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person · Reporting owner

Wortham Byron

Disclosed activity across 1 company

Tapewire entity
70458
SEC CIK
0001709433

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ROCKY BRANDS, INC.RCKY · Entity 5833SVP Georgia Boot & DurangoJanuary 01, 2026January 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ROCKY BRANDS, INC.

Report date January 01, 2026 · Filed January 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, without par valueSEC Table I · non-derivativeDirect2,641 Ending reported balance After 2026-01-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-01-01 · Exercise / conversion · Acquired 3,387 · Balance 3,387

Row 2 · 2026-01-01 · Tax withholding · Disposed 746 · Balance 2,641

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2026-01-01Direct0 Reported balance After 2026-01-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-01-01 · Exercise / conversion · Disposed 3,387 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2029-01-01Direct2,727 Reported balance After 2026-01-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-01-01 · Grant · Acquired 2,727 · Balance 2,727

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2026 Filed Jan 5, 2026 22:58 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantRestricted Stock Unit · Derivative 2,727 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-000241 · doc4.xml · derivative · entry 4

Wortham Byron · CIK 0001709433 · SVP Georgia Boot & Durango

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,727

Underlying: Common Stock, without par value · 2,727 shares

Expires 2029-01-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 22:58 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionRestricted Stock Unit · Derivative 3,387 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-000241 · doc4.xml · derivative · entry 3

Wortham Byron · CIK 0001709433 · SVP Georgia Boot & Durango

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 3,387 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 22:58 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Tax withholdingCommon Stock, without par value 746 $29.33 $21,880.18
Disclosure

SEC source: 0001225208-26-000241 · doc4.xml · nonDerivative · entry 2

Wortham Byron · CIK 0001709433 · SVP Georgia Boot & Durango

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,641

Read SEC document
January 01, 2026 Filed Jan 5, 2026 22:58 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionCommon Stock, without par value 3,387 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-000241 · doc4.xml · nonDerivative · entry 1

Wortham Byron · CIK 0001709433 · SVP Georgia Boot & Durango

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2025 Filed Nov 7, 2025 21:20 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionStock Option (right to buy) · Derivative 400 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001225208-25-009035 · doc4.xml · derivative · entry 5

Wortham Byron · CIK 0001709433 · SVP Georgia Boot & Durango

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 400 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
November 05, 2025 Filed Nov 7, 2025 21:20 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0001225208-25-009035 · doc4.xml · derivative · entry 4

Wortham Byron · CIK 0001709433 · SVP Georgia Boot & Durango

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 2,000 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
November 05, 2025 Filed Nov 7, 2025 21:20 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 SaleCommon Stock, without par value 6,600 $29.90 $197,328.78
Disclosure

SEC source: 0001225208-25-009035 · doc4.xml · nonDerivative · entry 3

Wortham Byron · CIK 0001709433 · SVP Georgia Boot & Durango

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $29.8287 to $30.02. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.

Read SEC document
November 05, 2025 Filed Nov 7, 2025 21:20 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionCommon Stock, without par value 400 $11.55 $4,620.00
Disclosure

SEC source: 0001225208-25-009035 · doc4.xml · nonDerivative · entry 2

Wortham Byron · CIK 0001709433 · SVP Georgia Boot & Durango

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2025 Filed Nov 7, 2025 21:20 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionCommon Stock, without par value 2,000 $18.90 $37,800.00
Disclosure

SEC source: 0001225208-25-009035 · doc4.xml · nonDerivative · entry 1

Wortham Byron · CIK 0001709433 · SVP Georgia Boot & Durango

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 22:13 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantRestricted Stock Unit · Derivative 813 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-003491 · doc4.xml · derivative · entry 1

Wortham Byron · CIK 0001709433 · SVP Georgia Boot & Durango

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 813

Underlying: Common Stock, without par value · 813 shares

Expires 2027-03-17

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:04 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantRestricted Stock Unit · Derivative 3,508 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-000254 · doc4.xml · derivative · entry 1

Wortham Byron · CIK 0001709433 · SVP Georgia Boot & Durango

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,508

Underlying: Common Stock, without par value · 3,508 shares

Expires 2028-01-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
January 01, 2024 Filed Apr 2, 2024 21:12 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantRestricted Stock Unit · Derivative 2,650 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004827 · doc4.xml · derivative · entry 1

Wortham Byron · CIK 0001709433 · SVP Georgia Boot & Durango

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,650

Underlying: Common Stock, without par value · 2,650 shares

Expires 2027-01-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 19:51 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantRestricted Stock Unit · Derivative 3,386 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-000150 · doc4.xml · derivative · entry 1

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,386

Underlying: Common Stock, without par value · 3,386 shares

Expires 2026-01-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 22:45 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $39.80 $0.00
Disclosure

SEC source: 0001225208-22-000259 · doc4.xml · derivative · entry 1

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, without par value · 5,000 shares

Expires 2032-01-03

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:25 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionStock Option (right to buy) · Derivative 400 $0.00 Strike: $11.56 $0.00
Disclosure

SEC source: 0001225208-21-004543 · doc4.xml · derivative · entry 8

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 400 shares

Expires 2026-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:25 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionStock Option (right to buy) · Derivative 800 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001225208-21-004543 · doc4.xml · derivative · entry 7

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Underlying: Common Stock, without par value · 800 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:25 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionStock Option (right to buy) · Derivative 1,000 $0.00 Strike: $26.00 $0.00
Disclosure

SEC source: 0001225208-21-004543 · doc4.xml · derivative · entry 6

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock, without par value · 1,000 shares

Expires 2029-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:25 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0001225208-21-004543 · doc4.xml · derivative · entry 5

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock, without par value · 2,000 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:25 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionCommon Stock, without par value 400 $11.56 $4,624.00
Disclosure

SEC source: 0001225208-21-004543 · doc4.xml · nonDerivative · entry 4

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:25 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionCommon Stock, without par value 800 $11.55 $9,240.00
Disclosure

SEC source: 0001225208-21-004543 · doc4.xml · nonDerivative · entry 3

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:25 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionCommon Stock, without par value 1,000 $26.00 $26,000.00
Disclosure

SEC source: 0001225208-21-004543 · doc4.xml · nonDerivative · entry 2

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:25 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionCommon Stock, without par value 2,000 $18.90 $37,800.00
Disclosure

SEC source: 0001225208-21-004543 · doc4.xml · nonDerivative · entry 1

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:24 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 SaleCommon Stock, without par value 1,100 $43.13 $47,443.00
Disclosure

SEC source: 0001225208-21-004181 · doc4.xml · nonDerivative · entry 1

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 04, 2021 Filed Jan 5, 2021 20:48 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $28.07 $0.00
Disclosure

SEC source: 0001225208-21-000208 · doc4.xml · derivative · entry 1

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock, without par value · 6,000 shares

Expires 2031-01-04

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 04, 2020 Filed Jan 6, 2020 17:00 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionRestricted Stock Unit · Derivative 250 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000422 · doc4.xml · derivative · entry 3

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 250 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F3 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 04, 2020 Filed Jan 6, 2020 17:00 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionCommon Stock, without par value 250 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000422 · doc4.xml · nonDerivative · entry 1

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 17:00 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $29.43 $0.00
Disclosure

SEC source: 0001225208-20-000422 · doc4.xml · derivative · entry 2

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, without par value · 5,000 shares

Expires 2030-01-02

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
July 25, 2019 Filed Jul 26, 2019 20:53 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 SaleCommon Stock, without par value 500 $31.96 $15,980.00
Disclosure

SEC source: 0001225208-19-010537 · doc4.xml · nonDerivative · entry 1

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850

F1 · kind: Sale was made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Wortham on February 27, 2019.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 20:27 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionStock Option (right to buy) · Derivative 1,000 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0001225208-19-003939 · doc4.xml · derivative · entry 3

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock, without par value · 1,000 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 20:27 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 SaleCommon Stock, without par value 1,000 $30.00 $30,000.00
Disclosure

SEC source: 0001225208-19-003939 · doc4.xml · nonDerivative · entry 2

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350

Read SEC document
February 27, 2019 Filed Feb 28, 2019 20:27 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionCommon Stock, without par value 1,000 $18.90 $18,900.00
Disclosure

SEC source: 0001225208-19-003939 · doc4.xml · nonDerivative · entry 1

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 19:47 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionStock Option (right to buy) · Derivative 200 $0.00 Strike: $11.56 $0.00
Disclosure

SEC source: 0001225208-19-003046 · doc4.xml · derivative · entry 4

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Underlying: Common Stock, without par value · 200 shares

Expires 2026-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 19:47 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionStock Option (right to buy) · Derivative 400 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001225208-19-003046 · doc4.xml · derivative · entry 3

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock, without par value · 400 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 19:47 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionCommon Stock, without par value 200 $11.56 $2,312.00
Disclosure

SEC source: 0001225208-19-003046 · doc4.xml · nonDerivative · entry 2

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 19:47 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionCommon Stock, without par value 400 $11.55 $4,620.00
Disclosure

SEC source: 0001225208-19-003046 · doc4.xml · nonDerivative · entry 1

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2019 Filed Jan 9, 2019 20:17 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionRestricted Stock Unit · Derivative 250 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000769 · doc4.xml · derivative · entry 2

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock, without par value · 250 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 04, 2019 Filed Jan 9, 2019 20:17 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionCommon Stock, without par value 250 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000769 · doc4.xml · nonDerivative · entry 1

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 16:12 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $26.00 $0.00
Disclosure

SEC source: 0001225208-19-000224 · doc4.xml · derivative · entry 1

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, without par value · 5,000 shares

Expires 2029-01-02

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
October 30, 2018 Filed Oct 31, 2018 20:02 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionStock Option (right to buy) · Derivative 400 $0.00 Strike: $11.56 $0.00
Disclosure

SEC source: 0001225208-18-015003 · doc4.xml · derivative · entry 5

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Common Stock, without par value · 400 shares

Expires 2026-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

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October 30, 2018 Filed Oct 31, 2018 20:02 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionStock Option (right to buy) · Derivative 400 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001225208-18-015003 · doc4.xml · derivative · entry 4

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Underlying: Common Stock, without par value · 400 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

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October 30, 2018 Filed Oct 31, 2018 20:02 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 SaleCommon Stock, without par value 800 $29.00 $23,200.00
Disclosure

SEC source: 0001225208-18-015003 · doc4.xml · nonDerivative · entry 3

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

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October 30, 2018 Filed Oct 31, 2018 20:02 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionCommon Stock, without par value 400 $11.55 $4,620.00
Disclosure

SEC source: 0001225208-18-015003 · doc4.xml · nonDerivative · entry 2

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2018 Filed Oct 31, 2018 20:02 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionCommon Stock, without par value 400 $11.56 $4,624.00
Disclosure

SEC source: 0001225208-18-015003 · doc4.xml · nonDerivative · entry 1

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 04, 2018 Filed Jan 4, 2018 21:52 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionRestricted Stock Unit · Derivative 250 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000677 · doc4.xml · derivative · entry 3

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock, without par value · 250 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F3 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant.

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January 04, 2018 Filed Jan 4, 2018 21:52 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionCommon Stock, without par value 250 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000677 · doc4.xml · nonDerivative · entry 1

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 21:52 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0001225208-18-000677 · doc4.xml · derivative · entry 2

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, without par value · 5,000 shares

Expires 2028-01-02

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.