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Nasdaq · USD

RBB

RBB Bancorp

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Tapewire entity
5572
SEC CIK
0001499422
Parsed reports
500

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202603
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 14, 2022 Filed Jun 17, 2022 00:29 UTC
Thian Yee PhongFormer President/CEO
SaleCommon Stock, No Par Value 13,237 $20.24 $267,916.88
Disclosure

SEC source: 0001437749-22-015217 · rdgdoc.xml · nonDerivative · entry 2

Thian Yee Phong · CIK 0001711496 · Former President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,302

Read SEC document
June 14, 2022 Filed Jun 17, 2022 00:29 UTC
Thian Yee PhongFormer President/CEO
Exercise / conversionCommon Stock, No Par Value 13,237 $11.15 $147,589.90
Disclosure

SEC source: 0001437749-22-015217 · rdgdoc.xml · nonDerivative · entry 1

Thian Yee Phong · CIK 0001711496 · Former President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2022 Filed Jun 15, 2022 23:51 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 2,000 $19.88 $39,760.00
Disclosure

SEC source: 0001437749-22-015099 · rdgdoc.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,876

Read SEC document
June 10, 2022 Filed Jun 11, 2022 00:30 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 4,000 $20.28 $81,120.00
Disclosure

SEC source: 0001437749-22-014815 · rdgdoc.xml · nonDerivative · entry 2

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,876

Read SEC document
June 09, 2022 Filed Jun 11, 2022 00:30 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 2,000 $20.88 $41,760.00
Disclosure

SEC source: 0001437749-22-014815 · rdgdoc.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,876

Read SEC document
June 08, 2022 Filed Jun 11, 2022 00:04 UTC
Thian Yee PhongFormer President/CEO
Exercise / conversionOption (right to buy) · Derivative 24,000 $11.15 Strike: $11.15 $267,595.20
Disclosure

SEC source: 0001437749-22-014812 · rdgdoc.xml · derivative · entry 3

Thian Yee Phong · CIK 0001711496 · Former President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,156

Underlying: Common Stock · 242,156 shares

Expires 2023-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.

Read SEC document
June 08, 2022 Filed Jun 11, 2022 00:04 UTC
Thian Yee PhongFormer President/CEO
SaleCommon Stock, No Par Value 24,000 $21.51 $516,230.40
Disclosure

SEC source: 0001437749-22-014812 · rdgdoc.xml · nonDerivative · entry 2

Thian Yee Phong · CIK 0001711496 · Former President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,302

Read SEC document
June 08, 2022 Filed Jun 11, 2022 00:04 UTC
Thian Yee PhongFormer President/CEO
Exercise / conversionCommon Stock, No Par Value 24,000 $11.15 $267,595.20
Disclosure

SEC source: 0001437749-22-014812 · rdgdoc.xml · nonDerivative · entry 1

Thian Yee Phong · CIK 0001711496 · Former President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2022 Filed May 27, 2022 23:44 UTC SaleCommon Stock, No Par Value 6,494 $21.25 $137,991.66
Disclosure

SEC source: 0001437749-22-013819 · rdgdoc.xml · nonDerivative · entry 1

Pang Simon · CIK 0001711564 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,158

Read SEC document
May 26, 2022 Filed May 27, 2022 23:32 UTC SaleCommon Stock, No Par Value 5,830 $21.25 $123,887.50
Disclosure

SEC source: 0001437749-22-013817 · rdgdoc.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,572

Read SEC document
May 24, 2022 Filed May 25, 2022 01:27 UTC SaleCommon Stock, No Par Value 8,394 $20.97 $176,058.27
Disclosure

SEC source: 0001437749-22-013476 · rdgdoc.xml · nonDerivative · entry 3

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,402

Read SEC document
May 23, 2022 Filed May 25, 2022 01:27 UTC SaleCommon Stock, No Par Value 15,000 $20.75 $311,301.00
Disclosure

SEC source: 0001437749-22-013476 · rdgdoc.xml · nonDerivative · entry 2

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,796

Read SEC document
May 20, 2022 Filed May 25, 2022 01:27 UTC SaleCommon Stock, No Par Value 776 $20.30 $15,752.80
Disclosure

SEC source: 0001437749-22-013476 · rdgdoc.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,796

Read SEC document
May 18, 2022 Filed May 20, 2022 22:36 UTC
Lau AlfonsoDirector
Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-013269 · rdgdoc.xml · derivative · entry 2

Lau Alfonso · CIK 0001756866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest in two equal annual installments beginning one year after the 01/19/2022 date of grant.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
May 18, 2022 Filed May 20, 2022 22:36 UTC
Lau AlfonsoDirector
Exercise / conversionCommon Stock, No Par Value 1,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-013269 · rdgdoc.xml · nonDerivative · entry 1

Lau Alfonso · CIK 0001756866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2022 Filed May 16, 2022 20:36 UTC
Lin PaulDirector
Exercise / conversionOption (right to buy) · Derivative 7,273 $11.15 Strike: $11.15 $81,092.50
Disclosure

SEC source: 0001437749-22-012649 · rdgdoc.xml · derivative · entry 3

Lin Paul · CIK 0001711554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,490

Underlying: Common Stock · 10,763 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.

Read SEC document
May 13, 2022 Filed May 16, 2022 20:36 UTC
Lin PaulDirector
SaleCommon Stock, No Par Value 7,273 $20.41 $148,465.20
Disclosure

SEC source: 0001437749-22-012649 · rdgdoc.xml · nonDerivative · entry 2

Lin Paul · CIK 0001711554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 13, 2022 Filed May 16, 2022 20:36 UTC
Lin PaulDirector
Exercise / conversionCommon Stock, No Par Value 7,273 $11.15 $81,092.50
Disclosure

SEC source: 0001437749-22-012649 · rdgdoc.xml · nonDerivative · entry 1

Lin Paul · CIK 0001711554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2022 Filed May 16, 2022 20:27 UTC
Song TammyFormer EVP
Exercise / conversionOption (right to buy) · Derivative 10,000 $13.33 Strike: $13.33 $133,300.00
Disclosure

SEC source: 0001437749-22-012636 · rdgdoc.xml · derivative · entry 7

Song Tammy · CIK 0001843663 · Former EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 30,000 shares

Expires 2030-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 07/15/2020 date of grant.

Read SEC document
May 13, 2022 Filed May 16, 2022 20:27 UTC
Song TammyFormer EVP
Exercise / conversionOption (right to buy) · Derivative 3,000 $20.55 Strike: $20.55 $61,650.00
Disclosure

SEC source: 0001437749-22-012636 · rdgdoc.xml · derivative · entry 6

Song Tammy · CIK 0001843663 · Former EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 6,000 shares

Expires 2030-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.

Read SEC document
May 13, 2022 Filed May 16, 2022 20:27 UTC
Song TammyFormer EVP
SaleCommon Stock, No Par Value 10,000 $20.28 $202,750.00
Disclosure

SEC source: 0001437749-22-012636 · rdgdoc.xml · nonDerivative · entry 4

Song Tammy · CIK 0001843663 · Former EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,035

Read SEC document
May 13, 2022 Filed May 16, 2022 20:27 UTC
Song TammyFormer EVP
Exercise / conversionCommon Stock, No Par Value 10,000 $13.33 $133,300.00
Disclosure

SEC source: 0001437749-22-012636 · rdgdoc.xml · nonDerivative · entry 3

Song Tammy · CIK 0001843663 · Former EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2022 Filed May 16, 2022 20:27 UTC
Song TammyFormer EVP
SaleCommon Stock, No Par Value 3,000 $20.70 $62,107.80
Disclosure

SEC source: 0001437749-22-012636 · rdgdoc.xml · nonDerivative · entry 2

Song Tammy · CIK 0001843663 · Former EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,035

Read SEC document
May 13, 2022 Filed May 16, 2022 20:27 UTC
Song TammyFormer EVP
Exercise / conversionCommon Stock, No Par Value 3,000 $20.55 $61,650.00
Disclosure

SEC source: 0001437749-22-012636 · rdgdoc.xml · nonDerivative · entry 1

Song Tammy · CIK 0001843663 · Former EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2022 Filed May 16, 2022 20:13 UTC
Lin FengDirector
Exercise / conversionOption (right to buy) · Derivative 10,763 $11.15 Strike: $11.15 $120,005.30
Disclosure

SEC source: 0001437749-22-012622 · rdgdoc.xml · derivative · entry 3

Lin Feng · CIK 0001711516 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2022-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.

Read SEC document
May 13, 2022 Filed May 16, 2022 20:13 UTC
Lin FengDirector
SaleCommon Stock, No Par Value 10,763 $20.19 $217,252.23
Disclosure

SEC source: 0001437749-22-012622 · rdgdoc.xml · nonDerivative · entry 2

Lin Feng · CIK 0001711516 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,125

Read SEC document
May 13, 2022 Filed May 16, 2022 20:13 UTC
Lin FengDirector
Exercise / conversionCommon Stock, No Par Value 10,763 $11.15 $120,005.30
Disclosure

SEC source: 0001437749-22-012622 · rdgdoc.xml · nonDerivative · entry 1

Lin Feng · CIK 0001711516 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2022 Filed May 20, 2022 23:28 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 2,000 $20.28 $40,560.00
Disclosure

SEC source: 0001437749-22-013277 · rdgdoc.xml · nonDerivative · entry 2

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,876

Read SEC document
May 12, 2022 Filed May 16, 2022 19:47 UTC
Lin PaulDirector
Exercise / conversionOption (right to buy) · Derivative 10,763 $11.15 Strike: $11.15 $120,005.30
Disclosure

SEC source: 0001437749-22-012601 · rdgdoc.xml · derivative · entry 3

Lin Paul · CIK 0001711554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2022-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.

Read SEC document
May 12, 2022 Filed May 16, 2022 19:47 UTC
Lin PaulDirector
SaleCommon Stock, No Par Value 10,763 $20.38 $219,305.81
Disclosure

SEC source: 0001437749-22-012601 · rdgdoc.xml · nonDerivative · entry 2

Lin Paul · CIK 0001711554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 12, 2022 Filed May 16, 2022 19:47 UTC
Lin PaulDirector
Exercise / conversionCommon Stock, No Par Value 10,763 $11.15 $120,005.30
Disclosure

SEC source: 0001437749-22-012601 · rdgdoc.xml · nonDerivative · entry 1

Lin Paul · CIK 0001711554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2022 Filed May 20, 2022 23:28 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 2,000 $20.34 $40,680.00
Disclosure

SEC source: 0001437749-22-013277 · rdgdoc.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,876

Read SEC document
May 11, 2022 Filed May 14, 2022 01:30 UTC
Thian Yee PhongFormer President/CEO
Exercise / conversionOption (right to buy) · Derivative 10,763 $11.15 Strike: $11.15 $120,005.30
Disclosure

SEC source: 0001437749-22-012441 · rdgdoc.xml · derivative · entry 8

Thian Yee Phong · CIK 0001711496 · Former President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2022-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.

Read SEC document
May 11, 2022 Filed May 14, 2022 01:30 UTC
Thian Yee PhongFormer President/CEO
SaleCommon Stock, No Par Value 10,763 $20.66 $222,363.58
Disclosure

SEC source: 0001437749-22-012441 · rdgdoc.xml · nonDerivative · entry 2

Thian Yee Phong · CIK 0001711496 · Former President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,302

Read SEC document
May 11, 2022 Filed May 14, 2022 01:30 UTC
Thian Yee PhongFormer President/CEO
Exercise / conversionCommon Stock, No Par Value 10,763 $11.15 $120,005.30
Disclosure

SEC source: 0001437749-22-012441 · rdgdoc.xml · nonDerivative · entry 1

Thian Yee Phong · CIK 0001711496 · Former President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2022 Filed May 16, 2022 19:23 UTC
Song TammyFormer EVP
Exercise / conversionOption (right to buy) · Derivative 2,896 $20.55 Strike: $20.55 $59,512.80
Disclosure

SEC source: 0001437749-22-012583 · rdgdoc.xml · derivative · entry 20

Song Tammy · CIK 0001843663 · Former EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 8,896 shares

Expires 2030-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.

Read SEC document
May 11, 2022 Filed May 16, 2022 19:23 UTC
Song TammyFormer EVP
Exercise / conversionOption (right to buy) · Derivative 2,000 $18.38 Strike: $18.38 $36,760.00
Disclosure

SEC source: 0001437749-22-012583 · rdgdoc.xml · derivative · entry 19

Song Tammy · CIK 0001843663 · Former EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 3,000 shares

Expires 2029-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/23/2019 date of grant.

Read SEC document
May 11, 2022 Filed May 16, 2022 19:23 UTC
Song TammyFormer EVP
Exercise / conversionOption (right to buy) · Derivative 6,000 $18.25 Strike: $18.25 $109,500.00
Disclosure

SEC source: 0001437749-22-012583 · rdgdoc.xml · derivative · entry 18

Song Tammy · CIK 0001843663 · Former EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2016 date of grant.

Read SEC document
May 11, 2022 Filed May 16, 2022 19:23 UTC
Song TammyFormer EVP
Exercise / conversionOption (right to buy) · Derivative 2,153 $13.21 Strike: $13.21 $28,440.70
Disclosure

SEC source: 0001437749-22-012583 · rdgdoc.xml · derivative · entry 17

Song Tammy · CIK 0001843663 · Former EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,153 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2014 date of grant.

Read SEC document
May 11, 2022 Filed May 16, 2022 19:23 UTC
Song TammyFormer EVP
Exercise / conversionOption (right to buy) · Derivative 5,381 $11.15 Strike: $11.15 $59,997.07
Disclosure

SEC source: 0001437749-22-012583 · rdgdoc.xml · derivative · entry 16

Song Tammy · CIK 0001843663 · Former EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,381 shares

Expires 2023-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 07/01/2013 date of grant.

Read SEC document
May 11, 2022 Filed May 16, 2022 19:23 UTC
Song TammyFormer EVP
Exercise / conversionOption (right to buy) · Derivative 3,229 $11.15 Strike: $11.15 $36,002.70
Disclosure

SEC source: 0001437749-22-012583 · rdgdoc.xml · derivative · entry 15

Song Tammy · CIK 0001843663 · Former EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,229 shares

Expires 2023-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.

Read SEC document
May 11, 2022 Filed May 16, 2022 19:23 UTC
Song TammyFormer EVP
SaleCommon Stock, No Par Value 1,378 $20.91 $28,814.12
Disclosure

SEC source: 0001437749-22-012583 · rdgdoc.xml · nonDerivative · entry 14

Song Tammy · CIK 0001843663 · Former EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,035

Read SEC document
May 11, 2022 Filed May 16, 2022 19:23 UTC
Song TammyFormer EVP
Exercise / conversionCommon Stock, No Par Value 1,378 $20.55 $28,317.90
Disclosure

SEC source: 0001437749-22-012583 · rdgdoc.xml · nonDerivative · entry 13

Song Tammy · CIK 0001843663 · Former EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2022 Filed May 16, 2022 19:23 UTC
Song TammyFormer EVP
SaleCommon Stock, No Par Value 1,518 $20.82 $31,601.57
Disclosure

SEC source: 0001437749-22-012583 · rdgdoc.xml · nonDerivative · entry 12

Song Tammy · CIK 0001843663 · Former EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,035

Read SEC document
May 11, 2022 Filed May 16, 2022 19:23 UTC
Song TammyFormer EVP
Exercise / conversionCommon Stock, No Par Value 1,518 $20.55 $31,194.90
Disclosure

SEC source: 0001437749-22-012583 · rdgdoc.xml · nonDerivative · entry 11

Song Tammy · CIK 0001843663 · Former EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2022 Filed May 16, 2022 19:23 UTC
Song TammyFormer EVP
SaleCommon Stock, No Par Value 2,000 $20.82 $41,635.80
Disclosure

SEC source: 0001437749-22-012583 · rdgdoc.xml · nonDerivative · entry 10

Song Tammy · CIK 0001843663 · Former EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,035

Read SEC document
May 11, 2022 Filed May 16, 2022 19:23 UTC
Song TammyFormer EVP
Exercise / conversionCommon Stock, No Par Value 2,000 $18.38 $36,760.00
Disclosure

SEC source: 0001437749-22-012583 · rdgdoc.xml · nonDerivative · entry 9

Song Tammy · CIK 0001843663 · Former EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2022 Filed May 16, 2022 19:23 UTC
Song TammyFormer EVP
SaleCommon Stock, No Par Value 6,000 $20.82 $124,907.40
Disclosure

SEC source: 0001437749-22-012583 · rdgdoc.xml · nonDerivative · entry 8

Song Tammy · CIK 0001843663 · Former EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,035

Read SEC document
May 11, 2022 Filed May 16, 2022 19:23 UTC
Song TammyFormer EVP
Exercise / conversionCommon Stock, No Par Value 6,000 $18.25 $109,500.00
Disclosure

SEC source: 0001437749-22-012583 · rdgdoc.xml · nonDerivative · entry 7

Song Tammy · CIK 0001843663 · Former EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2022 Filed May 16, 2022 19:23 UTC
Song TammyFormer EVP
SaleCommon Stock, No Par Value 2,153 $20.82 $44,820.94
Disclosure

SEC source: 0001437749-22-012583 · rdgdoc.xml · nonDerivative · entry 6

Song Tammy · CIK 0001843663 · Former EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,035

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.