person · Reporting owner
RUSSELL-DOWE MICHELLE LYN
Disclosed activity across 4 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROOKFIELD TOTAL RETURN FUND INCHTR · Entity 180591 | Sub-Adviser's Portfolio Mgr. | December 05, 2016 | December 06, 2016 |
| Brookfield Mortgage Opportunity Income Fund Inc.BOI · Entity 180555 | Sub-Adviser's Portfolio Mgr. | December 05, 2016 | December 06, 2016 |
| Brookfield Real Assets Income Fund Inc.RA · Entity 5232 | Sub-Adviser's Portfolio Mgr. | December 05, 2016 | December 06, 2016 |
| Hartford Schroders Opportunistic Income FundHSQIX · Entity 136520 | See Explanation of Responses | November 01, 2019 | November 04, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROOKFIELD TOTAL RETURN FUND INC
Report date December 05, 2016 · Filed December 06, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-12-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-12-05 · Disposition to issuer · Disposed 2,737 · Balance 0 F1: Disposed of pursuant to an agreement and plan of reorganization between isuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 2,622 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization. F2: Excludes shares held indirectly by the Reporting Person - see the second line of Table I of this Form 4. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-12-05 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2016-12-05 · Disposition to issuer · Disposed 931 · Balance 0 F3: Disposed of pursuant to an agreement and plan of reorganization between issuer and Brookfield Real Assets Income Inc. [NYSE: RA] in exchange for 892 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization. F4: Excludes shares held directly by the Reporting Person - see the first line of Table I of this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to an agreement and plan of reorganization between isuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 2,622 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization.
F2: Excludes shares held indirectly by the Reporting Person - see the second line of Table I of this Form 4.
F3: Disposed of pursuant to an agreement and plan of reorganization between issuer and Brookfield Real Assets Income Inc. [NYSE: RA] in exchange for 892 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization.
F4: Excludes shares held directly by the Reporting Person - see the first line of Table I of this Form 4.
Brookfield Mortgage Opportunity Income Fund Inc.
Report date December 05, 2016 · Filed December 06, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-12-05 transaction · row 1
1 source rowRow 1 · 2016-12-05 · Disposition to issuer · Disposed 19,650 · Balance 0 F1: Disposed of pursuant to an agreement and plan reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchnage for 12.902 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to an agreement and plan reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchnage for 12.902 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization.
Brookfield Real Assets Income Fund Inc.
Report date December 05, 2016 · Filed December 06, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,902 |
Reported balance
After 2016-12-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-12-05 · Grant · Acquired 12,902 · Balance 12,902 F1: Received in exchange for 19,650 shares of Brookfield Mortgage Opportunity Income Fund Inc. [NYSE: BOI] in connection with the reorganization of BOI into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of BOI was $16.42 per share, the net asset value of RA was $25.00 per share and the conversion rate was 0.65664. F2: Excludes shares held indirectly by Reporting Person - see the third line of Table I of this Form 4. |
| Common StockSEC Table I · non-derivative | Direct | 15,524 |
Reported balance
After 2016-12-05 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2016-12-05 · Grant · Acquired 2,622 · Balance 15,524 F3: Received in exchange for 2,737 shares of Brookfield Total Return Fund Inc. [NYSE: HTR] in connection with the reorganization of HTR into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of HTR was $23.96 per share, the net asset value of RA was $25.00 and the conversion rate was 0.95830. F4: Excludes shares held indrectly by the Reporting Person - see the third line of Table I of this Form 4. |
| Common StockSEC Table I · non-derivative | IndirectSpouse | 892 |
Reported balance
After 2016-12-05 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2016-12-05 · Grant · Acquired 892 · Balance 892 F5: Received in exchange for 931 shares of Brookfield Total Return Inc. [NYSE: HTR] in connection with the reorganization of HTR into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of HTR was $23.96 per share, the net asset value of RA was $25.00 per share and the conversion rate was 0.95830. F6: Excludes 15,524 shares held directly by the Reporting Person - see the second line of Table I of the Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: Received in exchange for 19,650 shares of Brookfield Mortgage Opportunity Income Fund Inc. [NYSE: BOI] in connection with the reorganization of BOI into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of BOI was $16.42 per share, the net asset value of RA was $25.00 per share and the conversion rate was 0.65664.
F2: Excludes shares held indirectly by Reporting Person - see the third line of Table I of this Form 4.
F3: Received in exchange for 2,737 shares of Brookfield Total Return Fund Inc. [NYSE: HTR] in connection with the reorganization of HTR into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of HTR was $23.96 per share, the net asset value of RA was $25.00 and the conversion rate was 0.95830.
F4: Excludes shares held indrectly by the Reporting Person - see the third line of Table I of this Form 4.
F5: Received in exchange for 931 shares of Brookfield Total Return Inc. [NYSE: HTR] in connection with the reorganization of HTR into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of HTR was $23.96 per share, the net asset value of RA was $25.00 per share and the conversion rate was 0.95830.
F6: Excludes 15,524 shares held directly by the Reporting Person - see the second line of Table I of the Form 4.
Hartford Schroders Opportunistic Income Fund
Report date November 01, 2019 · Filed November 04, 2019
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 05, 2016 Filed Dec 6, 2016 16:17 UTC | BROOKFIELD TOTAL RETURN FUND INC HTR · Entity 180591 | Disposition to issuerCommon Stock | 931 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000037 · primary_doc.xml · nonDerivative · entry 2 RUSSELL-DOWE MICHELLE LYN · CIK 0001305496 · Sub-Adviser's Portfolio Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: Disposed of pursuant to an agreement and plan of reorganization between issuer and Brookfield Real Assets Income Inc. [NYSE: RA] in exchange for 892 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization. F4 · balance_after: Excludes shares held directly by the Reporting Person - see the first line of Table I of this Form 4. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 16:17 UTC | BROOKFIELD TOTAL RETURN FUND INC HTR · Entity 180591 | Disposition to issuerCommon Stock | 2,737 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000037 · primary_doc.xml · nonDerivative · entry 1 RUSSELL-DOWE MICHELLE LYN · CIK 0001305496 · Sub-Adviser's Portfolio Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to an agreement and plan of reorganization between isuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 2,622 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization. F2 · balance_after: Excludes shares held indirectly by the Reporting Person - see the second line of Table I of this Form 4. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 16:07 UTC | Brookfield Mortgage Opportunity Income Fund Inc. BOI · Entity 180555 | Disposition to issuerCommon Stock | 19,650 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000036 · primary_doc.xml · nonDerivative · entry 1 RUSSELL-DOWE MICHELLE LYN · CIK 0001305496 · Sub-Adviser's Portfolio Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to an agreement and plan reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchnage for 12.902 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 14:31 UTC | Brookfield Real Assets Income Fund Inc. RA · Entity 5232 | GrantCommon Stock | 892 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000028 · primary_doc.xml · nonDerivative · entry 3 RUSSELL-DOWE MICHELLE LYN · CIK 0001305496 · Sub-Adviser's Portfolio Mgr. 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 892 F5 · price: Received in exchange for 931 shares of Brookfield Total Return Inc. [NYSE: HTR] in connection with the reorganization of HTR into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of HTR was $23.96 per share, the net asset value of RA was $25.00 per share and the conversion rate was 0.95830. F6 · balance_after: Excludes 15,524 shares held directly by the Reporting Person - see the second line of Table I of the Form 4. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 14:31 UTC | Brookfield Real Assets Income Fund Inc. RA · Entity 5232 | GrantCommon Stock | 2,622 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000028 · primary_doc.xml · nonDerivative · entry 2 RUSSELL-DOWE MICHELLE LYN · CIK 0001305496 · Sub-Adviser's Portfolio Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,524 F3 · price: Received in exchange for 2,737 shares of Brookfield Total Return Fund Inc. [NYSE: HTR] in connection with the reorganization of HTR into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of HTR was $23.96 per share, the net asset value of RA was $25.00 and the conversion rate was 0.95830. F4 · balance_after: Excludes shares held indrectly by the Reporting Person - see the third line of Table I of this Form 4. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 14:31 UTC | Brookfield Real Assets Income Fund Inc. RA · Entity 5232 | GrantCommon Stock | 12,902 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000028 · primary_doc.xml · nonDerivative · entry 1 RUSSELL-DOWE MICHELLE LYN · CIK 0001305496 · Sub-Adviser's Portfolio Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,902 F1 · price: Received in exchange for 19,650 shares of Brookfield Mortgage Opportunity Income Fund Inc. [NYSE: BOI] in connection with the reorganization of BOI into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of BOI was $16.42 per share, the net asset value of RA was $25.00 per share and the conversion rate was 0.65664. F2 · balance_after: Excludes shares held indirectly by Reporting Person - see the third line of Table I of this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.