Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROCKY BRANDS, INC.RCKY · Entity 5833 | President of Operations | January 01, 2023 | January 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROCKY BRANDS, INC.
Report date January 01, 2023 · Filed January 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2026-01-01 | Direct | 3,386 |
Reported balance
After 2023-01-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-01-01 · Grant · Acquired 3,386 · Balance 3,386 F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2023 Filed Jan 4, 2023 19:51 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantRestricted Stock Unit · Derivative | 3,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000149 · doc4.xml · derivative · entry 1 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,386 Underlying: Common Stock, without par value · 3,386 shares Expires 2026-01-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 22:11 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0001225208-22-009606 · doc4.xml · derivative · entry 4 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, without par value · 1,000 shares Expires 2027-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 22:11 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $18.90 | $0.00 |
DisclosureSEC source: 0001225208-22-009606 · doc4.xml · derivative · entry 3 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock, without par value · 1,000 shares Expires 2028-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 22:11 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 1,000 | $11.55 | $11,550.00 |
DisclosureSEC source: 0001225208-22-009606 · doc4.xml · nonDerivative · entry 2 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,045 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 22:11 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 1,000 | $18.90 | $18,900.00 |
DisclosureSEC source: 0001225208-22-009606 · doc4.xml · nonDerivative · entry 1 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,045 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 22:45 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $39.80 | $0.00 |
DisclosureSEC source: 0001225208-22-000258 · doc4.xml · derivative · entry 1 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock, without par value · 5,000 shares Expires 2032-01-03 F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 18:25 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionStock Option (right to buy) · Derivative | 1,200 | $0.00 Strike: $11.56 | $0.00 |
DisclosureSEC source: 0001225208-21-005667 · doc4.xml · derivative · entry 6 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, without par value · 1,200 shares Expires 2026-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 18:25 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionStock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0001225208-21-005667 · doc4.xml · derivative · entry 5 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock, without par value · 2,000 shares Expires 2027-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 18:25 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionStock Option (right to buy) · Derivative | 600 | $0.00 Strike: $13.42 | $0.00 |
DisclosureSEC source: 0001225208-21-005667 · doc4.xml · derivative · entry 4 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, without par value · 600 shares Expires 2025-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 18:25 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 600 | $13.42 | $8,052.00 |
DisclosureSEC source: 0001225208-21-005667 · doc4.xml · nonDerivative · entry 3 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,045 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 18:25 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 1,200 | $11.56 | $13,872.00 |
DisclosureSEC source: 0001225208-21-005667 · doc4.xml · nonDerivative · entry 2 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 18:25 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 2,000 | $11.55 | $23,100.00 |
DisclosureSEC source: 0001225208-21-005667 · doc4.xml · nonDerivative · entry 1 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 20:48 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $28.07 | $0.00 |
DisclosureSEC source: 0001225208-21-000207 · doc4.xml · derivative · entry 1 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock, without par value · 6,000 shares Expires 2031-01-04 F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| January 04, 2020 Filed Jan 6, 2020 17:00 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionRestricted Stock Unit · Derivative | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000421 · doc4.xml · derivative · entry 3 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, without par value · 750 shares Expires 2020-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. F3 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant. Read SEC document |
| January 04, 2020 Filed Jan 6, 2020 17:00 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000421 · doc4.xml · nonDerivative · entry 1 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 17:00 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $29.43 | $0.00 |
DisclosureSEC source: 0001225208-20-000421 · doc4.xml · derivative · entry 2 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock, without par value · 5,000 shares Expires 2030-01-02 F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| July 26, 2019 Filed Jul 30, 2019 20:31 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionStock Option (right to buy) · Derivative | 1,800 | $0.00 Strike: $11.56 | $0.00 |
DisclosureSEC source: 0001225208-19-010650 · doc4.xml · derivative · entry 9 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 Underlying: Common Stock, without par value · 1,800 shares Expires 2026-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| July 26, 2019 Filed Jul 30, 2019 20:31 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionStock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0001225208-19-010650 · doc4.xml · derivative · entry 8 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock, without par value · 2,000 shares Expires 2027-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| July 26, 2019 Filed Jul 30, 2019 20:31 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionStock Option (right to buy) · Derivative | 900 | $0.00 Strike: $13.42 | $0.00 |
DisclosureSEC source: 0001225208-19-010650 · doc4.xml · derivative · entry 7 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600 Underlying: Common Stock, without par value · 900 shares Expires 2025-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| July 26, 2019 Filed Jul 30, 2019 20:31 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionStock Option (right to buy) · Derivative | 400 | $0.00 Strike: $14.57 | $0.00 |
DisclosureSEC source: 0001225208-19-010650 · doc4.xml · derivative · entry 6 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, without par value · 400 shares Expires 2024-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| July 26, 2019 Filed Jul 30, 2019 20:31 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | SaleCommon Stock, without par value | 8,200 | $30.24 | $247,977.02 |
DisclosureSEC source: 0001225208-19-010650 · doc4.xml · nonDerivative · entry 5 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,495 F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $30.00 to $30.75. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. Read SEC document |
| July 26, 2019 Filed Jul 30, 2019 20:31 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 400 | $14.57 | $5,828.00 |
DisclosureSEC source: 0001225208-19-010650 · doc4.xml · nonDerivative · entry 4 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2019 Filed Jul 30, 2019 20:31 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 900 | $13.42 | $12,078.00 |
DisclosureSEC source: 0001225208-19-010650 · doc4.xml · nonDerivative · entry 3 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2019 Filed Jul 30, 2019 20:31 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 1,800 | $11.56 | $20,808.00 |
DisclosureSEC source: 0001225208-19-010650 · doc4.xml · nonDerivative · entry 2 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2019 Filed Jul 30, 2019 20:31 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 2,000 | $11.55 | $23,100.00 |
DisclosureSEC source: 0001225208-19-010650 · doc4.xml · nonDerivative · entry 1 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 20:27 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | SaleCommon Stock, without par value | 1,750 | $30.03 | $52,547.60 |
DisclosureSEC source: 0001225208-19-003940 · doc4.xml · nonDerivative · entry 1 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,600 F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $30.00 to $30.11. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. Read SEC document |
| January 04, 2019 Filed Jan 9, 2019 20:17 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionRestricted Stock Unit · Derivative | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000768 · doc4.xml · derivative · entry 2 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 Underlying: Common Stock, without par value · 750 shares Expires 2020-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant. Read SEC document |
| January 04, 2019 Filed Jan 9, 2019 20:17 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000768 · doc4.xml · nonDerivative · entry 1 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,350 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 16:12 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $26.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000222 · doc4.xml · derivative · entry 3 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock, without par value · 5,000 shares Expires 2029-01-02 F3 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 16:12 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionRestricted Stock Unit · Derivative | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000222 · doc4.xml · derivative · entry 2 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, without par value · 750 shares Expires 2019-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 16:12 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000222 · doc4.xml · nonDerivative · entry 1 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 13:57 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionStock Option (right to buy) · Derivative | 1,500 | $0.00 Strike: $13.42 | $0.00 |
DisclosureSEC source: 0001225208-18-010721 · doc4.xml · derivative · entry 4 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock, without par value · 1,500 shares Expires 2025-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 13:57 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionStock Option (right to buy) · Derivative | 1,600 | $0.00 Strike: $14.57 | $0.00 |
DisclosureSEC source: 0001225208-18-010721 · doc4.xml · derivative · entry 3 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Underlying: Common Stock, without par value · 1,600 shares Expires 2024-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 13:57 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 1,500 | $13.42 | $20,130.00 |
DisclosureSEC source: 0001225208-18-010721 · doc4.xml · nonDerivative · entry 2 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 13:57 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 1,600 | $14.57 | $23,312.00 |
DisclosureSEC source: 0001225208-18-010721 · doc4.xml · nonDerivative · entry 1 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,350 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2018 Filed Jun 13, 2018 16:06 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | SaleCommon Stock, without par value | 2,496 | $29.12 | $72,683.52 |
DisclosureSEC source: 0001225208-18-010599 · doc4.xml · nonDerivative · entry 2 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 F2 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $29.00 to $29.25. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 16:06 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | SaleCommon Stock, without par value | 1,504 | $29.02 | $43,641.27 |
DisclosureSEC source: 0001225208-18-010599 · doc4.xml · nonDerivative · entry 1 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,246 F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $29.00 to $29.05. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:52 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $18.90 | $0.00 |
DisclosureSEC source: 0001225208-18-000680 · doc4.xml · derivative · entry 5 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock, without par value · 5,000 shares Expires 2028-01-02 F3 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:52 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionRestricted Stock Unit · Derivative | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000680 · doc4.xml · derivative · entry 4 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock, without par value · 750 shares Expires 2020-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:52 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionRestricted Stock Unit · Derivative | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000680 · doc4.xml · derivative · entry 3 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 Underlying: Common Stock, without par value · 750 shares Expires 2019-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:52 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionRestricted Stock Unit · Derivative | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000680 · doc4.xml · derivative · entry 2 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, without par value · 500 shares Expires 2018-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:52 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000680 · doc4.xml · nonDerivative · entry 1 Simms Richard · CIK 0001516233 · President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 16:45 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionRestricted Stock Unit · Derivative | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-000553 · doc4.xml · derivative · entry 6 Simms Richard · CIK 0001516233 · President-Retail Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,250 Underlying: Common Stock, without par value · 750 shares Expires 2020-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 16:45 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-000553 · doc4.xml · nonDerivative · entry 2 Simms Richard · CIK 0001516233 · President-Retail Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 16:45 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0001225208-17-000553 · doc4.xml · derivative · entry 5 Simms Richard · CIK 0001516233 · President-Retail Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock, without par value · 5,000 shares Expires 2027-01-03 F3 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| January 02, 2017 Filed Jan 5, 2017 16:45 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionRestricted Stock Unit · Derivative | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-000553 · doc4.xml · derivative · entry 4 Simms Richard · CIK 0001516233 · President-Retail Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock, without par value · 750 shares Expires 2019-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant. Read SEC document |
| January 02, 2017 Filed Jan 5, 2017 16:45 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionRestricted Stock Unit · Derivative | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-000553 · doc4.xml · derivative · entry 3 Simms Richard · CIK 0001516233 · President-Retail Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Underlying: Common Stock, without par value · 500 shares Expires 2018-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant. Read SEC document |
| January 02, 2017 Filed Jan 5, 2017 16:45 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-000553 · doc4.xml · nonDerivative · entry 1 Simms Richard · CIK 0001516233 · President-Retail Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.