Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROCKY BRANDS, INC.RCKY · Entity 5833 | COO, CFO & Treasurer | January 01, 2026 | January 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROCKY BRANDS, INC.
Report date January 01, 2026 · Filed January 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, without par valueSEC Table I · non-derivative | Direct | 19,814 |
Reported balance
After 2026-01-01 transaction · row 1
1 source rowRow 1 · 2026-01-01 · Exercise / conversion · Acquired 3,810 · Balance 19,814 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2026-01-01 | Direct | 0 |
Reported balance
After 2026-01-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-01-01 · Exercise / conversion · Disposed 3,810 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2029-01-01 | Direct | 6,818 |
Reported balance
After 2026-01-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-01-01 · Grant · Acquired 6,818 · Balance 6,818 F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2026 Filed Jan 5, 2026 22:58 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantRestricted Stock Unit · Derivative | 6,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-000238 · doc4.xml · derivative · entry 3 Robertson Thomas D. · CIK 0001700768 · COO, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,818 Underlying: Common Stock, without par value · 6,818 shares Expires 2029-01-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. Read SEC document |
| January 01, 2026 Filed Jan 5, 2026 22:58 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionRestricted Stock Unit · Derivative | 3,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-000238 · doc4.xml · derivative · entry 2 Robertson Thomas D. · CIK 0001700768 · COO, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, without par value · 3,810 shares Expires 2026-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. Read SEC document |
| January 01, 2026 Filed Jan 5, 2026 22:58 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 3,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-000238 · doc4.xml · nonDerivative · entry 1 Robertson Thomas D. · CIK 0001700768 · COO, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2025 Filed Nov 13, 2025 22:35 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionRestricted Stock Unit · Derivative | 652 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-009132 · doc4.xml · derivative · entry 2 Robertson Thomas D. · CIK 0001700768 · COO, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, without par value · 652 shares Expires 2025-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. F2 · derivative.exercise_date: Restricted stock unit vests one-third per year beginning on the first anniversary of the date of grant. Read SEC document |
| November 12, 2025 Filed Nov 13, 2025 22:35 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 652 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-009132 · doc4.xml · nonDerivative · entry 1 Robertson Thomas D. · CIK 0001700768 · COO, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 17, 2025 Filed Mar 19, 2025 22:13 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantRestricted Stock Unit · Derivative | 6,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-003490 · doc4.xml · derivative · entry 1 Robertson Thomas D. · CIK 0001700768 · COO, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,233 Underlying: Common Stock, without par value · 6,233 shares Expires 2027-03-17 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 23:04 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantRestricted Stock Unit · Derivative | 3,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-000253 · doc4.xml · derivative · entry 1 Robertson Thomas D. · CIK 0001700768 · COO, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,947 Underlying: Common Stock, without par value · 3,947 shares Expires 2028-01-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 23:29 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionRestricted Stock Unit · Derivative | 651 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-009933 · doc4.xml · derivative · entry 2 Robertson Thomas D. · CIK 0001700768 · COO, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 652 Underlying: Common Stock, without par value · 651 shares Expires 2025-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. F2 · derivative.exercise_date: Restricted stock unit vests one-third per year beginning on the first anniversary of the date of grant. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 23:29 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 651 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-009933 · doc4.xml · nonDerivative · entry 1 Robertson Thomas D. · CIK 0001700768 · COO, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2024 Filed Apr 2, 2024 21:12 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantRestricted Stock Unit · Derivative | 2,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-004826 · doc4.xml · derivative · entry 1 Robertson Thomas D. · CIK 0001700768 · COO, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,982 Underlying: Common Stock, without par value · 2,982 shares Expires 2027-01-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. Read SEC document |
| November 13, 2023 Filed Nov 15, 2023 21:08 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionRestricted Stock Unit · Derivative | 651 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-010237 · doc4.xml · derivative · entry 2 Robertson Thomas D. · CIK 0001700768 · COO, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,303 Underlying: Common Stock, without par value · 651 shares Expires 2025-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. F2 · derivative.exercise_date: Restricted stock unit vests one-third per year beginning on the first anniversary of the date of grant. Read SEC document |
| November 13, 2023 Filed Nov 15, 2023 21:08 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 651 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-010237 · doc4.xml · nonDerivative · entry 1 Robertson Thomas D. · CIK 0001700768 · COO, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,701 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2023 Filed May 15, 2023 14:25 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | PurchaseCommon Stock, without par value | 1,300 | $18.90 | $24,575.46 |
DisclosureSEC source: 0001225208-23-005863 · doc4.xml · nonDerivative · entry 1 Robertson Thomas D. · CIK 0001700768 · COO, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,050 Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 19:51 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantRestricted Stock Unit · Derivative | 3,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000148 · doc4.xml · derivative · entry 1 Robertson Thomas D. · CIK 0001700768 · COO, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,810 Underlying: Common Stock, without par value · 3,810 shares Expires 2026-01-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 19:56 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantRestricted Stock Unit · Derivative | 1,954 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-011673 · doc4.xml · derivative · entry 1 Robertson Thomas D. · CIK 0001700768 · COO, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,954 Underlying: Common Stock, without par value · 1,954 shares Expires 2025-11-14 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. F2 · derivative.exercise_date: Restricted stock unit vests one-third per year beginning on the first anniversary of the date of grant. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 22:11 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionStock Option (right to buy) · Derivative | 4,600 | $0.00 Strike: $10.35 | $0.00 |
DisclosureSEC source: 0001225208-22-009605 · doc4.xml · derivative · entry 4 Robertson Thomas D. · CIK 0001700768 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, without par value · 4,600 shares Expires 2027-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 22:11 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionStock Option (right to buy) · Derivative | 100 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0001225208-22-009605 · doc4.xml · derivative · entry 3 Robertson Thomas D. · CIK 0001700768 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, without par value · 100 shares Expires 2027-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 22:11 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 100 | $11.55 | $1,155.00 |
DisclosureSEC source: 0001225208-22-009605 · doc4.xml · nonDerivative · entry 2 Robertson Thomas D. · CIK 0001700768 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 22:11 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 4,600 | $10.35 | $47,610.00 |
DisclosureSEC source: 0001225208-22-009605 · doc4.xml · nonDerivative · entry 1 Robertson Thomas D. · CIK 0001700768 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 21:26 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | PurchaseCommon Stock, without par value | 195 | $29.38 | $5,729.10 |
DisclosureSEC source: 0001225208-22-009533 · doc4.xml · nonDerivative · entry 2 Robertson Thomas D. · CIK 0001700768 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,050 Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 21:26 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | PurchaseCommon Stock, without par value | 555 | $29.50 | $16,372.50 |
DisclosureSEC source: 0001225208-22-009533 · doc4.xml · nonDerivative · entry 1 Robertson Thomas D. · CIK 0001700768 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,855 Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 22:45 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $39.80 | $0.00 |
DisclosureSEC source: 0001225208-22-000257 · doc4.xml · derivative · entry 1 Robertson Thomas D. · CIK 0001700768 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock, without par value · 5,000 shares Expires 2032-01-03 F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 16:40 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionStock Option (right to buy) · Derivative | 5,400 | $0.00 Strike: $10.35 | $0.00 |
DisclosureSEC source: 0001225208-21-011567 · doc4.xml · derivative · entry 4 Robertson Thomas D. · CIK 0001700768 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,600 Underlying: Common Stock, without par value · 5,400 shares Expires 2027-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 16:40 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionStock Option (right to buy) · Derivative | 100 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0001225208-21-011567 · doc4.xml · derivative · entry 3 Robertson Thomas D. · CIK 0001700768 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Underlying: Common Stock, without par value · 100 shares Expires 2027-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 16:40 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 100 | $11.55 | $1,155.00 |
DisclosureSEC source: 0001225208-21-011567 · doc4.xml · nonDerivative · entry 2 Robertson Thomas D. · CIK 0001700768 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 16:40 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 5,400 | $10.35 | $55,890.00 |
DisclosureSEC source: 0001225208-21-011567 · doc4.xml · nonDerivative · entry 1 Robertson Thomas D. · CIK 0001700768 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 20:48 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $28.07 | $0.00 |
DisclosureSEC source: 0001225208-21-000206 · doc4.xml · derivative · entry 1 Robertson Thomas D. · CIK 0001700768 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock, without par value · 6,000 shares Expires 2031-01-04 F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 15:17 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionStock Option (right to buy) · Derivative | 1,500 | $0.00 Strike: $10.35 | $0.00 |
DisclosureSEC source: 0001225208-20-010601 · doc4.xml · derivative · entry 4 Robertson Thomas D. · CIK 0001700768 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock, without par value · 1,500 shares Expires 2027-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 15:17 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionStock Option (right to buy) · Derivative | 300 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0001225208-20-010601 · doc4.xml · derivative · entry 3 Robertson Thomas D. · CIK 0001700768 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 Underlying: Common Stock, without par value · 300 shares Expires 2027-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 15:17 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 300 | $11.55 | $3,465.00 |
DisclosureSEC source: 0001225208-20-010601 · doc4.xml · nonDerivative · entry 2 Robertson Thomas D. · CIK 0001700768 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 15:17 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 1,500 | $10.35 | $15,525.00 |
DisclosureSEC source: 0001225208-20-010601 · doc4.xml · nonDerivative · entry 1 Robertson Thomas D. · CIK 0001700768 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 17:00 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $29.43 | $0.00 |
DisclosureSEC source: 0001225208-20-000433 · doc4.xml · derivative · entry 1 Robertson Thomas D. · CIK 0001700768 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock, without par value · 5,000 shares Expires 2030-01-02 F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 16:12 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $26.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000221 · doc4.xml · derivative · entry 1 Robertson Thomas D. · CIK 0001700768 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock, without par value · 5,000 shares Expires 2029-01-02 F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:53 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $18.90 | $0.00 |
DisclosureSEC source: 0001225208-18-000689 · doc4.xml · derivative · entry 1 Robertson Thomas D. · CIK 0001700768 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock, without par value · 5,000 shares Expires 2028-01-02 F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| March 09, 2017 Filed Mar 15, 2017 20:56 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantStock Option (right to buy) · Derivative | 11,500 | $0.00 Strike: $10.35 | $0.00 |
DisclosureSEC source: 0001225208-17-006304 · doc4.xml · derivative · entry 1 Robertson Thomas D. · CIK 0001700768 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,500 Underlying: Common Stock, without par value · 11,500 shares Expires 2027-03-09 F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.