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Rekor Holdings LLC

Disclosed activity across 1 company

Tapewire entity
135405
SEC CIK
0001824501

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Rekor Systems, Inc.REKR · Entity 699910% ownerSeptember 15, 2021September 17, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Rekor Systems, Inc.

Report date September 15, 2021 · Filed September 17, 2021

Jointly reported with BERMAN ROBERT ALAN, Avon Road Partners, L.P.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect925,219 Reported balance After 2021-09-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-09-15 · Other · Acquired 849,999 · Balance 925,219

F1: On September 15, 2021, Rekor Holdings LLC dissolved and distributed its assets in accordance with the its organizational documents in a transaction exempt from Section 16 pursuant to Rule 16a-13 or otherwise. As a result, Rekor Holdings LLC distributed shares 2,725,836 of Common Stock to its members pro rata pursuant to the terms of the operating agreement, including Mr. Berman who received 849,999 shares of Common Stock.

F2: Consists of 26,610 Restricted Stock Units ("RSUs") which shall vest on March 15, 2022.

F3: As a result of the transactions disclosed herein the reporting persons are no longer 10% owners of the Common Stock.

Common StockSEC Table I · non-derivativeIndirectBy Rekor Holdings LLC0 Reported balance After 2021-09-15 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2021-09-15 · Other · Disposed 2,725,836 · Balance 0

F1: On September 15, 2021, Rekor Holdings LLC dissolved and distributed its assets in accordance with the its organizational documents in a transaction exempt from Section 16 pursuant to Rule 16a-13 or otherwise. As a result, Rekor Holdings LLC distributed shares 2,725,836 of Common Stock to its members pro rata pursuant to the terms of the operating agreement, including Mr. Berman who received 849,999 shares of Common Stock.

F3: As a result of the transactions disclosed herein the reporting persons are no longer 10% owners of the Common Stock.

F4: Mr. Berman was the manager of Rekor Holdings LLC and maintained voting and dispositive power over the Common Stock.

Common StockSEC Table I · non-derivativeIndirectBy Avon Road Partners, L.P.2,165,104 Reported balance After 2021-09-15 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2021-09-15 · Gift · Disposed 775,000 · Balance 2,165,104

F5: Avon Road Partners, L.P. ("Avon Road") transferred 775,000 shares of Common Stock to a trust of which Avon Road is a beneficiary, but has no investment control over the securities held by the trust. The reporting persons no longer have a beneficial ownership in the transferred shares.

F3: As a result of the transactions disclosed herein the reporting persons are no longer 10% owners of the Common Stock.

F6: Mr. Berman is the general partner of Avon Road.

Filing footnotes · ownership attribution and instrument terms

F1: On September 15, 2021, Rekor Holdings LLC dissolved and distributed its assets in accordance with the its organizational documents in a transaction exempt from Section 16 pursuant to Rule 16a-13 or otherwise. As a result, Rekor Holdings LLC distributed shares 2,725,836 of Common Stock to its members pro rata pursuant to the terms of the operating agreement, including Mr. Berman who received 849,999 shares of Common Stock.

F2: Consists of 26,610 Restricted Stock Units ("RSUs") which shall vest on March 15, 2022.

F3: As a result of the transactions disclosed herein the reporting persons are no longer 10% owners of the Common Stock.

F4: Mr. Berman was the manager of Rekor Holdings LLC and maintained voting and dispositive power over the Common Stock.

F5: Avon Road Partners, L.P. ("Avon Road") transferred 775,000 shares of Common Stock to a trust of which Avon Road is a beneficiary, but has no investment control over the securities held by the trust. The reporting persons no longer have a beneficial ownership in the transferred shares.

F6: Mr. Berman is the general partner of Avon Road.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2021 Filed Sep 17, 2021 20:33 UTC Rekor Systems, Inc. REKR · Entity 6999 GiftCommon Stock 775,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-21-002296 · form412577001_09172021.xml · nonDerivative · entry 3

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner

Avon Road Partners, L.P. · CIK 0001513361 · 10% owner

Rekor Holdings LLC · CIK 0001824501 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avon Road Partners, L.P.

Disclosed balance after: 2,165,104

F5 · kind: Avon Road Partners, L.P. ("Avon Road") transferred 775,000 shares of Common Stock to a trust of which Avon Road is a beneficiary, but has no investment control over the securities held by the trust. The reporting persons no longer have a beneficial ownership in the transferred shares.

F5 · price: Avon Road Partners, L.P. ("Avon Road") transferred 775,000 shares of Common Stock to a trust of which Avon Road is a beneficiary, but has no investment control over the securities held by the trust. The reporting persons no longer have a beneficial ownership in the transferred shares.

F3 · balance_after: As a result of the transactions disclosed herein the reporting persons are no longer 10% owners of the Common Stock.

F6 · ownership.nature: Mr. Berman is the general partner of Avon Road.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:33 UTC Rekor Systems, Inc. REKR · Entity 6999 OtherCommon Stock 2,725,836 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-21-002296 · form412577001_09172021.xml · nonDerivative · entry 2

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner

Avon Road Partners, L.P. · CIK 0001513361 · 10% owner

Rekor Holdings LLC · CIK 0001824501 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rekor Holdings LLC

Disclosed balance after: 0

F1 · kind: On September 15, 2021, Rekor Holdings LLC dissolved and distributed its assets in accordance with the its organizational documents in a transaction exempt from Section 16 pursuant to Rule 16a-13 or otherwise. As a result, Rekor Holdings LLC distributed shares 2,725,836 of Common Stock to its members pro rata pursuant to the terms of the operating agreement, including Mr. Berman who received 849,999 shares of Common Stock.

F1 · price: On September 15, 2021, Rekor Holdings LLC dissolved and distributed its assets in accordance with the its organizational documents in a transaction exempt from Section 16 pursuant to Rule 16a-13 or otherwise. As a result, Rekor Holdings LLC distributed shares 2,725,836 of Common Stock to its members pro rata pursuant to the terms of the operating agreement, including Mr. Berman who received 849,999 shares of Common Stock.

F3 · balance_after: As a result of the transactions disclosed herein the reporting persons are no longer 10% owners of the Common Stock.

F4 · ownership.nature: Mr. Berman was the manager of Rekor Holdings LLC and maintained voting and dispositive power over the Common Stock.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:33 UTC Rekor Systems, Inc. REKR · Entity 6999 OtherCommon Stock 849,999 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-21-002296 · form412577001_09172021.xml · nonDerivative · entry 1

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner

Avon Road Partners, L.P. · CIK 0001513361 · 10% owner

Rekor Holdings LLC · CIK 0001824501 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 925,219

F1 · kind: On September 15, 2021, Rekor Holdings LLC dissolved and distributed its assets in accordance with the its organizational documents in a transaction exempt from Section 16 pursuant to Rule 16a-13 or otherwise. As a result, Rekor Holdings LLC distributed shares 2,725,836 of Common Stock to its members pro rata pursuant to the terms of the operating agreement, including Mr. Berman who received 849,999 shares of Common Stock.

F1 · price: On September 15, 2021, Rekor Holdings LLC dissolved and distributed its assets in accordance with the its organizational documents in a transaction exempt from Section 16 pursuant to Rule 16a-13 or otherwise. As a result, Rekor Holdings LLC distributed shares 2,725,836 of Common Stock to its members pro rata pursuant to the terms of the operating agreement, including Mr. Berman who received 849,999 shares of Common Stock.

F2 · balance_after: Consists of 26,610 Restricted Stock Units ("RSUs") which shall vest on March 15, 2022.

F3 · balance_after: As a result of the transactions disclosed herein the reporting persons are no longer 10% owners of the Common Stock.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 20:30 UTC Rekor Systems, Inc. REKR · Entity 6999 GrantCommon Stock 53,220 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022090 · doc4.xml · nonDerivative · entry 1

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner

Avon Road Partners, L.P. · CIK 0001513361 · 10% owner

Rekor Holdings LLC · CIK 0001824501 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,220

F1 · shares: Consists of 53,220 Restricted Stock Units ("RSUs") which shall vest in two equal installments as follows: the first half shall vest on May 15, 2021 and the second half shall vest on March 15, 2022.

F2 · balance_after: Includes 53,220 RSUs as set forth in Footnote 1.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 22:03 UTC Rekor Systems, Inc. REKR · Entity 6999 GiftCommon Stock 375,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-20-003270 · form412578001_12182020.xml · nonDerivative · entry 2

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner

Avon Road Partners, L.P. · CIK 0001513361 · 10% owner

Rekor Holdings LLC · CIK 0001824501 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avon Road Partners, L.P.

Disclosed balance after: 2,940,104

F1 · security: Each of the reporting persons disclaims beneficial ownership of the Common Stock (as defined below) reported herein, except to the extent of his or its pecuniary interest therein.

F2 · price: Avon Road Partners, L.P. ("Avon Road") transferred 375,000 shares of common stock of Rekor Systems, Inc. (the "Common Stock") to a trust of which Avon Road is a beneficiary, but has no investment control over the securities held by the trust. The reporting persons no longer have a beneficial ownership in the transferred shares.

F3 · ownership.direct: Mr. Berman is the general partner of Avon Road Partners, L.P.

Read SEC document
September 16, 2020 Filed Sep 16, 2020 21:19 UTC Rekor Systems, Inc. REKR · Entity 6999 OtherCommon Stock 2,725,836 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-20-002415 · form412578003_09162020.xml · nonDerivative · entry 1

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer · 10% owner

Avon Road Partners, L.P. · CIK 0001513361 · 10% owner

Rekor Holdings LLC · CIK 0001824501 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

F1 · kind: On September 16, 2020, Robert A. Berman (the "Reporting Person") transferred his right to purchase 2,725,836 shares of common stock of Rekor Systems Inc. (the "Common Stock"), pursuant to a Stock Purchase Agreement (the "Agreement") with James K. McCarthy (the "Seller"), to Rekor Holdings LLC for no consideration. Pursuant to the terms of the Agreement, Rekor Holdings LLC purchased the shares of Common Stock from the Seller.

F1 · price: On September 16, 2020, Robert A. Berman (the "Reporting Person") transferred his right to purchase 2,725,836 shares of common stock of Rekor Systems Inc. (the "Common Stock"), pursuant to a Stock Purchase Agreement (the "Agreement") with James K. McCarthy (the "Seller"), to Rekor Holdings LLC for no consideration. Pursuant to the terms of the Agreement, Rekor Holdings LLC purchased the shares of Common Stock from the Seller.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.