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Finn Michael L

Disclosed activity across 1 company

Tapewire entity
24333
SEC CIK
0001290423

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ROCKY BRANDS, INC.RCKY · Entity 5833DirectorOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ROCKY BRANDS, INC.

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, without par valueSEC Table I · non-derivativeDirect33,599 Reported balance After 2026-10-01 transaction · row 1
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 436 · Balance 33,599

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 5, 2026 20:07 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 436 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-008165 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,599

Read SEC document
August 11, 2026 Filed Aug 12, 2026 21:25 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GiftCommon Stock, without par value 500 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-007096 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,163

Read SEC document
August 04, 2026 Filed Aug 4, 2026 20:11 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $39.80 $0.00
Disclosure

SEC source: 0001225208-26-006924 · doc4.xml · derivative · entry 3

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 3,000 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vested 25% on each of March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022.

Read SEC document
August 04, 2026 Filed Aug 4, 2026 20:11 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionCommon Stock, without par value 3,000 $39.80 $119,400.00
Disclosure

SEC source: 0001225208-26-006924 · doc4.xml · nonDerivative · entry 2

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2026 Filed Aug 4, 2026 20:11 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 SaleCommon Stock, without par value 3,000 $50.97 $152,913.00
Disclosure

SEC source: 0001225208-26-006924 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,663

F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $50.97 to $51.04. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 16:15 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 472 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-006343 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,663

Read SEC document
April 01, 2026 Filed Apr 3, 2026 17:00 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 503 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-004304 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,191

Read SEC document
January 01, 2026 Filed Jan 5, 2026 22:58 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 664 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-000232 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,688

Read SEC document
October 01, 2025 Filed Oct 3, 2025 13:57 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 629 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-008393 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,024

Read SEC document
September 04, 2025 Filed Sep 5, 2025 20:12 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $28.07 $0.00
Disclosure

SEC source: 0001225208-25-007795 · doc4.xml · derivative · entry 3

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 5,000 shares

Expires 2026-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vested 25% on each of March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021.

Read SEC document
September 04, 2025 Filed Sep 5, 2025 20:12 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 SaleCommon Stock, without par value 5,000 $29.73 $148,650.00
Disclosure

SEC source: 0001225208-25-007795 · doc4.xml · nonDerivative · entry 2

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,395

F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $29.73 to $29.88. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.

Read SEC document
September 04, 2025 Filed Sep 5, 2025 20:12 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionCommon Stock, without par value 5,000 $28.07 $140,350.00
Disclosure

SEC source: 0001225208-25-007795 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:22 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 844 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-006355 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,395

Read SEC document
April 01, 2025 Filed Apr 3, 2025 01:16 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 1,079 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-003964 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,551

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:04 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 822 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-000244 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,472

Read SEC document
October 01, 2024 Filed Oct 2, 2024 21:12 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 564 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-009049 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,650

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:33 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 487 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-007222 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,086

Read SEC document
April 01, 2024 Filed Apr 2, 2024 21:11 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 663 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004817 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,599

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:56 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 596 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-000269 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,936

Read SEC document
December 08, 2023 Filed Dec 12, 2023 21:05 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $26.00 $0.00
Disclosure

SEC source: 0001225208-23-010960 · doc4.xml · derivative · entry 3

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 4,000 shares

Expires 2024-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 21:05 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 SaleCommon Stock, without par value 4,000 $30.82 $123,278.00
Disclosure

SEC source: 0001225208-23-010960 · doc4.xml · nonDerivative · entry 2

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,340

Read SEC document
December 08, 2023 Filed Dec 12, 2023 21:05 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionCommon Stock, without par value 4,000 $26.00 $104,000.00
Disclosure

SEC source: 0001225208-23-010960 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 19:53 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 1,224 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009201 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,340

Read SEC document
July 03, 2023 Filed Jul 5, 2023 21:04 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 857 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-007267 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,116

Read SEC document
April 01, 2023 Filed Apr 4, 2023 15:43 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 780 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004430 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,259

Read SEC document
January 01, 2023 Filed Jan 3, 2023 22:59 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 762 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-000080 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,479

Read SEC document
October 01, 2022 Filed Oct 4, 2022 21:20 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 398 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-010748 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,717

Read SEC document
July 01, 2022 Filed Jul 5, 2022 18:34 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 234 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-008438 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,319

Read SEC document
April 01, 2022 Filed Apr 4, 2022 21:04 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 192 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005421 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,085

Read SEC document
January 03, 2022 Filed Jan 4, 2022 22:44 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $39.80 $0.00
Disclosure

SEC source: 0001225208-22-000246 · doc4.xml · derivative · entry 2

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock, without par value · 3,000 shares

Expires 2027-01-03

F1 · derivative.exercise_date: Options vest 25% on each of March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 22:44 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 201 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-000246 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,893

Read SEC document
October 01, 2021 Filed Oct 4, 2021 18:55 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 168 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-012704 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,692

Read SEC document
July 01, 2021 Filed Jul 2, 2021 19:25 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 143 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-010068 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,524

Read SEC document
April 01, 2021 Filed Apr 2, 2021 18:28 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 147 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006284 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,381

Read SEC document
March 10, 2021 Filed Mar 12, 2021 19:30 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001225208-21-005189 · doc4.xml · derivative · entry 5

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 2,000 shares

Expires 2022-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 19:30 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0001225208-21-005189 · doc4.xml · derivative · entry 4

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 4,000 shares

Expires 2023-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 19:30 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 SaleCommon Stock, without par value 6,000 $46.36 $278,160.00
Disclosure

SEC source: 0001225208-21-005189 · doc4.xml · nonDerivative · entry 3

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,234

F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $46.35 to $46.75. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 19:30 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionCommon Stock, without par value 2,000 $11.55 $23,100.00
Disclosure

SEC source: 0001225208-21-005189 · doc4.xml · nonDerivative · entry 2

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 19:30 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionCommon Stock, without par value 4,000 $18.90 $75,600.00
Disclosure

SEC source: 0001225208-21-005189 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 20:49 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $28.07 $0.00
Disclosure

SEC source: 0001225208-21-000211 · doc4.xml · derivative · entry 2

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, without par value · 5,000 shares

Expires 2026-01-04

F1 · derivative.exercise_date: Options vest 25% on each of March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 20:49 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 285 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000211 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,234

Read SEC document
November 16, 2020 Filed Nov 17, 2020 19:50 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GiftCommon Stock, without par value 3,300 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013585 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,949

Read SEC document
October 01, 2020 Filed Oct 2, 2020 17:13 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 302 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-012026 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,249

Read SEC document
July 01, 2020 Filed Jul 2, 2020 01:36 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 364 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009337 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,947

Read SEC document
April 01, 2020 Filed Apr 3, 2020 13:51 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 387 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005975 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,583

Read SEC document
January 02, 2020 Filed Jan 6, 2020 17:00 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $29.43 $0.00
Disclosure

SEC source: 0001225208-20-000425 · doc4.xml · derivative · entry 2

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock, without par value · 4,000 shares

Expires 2025-01-02

Read SEC document
January 02, 2020 Filed Jan 6, 2020 17:00 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 254 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000425 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,196

Read SEC document
October 01, 2019 Filed Oct 3, 2019 15:35 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 225 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-013098 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,942

Read SEC document
September 10, 2019 Filed Sep 11, 2019 15:10 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 SaleCommon Stock, without par value 3,000 $29.98 $89,940.00
Disclosure

SEC source: 0001225208-19-012305 · doc4.xml · nonDerivative · entry 2

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,717

F2 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $29.83 to $30.06. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.

Read SEC document
September 09, 2019 Filed Sep 11, 2019 15:10 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 SaleCommon Stock, without par value 2,000 $29.89 $59,780.00
Disclosure

SEC source: 0001225208-19-012305 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,717

F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $29.84 to $29.96. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.