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Nasdaq · USD

RBB

RBB Bancorp

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Tapewire entity
5572
SEC CIK
0001499422
Parsed reports
500

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202603
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 16, 2024 Filed May 17, 2024 23:42 UTC Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017552 · rdgdoc.xml · derivative · entry 2

Polakoff Scott · CIK 0001975585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

Underlying: Restricted Stock Units · 1,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units vest in two installments: 900 immediately vested on the date of grant and 700 vest in one year from the date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
May 16, 2024 Filed May 17, 2024 23:42 UTC Exercise / conversionCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017552 · rdgdoc.xml · nonDerivative · entry 1

Polakoff Scott · CIK 0001975585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2024 Filed May 17, 2024 23:36 UTC
LIN CHUANG IDirector
Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017549 · rdgdoc.xml · derivative · entry 5

LIN CHUANG I · CIK 0001185981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

Underlying: Restricted Stock Units · 1,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These restricted stock units vest in two installments: 900 immediately vested on the date of grant and 700 vest in one year from the date of grant.

F4 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
May 16, 2024 Filed May 17, 2024 23:36 UTC
LIN CHUANG IDirector
Exercise / conversionCommon Stock, No Par Value 900 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017549 · rdgdoc.xml · nonDerivative · entry 1

LIN CHUANG I · CIK 0001185981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2024 Filed May 17, 2024 23:32 UTC Exercise / conversionRestricted Stock Units · Derivative 3,521 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017547 · rdgdoc.xml · derivative · entry 2

Franko Robert · CIK 0001736701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

Underlying: Restricted Stock Units · 4,221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units vest in two installments: 3,521 immediately vested on the date of grant and 700 vest in one year from the date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
May 16, 2024 Filed May 17, 2024 23:32 UTC Exercise / conversionCommon Stock, No Par Value 3,521 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017547 · rdgdoc.xml · nonDerivative · entry 1

Franko Robert · CIK 0001736701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2024 Filed May 17, 2024 23:23 UTC
Wong FrankDirector
Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017543 · rdgdoc.xml · derivative · entry 2

Wong Frank · CIK 0001981658 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

Underlying: Restricted Stock Units · 1,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: There will be no expiration date once restricted stock units vest.

F2 · derivative.expiration_date: These restricted stock units vest in two installments: 900 immediately vested on the date of grant and 700 vest in one year from the date of grant.

Read SEC document
May 16, 2024 Filed May 17, 2024 23:23 UTC
Wong FrankDirector
Exercise / conversionCommon Stock, No Par Value 900 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017543 · rdgdoc.xml · nonDerivative · entry 1

Wong Frank · CIK 0001981658 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2024 Filed May 17, 2024 23:21 UTC
Kao JamesDirector
Exercise / conversionRestricted Stock Units · Derivative 5,447 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017542 · rdgdoc.xml · derivative · entry 2

Kao James · CIK 0001711522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

Underlying: Restricted Stock Units · 6,147 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units vest in two installments: 5,447 immediately vested on the date of grant and 700 vest in one year from the date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
May 16, 2024 Filed May 17, 2024 23:21 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 5,447 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017542 · rdgdoc.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 541,511

Read SEC document
May 16, 2024 Filed May 17, 2024 23:15 UTC
Bennett BillDirector
Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017538 · rdgdoc.xml · derivative · entry 2

Bennett Bill · CIK 0001981657 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

Underlying: Restricted Stock Units · 1,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: There will be no expiration date once restricted stock units vest.

F2 · derivative.expiration_date: These restricted stock units vest in two installments: 700 immediately vested on the date of grant and 700 vest in one year from the date of grant.

Read SEC document
May 16, 2024 Filed May 17, 2024 23:15 UTC
Bennett BillDirector
Exercise / conversionCommon Stock, No Par Value 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017538 · rdgdoc.xml · nonDerivative · entry 1

Bennett Bill · CIK 0001981657 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2024 Filed May 17, 2024 23:09 UTC Exercise / conversionRestricted Stock Units · Derivative 5,447 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017536 · rdgdoc.xml · derivative · entry 2

Kao Christina · CIK 0001778913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

Underlying: Restricted Stock Units · 6,147 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units vest in two installments: 5,447 immediately vested on the date of grant and 700 vest in one year from the date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
May 16, 2024 Filed May 17, 2024 23:09 UTC Exercise / conversionCommon Stock, No Par Value 5,447 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017536 · rdgdoc.xml · nonDerivative · entry 1

Kao Christina · CIK 0001778913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2024 Filed Jun 3, 2024 22:56 UTC Amendment
Wong FrankDirector
Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-019098 · rdgdoc.xml · derivative · entry 2

Wong Frank · CIK 0001981658 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

Underlying: Restricted Stock Units · 1,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: There will be no expiration date once restricted stock units vest.

F2 · derivative.expiration_date: These restricted stock units vest in two installments: 900 immediately vested on the date of grant and 700 vest in one year from the date of grant.

Read SEC document
May 16, 2024 Filed Jun 3, 2024 22:56 UTC Amendment
Wong FrankDirector
Exercise / conversionCommon Stock, No Par Value 900 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-019098 · rdgdoc.xml · nonDerivative · entry 1

Wong Frank · CIK 0001981658 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 21:53 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 688 $16.68 $11,475.84
Disclosure

SEC source: 0001437749-24-008366 · rdgdoc.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 536,064

Read SEC document
March 14, 2024 Filed Mar 15, 2024 18:10 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 16,201 $16.88 $273,472.88
Disclosure

SEC source: 0001437749-24-008053 · rdgdoc.xml · nonDerivative · entry 2

Kao James · CIK 0001711522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 535,376

Read SEC document
March 13, 2024 Filed Mar 15, 2024 18:10 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 2,000 $16.98 $33,960.00
Disclosure

SEC source: 0001437749-24-008053 · rdgdoc.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 519,175

Read SEC document
March 06, 2024 Filed Mar 7, 2024 23:02 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 2,289 $16.97 $38,844.33
Disclosure

SEC source: 0001437749-24-007024 · rdgdoc.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 517,175

Read SEC document
March 04, 2024 Filed Mar 5, 2024 23:50 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 2,000 $16.98 $33,960.00
Disclosure

SEC source: 0001437749-24-006673 · rdgdoc.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 514,886

Read SEC document
March 01, 2024 Filed Mar 1, 2024 23:36 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 2,510 $16.96 $42,569.60
Disclosure

SEC source: 0001437749-24-006334 · rdgdoc.xml · nonDerivative · entry 2

Kao James · CIK 0001711522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 512,886

Read SEC document
February 29, 2024 Filed Mar 1, 2024 23:36 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 2,000 $16.98 $33,960.00
Disclosure

SEC source: 0001437749-24-006334 · rdgdoc.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 510,376

Read SEC document
February 28, 2024 Filed Feb 29, 2024 22:39 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 3,000 $16.68 $50,040.00
Disclosure

SEC source: 0001437749-24-006149 · rdgdoc.xml · nonDerivative · entry 2

Kao James · CIK 0001711522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 508,376

Read SEC document
February 27, 2024 Filed Feb 29, 2024 22:39 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 4,000 $16.95 $67,800.00
Disclosure

SEC source: 0001437749-24-006149 · rdgdoc.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 505,376

Read SEC document
February 13, 2024 Filed Feb 15, 2024 01:58 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 6,000 $17.06 $102,360.00
Disclosure

SEC source: 0001437749-24-004255 · rdgdoc.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 501,376

Read SEC document
February 07, 2024 Filed Feb 8, 2024 00:36 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 10,000 $16.80 $168,000.00
Disclosure

SEC source: 0001437749-24-003411 · rdgdoc.xml · nonDerivative · entry 2

Kao James · CIK 0001711522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 495,376

Read SEC document
February 06, 2024 Filed Feb 8, 2024 00:36 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 5,000 $17.02 $85,100.00
Disclosure

SEC source: 0001437749-24-003411 · rdgdoc.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 485,376

Read SEC document
February 01, 2024 Filed Feb 2, 2024 01:04 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 20,000 $17.27 $345,480.00
Disclosure

SEC source: 0001437749-24-002863 · rdgdoc.xml · nonDerivative · entry 2

Kao James · CIK 0001711522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 480,376

Read SEC document
January 31, 2024 Filed Feb 2, 2024 01:04 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 12,000 $18.05 $216,540.00
Disclosure

SEC source: 0001437749-24-002863 · rdgdoc.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 460,376

Read SEC document
January 19, 2024 Filed Jan 22, 2024 17:05 UTC
Morris David RichardDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 767 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001816 · rdgdoc.xml · derivative · entry 6

Morris David Richard · CIK 0001711919 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 767

Underlying: Restricted Stock Units · 1,534 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.

F3 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 19, 2024 Filed Jan 22, 2024 17:05 UTC
Morris David RichardDirector · CEO
Tax withholdingCommon Stock, No Par Value 361 $17.50 $6,317.50
Disclosure

SEC source: 0001437749-24-001816 · rdgdoc.xml · nonDerivative · entry 4

Morris David Richard · CIK 0001711919 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,723

Read SEC document
January 19, 2024 Filed Jan 22, 2024 17:05 UTC
Morris David RichardDirector · CEO
Exercise / conversionCommon Stock, No Par Value 767 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001816 · rdgdoc.xml · nonDerivative · entry 3

Morris David Richard · CIK 0001711919 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2024 Filed Jan 22, 2024 17:16 UTC Exercise / conversionRestricted Stock Units · Derivative 399 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001824 · rdgdoc.xml · derivative · entry 8

Chang Ashley · CIK 0001843850 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 398

Underlying: Restricted Stock Units · 797 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.

F4 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 19, 2024 Filed Jan 22, 2024 17:16 UTC Tax withholdingCommon Stock, No Par Value 112 $17.50 $1,960.00
Disclosure

SEC source: 0001437749-24-001824 · rdgdoc.xml · nonDerivative · entry 4

Chang Ashley · CIK 0001843850 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,077

Read SEC document
January 19, 2024 Filed Jan 22, 2024 17:16 UTC Exercise / conversionCommon Stock, No Par Value 399 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001824 · rdgdoc.xml · nonDerivative · entry 3

Chang Ashley · CIK 0001843850 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2024 Filed Jan 22, 2024 17:14 UTC Exercise / conversionRestricted Stock Units · Derivative 399 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001822 · rdgdoc.xml · derivative · entry 6

Huang Tsu Te · CIK 0001711566 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 398

Underlying: Restricted Stock Units · 797 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 19, 2024 Filed Jan 22, 2024 17:14 UTC Tax withholdingCommon Stock, No Par Value 132 $17.50 $2,310.00
Disclosure

SEC source: 0001437749-24-001822 · rdgdoc.xml · nonDerivative · entry 4

Huang Tsu Te · CIK 0001711566 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,832

Read SEC document
January 19, 2024 Filed Jan 22, 2024 17:14 UTC Exercise / conversionCommon Stock, No Par Value 399 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001822 · rdgdoc.xml · nonDerivative · entry 3

Huang Tsu Te · CIK 0001711566 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2024 Filed Jan 22, 2024 17:13 UTC Exercise / conversionRestricted Stock Units · Derivative 675 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001820 · rdgdoc.xml · derivative · entry 6

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 675

Underlying: Restricted Stock Units · 1,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.

F4 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 19, 2024 Filed Jan 22, 2024 17:13 UTC Tax withholdingCommon Stock, No Par Value 230 $17.50 $4,025.00
Disclosure

SEC source: 0001437749-24-001820 · rdgdoc.xml · nonDerivative · entry 4

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,513

Read SEC document
January 19, 2024 Filed Jan 22, 2024 17:13 UTC Exercise / conversionCommon Stock, No Par Value 675 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001820 · rdgdoc.xml · nonDerivative · entry 3

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2024 Filed Jan 22, 2024 17:06 UTC Exercise / conversionRestricted Stock Units · Derivative 767 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001818 · rdgdoc.xml · derivative · entry 6

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 767

Underlying: Restricted Stock Units · 1,534 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 19, 2024 Filed Jan 22, 2024 17:06 UTC Tax withholdingCommon Stock, No Par Value 261 $17.50 $4,567.50
Disclosure

SEC source: 0001437749-24-001818 · rdgdoc.xml · nonDerivative · entry 4

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,007

Read SEC document
January 19, 2024 Filed Jan 22, 2024 17:06 UTC Exercise / conversionCommon Stock, No Par Value 767 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001818 · rdgdoc.xml · nonDerivative · entry 3

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2024 Filed Jan 20, 2024 01:37 UTC Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001776 · rdgdoc.xml · derivative · entry 2

Wong Lee Joyce · CIK 0001933781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest in two installments: 600 at 01/18/2023 and 600 at 01/18/2024.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

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January 18, 2024 Filed Jan 20, 2024 01:37 UTC Exercise / conversionCommon Stock, No Par Value 600 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001776 · rdgdoc.xml · nonDerivative · entry 1

Wong Lee Joyce · CIK 0001933781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 18, 2024 Filed Jan 20, 2024 01:32 UTC Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001773 · rdgdoc.xml · derivative · entry 2

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest in two installments: 800 at 01/18/2023 and 600 at 01/18/2024.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 18, 2024 Filed Jan 20, 2024 01:32 UTC Exercise / conversionCommon Stock, No Par Value 600 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001773 · rdgdoc.xml · nonDerivative · entry 1

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 18, 2024 Filed Jan 20, 2024 01:26 UTC
LIN CHUANG IDirector
Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001769 · rdgdoc.xml · derivative · entry 5

LIN CHUANG I · CIK 0001185981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These restricted stock units vest in two installments: 800 at 01/18/2023 and 600 at 01/18/2024.

F4 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.