Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROCKY BRANDS, INC.RCKY · Entity 5833 | Director | December 12, 2023 | December 14, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROCKY BRANDS, INC.
Report date December 12, 2023 · Filed December 14, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, without par valueSEC Table I · non-derivative | Direct | 224,170 |
Ending reported balance
After 2023-12-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-12-12 · Exercise / conversion · Acquired 4,000 · Balance 228,170 Row 2 · 2023-12-13 · Sale · Disposed 4,000 · Balance 224,170 |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.00 · Expires 2024-01-02 | Direct | 0 |
Reported balance
After 2023-12-12 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-12-12 · Exercise / conversion · Disposed 4,000 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 13, 2023 Filed Dec 14, 2023 20:13 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | SaleCommon Stock, without par value | 4,000 | $29.27 | $117,080.00 |
DisclosureSEC source: 0001225208-23-011082 · doc4.xml · nonDerivative · entry 2 BROOKS MIKE · CIK 0000904913 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 224,170 Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 20:13 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionStock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $26.00 | $0.00 |
DisclosureSEC source: 0001225208-23-011082 · doc4.xml · derivative · entry 3 BROOKS MIKE · CIK 0000904913 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, without par value · 4,000 shares Expires 2024-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 20:13 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 4,000 | $26.00 | $104,000.00 |
DisclosureSEC source: 0001225208-23-011082 · doc4.xml · nonDerivative · entry 1 BROOKS MIKE · CIK 0000904913 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 228,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2023 Filed Nov 9, 2023 21:15 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GiftCommon Stock, without par value | 3,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-010130 · doc4.xml · nonDerivative · entry 1 BROOKS MIKE · CIK 0000904913 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 224,170 Read SEC document |
| October 01, 2023 Filed Oct 3, 2023 19:53 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 1,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-009200 · doc4.xml · nonDerivative · entry 1 BROOKS MIKE · CIK 0000904913 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 227,730 Read SEC document |
| July 03, 2023 Filed Jul 5, 2023 21:04 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 857 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-007266 · doc4.xml · nonDerivative · entry 1 BROOKS MIKE · CIK 0000904913 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 226,506 Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 15:43 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 780 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-004429 · doc4.xml · nonDerivative · entry 1 BROOKS MIKE · CIK 0000904913 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,649 Read SEC document |
| January 01, 2023 Filed Jan 3, 2023 22:59 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 762 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000079 · doc4.xml · nonDerivative · entry 1 BROOKS MIKE · CIK 0000904913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,869 Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 17:00 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionStock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $18.90 | $0.00 |
DisclosureSEC source: 0001225208-22-012007 · doc4.xml · derivative · entry 2 BROOKS MIKE · CIK 0000904913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, without par value · 4,000 shares Expires 2023-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 17:00 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 4,000 | $18.90 | $75,600.00 |
DisclosureSEC source: 0001225208-22-012007 · doc4.xml · nonDerivative · entry 1 BROOKS MIKE · CIK 0000904913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2022 Filed Nov 28, 2022 14:53 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GiftCommon Stock, without par value | 1,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-011923 · doc4.xml · nonDerivative · entry 1 BROOKS MIKE · CIK 0000904913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,107 Read SEC document |
| October 01, 2022 Filed Oct 4, 2022 21:20 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 398 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-010746 · doc4.xml · nonDerivative · entry 1 BROOKS MIKE · CIK 0000904913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,257 Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 18:34 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 234 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-008436 · doc4.xml · nonDerivative · entry 1 BROOKS MIKE · CIK 0000904913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,859 Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 21:03 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 192 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-005419 · doc4.xml · nonDerivative · entry 1 BROOKS MIKE · CIK 0000904913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,625 Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 22:44 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantStock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $39.80 | $0.00 |
DisclosureSEC source: 0001225208-22-000254 · doc4.xml · derivative · entry 2 BROOKS MIKE · CIK 0000904913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock, without par value · 3,000 shares Expires 2027-01-03 F1 · derivative.exercise_date: Options vest 25% on each of March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 22:44 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 201 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000254 · doc4.xml · nonDerivative · entry 1 BROOKS MIKE · CIK 0000904913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,433 Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 18:55 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 168 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012702 · doc4.xml · nonDerivative · entry 1 BROOKS MIKE · CIK 0000904913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,232 Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 17:40 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionStock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0001225208-21-010843 · doc4.xml · derivative · entry 2 BROOKS MIKE · CIK 0000904913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, without par value · 2,000 shares Expires 2022-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 17:40 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 2,000 | $11.55 | $23,100.00 |
DisclosureSEC source: 0001225208-21-010843 · doc4.xml · nonDerivative · entry 1 BROOKS MIKE · CIK 0000904913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,064 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 19:25 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 143 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-010066 · doc4.xml · nonDerivative · entry 1 BROOKS MIKE · CIK 0000904913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,064 Read SEC document |
| May 18, 2021 Filed May 18, 2021 22:00 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | SaleCommon Stock, without par value | 6,548 | $55.38 | $362,596.15 |
DisclosureSEC source: 0001225208-21-008267 · doc4.xml · nonDerivative · entry 3 BROOKS MIKE · CIK 0000904913 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,921 F3 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $55.00 to $55.98. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. Read SEC document |
| May 18, 2021 Filed May 18, 2021 22:00 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | SaleCommon Stock, without par value | 5,523 | $56.26 | $310,700.23 |
DisclosureSEC source: 0001225208-21-008267 · doc4.xml · nonDerivative · entry 2 BROOKS MIKE · CIK 0000904913 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,469 F2 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $56.00 to $56.64. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. Read SEC document |
| May 18, 2021 Filed May 18, 2021 22:00 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | SaleCommon Stock, without par value | 1,255 | $57.19 | $71,773.07 |
DisclosureSEC source: 0001225208-21-008267 · doc4.xml · nonDerivative · entry 1 BROOKS MIKE · CIK 0000904913 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,992 F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $57.00 to $57.49. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. Read SEC document |
| May 11, 2021 Filed May 13, 2021 20:44 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | SaleCommon Stock, without par value | 3,000 | $61.25 | $183,750.00 |
DisclosureSEC source: 0001225208-21-008124 · doc4.xml · nonDerivative · entry 1 BROOKS MIKE · CIK 0000904913 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,247 Read SEC document |
| May 10, 2021 Filed May 10, 2021 21:52 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | SaleCommon Stock, without par value | 3,700 | $64.97 | $240,389.00 |
DisclosureSEC source: 0001225208-21-007896 · doc4.xml · nonDerivative · entry 5 BROOKS MIKE · CIK 0000904913 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,247 F4 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $64.73 to $65.67. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. Read SEC document |
| May 10, 2021 Filed May 10, 2021 21:52 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | SaleCommon Stock, without par value | 2,300 | $65.82 | $151,386.00 |
DisclosureSEC source: 0001225208-21-007896 · doc4.xml · nonDerivative · entry 4 BROOKS MIKE · CIK 0000904913 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,947 F3 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $65.80 to $65.98. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. Read SEC document |
| May 07, 2021 Filed May 10, 2021 21:52 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | SaleCommon Stock, without par value | 8,000 | $64.06 | $512,480.00 |
DisclosureSEC source: 0001225208-21-007896 · doc4.xml · nonDerivative · entry 3 BROOKS MIKE · CIK 0000904913 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,247 Read SEC document |
| May 07, 2021 Filed May 10, 2021 21:52 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | SaleCommon Stock, without par value | 5,000 | $65.92 | $329,600.00 |
DisclosureSEC source: 0001225208-21-007896 · doc4.xml · nonDerivative · entry 2 BROOKS MIKE · CIK 0000904913 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,247 F2 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $65.58 to $66.07. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. Read SEC document |
| May 06, 2021 Filed May 10, 2021 21:52 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | SaleCommon Stock, without par value | 2,000 | $64.00 | $128,000.00 |
DisclosureSEC source: 0001225208-21-007896 · doc4.xml · nonDerivative · entry 1 BROOKS MIKE · CIK 0000904913 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,247 F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $64.00 to $64.03. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 20:48 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $28.07 | $0.00 |
DisclosureSEC source: 0001225208-21-000209 · doc4.xml · derivative · entry 1 BROOKS MIKE · CIK 0000904913 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock, without par value · 5,000 shares Expires 2026-01-04 F1 · derivative.exercise_date: Options vest 25% on each of March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 17:00 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantStock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $29.43 | $0.00 |
DisclosureSEC source: 0001225208-20-000423 · doc4.xml · derivative · entry 1 BROOKS MIKE · CIK 0000904913 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock, without par value · 4,000 shares Expires 2025-01-02 Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 16:11 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantStock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $26.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000213 · doc4.xml · derivative · entry 1 BROOKS MIKE · CIK 0000904913 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock, without par value · 4,000 shares Expires 2024-01-02 Read SEC document |
| August 17, 2018 Filed Aug 17, 2018 18:42 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | SaleCommon Stock, without par value | 1,500 | $30.00 | $45,000.00 |
DisclosureSEC source: 0001225208-18-012708 · doc4.xml · nonDerivative · entry 4 BROOKS MIKE · CIK 0000904913 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,472 Read SEC document |
| August 17, 2018 Filed Aug 17, 2018 18:42 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | SaleCommon Stock, without par value | 1,000 | $30.10 | $30,100.00 |
DisclosureSEC source: 0001225208-18-012708 · doc4.xml · nonDerivative · entry 3 BROOKS MIKE · CIK 0000904913 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,972 Read SEC document |
| August 16, 2018 Filed Aug 17, 2018 18:42 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | SaleCommon Stock, without par value | 1,200 | $30.31 | $36,369.96 |
DisclosureSEC source: 0001225208-18-012708 · doc4.xml · nonDerivative · entry 2 BROOKS MIKE · CIK 0000904913 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,972 F2 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $30.05 to $30.55. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 18:42 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | SaleCommon Stock, without par value | 1,300 | $30.61 | $39,794.95 |
DisclosureSEC source: 0001225208-18-012708 · doc4.xml · nonDerivative · entry 1 BROOKS MIKE · CIK 0000904913 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,172 F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $30.50 to $31.05. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 20:02 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | SaleCommon Stock, without par value | 2,200 | $31.11 | $68,440.02 |
DisclosureSEC source: 0001225208-18-012611 · doc4.xml · nonDerivative · entry 4 BROOKS MIKE · CIK 0000904913 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,472 F3 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $30.40 to $31.30. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 20:02 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | SaleCommon Stock, without par value | 300 | $31.47 | $9,440.01 |
DisclosureSEC source: 0001225208-18-012611 · doc4.xml · nonDerivative · entry 3 BROOKS MIKE · CIK 0000904913 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,672 F2 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $31.40 to $31.55. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 20:02 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | SaleCommon Stock, without par value | 2,500 | $30.81 | $77,015.00 |
DisclosureSEC source: 0001225208-18-012611 · doc4.xml · nonDerivative · entry 2 BROOKS MIKE · CIK 0000904913 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,972 F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $30.65 to $30.90. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:53 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantStock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $18.90 | $0.00 |
DisclosureSEC source: 0001225208-18-000690 · doc4.xml · derivative · entry 1 BROOKS MIKE · CIK 0000904913 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock, without par value · 4,000 shares Expires 2023-01-02 Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 16:45 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantStock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0001225208-17-000554 · doc4.xml · derivative · entry 1 BROOKS MIKE · CIK 0000904913 · Director · Executive Chmn & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock, without par value · 2,000 shares Expires 2022-01-03 Read SEC document |
| April 13, 2015 Filed Aug 15, 2018 20:02 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GiftCommon Stock, without par value | 14,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-012611 · doc4.xml · nonDerivative · entry 1 BROOKS MIKE · CIK 0000904913 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,472 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.