Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROOKFIELD HIGH INCOME FUND INC.HHY · Entity 180579 | Director | December 05, 2016 | December 06, 2016 |
| BROOKFIELD TOTAL RETURN FUND INCHTR · Entity 180591 | Director | December 05, 2016 | December 06, 2016 |
| Brookfield Global Listed Infrastructure Income Fund Inc.INF · Entity 150303 | Director | March 11, 2020 | March 25, 2020 |
| Brookfield Infrastructure Income Fund Inc.BII · Entity 85699 | Director | August 24, 2023 | September 14, 2023 |
| Brookfield Mortgage Opportunity Income Fund Inc.BOI · Entity 180555 | Director | December 05, 2016 | December 06, 2016 |
| Brookfield Real Assets Income Fund Inc.RA · Entity 5232 | Director | December 12, 2024 | December 16, 2024 |
| CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUNDCEN · Entity 94296 | Director | December 31, 2023 | February 14, 2024 |
| Center Coast Brookfield Core MLP Fund I, LLCN/A · Entity 168491 | Director | February 02, 2018 | February 08, 2018 |
| Drive Shack Inc.DS · Entity 127198 | Director | March 15, 2021 | March 17, 2021 |
| New Senior Investment Group Inc.SNR · Entity 135250 | Director | December 15, 2020 | December 16, 2020 |
| Oaktree Asset-Backed Income Fund Inc.NONE · Entity 83271 | Director | February 03, 2025 | February 12, 2025 |
| Oaktree Asset-Backed Income Private Fund Inc.NONE · Entity 83268 | Director | February 03, 2025 | February 12, 2025 |
| Oaktree Diversified Income Fund Inc.ODIF · Entity 85024 | Director | December 12, 2024 | December 16, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROOKFIELD HIGH INCOME FUND INC.
Report date December 05, 2016 · Filed December 06, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-12-05 transaction · row 1
1 source rowRow 1 · 2016-12-05 · Disposition to issuer · Disposed 6,346 · Balance 0 F1: Disposed of pursuant to an agreement and plan reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 2,037 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to an agreement and plan reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 2,037 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization.
BROOKFIELD TOTAL RETURN FUND INC
Report date December 05, 2016 · Filed December 06, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-12-05 transaction · row 1
1 source rowRow 1 · 2016-12-05 · Disposition to issuer · Disposed 3,128 · Balance 0 F1: Disposed of pursuant to an agreement and plan of reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 2,997 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to an agreement and plan of reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 2,997 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization.
Brookfield Global Listed Infrastructure Income Fund Inc.
Report date March 11, 2020 · Filed March 25, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common stockSEC Table I · non-derivative | Direct | 289 |
Reported balance
After 2020-03-11 transaction · row 1
1 source rowRow 1 · 2020-03-11 · Disposition to issuer · Disposed 660 · Balance 289 F1: Disposed of pursuant to an agreement and plan reorganization between Issuer and Brookfield Real Assets Income Fund Inc. {NYSE:RA} in exchange for 412 of RA Common Stock having a net asset value $22.3215 per share on the effective date of the reorganization. |
| common stockcSEC Table I · non-derivative | IndirectJoint with spouse | 0 |
Reported balance
After 2020-03-11 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-03-11 · Disposition to issuer · Disposed 289 · Balance 0 F2: Disposed of pursuant to an agreement and plan reorganization between issuer and Brookfield Real Assets Income Fund Inc. {NYSE:RA} in exchange for 180 of RA Common Stock having a net asset value of $22.3215 per share on the effective date of the reorganization. F3: Joint with spouse |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to an agreement and plan reorganization between Issuer and Brookfield Real Assets Income Fund Inc. {NYSE:RA} in exchange for 412 of RA Common Stock having a net asset value $22.3215 per share on the effective date of the reorganization.
F2: Disposed of pursuant to an agreement and plan reorganization between issuer and Brookfield Real Assets Income Fund Inc. {NYSE:RA} in exchange for 180 of RA Common Stock having a net asset value of $22.3215 per share on the effective date of the reorganization.
F3: Joint with spouse
Brookfield Infrastructure Income Fund Inc.
Report date August 24, 2023 · Filed September 14, 2023
This filing explicitly reported no securities owned.
Brookfield Mortgage Opportunity Income Fund Inc.
Report date December 05, 2016 · Filed December 06, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-12-05 transaction · row 1
1 source rowRow 1 · 2016-12-05 · Disposition to issuer · Disposed 1,307 · Balance 0 F1: Disposed of pursuant to an agreement and plan of reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 858 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to an agreement and plan of reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 858 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization.
Brookfield Real Assets Income Fund Inc.
Report date December 12, 2024 · Filed December 16, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,443 |
Reported balance
After 2024-12-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-12-12 · Sale · Disposed 1,860 · Balance 17,443 F1: Number of Securities Beneficially Owned Following Reported Transactions includes 10,674 shares acquired through dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Number of Securities Beneficially Owned Following Reported Transactions includes 10,674 shares acquired through dividend reinvestment.
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND
Report date December 31, 2023 · Filed February 14, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-10-09 transaction · row 1
1 source rowRow 1 · 2023-10-09 · Other · Disposed 166 · Balance 0 F1: The net asset value of 166 shares were transferred to shares of Center Coast Brookfield Midstream Focus Fund, a non-diversified, open-end management investment company as part of a merger/reorganization. |
Filing footnotes · ownership attribution and instrument terms
F1: The net asset value of 166 shares were transferred to shares of Center Coast Brookfield Midstream Focus Fund, a non-diversified, open-end management investment company as part of a merger/reorganization.
Center Coast Brookfield Core MLP Fund I, LLC
Report date February 02, 2018 · Filed February 08, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| LLC UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2018-02-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Drive Shack Inc.
Report date March 15, 2021 · Filed March 17, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 96,949 |
Reported balance
After 2021-03-15 transaction · row 1
1 source rowRow 1 · 2021-03-15 · Purchase · Acquired 1,525 · Balance 96,949 |
New Senior Investment Group Inc.
Report date December 15, 2020 · Filed December 16, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 72,031 |
Reported balance
After 2020-12-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-12-15 · Grant · Acquired 5,575 · Balance 72,031 F1: Reflects an award of restricted stock units for the reporting person's service as a director, each representing a contingent right to one share of common stock, which, subject to continued service, shall vest on May 26, 2021. F2: Includes 83 shares acquired by the reporting person in connection with the 2014 spin-off from Drive Shack Inc., formerly Newcastle Investment Corp., which were inadvertently omitted from the holdings reported in prior reports. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects an award of restricted stock units for the reporting person's service as a director, each representing a contingent right to one share of common stock, which, subject to continued service, shall vest on May 26, 2021.
F2: Includes 83 shares acquired by the reporting person in connection with the 2014 spin-off from Drive Shack Inc., formerly Newcastle Investment Corp., which were inadvertently omitted from the holdings reported in prior reports.
Oaktree Asset-Backed Income Fund Inc.
Report date February 03, 2025 · Filed February 12, 2025
This filing explicitly reported no securities owned.
Oaktree Asset-Backed Income Private Fund Inc.
Report date February 03, 2025 · Filed February 12, 2025
This filing explicitly reported no securities owned.
Oaktree Diversified Income Fund Inc.
Report date December 12, 2024 · Filed December 16, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,700 |
Reported balance
After 2024-12-12 transaction · row 1
1 source rowRow 1 · 2024-12-12 · Purchase · Acquired 2,700 · Balance 2,700 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2024 Filed Dec 16, 2024 13:58 UTC | Oaktree Diversified Income Fund Inc. ODIF · Entity 85024 | PurchaseCommon Stock | 2,700 | $9.33 | $25,191.00 |
DisclosureSEC source: 0001415889-24-029438 · form4-12162024_061201.xml · nonDerivative · entry 1 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,700 Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 13:57 UTC | Brookfield Real Assets Income Fund Inc. RA · Entity 5232 | SaleCommon Stock | 1,860 | $13.38 | $24,886.80 |
DisclosureSEC source: 0001415889-24-029437 · form4-12162024_061257.xml · nonDerivative · entry 1 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,443 F1 · balance_after: Number of Securities Beneficially Owned Following Reported Transactions includes 10,674 shares acquired through dividend reinvestment. Read SEC document |
| October 09, 2023 Filed Feb 14, 2024 15:06 UTC | CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND CEN · Entity 94296 | OtherCommon Stock | 166 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-003701 · form5-02142024_080239.xml · nonDerivative · entry 1 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: The net asset value of 166 shares were transferred to shares of Center Coast Brookfield Midstream Focus Fund, a non-diversified, open-end management investment company as part of a merger/reorganization. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 18:48 UTC | Drive Shack Inc. DS · Entity 127198 | PurchaseCommon Stock, par value $0.01 per share | 1,525 | $3.23 | $4,918.13 |
DisclosureSEC source: 0001209191-21-021533 · doc4.xml · nonDerivative · entry 1 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,949 Read SEC document |
| December 18, 2020 Filed Dec 23, 2020 12:07 UTC | Drive Shack Inc. DS · Entity 127198 | GrantCommon Stock, par value $0.01 per share | 24,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064976 · doc4.xml · nonDerivative · entry 1 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,424 F1 · shares: Award of restricted stock units, each representing a contingent right to one share of common stock, which vests in full on December 18, 2021. F1 · price: Award of restricted stock units, each representing a contingent right to one share of common stock, which vests in full on December 18, 2021. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 20:14 UTC | New Senior Investment Group Inc. SNR · Entity 135250 | GrantCommon Stock | 5,575 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-034207 · doc4.xml · nonDerivative · entry 1 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,031 F1 · price: Reflects an award of restricted stock units for the reporting person's service as a director, each representing a contingent right to one share of common stock, which, subject to continued service, shall vest on May 26, 2021. F2 · balance_after: Includes 83 shares acquired by the reporting person in connection with the 2014 spin-off from Drive Shack Inc., formerly Newcastle Investment Corp., which were inadvertently omitted from the holdings reported in prior reports. Read SEC document |
| July 06, 2020 Filed Mar 15, 2021 13:40 UTC | CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND CEN · Entity 94296 | GrantCommon Stock | 1,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001576340-21-000007 · primary_doc.xml · nonDerivative · entry 1 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166 F1 · balance_after: On July 6, 2020, the Issuer effected a 10-for-1 reverse stock split of its Common Stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| May 28, 2020 Filed Jun 1, 2020 09:29 UTC | New Senior Investment Group Inc. SNR · Entity 135250 | GrantCommon Stock | 33,557 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-014661 · doc4.xml · nonDerivative · entry 2 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,373 F2 · price: Reflects an award of restricted stock units for the reporting person's service as a director, each representing a contingent right to one share of common stock, which, subject to continued service, shall vest on the business day immediately prior to the issuer's next annual meeting of shareholders. Read SEC document |
| May 28, 2020 Filed Jun 1, 2020 09:29 UTC | New Senior Investment Group Inc. SNR · Entity 135250 | GrantCommon Stock | 10,906 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-014661 · doc4.xml · nonDerivative · entry 1 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,816 F1 · price: Reflects a grant of shares of the issuer's common stock in lieu of the final cash compensation installment for the reporting person's service as a director in 2019-2020. Read SEC document |
| March 11, 2020 Filed Mar 25, 2020 15:53 UTC | Brookfield Real Assets Income Fund Inc. RA · Entity 5232 | Grantcommon stockc | 180 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-20-000004 · primary_doc.xml · nonDerivative · entry 2 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Jointly own with Spouse Disclosed balance after: 8,629 F3 · price: Received in exchange for 289 shares of Brookfield Global Listed Infrastructure Income Fund Inc. {NYSE:INF} in connection with the reorganization of INF into Brookfield Real Assets Income Fund Inc. {NYSE:RA}. At the tie of the reorganization, the net asset value of INF was $13.9484 per share, the net asset value of RA was $22.3215 per share and the conversion rate was 0.62488632 F4 · balance_after: includes 8,037 RA shares held prior to the reorganization Read SEC document |
| March 11, 2020 Filed Mar 25, 2020 15:53 UTC | Brookfield Real Assets Income Fund Inc. RA · Entity 5232 | Grantcommon stock | 412 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-20-000004 · primary_doc.xml · nonDerivative · entry 1 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,449 F1 · price: Received in exchange for 660 shares of Brookfield Global Listed Infrastructure Income Fund Inc. {NYSE:INF} in connection with the reorganization of INF into Brookfield Real Assets Income Fund Inc. {NYSE:RA}. At the time of the reorganization, the net asset value of INF was $14.9484 per share, the net asset value of RA was $22.3215 per share and the conversion rate was 0.62488632 F2 · balance_after: Includes 8,037 RA shares held prior to the reorganization. Read SEC document |
| March 11, 2020 Filed Mar 25, 2020 10:51 UTC | Brookfield Global Listed Infrastructure Income Fund Inc. INF · Entity 150303 | Disposition to issuercommon stockc | 289 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001522807-20-000001 · primary_doc.xml · nonDerivative · entry 2 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Joint with spouse Disclosed balance after: 0 F2 · price: Disposed of pursuant to an agreement and plan reorganization between issuer and Brookfield Real Assets Income Fund Inc. {NYSE:RA} in exchange for 180 of RA Common Stock having a net asset value of $22.3215 per share on the effective date of the reorganization. F3 · ownership.direct: Joint with spouse Read SEC document |
| March 11, 2020 Filed Mar 25, 2020 10:51 UTC | Brookfield Global Listed Infrastructure Income Fund Inc. INF · Entity 150303 | Disposition to issuercommon stock | 660 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001522807-20-000001 · primary_doc.xml · nonDerivative · entry 1 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289 F1 · price: Disposed of pursuant to an agreement and plan reorganization between Issuer and Brookfield Real Assets Income Fund Inc. {NYSE:RA} in exchange for 412 of RA Common Stock having a net asset value $22.3215 per share on the effective date of the reorganization. Read SEC document |
| December 27, 2019 Filed Jan 3, 2020 16:14 UTC | Drive Shack Inc. DS · Entity 127198 | GrantCommon Stock, par value $0.01 per share | 2,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-000871 · doc4.xml · nonDerivative · entry 1 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,934 F1 · shares: Award of restricted stock units, each representing a contingent right to one share of common stock, which vests in full on December 27, 2020. F1 · price: Award of restricted stock units, each representing a contingent right to one share of common stock, which vests in full on December 27, 2020. Read SEC document |
| August 01, 2019 Filed Aug 1, 2019 16:54 UTC | CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND CEN · Entity 94296 | Purchasecommon stock | 1,275 | $7.85 | $10,010.79 |
DisclosureSEC source: 0001576340-19-000002 · primary_doc.xml · nonDerivative · entry 1 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,275 Read SEC document |
| July 08, 2019 Filed Jul 10, 2019 16:33 UTC | Drive Shack Inc. DS · Entity 127198 | GrantCommon Stock, par value $0.01 per share | 10,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-041695 · doc4.xml · nonDerivative · entry 1 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,223 F1 · shares: Award of restricted stock units, each representing a contingent right to one share of common stock, which vests in full on July 8, 2020. F1 · price: Award of restricted stock units, each representing a contingent right to one share of common stock, which vests in full on July 8, 2020. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 17:58 UTC | New Senior Investment Group Inc. SNR · Entity 135250 | GrantCommon Stock | 15,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036913 · doc4.xml · nonDerivative · entry 1 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,910 F1 · price: Award of restricted stock units, each representing a contingent right to one share of common stock, which, subject to continued service, shall vest on the business day immediately prior to the first regularly scheduled annual meeting of issuer stockholders occurring after the date of grant. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 17:00 UTC | Drive Shack Inc. DS · Entity 127198 | GrantCommon Stock, par value $0.01 per share | 2,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-045858 · form4.xml · nonDerivative · entry 1 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,849 F1 · shares: Award of restricted stock units, each representing a contingent right to one share of common stock, which vests in full on December 21, 2019. F1 · price: Award of restricted stock units, each representing a contingent right to one share of common stock, which vests in full on December 21, 2019. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 17:13 UTC | Drive Shack Inc. DS · Entity 127198 | GrantCommon Stock, par value $0.01 per share | 8,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048398 · doc4.xml · nonDerivative · entry 1 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,071 F1 · shares: Award of restricted stock units, each representing a contingent right to one share of common stock, which vests in full on August 22, 2019. F1 · price: Award of restricted stock units, each representing a contingent right to one share of common stock, which vests in full on August 22, 2019. Read SEC document |
| September 22, 2017 Filed Sep 22, 2017 15:22 UTC | Brookfield Real Assets Income Fund Inc. RA · Entity 5232 | PurchaseCommon Stock | 630 | $23.71 | $14,936.36 |
DisclosureSEC source: 0001655099-17-000004 · primary_doc.xml · nonDerivative · entry 1 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,037 Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 10:41 UTC | Brookfield Real Assets Income Fund Inc. RA · Entity 5232 | Purchasecommon stock | 675 | $23.71 | $16,004.25 |
DisclosureSEC source: 0001249307-17-000001 · primary_doc.xml · nonDerivative · entry 1 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,407 Read SEC document |
| June 06, 2017 Filed Jun 6, 2017 16:08 UTC | Brookfield Real Assets Income Fund Inc. RA · Entity 5232 | Purchasecommon stock | 840 | $23.74 | $19,940.59 |
DisclosureSEC source: 0001655099-17-000002 · primary_doc.xml · nonDerivative · entry 1 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,732 Read SEC document |
| May 30, 2017 Filed May 31, 2017 16:45 UTC | Drive Shack Inc. DS · Entity 127198 | GrantCommon Stock, par value $0.01 per share | 15,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036469 · doc4.xml · nonDerivative · entry 1 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,345 F1 · price: Shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $3.32 on May 30, 2017. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 16:59 UTC | BROOKFIELD TOTAL RETURN FUND INC HTR · Entity 180591 | Disposition to issuerCommon Stock | 3,128 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000043 · primary_doc.xml · nonDerivative · entry 1 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to an agreement and plan of reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 2,997 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 16:53 UTC | BROOKFIELD HIGH INCOME FUND INC. HHY · Entity 180579 | Disposition to issuerCommon Stock | 6,346 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000042 · primary_doc.xml · nonDerivative · entry 1 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to an agreement and plan reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 2,037 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 16:47 UTC | Brookfield Mortgage Opportunity Income Fund Inc. BOI · Entity 180555 | Disposition to issuerCommon Stock | 1,307 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000041 · primary_doc.xml · nonDerivative · entry 1 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to an agreement and plan of reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 858 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 15:01 UTC | Brookfield Real Assets Income Fund Inc. RA · Entity 5232 | GrantCommon Stock | 2,997 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000030 · primary_doc.xml · nonDerivative · entry 3 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,892 F3 · price: Received in exchange for 3,128 shares of Brookfield Total Return Inc. [NYSE: HTR] in connection with the reorganization of HTR into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of HTR was $23.96 per share, the net asset value of RA was $25.00 per share and the conversion rate was 0.95830. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 15:01 UTC | Brookfield Real Assets Income Fund Inc. RA · Entity 5232 | GrantCommon Stock | 2,037 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000030 · primary_doc.xml · nonDerivative · entry 2 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,895 F2 · price: Received in exchange for 6.346 shares of Brookfield High Income Fund Inc. [NYSE: HHY] in connection with the reprganization of HHY into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of HHY was $8.03 per share, the net asset value of RA was $25.00 per share and the conversion rate was 0.32112. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 15:01 UTC | Brookfield Real Assets Income Fund Inc. RA · Entity 5232 | GrantCommon Stock | 858 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000030 · primary_doc.xml · nonDerivative · entry 1 MCFARLAND STUART A · CIK 0001249307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 858 F1 · price: Received in exchange for 1,307 share of Brookfield Mortgage Opportunity Income Fund Inc. [NYSE: BOI] in connection with the reorganization of BOI into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of BOI was $16.42 per share, the net asset value of RA was $25.00 and the conversion rate was 0.65664. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.