17, 2024, respectively.

Read SEC document
November 17, 2021 Filed Nov 18, 2021 01:36 UTC
BERMAN ROBERT ALANDirector · Chief Executive Officer
PurchaseCommon Stock 75,000 $7.13 $534,750.00
Disclosure

SEC source: 0001209191-21-065330 · doc4.xml · nonDerivative · entry 1

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,219

F1 · price: This transaction was executed in multiple trades at prices ranging from $6.79 to $7.32. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.

F2 · balance_after: Includes 26,610 restricted stock units which shall vest on March 15, 2022.

Read SEC document
November 17, 2021 Filed Nov 17, 2021 20:37 UTC PurchaseCommon Stock 2,000 $6.44 $12,880.00
Disclosure

SEC source: 0001209191-21-065332 · doc4.xml · nonDerivative · entry 1

Hen Eyal · CIK 0001777158 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,034

F1 · balance_after: Includes 33,333 restricted stock units ("RSUs") which shall vest in two equal installments on February 21, 2022 and February 21, 2023, respectively; and 10,000 RSUs which shall vest in three equal installments on March 17, 2022, March 17, 2023 and March 17, 2024, respectively.

Read SEC document
November 17, 2021 Filed Nov 17, 2021 20:37 UTC PurchaseCommon Stock 10,000 $7.03 $70,300.00
Disclosure

SEC source: 0001209191-21-065331 · doc4.xml · nonDerivative · entry 1

Goord Glenn S · CIK 0001712931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,670

F1 · balance_after: Includes 9,335 restricted stock units which shall vest on March 15, 2022.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 19:18 UTC
Maital Noam ShaiCEO, Waycare Technologies Ltd.
GrantCommon Stock 255,284 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-063269 · doc4.xml · nonDerivative · entry 1

Maital Noam Shai · CIK 0001878336 · CEO, Waycare Technologies Ltd.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 981,978

F1 · shares: Consists of 255,284 restricted stock units ("RSUs"), which shall vest in three equal installments on August 18, 2022, August 18, 2023 and August 18, 2024. As previously disclosed in the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on August 19, 2021, a pool of 686,248 RSUs was reserved for issuance to the continuing employees of Waycare Technologies Ltd. ("Waycare") in connection with the Company's acquisition of Waycare. Mr. Maital's 255,284 RSUs represent his total allotment from the pool. The RSUs have been issued in accordance with and are subject to the terms of Company's 2017 Equity Award Plan, as amended and restated.

F1 · balance_after: Consists of 255,284 restricted stock units ("RSUs"), which shall vest in three equal installments on August 18, 2022, August 18, 2023 and August 18, 2024. As previously disclosed in the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on August 19, 2021, a pool of 686,248 RSUs was reserved for issuance to the continuing employees of Waycare Technologies Ltd. ("Waycare") in connection with the Company's acquisition of Waycare. Mr. Maital's 255,284 RSUs represent his total allotment from the pool. The RSUs have been issued in accordance with and are subject to the terms of Company's 2017 Equity Award Plan, as amended and restated.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 01:50 UTC
Hill Matthew AnthonyChief Science Officer
SaleCommon Stock 100,000 $10.11 $1,010,920.00
Disclosure

SEC source: 0001209191-21-057199 · doc4.xml · nonDerivative · entry 2

Hill Matthew Anthony · CIK 0001770697 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ClosedRPLA Holdings, Inc.

Disclosed balance after: 1,286,669

F1 · shares: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by the reporting person effective August 18, 2021.

F3 · price: This transaction was executed in multiple trades at prices ranging from $10.00 to $10.38. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 01:50 UTC
Hill Matthew AnthonyChief Science Officer
SaleCommon Stock 200,000 $9.04 $1,807,240.00
Disclosure

SEC source: 0001209191-21-057199 · doc4.xml · nonDerivative · entry 1

Hill Matthew Anthony · CIK 0001770697 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ClosedRPLA Holdings, Inc.

Disclosed balance after: 1,386,669

F1 · shares: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by the reporting person effective August 18, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $8.65 to $9.40. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.

Read SEC document
September 16, 2021 Filed Sep 17, 2021 20:14 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001209191-21-056765 · doc4.xml · derivative · entry 3

Hillman Rodney · CIK 0001618171 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2027-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2021 Filed Sep 17, 2021 20:14 UTC SaleCommon Stock 5,747 $10.00 $57,485.52
Disclosure

SEC source: 0001209191-21-056765 · doc4.xml · nonDerivative · entry 2

Hillman Rodney · CIK 0001618171 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,998

F2 · shares: Reflects a "sale to cover" transaction in connection with the reporting person's exercise of stock options to satisfy the payment of the exercise price of the stock options.

F3 · price: This transaction was executed in multiple trades at prices ranging from $9.96 to $10.03. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.

F1 · balance_after: Includes 16,666 restricted stock units which vest in equal installments on February 21, 2022 and February 21, 2023, the second and third anniversaries of the grant date.

Read SEC document
September 16, 2021 Filed Sep 17, 2021 20:14 UTC Exercise / conversionCommon Stock 15,000 $3.81 $57,150.00
Disclosure

SEC source: 0001209191-21-056765 · doc4.xml · nonDerivative · entry 1

Hillman Rodney · CIK 0001618171 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 16,666 restricted stock units which vest in equal installments on February 21, 2022 and February 21, 2023, the second and third anniversaries of the grant date.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:33 UTC
BERMAN ROBERT ALANDirector · Chief Executive Officer · 10% owner
GiftCommon Stock 775,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-21-002296 · form412577001_09172021.xml · nonDerivative · entry 3

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner

Avon Road Partners, L.P. · CIK 0001513361 · 10% owner

Rekor Holdings LLC · CIK 0001824501 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avon Road Partners, L.P.

Disclosed balance after: 2,165,104

F5 · kind: Avon Road Partners, L.P. ("Avon Road") transferred 775,000 shares of Common Stock to a trust of which Avon Road is a beneficiary, but has no investment control over the securities held by the trust. The reporting persons no longer have a beneficial ownership in the transferred shares.

F5 · price: Avon Road Partners, L.P. ("Avon Road") transferred 775,000 shares of Common Stock to a trust of which Avon Road is a beneficiary, but has no investment control over the securities held by the trust. The reporting persons no longer have a beneficial ownership in the transferred shares.

F3 · balance_after: As a result of the transactions disclosed herein the reporting persons are no longer 10% owners of the Common Stock.

F6 · ownership.nature: Mr. Berman is the general partner of Avon Road.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:33 UTC
BERMAN ROBERT ALANDirector · Chief Executive Officer · 10% owner
OtherCommon Stock 2,725,836 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-21-002296 · form412577001_09172021.xml · nonDerivative · entry 2

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner

Avon Road Partners, L.P. · CIK 0001513361 · 10% owner

Rekor Holdings LLC · CIK 0001824501 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rekor Holdings LLC

Disclosed balance after: 0

F1 · kind: On September 15, 2021, Rekor Holdings LLC dissolved and distributed its assets in accordance with the its organizational documents in a transaction exempt from Section 16 pursuant to Rule 16a-13 or otherwise. As a result, Rekor Holdings LLC distributed shares 2,725,836 of Common Stock to its members pro rata pursuant to the terms of the operating agreement, including Mr. Berman who received 849,999 shares of Common Stock.

F1 · price: On September 15, 2021, Rekor Holdings LLC dissolved and distributed its assets in accordance with the its organizational documents in a transaction exempt from Section 16 pursuant to Rule 16a-13 or otherwise. As a result, Rekor Holdings LLC distributed shares 2,725,836 of Common Stock to its members pro rata pursuant to the terms of the operating agreement, including Mr. Berman who received 849,999 shares of Common Stock.

F3 · balance_after: As a result of the transactions disclosed herein the reporting persons are no longer 10% owners of the Common Stock.

F4 · ownership.nature: Mr. Berman was the manager of Rekor Holdings LLC and maintained voting and dispositive power over the Common Stock.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:33 UTC
BERMAN ROBERT ALANDirector · Chief Executive Officer · 10% owner
OtherCommon Stock 849,999 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-21-002296 · form412577001_09172021.xml · nonDerivative · entry 1

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner

Avon Road Partners, L.P. · CIK 0001513361 · 10% owner

Rekor Holdings LLC · CIK 0001824501 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 925,219

F1 · kind: On September 15, 2021, Rekor Holdings LLC dissolved and distributed its assets in accordance with the its organizational documents in a transaction exempt from Section 16 pursuant to Rule 16a-13 or otherwise. As a result, Rekor Holdings LLC distributed shares 2,725,836 of Common Stock to its members pro rata pursuant to the terms of the operating agreement, including Mr. Berman who received 849,999 shares of Common Stock.

F1 · price: On September 15, 2021, Rekor Holdings LLC dissolved and distributed its assets in accordance with the its organizational documents in a transaction exempt from Section 16 pursuant to Rule 16a-13 or otherwise. As a result, Rekor Holdings LLC distributed shares 2,725,836 of Common Stock to its members pro rata pursuant to the terms of the operating agreement, including Mr. Berman who received 849,999 shares of Common Stock.

F2 · balance_after: Consists of 26,610 Restricted Stock Units ("RSUs") which shall vest on March 15, 2022.

F3 · balance_after: As a result of the transactions disclosed herein the reporting persons are no longer 10% owners of the Common Stock.

Read SEC document
September 09, 2021 Filed Sep 10, 2021 16:25 UTC
Kadoch ChristopherChief Technology Officer
SaleCommon Stock 6,000 $12.61 $75,670.80
Disclosure

SEC source: 0001209191-21-055449 · doc4.xml · nonDerivative · entry 1

Kadoch Christopher · CIK 0001802401 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,969

F1 · balance_after: Includes 25,000 restricted stock units ("RSUs") which vest on February 3, 2022, the second anniversary of the grant date; and 10,000 RSUs which vest in three equal installments on March 17, 2022, March 17, 2023 and March 17, 2024, the first, second and third anniversaries of the grant date, respectively.

Read SEC document
August 23, 2021 Filed Aug 23, 2021 12:54 UTC Exercise / conversionEmployee Stock Options (right to buy) · Derivative 33,334 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001209191-21-052906 · doc4.xml · derivative · entry 2

Hillman Rodney · CIK 0001618171 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,666

Underlying: Common Stock · 33,334 shares

Expires 2029-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 33,334 options vested in equal installments on May 8, 2020 and May 8, 2021, the first and second anniversaries of the grant date, respectively. The remaining 16,666 options vest on May 8, 2022, the third anniversary of the grant date.

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August 23, 2021 Filed Aug 23, 2021 12:54 UTC Exercise / conversionCommon Stock 33,334 $0.80 $26,667.20
Disclosure

SEC source: 0001209191-21-052906 · doc4.xml · nonDerivative · entry 1

Hillman Rodney · CIK 0001618171 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 16,666 restricted stock units which vest in equal installments on February 21, 2022 and February 21, 2023, the second and third anniversaries of the grant date.

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August 18, 2021 Filed Aug 20, 2021 17:12 UTC
Maital Noam ShaiCEO, Waycare Technologies Ltd.
GrantCommon Stock 726,694 $7.29 $5,294,692.48
Disclosure

SEC source: 0001209191-21-052799 · doc4.xml · nonDerivative · entry 1

Maital Noam Shai · CIK 0001878336 · CEO, Waycare Technologies Ltd.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726,694

F1 · price: As disclosed in the Company's Current Report on Form 8-K, as filed with the SEC on August 19, 2021 (the "Form 8-K"), the shares of Common Stock were issued as partial consideration for the acquisition of Waycare Technologies Ltd. pursuant to the terms of the Purchase Agreement, as defined in the Form 8-K.

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July 12, 2021 Filed Jul 12, 2021 18:05 UTC
DUNBAR MICHAEL DAVIDChief Revenue Officer
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046324 · doc4.xml · nonDerivative · entry 1

DUNBAR MICHAEL DAVID · CIK 0001865832 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · balance_after: Consists of 50,000 Restricted Stock Units ("RSUs") which shall vest in three installments on the next three anniversaries of the grant date beginning on July 12, 2022 and ending on July 12, 2024.

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May 12, 2021 Filed May 20, 2021 23:23 UTC SaleCommon Stock 400,000 $10.03 $4,012,000.00
Disclosure

SEC source: 0000899243-21-020264 · doc4.xml · nonDerivative · entry 7

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,936,957.64

F1 · ownership.nature: The amount of profit, if any, potentially recoverable by Rekor Systems, Inc. (the "Issuer") from the reported transactions will be remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC ("Goldman Sachs" and together with GS Group, the "Reporting Persons"). Goldman Sachs is a subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F3 · ownership.nature: The Common Stock of the Issuer reported herein as indirectly purchased were beneficially owned directly by Goldman Sachs and indirectly by GS Group.

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May 12, 2021 Filed May 20, 2021 23:23 UTC PurchaseCommon Stock 25 $10.19 $254.75
Disclosure

SEC source: 0000899243-21-020264 · doc4.xml · nonDerivative · entry 6

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,336,957.64

F1 · ownership.nature: The amount of profit, if any, potentially recoverable by Rekor Systems, Inc. (the "Issuer") from the reported transactions will be remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC ("Goldman Sachs" and together with GS Group, the "Reporting Persons"). Goldman Sachs is a subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F3 · ownership.nature: The Common Stock of the Issuer reported herein as indirectly purchased were beneficially owned directly by Goldman Sachs and indirectly by GS Group.

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May 12, 2021 Filed May 20, 2021 23:23 UTC PurchaseCommon Stock 80 $10.07 $805.60
Disclosure

SEC source: 0000899243-21-020264 · doc4.xml · nonDerivative · entry 5

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,336,932.64

F1 · ownership.nature: The amount of profit, if any, potentially recoverable by Rekor Systems, Inc. (the "Issuer") from the reported transactions will be remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC ("Goldman Sachs" and together with GS Group, the "Reporting Persons"). Goldman Sachs is a subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F3 · ownership.nature: The Common Stock of the Issuer reported herein as indirectly purchased were beneficially owned directly by Goldman Sachs and indirectly by GS Group.

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May 12, 2021 Filed May 20, 2021 23:23 UTC PurchaseCommon Stock 500 $10.14 $5,070.00
Disclosure

SEC source: 0000899243-21-020264 · doc4.xml · nonDerivative · entry 4

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,336,852.64

F1 · ownership.nature: The amount of profit, if any, potentially recoverable by Rekor Systems, Inc. (the "Issuer") from the reported transactions will be remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC ("Goldman Sachs" and together with GS Group, the "Reporting Persons"). Goldman Sachs is a subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F3 · ownership.nature: The Common Stock of the Issuer reported herein as indirectly purchased were beneficially owned directly by Goldman Sachs and indirectly by GS Group.

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May 12, 2021 Filed May 20, 2021 23:23 UTC PurchaseCommon Stock 375 $10.12 $3,795.00
Disclosure

SEC source: 0000899243-21-020264 · doc4.xml · nonDerivative · entry 3

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,336,352.64

F1 · ownership.nature: The amount of profit, if any, potentially recoverable by Rekor Systems, Inc. (the "Issuer") from the reported transactions will be remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC ("Goldman Sachs" and together with GS Group, the "Reporting Persons"). Goldman Sachs is a subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F3 · ownership.nature: The Common Stock of the Issuer reported herein as indirectly purchased were beneficially owned directly by Goldman Sachs and indirectly by GS Group.

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May 12, 2021 Filed May 20, 2021 23:23 UTC PurchaseCommon Stock 1,500 $9.97 $14,955.00
Disclosure

SEC source: 0000899243-21-020264 · doc4.xml · nonDerivative · entry 2

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,335,977.64

F1 · ownership.nature: The amount of profit, if any, potentially recoverable by Rekor Systems, Inc. (the "Issuer") from the reported transactions will be remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC ("Goldman Sachs" and together with GS Group, the "Reporting Persons"). Goldman Sachs is a subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F3 · ownership.nature: The Common Stock of the Issuer reported herein as indirectly purchased were beneficially owned directly by Goldman Sachs and indirectly by GS Group.

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May 12, 2021 Filed May 20, 2021 23:23 UTC PurchaseCommon Stock 25 $10.15 $253.75
Disclosure

SEC source: 0000899243-21-020264 · doc4.xml · nonDerivative · entry 1

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,334,477.64

F1 · ownership.nature: The amount of profit, if any, potentially recoverable by Rekor Systems, Inc. (the "Issuer") from the reported transactions will be remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC ("Goldman Sachs" and together with GS Group, the "Reporting Persons"). Goldman Sachs is a subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F3 · ownership.nature: The Common Stock of the Issuer reported herein as indirectly purchased were beneficially owned directly by Goldman Sachs and indirectly by GS Group.

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March 17, 2021 Filed Mar 19, 2021 16:30 UTC
Kadoch ChristopherChief Technology Officer
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022088 · doc4.xml · nonDerivative · entry 1

Kadoch Christopher · CIK 0001802401 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,969

F1 · shares: Consists of 10,000 Restricted Stock Units ("RSUs") which shall vest in three installments on the next three anniversaries of the grant date beginning on March 17, 2022 and ending on March 17, 2024.

F2 · balance_after: Includes 25,000 RSUs which shall vest on February 3, 2022, the second anniversary of the grant date; and 10,000 newly granted RSUs which shall vest as indicated in Footnote 1.

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March 17, 2021 Filed Mar 19, 2021 20:30 UTC
BERMAN ROBERT ALANDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 53,220 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022090 · doc4.xml · nonDerivative · entry 1

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner

Avon Road Partners, L.P. · CIK 0001513361 · 10% owner

Rekor Holdings LLC · CIK 0001824501 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,220

F1 · shares: Consists of 53,220 Restricted Stock Units ("RSUs") which shall vest in two equal installments as follows: the first half shall vest on May 15, 2021 and the second half shall vest on March 15, 2022.

F2 · balance_after: Includes 53,220 RSUs as set forth in Footnote 1.

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March 17, 2021 Filed Mar 19, 2021 16:30 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022087 · doc4.xml · nonDerivative · entry 1

Hen Eyal · CIK 0001777158 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,034

F1 · shares: Consists of 10,000 Restricted Stock Units ("RSUs") which shall vest in three installments on the next three anniversaries of the grant date beginning on March 17, 2022 and ending on March 17, 2024.

F2 · balance_after: Includes 33,333 RSUs which shall vest in equal installments on the second and third anniversaries of the grant date, February 21, 2022 and February 21, 2023, respectively; and 10,000 newly granted RSUs which shall vest as indicated in Footnote 1.

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March 17, 2021 Filed Mar 19, 2021 16:30 UTC
Latifullah RiazEVP - Corporate Development
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022089 · doc4.xml · nonDerivative · entry 1

Latifullah Riaz · CIK 0001612404 · EVP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · shares: Consists of 5,000 Restricted Stock Units ("RSUs") which shall vest in three installments on the next three anniversaries of the grant date beginning on March 17, 2022 and ending on March 17, 2024.

F1 · balance_after: Consists of 5,000 Restricted Stock Units ("RSUs") which shall vest in three installments on the next three anniversaries of the grant date beginning on March 17, 2022 and ending on March 17, 2024.

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February 21, 2021 Filed Feb 23, 2021 17:00 UTC Tax withholdingCommon Stock 5,191 $16.95 $87,987.45
Disclosure

SEC source: 0001209191-21-013277 · doc4.xml · nonDerivative · entry 1

Hen Eyal · CIK 0001777158 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,034

F1 · shares: Consists of 5,191 shares withheld for tax purposes in connection with the vesting of 16,667 Restricted Stock Units ("RSUs") on February 21, 2021.

F2 · balance_after: Includes the remaining 33,333 RSUs which shall vest in equal installments on the second and third anniversaries of the grant date.

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February 21, 2021 Filed Feb 23, 2021 17:00 UTC Tax withholdingCommon Stock 2,822 $16.95 $47,832.90
Disclosure

SEC source: 0001209191-21-013278 · doc4.xml · nonDerivative · entry 1

Hillman Rodney · CIK 0001618171 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,411

F1 · shares: Consists of 2,822 shares withheld for tax purposes in connection with the vesting of 8,334 Restricted Stock Units ("RSUs") on February 21, 2021.

F2 · balance_after: Includes the remaining 16,666 RSUs which shall vest in equal installments on the second and third anniversaries of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.