Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 13, 2026 Filed May 14, 2026 13:10 UTC |
Goldman Heather S.Director
|
SaleCommon Stock | 2,750 | $12.72 | $34,980.00 |
DisclosureSEC source: 0001572724-26-000002 · form4-05142026_010504.xml · nonDerivative · entry 1 Goldman Heather S. · CIK 0001572724 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21.597 F1 · shares: Number of Securities Disposed of includes 856.597 shares acquired through dividend reinvestment. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 13:57 UTC |
MCFARLAND STUART ADirector
|
SaleCommon Stock | 1,860 | $13.38 | $24,886.80 |
DisclosureSEC source: 0001415889-24-029437 · form4-12162024_061257.xml · nonDerivative · entry 1 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,443 F1 · balance_after: Number of Securities Beneficially Owned Following Reported Transactions includes 10,674 shares acquired through dividend reinvestment. Read SEC document |
| September 17, 2024 Filed Sep 18, 2024 18:24 UTC |
Guichard Justin CharlesPortfolio Manager
|
PurchaseCommon Stock | 7,364 | $13.58 | $99,995.76 |
DisclosureSEC source: 0001104659-24-100933 · tm2424260-1_4seq1.xml · nonDerivative · entry 1 Guichard Justin Charles · CIK 0001995096 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,364 Read SEC document |
| December 15, 2023 Filed Dec 15, 2023 18:40 UTC |
Goldman Heather S.Director
|
PurchaseCommon Stock | 390 | $12.69 | $4,949.10 |
DisclosureSEC source: 0001415889-23-016521 · form4-12152023_061228.xml · nonDerivative · entry 1 Goldman Heather S. · CIK 0001572724 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,141.402 F1 · balance_after: This amount includes shares acquired through dividend reinvestment of shares. Read SEC document |
| September 13, 2023 Filed Sep 13, 2023 21:32 UTC |
Janus ChristopherPORTFOLIO MANAGER
|
PurchaseCommon Stock | 100 | $12.18 | $1,218.00 |
DisclosureSEC source: 0001415889-23-013234 · form4-09132023_090911.xml · nonDerivative · entry 4 Janus Christopher · CIK 0001776361 · PORTFOLIO MANAGER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,230 Read SEC document |
| September 13, 2023 Filed Sep 13, 2023 21:32 UTC |
Janus ChristopherPORTFOLIO MANAGER
|
PurchaseCommon Stock | 100 | $12.20 | $1,220.00 |
DisclosureSEC source: 0001415889-23-013234 · form4-09132023_090911.xml · nonDerivative · entry 3 Janus Christopher · CIK 0001776361 · PORTFOLIO MANAGER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,130 Read SEC document |
| September 13, 2023 Filed Sep 13, 2023 21:32 UTC |
Janus ChristopherPORTFOLIO MANAGER
|
PurchaseCommon Stock | 100 | $12.24 | $1,224.00 |
DisclosureSEC source: 0001415889-23-013234 · form4-09132023_090911.xml · nonDerivative · entry 2 Janus Christopher · CIK 0001776361 · PORTFOLIO MANAGER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,030 Read SEC document |
| September 13, 2023 Filed Sep 13, 2023 21:32 UTC |
Janus ChristopherPORTFOLIO MANAGER
|
PurchaseCommon Stock | 100 | $12.28 | $1,228.00 |
DisclosureSEC source: 0001415889-23-013234 · form4-09132023_090911.xml · nonDerivative · entry 1 Janus Christopher · CIK 0001776361 · PORTFOLIO MANAGER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 930 Read SEC document |
| September 05, 2023 Filed Sep 6, 2023 19:52 UTC |
Janus ChristopherPORTFOLIO MANAGER
|
PurchaseCommon Stock | 30 | $12.77 | $383.10 |
DisclosureSEC source: 0001415889-23-012965 · form4-09062023_070912.xml · nonDerivative · entry 4 Janus Christopher · CIK 0001776361 · PORTFOLIO MANAGER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 830 Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 19:52 UTC |
Janus ChristopherPORTFOLIO MANAGER
|
PurchaseCommon Stock | 100 | $12.68 | $1,268.00 |
DisclosureSEC source: 0001415889-23-012965 · form4-09062023_070912.xml · nonDerivative · entry 3 Janus Christopher · CIK 0001776361 · PORTFOLIO MANAGER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 800 Read SEC document |
| August 31, 2023 Filed Sep 6, 2023 19:52 UTC |
Janus ChristopherPORTFOLIO MANAGER
|
PurchaseCommon Stock | 105 | $12.70 | $1,333.50 |
DisclosureSEC source: 0001415889-23-012965 · form4-09062023_070912.xml · nonDerivative · entry 2 Janus Christopher · CIK 0001776361 · PORTFOLIO MANAGER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 700 Read SEC document |
| August 31, 2023 Filed Sep 6, 2023 19:52 UTC |
Janus ChristopherPORTFOLIO MANAGER
|
PurchaseCommon Stock | 100 | $12.80 | $1,280.00 |
DisclosureSEC source: 0001415889-23-012965 · form4-09062023_070912.xml · nonDerivative · entry 1 Janus Christopher · CIK 0001776361 · PORTFOLIO MANAGER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 595 Read SEC document |
| August 30, 2023 Filed Aug 31, 2023 16:55 UTC |
Janus ChristopherPORTFOLIO MANAGER
|
PurchaseCommon Stock | 100 | $12.62 | $1,262.00 |
DisclosureSEC source: 0001415889-23-012826 · form4-08312023_040803.xml · nonDerivative · entry 5 Janus Christopher · CIK 0001776361 · PORTFOLIO MANAGER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 495 Read SEC document |
| August 30, 2023 Filed Aug 31, 2023 16:55 UTC |
Janus ChristopherPORTFOLIO MANAGER
|
PurchaseCommon Stock | 100 | $12.50 | $1,250.00 |
DisclosureSEC source: 0001415889-23-012826 · form4-08312023_040803.xml · nonDerivative · entry 4 Janus Christopher · CIK 0001776361 · PORTFOLIO MANAGER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 395 Read SEC document |
| August 30, 2023 Filed Aug 31, 2023 16:55 UTC |
Janus ChristopherPORTFOLIO MANAGER
|
PurchaseCommon Stock | 100 | $13.50 | $1,350.00 |
DisclosureSEC source: 0001415889-23-012826 · form4-08312023_040803.xml · nonDerivative · entry 3 Janus Christopher · CIK 0001776361 · PORTFOLIO MANAGER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 295 Read SEC document |
| August 30, 2023 Filed Aug 31, 2023 16:55 UTC |
Janus ChristopherPORTFOLIO MANAGER
|
PurchaseCommon Stock | 100 | $13.20 | $1,320.00 |
DisclosureSEC source: 0001415889-23-012826 · form4-08312023_040803.xml · nonDerivative · entry 2 Janus Christopher · CIK 0001776361 · PORTFOLIO MANAGER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 195 Read SEC document |
| August 30, 2023 Filed Aug 31, 2023 16:55 UTC |
Janus ChristopherPORTFOLIO MANAGER
|
PurchaseCommon Stock | 95 | $13.00 | $1,235.00 |
DisclosureSEC source: 0001415889-23-012826 · form4-08312023_040803.xml · nonDerivative · entry 1 Janus Christopher · CIK 0001776361 · PORTFOLIO MANAGER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95 Read SEC document |
| August 30, 2023 Filed Sep 7, 2023 19:33 UTC |
Surugeon Gaal IsaacPORTFOLIO MANAGER
|
PurchaseCommon Stock | 294 | $13.45 | $3,953.77 |
DisclosureSEC source: 0001415889-23-013062 · form4-09072023_070913.xml · nonDerivative · entry 1 Surugeon Gaal Isaac · CIK 0001830753 · PORTFOLIO MANAGER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 294 Read SEC document |
| January 06, 2023 Filed Jan 10, 2023 21:02 UTC |
Goldman Heather S.Director
|
PurchaseCommon Stock | 1,525 | $16.79 | $25,604.75 |
DisclosureSEC source: 0001104659-23-002698 · tm232957-1_4seq1.xml · nonDerivative · entry 1 Goldman Heather S. · CIK 0001572724 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,539 F1 · balance_after: This amount includes 14.2 shares acquired through dividend reimbursement of shares received from the Issuer and a predecessor fund of the Issuer from June 22, 2017 through November 23, 2022 by the reporting person. Read SEC document |
| March 09, 2021 Filed Mar 9, 2021 16:45 UTC |
Brookfield Public Securities Group LLCFund's Adviser
|
SaleCommon Stock | 10,000 | $20.78 | $207,792.00 |
DisclosureSEC source: 0001655099-21-000001 · primary_doc.xml · nonDerivative · entry 1 Brookfield Public Securities Group LLC · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,581.602 F1 · shares: Shares disposed in connection with the ongoing management of the Reporting Person's employee equity incentive program. F2 · balance_after: Includes shares acquired through dividend reinvestment as of February 28, 2021. Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 14:25 UTC |
Brookfield Public Securities Group LLCFund's Adviser
|
SaleCommon Stock | 40,000 | $17.27 | $690,936.00 |
DisclosureSEC source: 0001655099-20-000008 · primary_doc.xml · nonDerivative · entry 1 Brookfield Public Securities Group LLC · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,532 Read SEC document |
| June 02, 2020 Filed Jun 2, 2020 22:36 UTC |
Brookfield Public Securities Group LLCFund's Adviser
|
SaleCommon Stock | 42,000 | $16.83 | $706,809.60 |
DisclosureSEC source: 0001655099-20-000007 · primary_doc.xml · nonDerivative · entry 2 Brookfield Public Securities Group LLC · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,532 Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 22:36 UTC |
Brookfield Public Securities Group LLCFund's Adviser
|
SaleCommon Stock | 25,000 | $16.67 | $416,772.50 |
DisclosureSEC source: 0001655099-20-000007 · primary_doc.xml · nonDerivative · entry 1 Brookfield Public Securities Group LLC · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,532 Read SEC document |
| March 11, 2020 Filed Mar 25, 2020 16:59 UTC |
Salvatore Louis PDirector
|
Grantcommon stock | 1,874 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-20-000005 · primary_doc.xml · nonDerivative · entry 1 Salvatore Louis P · CIK 0001294561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,823 F1 · price: Received in exchange for 3,000 shares of Brookfield Global Listed Infrastructure Income Fund Inc. {NYSE:INF) in connection with the reorganization of INF into Brookfield Real Assets Income Fund Inc. {NYSE:RA}. A the time of the reorganization, the net asset value of INF was $13.9484 per share, the net asset value of RA was $22.3215 per share and the conversion rate was 0.62488632 F2 · balance_after: includes 8,949 RA shares held prior to the reorganization Read SEC document |
| March 11, 2020 Filed Mar 25, 2020 15:53 UTC |
MCFARLAND STUART ADirector
|
Grantcommon stockc | 180 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-20-000004 · primary_doc.xml · nonDerivative · entry 2 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Jointly own with Spouse Disclosed balance after: 8,629 F3 · price: Received in exchange for 289 shares of Brookfield Global Listed Infrastructure Income Fund Inc. {NYSE:INF} in connection with the reorganization of INF into Brookfield Real Assets Income Fund Inc. {NYSE:RA}. At the tie of the reorganization, the net asset value of INF was $13.9484 per share, the net asset value of RA was $22.3215 per share and the conversion rate was 0.62488632 F4 · balance_after: includes 8,037 RA shares held prior to the reorganization Read SEC document |
| March 11, 2020 Filed Mar 25, 2020 15:53 UTC |
MCFARLAND STUART ADirector
|
Grantcommon stock | 412 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-20-000004 · primary_doc.xml · nonDerivative · entry 1 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,449 F1 · price: Received in exchange for 660 shares of Brookfield Global Listed Infrastructure Income Fund Inc. {NYSE:INF} in connection with the reorganization of INF into Brookfield Real Assets Income Fund Inc. {NYSE:RA}. At the time of the reorganization, the net asset value of INF was $14.9484 per share, the net asset value of RA was $22.3215 per share and the conversion rate was 0.62488632 F2 · balance_after: Includes 8,037 RA shares held prior to the reorganization. Read SEC document |
| March 11, 2020 Filed Mar 25, 2020 17:08 UTC |
Kuczmarski Edward ADirector
|
Grantcommon stock | 2,916 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-20-000006 · primary_doc.xml · nonDerivative · entry 1 Kuczmarski Edward A · CIK 0001528822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,885 F1 · price: Received in exchange for 4,667 shares of Brookfield Global Listed Infrastructure Income Fund Inc. {NYSE:INF} in connection with the reorganization of INF into Brookfield Real Assets Income Fund Inc. {NYSE:RA}. At the time of the reorganization, the net asset value of INF was $13.9484, the net asset value of RA was $22.3215 and he conversion rate was 0.62488632 F2 · balance_after: Includes 1,969 RA shares held prior to the reorganization Read SEC document |
| March 11, 2020 Filed Mar 25, 2020 15:21 UTC |
Ghantous Angela WTreasurer
|
Grantcommon stock | 11 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-20-000003 · primary_doc.xml · nonDerivative · entry 1 Ghantous Angela W · CIK 0001557030 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11 F1 · price: Received in exchange for 17 shares of Brookfield Global Listed Infrastructure Income Fund Inc. {NYSE:INF} in connection with the reorganization of INF into Brookfield Real Assets Income Fund Inc. {NYSE:RA}. At the time of the reorganization, the net asset value of INF was $13.9484 per share, the net asset value of RA was $22.3215 per share and the conversion rate was 0.62488632 Read SEC document |
| March 11, 2020 Filed Mar 25, 2020 15:09 UTC |
Hurley BrianPresident
|
Grantcommon stock | 1,945 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-20-000002 · primary_doc.xml · nonDerivative · entry 1 Hurley Brian · CIK 0001604909 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,381 F1 · price: Received in exchange for 3,113 shares of Brookfield Global Listed Infrastructure Income Fund Inc. {NYSE:INF} in connection with the reorganization of INF into Brookfield Real Assets Income Fund Inc. {NYSE:RA}. At the time of the reorganization, the net asset value of INF was $13.9484 per share, the net asset value of RA was $22.3215 per share and the conversion rate was 0.62488632. Read SEC document |
| March 11, 2020 Filed Mar 25, 2020 18:59 UTC |
Sachs Adam RossChief Compliance Officer
|
Grantcommon stock | 212 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-20-000001 · primary_doc.xml · nonDerivative · entry 1 Sachs Adam Ross · CIK 0001720015 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212 F1 · price: Received in exchange for 282.275 shares of Brookfield Global Listed Infrastructure Income Fund Inc. {NYSE:INF) in connection with the reorganization of INF into Brookfield Real Assets Income Fund Inc. {NYSE:RA}. At the time of the reorganization, the net asset value of INF was $13.9484 per share, the net asset value of RA was 22.3215 per share and the conversion rate was 0.62488632 Read SEC document |
| March 11, 2020 Filed Mar 27, 2020 13:46 UTC |
Brookfield Public Securities Group LLCFund's Adviser
|
Grantcommon stock | 132,410 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001522807-20-000008 · primary_doc.xml · nonDerivative · entry 1 Brookfield Public Securities Group LLC · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,532 F1 · price: Received in exchange for 211,895 shares of Brookfield Global Listed Infrastructure Income Fund Inc. {NYSE:INF} in connection with the reorganization of INF into Brookfield Real Assets Income Fund Inc. {NYSE:RA}. A the time of the reorganization, the net asset value of INF was $13.9484 per share, the net asset value of RA was $22.3215 per share and the conversion rate was 0.62488632 F2 · balance_after: Includes 74,122.75 of RA shares held before the reorganization. Read SEC document |
| October 15, 2018 Filed Oct 15, 2018 21:05 UTC |
Brookfield Public Securities Group LLCFund's Adviser
|
SaleCommon Stock | 7,301 | $22.23 | $162,327.51 |
DisclosureSEC source: 0001273887-18-000008 · primary_doc.xml · nonDerivative · entry 2 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,315 F3 · shares: Shares disposed in connection with the ongoing management of the Reporting Person's employee equity incentive program. F4 · balance_after: Shares disposed includes 1,707.25 shares acquired through dividend reinvestment plan between July 1, 2018 and September 30, 2018. Read SEC document |
| October 12, 2018 Filed Oct 15, 2018 21:05 UTC |
Brookfield Public Securities Group LLCFund's Adviser
|
SaleCommon Stock | 4,887 | $22.37 | $109,329.03 |
DisclosureSEC source: 0001273887-18-000008 · primary_doc.xml · nonDerivative · entry 1 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,616 F1 · shares: Shares disposed in connection with the ongoing management of the Reporting Person's equity incentive program. F2 · shares: Shares disposed includes 1,707.25 shares acquired through dividend reinvestment plan between July 1, 2018 and September 30, 2018. F2 · balance_after: Shares disposed includes 1,707.25 shares acquired through dividend reinvestment plan between July 1, 2018 and September 30, 2018. Read SEC document |
| July 11, 2018 Filed Jul 17, 2018 19:27 UTC |
Brookfield Public Securities Group LLCFund's Adviser
|
PurchaseCommon Stock | 23,167 | $23.00 | $532,725.17 |
DisclosureSEC source: 0001273887-18-000005 · primary_doc.xml · nonDerivative · entry 1 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,795.25 F1 · shares: Shares purchased in connection with the ongoing management of the Reporting Person's employee equity incentive program. F2 · balance_after: Shares purchased includes 2,483.81 shares acquired through dividend reinvestment plan between January 1, 2018 and June 30, 2018 and shares transferred between January 1, 2018 and June 30, 2018. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 16:09 UTC |
Brookfield Public Securities Group LLCFund's Adviser
|
SaleCommon Stock | 10,278 | $21.93 | $225,384.21 |
DisclosureSEC source: 0001273887-18-000003 · primary_doc.xml · nonDerivative · entry 1 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,738.64 F1 · shares: Shares sold in connection with the ongoing management of the Reporting Person's employee equity incentive program. F2 · balance_after: Shares sold includes 2,880.53 shares acquired through dividend reinvestment between March 7, 2017 and December 31, 2017. Read SEC document |
| September 22, 2017 Filed Sep 22, 2017 15:22 UTC |
MCFARLAND STUART ADirector
|
PurchaseCommon Stock | 630 | $23.71 | $14,936.36 |
DisclosureSEC source: 0001655099-17-000004 · primary_doc.xml · nonDerivative · entry 1 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,037 Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 10:41 UTC |
MCFARLAND STUART ADirector
|
Purchasecommon stock | 675 | $23.71 | $16,004.25 |
DisclosureSEC source: 0001249307-17-000001 · primary_doc.xml · nonDerivative · entry 1 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,407 Read SEC document |
| June 09, 2017 Filed Jun 9, 2017 15:20 UTC |
Brookfield Public Securities Group LLCFund's Adviser
|
PurchaseCommon Stock | 4,420 | $23.72 | $104,842.40 |
DisclosureSEC source: 0001655099-17-000003 · primary_doc.xml · nonDerivative · entry 1 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,286 F1 · shares: Shares acquired in connection with the ongoing management of the Reporting Person's employee equity incentive program. F2 · balance_after: Includes 71 shares acquired through dividend reinvestment between December 5, 2016 and March 6, 2017. Read SEC document |
| June 06, 2017 Filed Jun 6, 2017 16:08 UTC |
MCFARLAND STUART ADirector
|
Purchasecommon stock | 840 | $23.74 | $19,940.59 |
DisclosureSEC source: 0001655099-17-000002 · primary_doc.xml · nonDerivative · entry 1 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,732 Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 21:04 UTC |
Brookfield Public Securities Group LLCFund's Adviser
|
SaleCommon Stock | 500 | $23.09 | $11,543.50 |
DisclosureSEC source: 0001273887-17-000001 · primary_doc.xml · nonDerivative · entry 1 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,765 F1 · shares: Shares disposed in connection with the ongoing management of the Reporting Person's employee equity incentive program. F2 · balance_after: Excludes any shares acquired through dividend reinvestment since Fund's inception in December 5, 2016. Read SEC document |
| March 07, 2017 Filed Mar 10, 2017 20:44 UTC Amendment |
Brookfield Public Securities Group LLCFund's Adviser
|
SaleCommon Stock | 500 | $23.09 | $11,543.50 |
DisclosureSEC source: 0001273887-17-000004 · primary_doc.xml · nonDerivative · entry 1 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,866 F1 · shares: Shares disposed in connection with the ongoing management of the Reporting Person's employee equity incentive program. F2 · balance_after: Includes 71 shares acquired through dividend reinvestment between December 5, 2016 and March 6, 2017. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 13:44 UTC |
Williams Jeffrey ConradSub-Adviser Portfolio Manager
|
GrantCommon Stock | 787 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000025 · primary_doc.xml · nonDerivative · entry 1 Williams Jeffrey Conrad · CIK 0001685345 · Sub-Adviser Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 787 F1 · price: Received in exchange for 1,200 shares of Brookfield Mortgage Opportunity Fund Inc. [NYSE: BOI] in connection with the reorganization of BOI into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of BOI was $16.42 per share, the net asset value of RA was $25.00 per share and the conversion rate was 0.65664. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 14:31 UTC |
RUSSELL-DOWE MICHELLE LYNSub-Adviser's Portfolio Mgr.
|
GrantCommon Stock | 892 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000028 · primary_doc.xml · nonDerivative · entry 3 RUSSELL-DOWE MICHELLE LYN · CIK 0001305496 · Sub-Adviser's Portfolio Mgr. 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 892 F5 · price: Received in exchange for 931 shares of Brookfield Total Return Inc. [NYSE: HTR] in connection with the reorganization of HTR into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of HTR was $23.96 per share, the net asset value of RA was $25.00 per share and the conversion rate was 0.95830. F6 · balance_after: Excludes 15,524 shares held directly by the Reporting Person - see the second line of Table I of the Form 4. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 14:31 UTC |
RUSSELL-DOWE MICHELLE LYNSub-Adviser's Portfolio Mgr.
|
GrantCommon Stock | 2,622 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000028 · primary_doc.xml · nonDerivative · entry 2 RUSSELL-DOWE MICHELLE LYN · CIK 0001305496 · Sub-Adviser's Portfolio Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,524 F3 · price: Received in exchange for 2,737 shares of Brookfield Total Return Fund Inc. [NYSE: HTR] in connection with the reorganization of HTR into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of HTR was $23.96 per share, the net asset value of RA was $25.00 and the conversion rate was 0.95830. F4 · balance_after: Excludes shares held indrectly by the Reporting Person - see the third line of Table I of this Form 4. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 14:31 UTC |
RUSSELL-DOWE MICHELLE LYNSub-Adviser's Portfolio Mgr.
|
GrantCommon Stock | 12,902 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000028 · primary_doc.xml · nonDerivative · entry 1 RUSSELL-DOWE MICHELLE LYN · CIK 0001305496 · Sub-Adviser's Portfolio Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,902 F1 · price: Received in exchange for 19,650 shares of Brookfield Mortgage Opportunity Income Fund Inc. [NYSE: BOI] in connection with the reorganization of BOI into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of BOI was $16.42 per share, the net asset value of RA was $25.00 per share and the conversion rate was 0.65664. F2 · balance_after: Excludes shares held indirectly by Reporting Person - see the third line of Table I of this Form 4. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 13:35 UTC |
Salvatore Louis PDirector
|
GrantCommon Stock | 6,278 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000024 · primary_doc.xml · nonDerivative · entry 2 Salvatore Louis P · CIK 0001294561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,949 F2 · price: Received in exchange for 6,552 shares of Brookfield Total Return Inc. [NYSE: HTR] in connection with the reorganization of HTR into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of HTR was $23.96 per share, the net asset value of RA was $25.00 per share and the conversion rate was 0.95830. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 13:35 UTC |
Salvatore Louis PDirector
|
GrantCommon Stock | 2,671 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000024 · primary_doc.xml · nonDerivative · entry 1 Salvatore Louis P · CIK 0001294561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,671 F1 · price: Received in exchange for 8,320 shares of Brookfield Mortgage Opportunity Income Fund Inc. [NYSE: BOI] in connection with the reorganization of HHY into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of HHY was $8.03 per share, the net asset value of RA was $25.00 per share and the conversion rate was 0.32112. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 19:47 UTC |
Brookfield Public Securities Group LLCInvestment Adviser
|
GrantCommon Stock | 4,453 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000029 · primary_doc.xml · nonDerivative · entry 3 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,265 F3 · price: Received in exchange for 4,647 shares of Brookfield Total Return Fund Inc. [NYSE: HTR] in connection with the reorganization of HTR into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of HTR was $23.96 per share, the net asset value of RA was $25.00 per share and the conversion rate was 0.95830. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 19:47 UTC |
Brookfield Public Securities Group LLCInvestment Adviser
|
GrantCommon Stock | 22,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000029 · primary_doc.xml · nonDerivative · entry 2 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,812 F2 · price: Received in exchange for 79,070 shares of Brookfield High Income Fund Inc. [NYSE: HHY] in connection with the reorganization of HHY into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of HHY was $8.03 per share, the net asset value of RA was 25.00 per share and the conversion rate was 0.32112. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 19:47 UTC |
Brookfield Public Securities Group LLCInvestment Adviser
|
GrantCommon Stock | 20,312 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000029 · primary_doc.xml · nonDerivative · entry 1 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,312 F1 · price: Received in exchange for 30,934.57 shares of Brookfield Mortgage Opportunity Income Fund Inc. [NYSE: BOI] in connection with the reorganization of BOI into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of BOI was $16.42 per share, the net asset value of RA was $25.00 per share and the conversion rate was 0.65664. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.