Tapewire

Nasdaq · USD

RCKY

ROCKY BRANDS, INC.

Export transactions ↓
Tapewire entity
5833
SEC CIK
0000895456
Parsed reports
533

Last 12 months

Inside the activity.

2 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202517
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202614
Aug 202605
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 17, 2021 Filed Mar 19, 2021 18:25 UTC
Simms RichardPresident of Operations
Exercise / conversionCommon Stock, without par value 600 $13.42 $8,052.00
Disclosure

SEC source: 0001225208-21-005667 · doc4.xml · nonDerivative · entry 3

Simms Richard · CIK 0001516233 · President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 18:25 UTC
Simms RichardPresident of Operations
Exercise / conversionCommon Stock, without par value 1,200 $11.56 $13,872.00
Disclosure

SEC source: 0001225208-21-005667 · doc4.xml · nonDerivative · entry 2

Simms Richard · CIK 0001516233 · President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 18:25 UTC
Simms RichardPresident of Operations
Exercise / conversionCommon Stock, without par value 2,000 $11.55 $23,100.00
Disclosure

SEC source: 0001225208-21-005667 · doc4.xml · nonDerivative · entry 1

Simms Richard · CIK 0001516233 · President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 19:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001225208-21-005189 · doc4.xml · derivative · entry 5

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 2,000 shares

Expires 2022-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 19:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0001225208-21-005189 · doc4.xml · derivative · entry 4

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 4,000 shares

Expires 2023-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 19:30 UTC SaleCommon Stock, without par value 6,000 $46.36 $278,160.00
Disclosure

SEC source: 0001225208-21-005189 · doc4.xml · nonDerivative · entry 3

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,234

F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $46.35 to $46.75. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 19:30 UTC Exercise / conversionCommon Stock, without par value 2,000 $11.55 $23,100.00
Disclosure

SEC source: 0001225208-21-005189 · doc4.xml · nonDerivative · entry 2

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 19:30 UTC Exercise / conversionCommon Stock, without par value 4,000 $18.90 $75,600.00
Disclosure

SEC source: 0001225208-21-005189 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 19:48 UTC SaleCommon Stock, without par value 1,070 $46.59 $49,848.84
Disclosure

SEC source: 0001225208-21-005027 · doc4.xml · nonDerivative · entry 1

STEWART JAMES L · CIK 0001216614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,755

Read SEC document
March 08, 2021 Filed Mar 10, 2021 19:48 UTC SaleCommon Stock, without par value 7,500 $45.07 $338,025.00
Disclosure

SEC source: 0001225208-21-005028 · doc4.xml · nonDerivative · entry 3

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,522

F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $44.95 to $45.56. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:14 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $29.43 $0.00
Disclosure

SEC source: 0001225208-21-004755 · doc4.xml · derivative · entry 4

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 4,000 shares

Expires 2025-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:14 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $26.00 $0.00
Disclosure

SEC source: 0001225208-21-004755 · doc4.xml · derivative · entry 3

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 4,000 shares

Expires 2024-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:14 UTC Exercise / conversionCommon Stock, without par value 4,000 $26.00 $104,000.00
Disclosure

SEC source: 0001225208-21-004755 · doc4.xml · nonDerivative · entry 2

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:14 UTC Exercise / conversionCommon Stock, without par value 4,000 $29.43 $117,720.00
Disclosure

SEC source: 0001225208-21-004755 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 20:24 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001225208-21-004180 · doc4.xml · derivative · entry 3

Haning G Courtney · CIK 0001290422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 2,000 shares

Expires 2022-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 20:24 UTC SaleCommon Stock, without par value 2,000 $45.38 $90,760.00
Disclosure

SEC source: 0001225208-21-004180 · doc4.xml · nonDerivative · entry 2

Haning G Courtney · CIK 0001290422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,534

Read SEC document
March 01, 2021 Filed Mar 2, 2021 20:24 UTC Exercise / conversionCommon Stock, without par value 2,000 $11.55 $23,100.00
Disclosure

SEC source: 0001225208-21-004180 · doc4.xml · nonDerivative · entry 1

Haning G Courtney · CIK 0001290422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:25 UTC
Wortham ByronPresident, Core Brands
Exercise / conversionStock Option (right to buy) · Derivative 400 $0.00 Strike: $11.56 $0.00
Disclosure

SEC source: 0001225208-21-004543 · doc4.xml · derivative · entry 8

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 400 shares

Expires 2026-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:25 UTC
Wortham ByronPresident, Core Brands
Exercise / conversionStock Option (right to buy) · Derivative 800 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001225208-21-004543 · doc4.xml · derivative · entry 7

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Underlying: Common Stock, without par value · 800 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:25 UTC
Wortham ByronPresident, Core Brands
Exercise / conversionStock Option (right to buy) · Derivative 1,000 $0.00 Strike: $26.00 $0.00
Disclosure

SEC source: 0001225208-21-004543 · doc4.xml · derivative · entry 6

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock, without par value · 1,000 shares

Expires 2029-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:25 UTC
Wortham ByronPresident, Core Brands
Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0001225208-21-004543 · doc4.xml · derivative · entry 5

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock, without par value · 2,000 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:25 UTC
Wortham ByronPresident, Core Brands
Exercise / conversionCommon Stock, without par value 400 $11.56 $4,624.00
Disclosure

SEC source: 0001225208-21-004543 · doc4.xml · nonDerivative · entry 4

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:25 UTC
Wortham ByronPresident, Core Brands
Exercise / conversionCommon Stock, without par value 800 $11.55 $9,240.00
Disclosure

SEC source: 0001225208-21-004543 · doc4.xml · nonDerivative · entry 3

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:25 UTC
Wortham ByronPresident, Core Brands
Exercise / conversionCommon Stock, without par value 1,000 $26.00 $26,000.00
Disclosure

SEC source: 0001225208-21-004543 · doc4.xml · nonDerivative · entry 2

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:25 UTC
Wortham ByronPresident, Core Brands
Exercise / conversionCommon Stock, without par value 2,000 $18.90 $37,800.00
Disclosure

SEC source: 0001225208-21-004543 · doc4.xml · nonDerivative · entry 1

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:24 UTC
Wortham ByronPresident, Core Brands
SaleCommon Stock, without par value 1,100 $43.13 $47,443.00
Disclosure

SEC source: 0001225208-21-004181 · doc4.xml · nonDerivative · entry 1

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 04, 2021 Filed Jan 5, 2021 20:49 UTC GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $28.07 $0.00
Disclosure

SEC source: 0001225208-21-000217 · doc4.xml · derivative · entry 2

Winbigler Tracie A. · CIK 0001788123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, without par value · 5,000 shares

Expires 2026-01-04

F1 · derivative.exercise_date: Options vest 25% on each of March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 20:49 UTC GrantCommon Stock, without par value 285 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000217 · doc4.xml · nonDerivative · entry 1

Winbigler Tracie A. · CIK 0001788123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,817

Read SEC document
January 04, 2021 Filed Jan 5, 2021 20:49 UTC GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $28.07 $0.00
Disclosure

SEC source: 0001225208-21-000216 · doc4.xml · derivative · entry 2

STEWART JAMES L · CIK 0001216614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, without par value · 5,000 shares

Expires 2026-01-04

F1 · derivative.exercise_date: Options vest 25% on each of March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 20:49 UTC GrantCommon Stock, without par value 285 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000216 · doc4.xml · nonDerivative · entry 1

STEWART JAMES L · CIK 0001216614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,825

Read SEC document
January 04, 2021 Filed Jan 5, 2021 20:49 UTC GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $28.07 $0.00
Disclosure

SEC source: 0001225208-21-000215 · doc4.xml · derivative · entry 2

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, without par value · 5,000 shares

Expires 2026-01-04

F1 · derivative.exercise_date: Options vest 25% on each of March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 20:49 UTC GrantCommon Stock, without par value 285 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000215 · doc4.xml · nonDerivative · entry 1

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,587

Read SEC document
January 04, 2021 Filed Jan 5, 2021 20:49 UTC
LOVELAND CURTIS ADirector · Secretary
GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $28.07 $0.00
Disclosure

SEC source: 0001225208-21-000214 · doc4.xml · derivative · entry 3

LOVELAND CURTIS A · CIK 0000905223 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, without par value · 5,000 shares

Expires 2026-01-04

F1 · derivative.exercise_date: Options vest 25% on each of March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 20:49 UTC
LOVELAND CURTIS ADirector · Secretary
GrantCommon Stock, without par value 285 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000214 · doc4.xml · nonDerivative · entry 1

LOVELAND CURTIS A · CIK 0000905223 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,933

Read SEC document
January 04, 2021 Filed Jan 5, 2021 20:49 UTC GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $28.07 $0.00
Disclosure

SEC source: 0001225208-21-000213 · doc4.xml · derivative · entry 2

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, without par value · 5,000 shares

Expires 2026-01-04

F1 · derivative.exercise_date: Options vest 25% on each of March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 20:49 UTC GrantCommon Stock, without par value 285 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000213 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,005

Read SEC document
January 04, 2021 Filed Jan 5, 2021 20:49 UTC GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $28.07 $0.00
Disclosure

SEC source: 0001225208-21-000212 · doc4.xml · derivative · entry 2

Haning G Courtney · CIK 0001290422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, without par value · 5,000 shares

Expires 2026-01-04

F1 · derivative.exercise_date: Options vest 25% on each of March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 20:49 UTC GrantCommon Stock, without par value 285 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000212 · doc4.xml · nonDerivative · entry 1

Haning G Courtney · CIK 0001290422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,534

Read SEC document
January 04, 2021 Filed Jan 5, 2021 20:49 UTC GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $28.07 $0.00
Disclosure

SEC source: 0001225208-21-000211 · doc4.xml · derivative · entry 2

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, without par value · 5,000 shares

Expires 2026-01-04

F1 · derivative.exercise_date: Options vest 25% on each of March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 20:49 UTC GrantCommon Stock, without par value 285 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000211 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,234

Read SEC document
January 04, 2021 Filed Jan 5, 2021 20:48 UTC GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $28.07 $0.00
Disclosure

SEC source: 0001225208-21-000210 · doc4.xml · derivative · entry 2

CORLETT GLEN E · CIK 0001188615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, without par value · 5,000 shares

Expires 2026-01-04

F1 · derivative.exercise_date: Options vest 25% on each of March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 20:48 UTC GrantCommon Stock, without par value 285 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000210 · doc4.xml · nonDerivative · entry 1

CORLETT GLEN E · CIK 0001188615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,278

Read SEC document
January 04, 2021 Filed Jan 5, 2021 20:48 UTC
BROOKS MIKEDirector · Chairman of the Board
GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $28.07 $0.00
Disclosure

SEC source: 0001225208-21-000209 · doc4.xml · derivative · entry 1

BROOKS MIKE · CIK 0000904913 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, without par value · 5,000 shares

Expires 2026-01-04

F1 · derivative.exercise_date: Options vest 25% on each of March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 20:48 UTC
Wortham ByronPresident, Core Brands
GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $28.07 $0.00
Disclosure

SEC source: 0001225208-21-000208 · doc4.xml · derivative · entry 1

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock, without par value · 6,000 shares

Expires 2031-01-04

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 20:48 UTC
Simms RichardPresident of Operations
GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $28.07 $0.00
Disclosure

SEC source: 0001225208-21-000207 · doc4.xml · derivative · entry 1

Simms Richard · CIK 0001516233 · President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock, without par value · 6,000 shares

Expires 2031-01-04

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 20:48 UTC
Robertson Thomas D.EVP, CFO & Treasurer
GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $28.07 $0.00
Disclosure

SEC source: 0001225208-21-000206 · doc4.xml · derivative · entry 1

Robertson Thomas D. · CIK 0001700768 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock, without par value · 6,000 shares

Expires 2031-01-04

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 20:48 UTC
Dixon David P.President, Sourcing and Mfg
GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $28.07 $0.00
Disclosure

SEC source: 0001225208-21-000205 · doc4.xml · derivative · entry 1

Dixon David P. · CIK 0001709434 · President, Sourcing and Mfg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock, without par value · 6,000 shares

Expires 2031-01-04

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 20:48 UTC
Brooks JasonDirector · President and CEO
GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $28.07 $0.00
Disclosure

SEC source: 0001225208-21-000204 · doc4.xml · derivative · entry 1

Brooks Jason · CIK 0001516425 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock, without par value · 6,000 shares

Expires 2031-01-04

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
December 16, 2020 Filed Mar 10, 2021 19:48 UTC GrantCommon Stock, without par value 12 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-005028 · doc4.xml · nonDerivative · entry 2

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,737

Read SEC document
November 16, 2020 Filed Nov 17, 2020 19:50 UTC GiftCommon Stock, without par value 3,300 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013585 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,949

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.