organization · Reporting owner
Brookfield Public Securities Group LLC
Disclosed activity across 12 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROOKFIELD HIGH INCOME FUND INC.HHY · Entity 180579 | Investment Adviser | December 05, 2016 | December 06, 2016 |
| BROOKFIELD TOTAL RETURN FUND INCHTR · Entity 180591 | Investment Adviser | December 05, 2016 | December 06, 2016 |
| Brookfield Global Listed Infrastructure Income Fund Inc.INF · Entity 150303 | Fund's Adviser | March 11, 2020 | March 27, 2020 |
| Brookfield Infrastructure Income Fund Inc.BII · Entity 85699 | Sub-Adviser and Administrator | August 24, 2023 | September 14, 2023 |
| Brookfield Mortgage Opportunity Income Fund Inc.BOI · Entity 180555 | Investment Adviser | December 05, 2016 | December 06, 2016 |
| Brookfield Real Assets Income Fund Inc.RA · Entity 5232 | Fund's Adviser | March 09, 2021 | March 09, 2021 |
| CBL & ASSOCIATES PROPERTIES INCCBL · Entity 1483 | 10% owner | April 12, 2022 | April 14, 2022 |
| CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUNDCEN · Entity 94296 | Fund's Adviser | July 06, 2020 | March 15, 2021 |
| Center Coast Brookfield Core MLP Fund I, LLCN/A · Entity 168491 | Fund's Adviser | February 02, 2018 | February 08, 2018 |
| Harrison Street Real Assets Fund LLCVCRRX · Entity 26241 | Fund's Sub-Adviser | October 06, 2021 | October 07, 2021 |
| Oaktree Diversified Income Fund Inc.ODITX · Entity 85024 | Fund's Administrator | October 29, 2021 | November 05, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROOKFIELD HIGH INCOME FUND INC.
Report date December 05, 2016 · Filed December 06, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-12-05 transaction · row 1
1 source rowRow 1 · 2016-12-05 · Disposition to issuer · Disposed 70,070 · Balance 0 F1: Disposed of pursuant to an agreement and plan of reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 22,500 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to an agreement and plan of reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 22,500 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization.
BROOKFIELD TOTAL RETURN FUND INC
Report date December 05, 2016 · Filed December 06, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-12-05 transaction · row 1
1 source rowRow 1 · 2016-12-05 · Disposition to issuer · Disposed 4,647 · Balance 0 F1: Disposed of pursuant to an agreement and plan of reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 4,453 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to an agreement and plan of reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 4,453 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization.
Brookfield Global Listed Infrastructure Income Fund Inc.
Report date March 11, 2020 · Filed March 27, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common stockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-03-11 transaction · row 1
1 source rowRow 1 · 2020-03-11 · Disposition to issuer · Disposed 211,895 · Balance 0 F1: Disposed of pursuant to an agreement and plan reorganization between issuer and Brookfield Real Assets Income Fund Inc. {NYSE:RA} in exchange for 132,410 of RA Common Stock having a net asset value of $22.3215 per share on the effective date of the reorganization. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to an agreement and plan reorganization between issuer and Brookfield Real Assets Income Fund Inc. {NYSE:RA} in exchange for 132,410 of RA Common Stock having a net asset value of $22.3215 per share on the effective date of the reorganization.
Brookfield Infrastructure Income Fund Inc.
Report date August 24, 2023 · Filed September 14, 2023
This filing explicitly reported no securities owned.
Brookfield Mortgage Opportunity Income Fund Inc.
Report date December 05, 2016 · Filed December 06, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-12-05 transaction · row 1
1 source rowRow 1 · 2016-12-05 · Disposition to issuer · Disposed 30,934.574 · Balance 0 F1: Includes 2,236.574 shares acquired by the Reporting Person through dividend reinvestment. F2: Disposed of pursuant to an agreement and plan of reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 20,312 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 2,236.574 shares acquired by the Reporting Person through dividend reinvestment.
F2: Disposed of pursuant to an agreement and plan of reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 20,312 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization.
Brookfield Real Assets Income Fund Inc.
Report date March 09, 2021 · Filed March 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 100,581.602 |
Reported balance
After 2021-03-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-03-09 · Sale · Disposed 10,000 · Balance 100,581.602 F1: Shares disposed in connection with the ongoing management of the Reporting Person's employee equity incentive program. F2: Includes shares acquired through dividend reinvestment as of February 28, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares disposed in connection with the ongoing management of the Reporting Person's employee equity incentive program.
F2: Includes shares acquired through dividend reinvestment as of February 28, 2021.
CBL & ASSOCIATES PROPERTIES INC
Report date April 12, 2022 · Filed April 14, 2022
Jointly reported with Oaktree Capital Management GP, LLC, Oaktree Capital Holdings, LLC, Brookfield Oaktree Holdings, LLC, Oaktree Capital Group Holdings GP, LLC, WELLS STREET GLOBAL PARTNERS LP, Brookfield Public Securities Group Holdings LLC, Brookfield US Inc., Brookfield US Holdings Inc., Brookfield Holdings Canada Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-04-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-04-12 · Sale · Disposed 5,925 · Balance 0 F1: Consists of shares of common stock held by Wells Street Global Partners LP ("WSGP"). F4: This Form 4 is being filed jointly by (each, a "Reporting Person" and, collectively, the "Reporting Persons") (i) VOF Holdings, (ii) Oaktree Value Opportunities Fund GP, L.P. ("VOF GP"), in its capacity as the general partner of VOF Holdings, (iii) Oaktree Value Opportunities Fund GP Ltd. ("VOF GP Ltd."), in its capacity as the general partner of VOF GP, (iv) Xb CBL-E, (v) Oaktree Fund GP, LLC ("Fund GP"), in its capacity as the general partner of Xb CBL-E, (vi) Oaktree Fund GP I, L.P. ("Fund GP I"), in its capacity as the managing member of Fund GP, (vii) Oaktree Capital I, L.P. ("Capital I"), in its capacity as the general partner of Fund GP I, (viii) OCM Holdings I, LLC ("Holdings I"), in its capacity as general partner of Capital I, (ix) Oaktree Holdings, LLC ("Holdings"), in its capacity as the managing member of Holdings I, (x) Oaktree Capital Management, L.P. ("Management"), in its capacity (cont'd in FN4) F5: (con't from FN4) as the sole director of VOF GP Ltd, (xi) Oaktree Capital Management GP, LLC ("Management GP"), in its capacity as the general partner of Management, (xii) Atlas OCM Holdings LLC ("Atlas"), in its capacity as the manager of Management GP, (xiii) Oaktree Capital Group, LLC ("OCG"), in its capacity as managing member of Holdings, (xiv) Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), as indirect owner of the class B units of each of OCG and Atlas, (xv) WSGP, (xvi) Brookfield Public Securities Group LLC ("Securities Group"), in its capacity as the sole member of the general partner of WSGP, (xvii) Brookfield Public Securities Group Holdings LLC ("Securities Group Holdings"), in its capacity as the sole member of Securities Group, (xviii) Brookfield US Inc. ("Brookfield US"), in its capacity as the managing member of Securities Group Holdings, (xix) Brookfield US Holdings Inc. ("Brookfield US Holdings"), in (con't in FN6) F6: (con't from FN5) its capacity as the sole shareholder of Brookfield US, (xx) Brookfield Holdings Canada Inc. ("Brookfield Holdings Canada"), in its capacity as the sole shareholder of Brookfield US Holdings, (xxi) Brookfield Asset Management Inc. ("BAM"), in its capacity as the indirect owner of the class A units of each of OCG and Atlas and sole shareholder of Brookfield Holdings Canada and (xxii) BAM Partners Trust ("BAM Partnership"), in its capacity as the sole owner of Class B Limited Voting Shares of BAM. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 398,396 |
Reported balance
Holding disclosure · report date 2022-04-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 398,396 F2: Consists of shares of common stock held by OCM Xb CBL-E Holdings, LLC ("Xb CBL-E"). F4: This Form 4 is being filed jointly by (each, a "Reporting Person" and, collectively, the "Reporting Persons") (i) VOF Holdings, (ii) Oaktree Value Opportunities Fund GP, L.P. ("VOF GP"), in its capacity as the general partner of VOF Holdings, (iii) Oaktree Value Opportunities Fund GP Ltd. ("VOF GP Ltd."), in its capacity as the general partner of VOF GP, (iv) Xb CBL-E, (v) Oaktree Fund GP, LLC ("Fund GP"), in its capacity as the general partner of Xb CBL-E, (vi) Oaktree Fund GP I, L.P. ("Fund GP I"), in its capacity as the managing member of Fund GP, (vii) Oaktree Capital I, L.P. ("Capital I"), in its capacity as the general partner of Fund GP I, (viii) OCM Holdings I, LLC ("Holdings I"), in its capacity as general partner of Capital I, (ix) Oaktree Holdings, LLC ("Holdings"), in its capacity as the managing member of Holdings I, (x) Oaktree Capital Management, L.P. ("Management"), in its capacity (cont'd in FN4) F5: (con't from FN4) as the sole director of VOF GP Ltd, (xi) Oaktree Capital Management GP, LLC ("Management GP"), in its capacity as the general partner of Management, (xii) Atlas OCM Holdings LLC ("Atlas"), in its capacity as the manager of Management GP, (xiii) Oaktree Capital Group, LLC ("OCG"), in its capacity as managing member of Holdings, (xiv) Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), as indirect owner of the class B units of each of OCG and Atlas, (xv) WSGP, (xvi) Brookfield Public Securities Group LLC ("Securities Group"), in its capacity as the sole member of the general partner of WSGP, (xvii) Brookfield Public Securities Group Holdings LLC ("Securities Group Holdings"), in its capacity as the sole member of Securities Group, (xviii) Brookfield US Inc. ("Brookfield US"), in its capacity as the managing member of Securities Group Holdings, (xix) Brookfield US Holdings Inc. ("Brookfield US Holdings"), in (con't in FN6) F6: (con't from FN5) its capacity as the sole shareholder of Brookfield US, (xx) Brookfield Holdings Canada Inc. ("Brookfield Holdings Canada"), in its capacity as the sole shareholder of Brookfield US Holdings, (xxi) Brookfield Asset Management Inc. ("BAM"), in its capacity as the indirect owner of the class A units of each of OCG and Atlas and sole shareholder of Brookfield Holdings Canada and (xxii) BAM Partners Trust ("BAM Partnership"), in its capacity as the sole owner of Class B Limited Voting Shares of BAM. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 585,735 |
Reported balance
Holding disclosure · report date 2022-04-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 585,735 F3: Consists of shares of common stock held by Oaktree Value Opportunities Fund Holdings, L.P. ("VOF Holdings"). F4: This Form 4 is being filed jointly by (each, a "Reporting Person" and, collectively, the "Reporting Persons") (i) VOF Holdings, (ii) Oaktree Value Opportunities Fund GP, L.P. ("VOF GP"), in its capacity as the general partner of VOF Holdings, (iii) Oaktree Value Opportunities Fund GP Ltd. ("VOF GP Ltd."), in its capacity as the general partner of VOF GP, (iv) Xb CBL-E, (v) Oaktree Fund GP, LLC ("Fund GP"), in its capacity as the general partner of Xb CBL-E, (vi) Oaktree Fund GP I, L.P. ("Fund GP I"), in its capacity as the managing member of Fund GP, (vii) Oaktree Capital I, L.P. ("Capital I"), in its capacity as the general partner of Fund GP I, (viii) OCM Holdings I, LLC ("Holdings I"), in its capacity as general partner of Capital I, (ix) Oaktree Holdings, LLC ("Holdings"), in its capacity as the managing member of Holdings I, (x) Oaktree Capital Management, L.P. ("Management"), in its capacity (cont'd in FN4) F5: (con't from FN4) as the sole director of VOF GP Ltd, (xi) Oaktree Capital Management GP, LLC ("Management GP"), in its capacity as the general partner of Management, (xii) Atlas OCM Holdings LLC ("Atlas"), in its capacity as the manager of Management GP, (xiii) Oaktree Capital Group, LLC ("OCG"), in its capacity as managing member of Holdings, (xiv) Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), as indirect owner of the class B units of each of OCG and Atlas, (xv) WSGP, (xvi) Brookfield Public Securities Group LLC ("Securities Group"), in its capacity as the sole member of the general partner of WSGP, (xvii) Brookfield Public Securities Group Holdings LLC ("Securities Group Holdings"), in its capacity as the sole member of Securities Group, (xviii) Brookfield US Inc. ("Brookfield US"), in its capacity as the managing member of Securities Group Holdings, (xix) Brookfield US Holdings Inc. ("Brookfield US Holdings"), in (con't in FN6) F6: (con't from FN5) its capacity as the sole shareholder of Brookfield US, (xx) Brookfield Holdings Canada Inc. ("Brookfield Holdings Canada"), in its capacity as the sole shareholder of Brookfield US Holdings, (xxi) Brookfield Asset Management Inc. ("BAM"), in its capacity as the indirect owner of the class A units of each of OCG and Atlas and sole shareholder of Brookfield Holdings Canada and (xxii) BAM Partners Trust ("BAM Partnership"), in its capacity as the sole owner of Class B Limited Voting Shares of BAM. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of shares of common stock held by Wells Street Global Partners LP ("WSGP").
F2: Consists of shares of common stock held by OCM Xb CBL-E Holdings, LLC ("Xb CBL-E").
F3: Consists of shares of common stock held by Oaktree Value Opportunities Fund Holdings, L.P. ("VOF Holdings").
F4: This Form 4 is being filed jointly by (each, a "Reporting Person" and, collectively, the "Reporting Persons") (i) VOF Holdings, (ii) Oaktree Value Opportunities Fund GP, L.P. ("VOF GP"), in its capacity as the general partner of VOF Holdings, (iii) Oaktree Value Opportunities Fund GP Ltd. ("VOF GP Ltd."), in its capacity as the general partner of VOF GP, (iv) Xb CBL-E, (v) Oaktree Fund GP, LLC ("Fund GP"), in its capacity as the general partner of Xb CBL-E, (vi) Oaktree Fund GP I, L.P. ("Fund GP I"), in its capacity as the managing member of Fund GP, (vii) Oaktree Capital I, L.P. ("Capital I"), in its capacity as the general partner of Fund GP I, (viii) OCM Holdings I, LLC ("Holdings I"), in its capacity as general partner of Capital I, (ix) Oaktree Holdings, LLC ("Holdings"), in its capacity as the managing member of Holdings I, (x) Oaktree Capital Management, L.P. ("Management"), in its capacity (cont'd in FN4)
F5: (con't from FN4) as the sole director of VOF GP Ltd, (xi) Oaktree Capital Management GP, LLC ("Management GP"), in its capacity as the general partner of Management, (xii) Atlas OCM Holdings LLC ("Atlas"), in its capacity as the manager of Management GP, (xiii) Oaktree Capital Group, LLC ("OCG"), in its capacity as managing member of Holdings, (xiv) Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), as indirect owner of the class B units of each of OCG and Atlas, (xv) WSGP, (xvi) Brookfield Public Securities Group LLC ("Securities Group"), in its capacity as the sole member of the general partner of WSGP, (xvii) Brookfield Public Securities Group Holdings LLC ("Securities Group Holdings"), in its capacity as the sole member of Securities Group, (xviii) Brookfield US Inc. ("Brookfield US"), in its capacity as the managing member of Securities Group Holdings, (xix) Brookfield US Holdings Inc. ("Brookfield US Holdings"), in (con't in FN6)
F6: (con't from FN5) its capacity as the sole shareholder of Brookfield US, (xx) Brookfield Holdings Canada Inc. ("Brookfield Holdings Canada"), in its capacity as the sole shareholder of Brookfield US Holdings, (xxi) Brookfield Asset Management Inc. ("BAM"), in its capacity as the indirect owner of the class A units of each of OCG and Atlas and sole shareholder of Brookfield Holdings Canada and (xxii) BAM Partners Trust ("BAM Partnership"), in its capacity as the sole owner of Class B Limited Voting Shares of BAM.
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND
Report date July 06, 2020 · Filed March 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,290 |
Reported balance
After 2020-07-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-07-06 · Grant · Acquired 102,900 · Balance 10,290 F1: On July 6, 2020, the Issuer effected a 10-for-1 reverse stock split of its Common Stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 6, 2020, the Issuer effected a 10-for-1 reverse stock split of its Common Stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.
Center Coast Brookfield Core MLP Fund I, LLC
Report date February 02, 2018 · Filed February 08, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| LLC UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2018-02-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Harrison Street Real Assets Fund LLC
Report date October 06, 2021 · Filed October 07, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-10-06 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Oaktree Diversified Income Fund Inc.
Report date October 29, 2021 · Filed November 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common stockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-10-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BROOKFIELD REAL ESTATE INCOME TRUST INC.
Report date November 08, 2024 · Filed November 27, 2024 · Amendment
Jointly reported with Brookfield Asset Management Ltd., Brookfield Asset Management ULC, Brookfield US Holdings Inc., Brookfield US Inc., Brookfield Property Master Holdings LLC, Brookfield Property Group LLC, Brookfield REIT Adviser LLC, Brookfield Public Securities Group Holdings LLC, BIM Capital LLC
Section 16 reporting ended · disclosed 2024-11-27. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Common StockSEC Table I · non-derivative | IndirectBUSI II-C L.P. | 18,049 |
Reported balance
After 2024-11-08 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2024-11-08 · Other · Disposed 25,123,346.212 · Balance 18,049 F1: On November 8, 2024, the Issuer entered into that certain Repurchase and Distribution Agreement (the "Repurchase and Distribution Agreement") by and among the Issuer, BUSI II-C L.P. ("BUSI II-C"), Brookfield REIT OP GP LLC and Brookfield REIT Operating Partnership L.P. (the "Operating Partnership"). Pursuant to the Repurchase and Distribution Agreement, (i) BUSI II-C submitted a repurchase request to the Issuer with respect to (a) 25,123,346.212 of its Class I shares of common stock of the Issuer ("Class I Shares"), having a net asset value ("NAV") per share of $11.081 and (b) 2,173,519.737 of its Class E shares of common stock of the Issuer ("Class E Shares"), F2: (Continued from footnote 1) having a NAV per share of $11.068, and (ii) the Issuer, through the Operating Partnership, authorized a distribution in kind to BUSI II-C consisting of: (x) 25,123,346.212 Class I units of the Operating Partnership ("OP Units"), having a NAV per unit of $11.081 and (y) 2,173,519.737 Class E OP Units, having a NAV per unit of $11.068. F5: These shares are held directly by BUSI II-C and indirectly by Brookfield Corporation ("BCORP"), Brookfield Holdings Canada Inc. ("BHC"), Brookfield Corporate Treasury Ltd. ("BCT"), Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), Brookfield Oaktree Holdings, LLC ("OCG LLC"), OCG NTR Holdings, LLC ("OCG NTR") and BUSI II GP-C LLC ("BUSI II GP-C"). BCORP is a holder of common shares of BHC. BHC is the sole shareholder of BCT, which is a holder of Class A units OCG LLC. OCGH GP is the indirect owner of the class B units of OCG LLC. OCG LLC is the sole common shareholder of OCG NTR, which is the managing member of BUSI II GP-C and a limited partner of BUSI II-C. BUSI II GP-C is the general partner of BUSI II-C. F7: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. |
| Class E Common StockSEC Table I · non-derivative | IndirectBUSI II-C L.P. | 451,765 |
Reported balance
After 2024-11-08 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2024-11-08 · Other · Disposed 2,173,519.737 · Balance 451,765 F1: On November 8, 2024, the Issuer entered into that certain Repurchase and Distribution Agreement (the "Repurchase and Distribution Agreement") by and among the Issuer, BUSI II-C L.P. ("BUSI II-C"), Brookfield REIT OP GP LLC and Brookfield REIT Operating Partnership L.P. (the "Operating Partnership"). Pursuant to the Repurchase and Distribution Agreement, (i) BUSI II-C submitted a repurchase request to the Issuer with respect to (a) 25,123,346.212 of its Class I shares of common stock of the Issuer ("Class I Shares"), having a net asset value ("NAV") per share of $11.081 and (b) 2,173,519.737 of its Class E shares of common stock of the Issuer ("Class E Shares"), F2: (Continued from footnote 1) having a NAV per share of $11.068, and (ii) the Issuer, through the Operating Partnership, authorized a distribution in kind to BUSI II-C consisting of: (x) 25,123,346.212 Class I units of the Operating Partnership ("OP Units"), having a NAV per unit of $11.081 and (y) 2,173,519.737 Class E OP Units, having a NAV per unit of $11.068. F5: These shares are held directly by BUSI II-C and indirectly by Brookfield Corporation ("BCORP"), Brookfield Holdings Canada Inc. ("BHC"), Brookfield Corporate Treasury Ltd. ("BCT"), Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), Brookfield Oaktree Holdings, LLC ("OCG LLC"), OCG NTR Holdings, LLC ("OCG NTR") and BUSI II GP-C LLC ("BUSI II GP-C"). BCORP is a holder of common shares of BHC. BHC is the sole shareholder of BCT, which is a holder of Class A units OCG LLC. OCGH GP is the indirect owner of the class B units of OCG LLC. OCG LLC is the sole common shareholder of OCG NTR, which is the managing member of BUSI II GP-C and a limited partner of BUSI II-C. BUSI II GP-C is the general partner of BUSI II-C. F7: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. |
| Class I Common StockSEC Table I · non-derivative | IndirectBPG Manager Holdings L.P. | 0 |
Reported balance
After 2024-11-08 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2024-11-08 · Other · Disposed 643,494 · Balance 0 F3: On November 8, 2024, BPG Manager Holdings L.P. ("BPG LP") exchanged all of its 643,494 Class I Shares (including 3,454 Shares that were issued on or about November 20, 2024 pursuant to the DRIP) having a NAV of $11.081 per share, resulting in total NAV of $7,130,492.66, for 660,286 Class C shares of common stock of the Issuer ("Class C Shares") having a NAV of $10.799 per share, having a total NAV of $7,130,492.66. F4: Includes shares of the Issuer's common stock that were issued on or about November 20, 2024 pursuant to the Issuer's dividend reinvestment plan. F6: These shares are held directly by BPG LP and indirectly by BCORP, Brookfield Asset Management Ltd. ("BAM"), Brookfield Asset Management ULC ("BAM ULC") and BPG Manager Holdings GP ULC ("BPG GP"). BCORP and BAM each hold common shares of BAM ULC, which is the sole member of BPG GP, the general partner of BPG LP. F7: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. |
| Class C Common StockSEC Table I · non-derivative | IndirectBPG Manager Holdings L.P. | 660,286 |
Reported balance
After 2024-11-08 transaction · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · 2024-11-08 · Other · Acquired 660,286 · Balance 660,286 F3: On November 8, 2024, BPG Manager Holdings L.P. ("BPG LP") exchanged all of its 643,494 Class I Shares (including 3,454 Shares that were issued on or about November 20, 2024 pursuant to the DRIP) having a NAV of $11.081 per share, resulting in total NAV of $7,130,492.66, for 660,286 Class C shares of common stock of the Issuer ("Class C Shares") having a NAV of $10.799 per share, having a total NAV of $7,130,492.66. F4: Includes shares of the Issuer's common stock that were issued on or about November 20, 2024 pursuant to the Issuer's dividend reinvestment plan. F6: These shares are held directly by BPG LP and indirectly by BCORP, Brookfield Asset Management Ltd. ("BAM"), Brookfield Asset Management ULC ("BAM ULC") and BPG Manager Holdings GP ULC ("BPG GP"). BCORP and BAM each hold common shares of BAM ULC, which is the sole member of BPG GP, the general partner of BPG LP. F7: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 8, 2024, the Issuer entered into that certain Repurchase and Distribution Agreement (the "Repurchase and Distribution Agreement") by and among the Issuer, BUSI II-C L.P. ("BUSI II-C"), Brookfield REIT OP GP LLC and Brookfield REIT Operating Partnership L.P. (the "Operating Partnership"). Pursuant to the Repurchase and Distribution Agreement, (i) BUSI II-C submitted a repurchase request to the Issuer with respect to (a) 25,123,346.212 of its Class I shares of common stock of the Issuer ("Class I Shares"), having a net asset value ("NAV") per share of $11.081 and (b) 2,173,519.737 of its Class E shares of common stock of the Issuer ("Class E Shares"),
F2: (Continued from footnote 1) having a NAV per share of $11.068, and (ii) the Issuer, through the Operating Partnership, authorized a distribution in kind to BUSI II-C consisting of: (x) 25,123,346.212 Class I units of the Operating Partnership ("OP Units"), having a NAV per unit of $11.081 and (y) 2,173,519.737 Class E OP Units, having a NAV per unit of $11.068.
F3: On November 8, 2024, BPG Manager Holdings L.P. ("BPG LP") exchanged all of its 643,494 Class I Shares (including 3,454 Shares that were issued on or about November 20, 2024 pursuant to the DRIP) having a NAV of $11.081 per share, resulting in total NAV of $7,130,492.66, for 660,286 Class C shares of common stock of the Issuer ("Class C Shares") having a NAV of $10.799 per share, having a total NAV of $7,130,492.66.
F4: Includes shares of the Issuer's common stock that were issued on or about November 20, 2024 pursuant to the Issuer's dividend reinvestment plan.
F5: These shares are held directly by BUSI II-C and indirectly by Brookfield Corporation ("BCORP"), Brookfield Holdings Canada Inc. ("BHC"), Brookfield Corporate Treasury Ltd. ("BCT"), Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), Brookfield Oaktree Holdings, LLC ("OCG LLC"), OCG NTR Holdings, LLC ("OCG NTR") and BUSI II GP-C LLC ("BUSI II GP-C"). BCORP is a holder of common shares of BHC. BHC is the sole shareholder of BCT, which is a holder of Class A units OCG LLC. OCGH GP is the indirect owner of the class B units of OCG LLC. OCG LLC is the sole common shareholder of OCG NTR, which is the managing member of BUSI II GP-C and a limited partner of BUSI II-C. BUSI II GP-C is the general partner of BUSI II-C.
F6: These shares are held directly by BPG LP and indirectly by BCORP, Brookfield Asset Management Ltd. ("BAM"), Brookfield Asset Management ULC ("BAM ULC") and BPG Manager Holdings GP ULC ("BPG GP"). BCORP and BAM each hold common shares of BAM ULC, which is the sole member of BPG GP, the general partner of BPG LP.
F7: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 08, 2024 Filed Nov 27, 2024 18:00 UTC Amendment | BROOKFIELD REAL ESTATE INCOME TRUST INC. N/A · Entity 20552 | OtherClass C Common Stock | 660,286 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-131355 · ownership.xml · nonDerivative · entry 4 Brookfield Asset Management Ltd. · CIK 0001937926 · 10% owner Brookfield Asset Management ULC · CIK 0001962420 · 10% owner Brookfield US Holdings Inc. · CIK 0001504722 · 10% owner Brookfield US Inc. · CIK 0001768973 · 10% owner Brookfield Property Master Holdings LLC · CIK 0001763380 · 10% owner Brookfield Property Group LLC · CIK 0001680278 · 10% owner Brookfield REIT Adviser LLC · CIK 0001921485 · 10% owner Brookfield Public Securities Group Holdings LLC · CIK 0001909269 · 10% owner Brookfield Public Securities Group LLC · CIK 0001273887 · 10% owner BIM Capital LLC · CIK 0001984215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · BPG Manager Holdings L.P. Disclosed balance after: 660,286 F3 · shares: On November 8, 2024, BPG Manager Holdings L.P. ("BPG LP") exchanged all of its 643,494 Class I Shares (including 3,454 Shares that were issued on or about November 20, 2024 pursuant to the DRIP) having a NAV of $11.081 per share, resulting in total NAV of $7,130,492.66, for 660,286 Class C shares of common stock of the Issuer ("Class C Shares") having a NAV of $10.799 per share, having a total NAV of $7,130,492.66. F3 · price: On November 8, 2024, BPG Manager Holdings L.P. ("BPG LP") exchanged all of its 643,494 Class I Shares (including 3,454 Shares that were issued on or about November 20, 2024 pursuant to the DRIP) having a NAV of $11.081 per share, resulting in total NAV of $7,130,492.66, for 660,286 Class C shares of common stock of the Issuer ("Class C Shares") having a NAV of $10.799 per share, having a total NAV of $7,130,492.66. F3 · balance_after: On November 8, 2024, BPG Manager Holdings L.P. ("BPG LP") exchanged all of its 643,494 Class I Shares (including 3,454 Shares that were issued on or about November 20, 2024 pursuant to the DRIP) having a NAV of $11.081 per share, resulting in total NAV of $7,130,492.66, for 660,286 Class C shares of common stock of the Issuer ("Class C Shares") having a NAV of $10.799 per share, having a total NAV of $7,130,492.66. F4 · ownership.nature: Includes shares of the Issuer's common stock that were issued on or about November 20, 2024 pursuant to the Issuer's dividend reinvestment plan. F6 · ownership.nature: These shares are held directly by BPG LP and indirectly by BCORP, Brookfield Asset Management Ltd. ("BAM"), Brookfield Asset Management ULC ("BAM ULC") and BPG Manager Holdings GP ULC ("BPG GP"). BCORP and BAM each hold common shares of BAM ULC, which is the sole member of BPG GP, the general partner of BPG LP. F7 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| November 08, 2024 Filed Nov 27, 2024 18:00 UTC Amendment | BROOKFIELD REAL ESTATE INCOME TRUST INC. N/A · Entity 20552 | OtherClass I Common Stock | 643,494 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-131355 · ownership.xml · nonDerivative · entry 3 Brookfield Asset Management Ltd. · CIK 0001937926 · 10% owner Brookfield Asset Management ULC · CIK 0001962420 · 10% owner Brookfield US Holdings Inc. · CIK 0001504722 · 10% owner Brookfield US Inc. · CIK 0001768973 · 10% owner Brookfield Property Master Holdings LLC · CIK 0001763380 · 10% owner Brookfield Property Group LLC · CIK 0001680278 · 10% owner Brookfield REIT Adviser LLC · CIK 0001921485 · 10% owner Brookfield Public Securities Group Holdings LLC · CIK 0001909269 · 10% owner Brookfield Public Securities Group LLC · CIK 0001273887 · 10% owner BIM Capital LLC · CIK 0001984215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · BPG Manager Holdings L.P. Disclosed balance after: 0 F3 · shares: On November 8, 2024, BPG Manager Holdings L.P. ("BPG LP") exchanged all of its 643,494 Class I Shares (including 3,454 Shares that were issued on or about November 20, 2024 pursuant to the DRIP) having a NAV of $11.081 per share, resulting in total NAV of $7,130,492.66, for 660,286 Class C shares of common stock of the Issuer ("Class C Shares") having a NAV of $10.799 per share, having a total NAV of $7,130,492.66. F3 · price: On November 8, 2024, BPG Manager Holdings L.P. ("BPG LP") exchanged all of its 643,494 Class I Shares (including 3,454 Shares that were issued on or about November 20, 2024 pursuant to the DRIP) having a NAV of $11.081 per share, resulting in total NAV of $7,130,492.66, for 660,286 Class C shares of common stock of the Issuer ("Class C Shares") having a NAV of $10.799 per share, having a total NAV of $7,130,492.66. F3 · balance_after: On November 8, 2024, BPG Manager Holdings L.P. ("BPG LP") exchanged all of its 643,494 Class I Shares (including 3,454 Shares that were issued on or about November 20, 2024 pursuant to the DRIP) having a NAV of $11.081 per share, resulting in total NAV of $7,130,492.66, for 660,286 Class C shares of common stock of the Issuer ("Class C Shares") having a NAV of $10.799 per share, having a total NAV of $7,130,492.66. F4 · ownership.nature: Includes shares of the Issuer's common stock that were issued on or about November 20, 2024 pursuant to the Issuer's dividend reinvestment plan. F6 · ownership.nature: These shares are held directly by BPG LP and indirectly by BCORP, Brookfield Asset Management Ltd. ("BAM"), Brookfield Asset Management ULC ("BAM ULC") and BPG Manager Holdings GP ULC ("BPG GP"). BCORP and BAM each hold common shares of BAM ULC, which is the sole member of BPG GP, the general partner of BPG LP. F7 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| November 08, 2024 Filed Nov 27, 2024 18:00 UTC Amendment | BROOKFIELD REAL ESTATE INCOME TRUST INC. N/A · Entity 20552 | OtherClass E Common Stock | 2,173,519.737 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-131355 · ownership.xml · nonDerivative · entry 2 Brookfield Asset Management Ltd. · CIK 0001937926 · 10% owner Brookfield Asset Management ULC · CIK 0001962420 · 10% owner Brookfield US Holdings Inc. · CIK 0001504722 · 10% owner Brookfield US Inc. · CIK 0001768973 · 10% owner Brookfield Property Master Holdings LLC · CIK 0001763380 · 10% owner Brookfield Property Group LLC · CIK 0001680278 · 10% owner Brookfield REIT Adviser LLC · CIK 0001921485 · 10% owner Brookfield Public Securities Group Holdings LLC · CIK 0001909269 · 10% owner Brookfield Public Securities Group LLC · CIK 0001273887 · 10% owner BIM Capital LLC · CIK 0001984215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · BUSI II-C L.P. Disclosed balance after: 451,765 F1 · shares: On November 8, 2024, the Issuer entered into that certain Repurchase and Distribution Agreement (the "Repurchase and Distribution Agreement") by and among the Issuer, BUSI II-C L.P. ("BUSI II-C"), Brookfield REIT OP GP LLC and Brookfield REIT Operating Partnership L.P. (the "Operating Partnership"). Pursuant to the Repurchase and Distribution Agreement, (i) BUSI II-C submitted a repurchase request to the Issuer with respect to (a) 25,123,346.212 of its Class I shares of common stock of the Issuer ("Class I Shares"), having a net asset value ("NAV") per share of $11.081 and (b) 2,173,519.737 of its Class E shares of common stock of the Issuer ("Class E Shares"), F2 · shares: (Continued from footnote 1) having a NAV per share of $11.068, and (ii) the Issuer, through the Operating Partnership, authorized a distribution in kind to BUSI II-C consisting of: (x) 25,123,346.212 Class I units of the Operating Partnership ("OP Units"), having a NAV per unit of $11.081 and (y) 2,173,519.737 Class E OP Units, having a NAV per unit of $11.068. F1 · price: On November 8, 2024, the Issuer entered into that certain Repurchase and Distribution Agreement (the "Repurchase and Distribution Agreement") by and among the Issuer, BUSI II-C L.P. ("BUSI II-C"), Brookfield REIT OP GP LLC and Brookfield REIT Operating Partnership L.P. (the "Operating Partnership"). Pursuant to the Repurchase and Distribution Agreement, (i) BUSI II-C submitted a repurchase request to the Issuer with respect to (a) 25,123,346.212 of its Class I shares of common stock of the Issuer ("Class I Shares"), having a net asset value ("NAV") per share of $11.081 and (b) 2,173,519.737 of its Class E shares of common stock of the Issuer ("Class E Shares"), F2 · price: (Continued from footnote 1) having a NAV per share of $11.068, and (ii) the Issuer, through the Operating Partnership, authorized a distribution in kind to BUSI II-C consisting of: (x) 25,123,346.212 Class I units of the Operating Partnership ("OP Units"), having a NAV per unit of $11.081 and (y) 2,173,519.737 Class E OP Units, having a NAV per unit of $11.068. F1 · balance_after: On November 8, 2024, the Issuer entered into that certain Repurchase and Distribution Agreement (the "Repurchase and Distribution Agreement") by and among the Issuer, BUSI II-C L.P. ("BUSI II-C"), Brookfield REIT OP GP LLC and Brookfield REIT Operating Partnership L.P. (the "Operating Partnership"). Pursuant to the Repurchase and Distribution Agreement, (i) BUSI II-C submitted a repurchase request to the Issuer with respect to (a) 25,123,346.212 of its Class I shares of common stock of the Issuer ("Class I Shares"), having a net asset value ("NAV") per share of $11.081 and (b) 2,173,519.737 of its Class E shares of common stock of the Issuer ("Class E Shares"), F2 · balance_after: (Continued from footnote 1) having a NAV per share of $11.068, and (ii) the Issuer, through the Operating Partnership, authorized a distribution in kind to BUSI II-C consisting of: (x) 25,123,346.212 Class I units of the Operating Partnership ("OP Units"), having a NAV per unit of $11.081 and (y) 2,173,519.737 Class E OP Units, having a NAV per unit of $11.068. F5 · ownership.nature: These shares are held directly by BUSI II-C and indirectly by Brookfield Corporation ("BCORP"), Brookfield Holdings Canada Inc. ("BHC"), Brookfield Corporate Treasury Ltd. ("BCT"), Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), Brookfield Oaktree Holdings, LLC ("OCG LLC"), OCG NTR Holdings, LLC ("OCG NTR") and BUSI II GP-C LLC ("BUSI II GP-C"). BCORP is a holder of common shares of BHC. BHC is the sole shareholder of BCT, which is a holder of Class A units OCG LLC. OCGH GP is the indirect owner of the class B units of OCG LLC. OCG LLC is the sole common shareholder of OCG NTR, which is the managing member of BUSI II GP-C and a limited partner of BUSI II-C. BUSI II GP-C is the general partner of BUSI II-C. F7 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| November 08, 2024 Filed Nov 27, 2024 18:00 UTC Amendment | BROOKFIELD REAL ESTATE INCOME TRUST INC. N/A · Entity 20552 | OtherClass I Common Stock | 25,123,346.212 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-131355 · ownership.xml · nonDerivative · entry 1 Brookfield Asset Management Ltd. · CIK 0001937926 · 10% owner Brookfield Asset Management ULC · CIK 0001962420 · 10% owner Brookfield US Holdings Inc. · CIK 0001504722 · 10% owner Brookfield US Inc. · CIK 0001768973 · 10% owner Brookfield Property Master Holdings LLC · CIK 0001763380 · 10% owner Brookfield Property Group LLC · CIK 0001680278 · 10% owner Brookfield REIT Adviser LLC · CIK 0001921485 · 10% owner Brookfield Public Securities Group Holdings LLC · CIK 0001909269 · 10% owner Brookfield Public Securities Group LLC · CIK 0001273887 · 10% owner BIM Capital LLC · CIK 0001984215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · BUSI II-C L.P. Disclosed balance after: 18,049 F1 · shares: On November 8, 2024, the Issuer entered into that certain Repurchase and Distribution Agreement (the "Repurchase and Distribution Agreement") by and among the Issuer, BUSI II-C L.P. ("BUSI II-C"), Brookfield REIT OP GP LLC and Brookfield REIT Operating Partnership L.P. (the "Operating Partnership"). Pursuant to the Repurchase and Distribution Agreement, (i) BUSI II-C submitted a repurchase request to the Issuer with respect to (a) 25,123,346.212 of its Class I shares of common stock of the Issuer ("Class I Shares"), having a net asset value ("NAV") per share of $11.081 and (b) 2,173,519.737 of its Class E shares of common stock of the Issuer ("Class E Shares"), F2 · shares: (Continued from footnote 1) having a NAV per share of $11.068, and (ii) the Issuer, through the Operating Partnership, authorized a distribution in kind to BUSI II-C consisting of: (x) 25,123,346.212 Class I units of the Operating Partnership ("OP Units"), having a NAV per unit of $11.081 and (y) 2,173,519.737 Class E OP Units, having a NAV per unit of $11.068. F1 · price: On November 8, 2024, the Issuer entered into that certain Repurchase and Distribution Agreement (the "Repurchase and Distribution Agreement") by and among the Issuer, BUSI II-C L.P. ("BUSI II-C"), Brookfield REIT OP GP LLC and Brookfield REIT Operating Partnership L.P. (the "Operating Partnership"). Pursuant to the Repurchase and Distribution Agreement, (i) BUSI II-C submitted a repurchase request to the Issuer with respect to (a) 25,123,346.212 of its Class I shares of common stock of the Issuer ("Class I Shares"), having a net asset value ("NAV") per share of $11.081 and (b) 2,173,519.737 of its Class E shares of common stock of the Issuer ("Class E Shares"), F2 · price: (Continued from footnote 1) having a NAV per share of $11.068, and (ii) the Issuer, through the Operating Partnership, authorized a distribution in kind to BUSI II-C consisting of: (x) 25,123,346.212 Class I units of the Operating Partnership ("OP Units"), having a NAV per unit of $11.081 and (y) 2,173,519.737 Class E OP Units, having a NAV per unit of $11.068. F1 · balance_after: On November 8, 2024, the Issuer entered into that certain Repurchase and Distribution Agreement (the "Repurchase and Distribution Agreement") by and among the Issuer, BUSI II-C L.P. ("BUSI II-C"), Brookfield REIT OP GP LLC and Brookfield REIT Operating Partnership L.P. (the "Operating Partnership"). Pursuant to the Repurchase and Distribution Agreement, (i) BUSI II-C submitted a repurchase request to the Issuer with respect to (a) 25,123,346.212 of its Class I shares of common stock of the Issuer ("Class I Shares"), having a net asset value ("NAV") per share of $11.081 and (b) 2,173,519.737 of its Class E shares of common stock of the Issuer ("Class E Shares"), F2 · balance_after: (Continued from footnote 1) having a NAV per share of $11.068, and (ii) the Issuer, through the Operating Partnership, authorized a distribution in kind to BUSI II-C consisting of: (x) 25,123,346.212 Class I units of the Operating Partnership ("OP Units"), having a NAV per unit of $11.081 and (y) 2,173,519.737 Class E OP Units, having a NAV per unit of $11.068. F5 · ownership.nature: These shares are held directly by BUSI II-C and indirectly by Brookfield Corporation ("BCORP"), Brookfield Holdings Canada Inc. ("BHC"), Brookfield Corporate Treasury Ltd. ("BCT"), Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), Brookfield Oaktree Holdings, LLC ("OCG LLC"), OCG NTR Holdings, LLC ("OCG NTR") and BUSI II GP-C LLC ("BUSI II GP-C"). BCORP is a holder of common shares of BHC. BHC is the sole shareholder of BCT, which is a holder of Class A units OCG LLC. OCGH GP is the indirect owner of the class B units of OCG LLC. OCG LLC is the sole common shareholder of OCG NTR, which is the managing member of BUSI II GP-C and a limited partner of BUSI II-C. BUSI II GP-C is the general partner of BUSI II-C. F7 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 20:05 UTC | CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 | SaleCommon Stock | 5,925 | $32.13 | $190,392.77 |
DisclosureSEC source: 0000950142-22-001404 · es220244163_4-cbl2.xml · nonDerivative · entry 1 Oaktree Capital Management GP, LLC · CIK 0001831013 · 10% owner Atlas OCM Holdings, LLC · CIK 0001790787 · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner WELLS STREET GLOBAL PARTNERS LP · CIK 0001460989 · 10% owner Brookfield Public Securities Group LLC · CIK 0001273887 · 10% owner Brookfield Public Securities Group Holdings LLC · CIK 0001909269 · 10% owner Brookfield US Inc. · CIK 0001768973 · 10% owner Brookfield US Holdings Inc. · CIK 0001504722 · 10% owner Brookfield Holdings Canada Inc. · CIK 0001540230 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: Consists of shares of common stock held by Wells Street Global Partners LP ("WSGP"). F4 · ownership.direct: This Form 4 is being filed jointly by (each, a "Reporting Person" and, collectively, the "Reporting Persons") (i) VOF Holdings, (ii) Oaktree Value Opportunities Fund GP, L.P. ("VOF GP"), in its capacity as the general partner of VOF Holdings, (iii) Oaktree Value Opportunities Fund GP Ltd. ("VOF GP Ltd."), in its capacity as the general partner of VOF GP, (iv) Xb CBL-E, (v) Oaktree Fund GP, LLC ("Fund GP"), in its capacity as the general partner of Xb CBL-E, (vi) Oaktree Fund GP I, L.P. ("Fund GP I"), in its capacity as the managing member of Fund GP, (vii) Oaktree Capital I, L.P. ("Capital I"), in its capacity as the general partner of Fund GP I, (viii) OCM Holdings I, LLC ("Holdings I"), in its capacity as general partner of Capital I, (ix) Oaktree Holdings, LLC ("Holdings"), in its capacity as the managing member of Holdings I, (x) Oaktree Capital Management, L.P. ("Management"), in its capacity (cont'd in FN4) F5 · ownership.direct: (con't from FN4) as the sole director of VOF GP Ltd, (xi) Oaktree Capital Management GP, LLC ("Management GP"), in its capacity as the general partner of Management, (xii) Atlas OCM Holdings LLC ("Atlas"), in its capacity as the manager of Management GP, (xiii) Oaktree Capital Group, LLC ("OCG"), in its capacity as managing member of Holdings, (xiv) Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), as indirect owner of the class B units of each of OCG and Atlas, (xv) WSGP, (xvi) Brookfield Public Securities Group LLC ("Securities Group"), in its capacity as the sole member of the general partner of WSGP, (xvii) Brookfield Public Securities Group Holdings LLC ("Securities Group Holdings"), in its capacity as the sole member of Securities Group, (xviii) Brookfield US Inc. ("Brookfield US"), in its capacity as the managing member of Securities Group Holdings, (xix) Brookfield US Holdings Inc. ("Brookfield US Holdings"), in (con't in FN6) F6 · ownership.direct: (con't from FN5) its capacity as the sole shareholder of Brookfield US, (xx) Brookfield Holdings Canada Inc. ("Brookfield Holdings Canada"), in its capacity as the sole shareholder of Brookfield US Holdings, (xxi) Brookfield Asset Management Inc. ("BAM"), in its capacity as the indirect owner of the class A units of each of OCG and Atlas and sole shareholder of Brookfield Holdings Canada and (xxii) BAM Partners Trust ("BAM Partnership"), in its capacity as the sole owner of Class B Limited Voting Shares of BAM. Read SEC document |
| February 01, 2022 Filed Apr 6, 2022 21:40 UTC | CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 | Conversion7.0% Exchangeable Senior Secured Notes due 2028 · Derivative | 243,420 | $3,324,573.00 Strike: $16.67 | $809,267,559,660.00 |
DisclosureSEC source: 0000950142-22-001320 · es220240525_4-cbl2.xml · derivative · entry 4 Oaktree Capital Management GP, LLC · CIK 0001831013 · 10% owner Atlas OCM Holdings, LLC · CIK 0001790787 · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner WELLS STREET GLOBAL PARTNERS LP · CIK 0001460989 · 10% owner Brookfield Public Securities Group LLC · CIK 0001273887 · 10% owner Brookfield Public Securities Group Holdings LLC · CIK 0001909269 · 10% owner Brookfield US Inc. · CIK 0001768973 · 10% owner Brookfield US Holdings Inc. · CIK 0001504722 · 10% owner Brookfield Holdings Canada Inc. · CIK 0001540230 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 243,420 shares Expires 2028-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: Pursuant to the terms of that certain exchangeable notes indenture, dated November 1, 2021 (the "Indenture"), the 7.0% Exchangeable Senior Secured Notes due 2028 ("Exchangeable Notes") were exchanged into Common Stock of CBL & Associates Properties, Inc. (the "Company") at the Company's election, at the initial exchange rate, subject to adjustment in the manner set forth in the Indenture, of 60 shares of Common Stock for each $1,000 in aggregate principal amount of Exchangeable Notes, and the Reporting Persons received 434,269 shares of Common Stock as accrued interest and the make-whole payment. F6 · derivative.underlying_shares: Consists of shares of Common Stock received upon exchange of the Exchangeable Notes plus shares of Common Stock received as accrued interest and the make-whole payment in connection with the exchange of the Exchangeable Notes pursuant to the Indenture. F3 · ownership.nature: This Form 4 is being filed jointly by (each, a "Reporting Person" and, collectively, the "Reporting Persons") (i) VOF Holdings, (ii) Oaktree Value Opportunities Fund GP, L.P. ("VOF GP"), in its capacity as the general partner of VOF Holdings, (iii) Oaktree Value Opportunities Fund GP Ltd. ("VOF GP Ltd."), in its capacity as the general partner of VOF GP, (iv) Xb CBL-E, (v) Oaktree Fund GP, LLC ("Fund GP"), in its capacity as the general partner of Xb CBL-E, (vi) Oaktree Fund GP I, L.P. ("Fund GP I"), in its capacity as the managing member of Fund GP, (vii) Oaktree Capital I, L.P. ("Capital I"), in its capacity as the general partner of Fund GP I, (viii) OCM Holdings I, LLC ("Holdings I"), in its capacity as general partner of Capital I, (ix) Oaktree Holdings, LLC ("Holdings"), in its capacity as the managing member of Holdings I, (x) Oaktree Capital Management, L.P. ("Management"), in its capacity (cont'd in FN4) F4 · ownership.nature: (con't from FN3) as the sole director of VOF GP Ltd, (xi) Oaktree Capital Management GP, LLC ("Management GP"), in its capacity as the general partner of Management, (xii) Atlas OCM Holdings LLC ("Atlas"), in its capacity as the manager of Management GP, (xiii) Oaktree Capital Group, LLC ("OCG"), in its capacity as managing member of Holdings, (xiv) Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), as indirect owner of the class B units of each of OCG and Atlas, (xv) Wells Street Global Partners LP ("WSGP"), (xvi) Brookfield Public Securities Group LLC ("Securities Group"), in its capacity as the sole member of the general partner of WSGP, (xvii) Brookfield Public Securities Group Holdings LLC ("Securities Group Holdings"), in its capacity as the sole member of Securities Group, (xviii) Brookfield US Inc. ("Brookfield US"), in its capacity as the managing member of Securities Group Holdings, (xix) Brookfield US Holdings Inc. ("Brookfield US Holdings"), in (con't in FN5) F5 · ownership.nature: (con't from FN4) its capacity as the sole shareholder of Brookfield US, (xx) Brookfield Holdings Canada Inc. ("Brookfield Holdings Canada"), in its capacity as the sole shareholder of Brookfield US Holdings, (xxi) Brookfield Asset Management Inc. ("BAM"), in its capacity as the indirect owner of the class A units of each of OCG and Atlas and sole shareholder of Brookfield Holdings Canada and (xxii) BAM Partners Trust ("BAM Partnership"), in its capacity as the sole owner of Class B Limited Voting Shares of BAM. Read SEC document |
| February 01, 2022 Filed Apr 6, 2022 21:40 UTC | CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 | Conversion7.0% Exchangeable Senior Secured Notes due 2028 · Derivative | 2,161,983 | $29,527,685.00 Strike: $16.67 | $63,838,352,999,355.00 |
DisclosureSEC source: 0000950142-22-001320 · es220240525_4-cbl2.xml · derivative · entry 3 Oaktree Capital Management GP, LLC · CIK 0001831013 · 10% owner Atlas OCM Holdings, LLC · CIK 0001790787 · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner WELLS STREET GLOBAL PARTNERS LP · CIK 0001460989 · 10% owner Brookfield Public Securities Group LLC · CIK 0001273887 · 10% owner Brookfield Public Securities Group Holdings LLC · CIK 0001909269 · 10% owner Brookfield US Inc. · CIK 0001768973 · 10% owner Brookfield US Holdings Inc. · CIK 0001504722 · 10% owner Brookfield Holdings Canada Inc. · CIK 0001540230 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 2,161,983 shares Expires 2028-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: Pursuant to the terms of that certain exchangeable notes indenture, dated November 1, 2021 (the "Indenture"), the 7.0% Exchangeable Senior Secured Notes due 2028 ("Exchangeable Notes") were exchanged into Common Stock of CBL & Associates Properties, Inc. (the "Company") at the Company's election, at the initial exchange rate, subject to adjustment in the manner set forth in the Indenture, of 60 shares of Common Stock for each $1,000 in aggregate principal amount of Exchangeable Notes, and the Reporting Persons received 434,269 shares of Common Stock as accrued interest and the make-whole payment. F6 · derivative.underlying_shares: Consists of shares of Common Stock received upon exchange of the Exchangeable Notes plus shares of Common Stock received as accrued interest and the make-whole payment in connection with the exchange of the Exchangeable Notes pursuant to the Indenture. F3 · ownership.nature: This Form 4 is being filed jointly by (each, a "Reporting Person" and, collectively, the "Reporting Persons") (i) VOF Holdings, (ii) Oaktree Value Opportunities Fund GP, L.P. ("VOF GP"), in its capacity as the general partner of VOF Holdings, (iii) Oaktree Value Opportunities Fund GP Ltd. ("VOF GP Ltd."), in its capacity as the general partner of VOF GP, (iv) Xb CBL-E, (v) Oaktree Fund GP, LLC ("Fund GP"), in its capacity as the general partner of Xb CBL-E, (vi) Oaktree Fund GP I, L.P. ("Fund GP I"), in its capacity as the managing member of Fund GP, (vii) Oaktree Capital I, L.P. ("Capital I"), in its capacity as the general partner of Fund GP I, (viii) OCM Holdings I, LLC ("Holdings I"), in its capacity as general partner of Capital I, (ix) Oaktree Holdings, LLC ("Holdings"), in its capacity as the managing member of Holdings I, (x) Oaktree Capital Management, L.P. ("Management"), in its capacity (cont'd in FN4) F4 · ownership.nature: (con't from FN3) as the sole director of VOF GP Ltd, (xi) Oaktree Capital Management GP, LLC ("Management GP"), in its capacity as the general partner of Management, (xii) Atlas OCM Holdings LLC ("Atlas"), in its capacity as the manager of Management GP, (xiii) Oaktree Capital Group, LLC ("OCG"), in its capacity as managing member of Holdings, (xiv) Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), as indirect owner of the class B units of each of OCG and Atlas, (xv) Wells Street Global Partners LP ("WSGP"), (xvi) Brookfield Public Securities Group LLC ("Securities Group"), in its capacity as the sole member of the general partner of WSGP, (xvii) Brookfield Public Securities Group Holdings LLC ("Securities Group Holdings"), in its capacity as the sole member of Securities Group, (xviii) Brookfield US Inc. ("Brookfield US"), in its capacity as the managing member of Securities Group Holdings, (xix) Brookfield US Holdings Inc. ("Brookfield US Holdings"), in (con't in FN5) F5 · ownership.nature: (con't from FN4) its capacity as the sole shareholder of Brookfield US, (xx) Brookfield Holdings Canada Inc. ("Brookfield Holdings Canada"), in its capacity as the sole shareholder of Brookfield US Holdings, (xxi) Brookfield Asset Management Inc. ("BAM"), in its capacity as the indirect owner of the class A units of each of OCG and Atlas and sole shareholder of Brookfield Holdings Canada and (xxii) BAM Partners Trust ("BAM Partnership"), in its capacity as the sole owner of Class B Limited Voting Shares of BAM. Read SEC document |
| February 01, 2022 Filed Apr 6, 2022 21:40 UTC | CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 | ConversionCommon Stock | 243,420 | $16.67 | $4,057,811.40 |
DisclosureSEC source: 0000950142-22-001320 · es220240525_4-cbl2.xml · nonDerivative · entry 2 Oaktree Capital Management GP, LLC · CIK 0001831013 · 10% owner Atlas OCM Holdings, LLC · CIK 0001790787 · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner WELLS STREET GLOBAL PARTNERS LP · CIK 0001460989 · 10% owner Brookfield Public Securities Group LLC · CIK 0001273887 · 10% owner Brookfield Public Securities Group Holdings LLC · CIK 0001909269 · 10% owner Brookfield US Inc. · CIK 0001768973 · 10% owner Brookfield US Holdings Inc. · CIK 0001504722 · 10% owner Brookfield Holdings Canada Inc. · CIK 0001540230 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 585,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Consists of shares of common stock held by Oaktree Value Opportunities Fund Holdings, L.P. ("VOF Holdings"). F3 · ownership.nature: This Form 4 is being filed jointly by (each, a "Reporting Person" and, collectively, the "Reporting Persons") (i) VOF Holdings, (ii) Oaktree Value Opportunities Fund GP, L.P. ("VOF GP"), in its capacity as the general partner of VOF Holdings, (iii) Oaktree Value Opportunities Fund GP Ltd. ("VOF GP Ltd."), in its capacity as the general partner of VOF GP, (iv) Xb CBL-E, (v) Oaktree Fund GP, LLC ("Fund GP"), in its capacity as the general partner of Xb CBL-E, (vi) Oaktree Fund GP I, L.P. ("Fund GP I"), in its capacity as the managing member of Fund GP, (vii) Oaktree Capital I, L.P. ("Capital I"), in its capacity as the general partner of Fund GP I, (viii) OCM Holdings I, LLC ("Holdings I"), in its capacity as general partner of Capital I, (ix) Oaktree Holdings, LLC ("Holdings"), in its capacity as the managing member of Holdings I, (x) Oaktree Capital Management, L.P. ("Management"), in its capacity (cont'd in FN4) F4 · ownership.nature: (con't from FN3) as the sole director of VOF GP Ltd, (xi) Oaktree Capital Management GP, LLC ("Management GP"), in its capacity as the general partner of Management, (xii) Atlas OCM Holdings LLC ("Atlas"), in its capacity as the manager of Management GP, (xiii) Oaktree Capital Group, LLC ("OCG"), in its capacity as managing member of Holdings, (xiv) Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), as indirect owner of the class B units of each of OCG and Atlas, (xv) Wells Street Global Partners LP ("WSGP"), (xvi) Brookfield Public Securities Group LLC ("Securities Group"), in its capacity as the sole member of the general partner of WSGP, (xvii) Brookfield Public Securities Group Holdings LLC ("Securities Group Holdings"), in its capacity as the sole member of Securities Group, (xviii) Brookfield US Inc. ("Brookfield US"), in its capacity as the managing member of Securities Group Holdings, (xix) Brookfield US Holdings Inc. ("Brookfield US Holdings"), in (con't in FN5) F5 · ownership.nature: (con't from FN4) its capacity as the sole shareholder of Brookfield US, (xx) Brookfield Holdings Canada Inc. ("Brookfield Holdings Canada"), in its capacity as the sole shareholder of Brookfield US Holdings, (xxi) Brookfield Asset Management Inc. ("BAM"), in its capacity as the indirect owner of the class A units of each of OCG and Atlas and sole shareholder of Brookfield Holdings Canada and (xxii) BAM Partners Trust ("BAM Partnership"), in its capacity as the sole owner of Class B Limited Voting Shares of BAM. Read SEC document |
| February 01, 2022 Filed Apr 6, 2022 21:40 UTC | CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 | ConversionCommon Stock | 2,161,983 | $16.67 | $36,040,256.61 |
DisclosureSEC source: 0000950142-22-001320 · es220240525_4-cbl2.xml · nonDerivative · entry 1 Oaktree Capital Management GP, LLC · CIK 0001831013 · 10% owner Atlas OCM Holdings, LLC · CIK 0001790787 · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner WELLS STREET GLOBAL PARTNERS LP · CIK 0001460989 · 10% owner Brookfield Public Securities Group LLC · CIK 0001273887 · 10% owner Brookfield Public Securities Group Holdings LLC · CIK 0001909269 · 10% owner Brookfield US Inc. · CIK 0001768973 · 10% owner Brookfield US Holdings Inc. · CIK 0001504722 · 10% owner Brookfield Holdings Canada Inc. · CIK 0001540230 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,983,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Consists of shares of common stock held by OCM Xb CBL-E Holdings, LLC ("Xb CBL-E"). F3 · ownership.nature: This Form 4 is being filed jointly by (each, a "Reporting Person" and, collectively, the "Reporting Persons") (i) VOF Holdings, (ii) Oaktree Value Opportunities Fund GP, L.P. ("VOF GP"), in its capacity as the general partner of VOF Holdings, (iii) Oaktree Value Opportunities Fund GP Ltd. ("VOF GP Ltd."), in its capacity as the general partner of VOF GP, (iv) Xb CBL-E, (v) Oaktree Fund GP, LLC ("Fund GP"), in its capacity as the general partner of Xb CBL-E, (vi) Oaktree Fund GP I, L.P. ("Fund GP I"), in its capacity as the managing member of Fund GP, (vii) Oaktree Capital I, L.P. ("Capital I"), in its capacity as the general partner of Fund GP I, (viii) OCM Holdings I, LLC ("Holdings I"), in its capacity as general partner of Capital I, (ix) Oaktree Holdings, LLC ("Holdings"), in its capacity as the managing member of Holdings I, (x) Oaktree Capital Management, L.P. ("Management"), in its capacity (cont'd in FN4) F4 · ownership.nature: (con't from FN3) as the sole director of VOF GP Ltd, (xi) Oaktree Capital Management GP, LLC ("Management GP"), in its capacity as the general partner of Management, (xii) Atlas OCM Holdings LLC ("Atlas"), in its capacity as the manager of Management GP, (xiii) Oaktree Capital Group, LLC ("OCG"), in its capacity as managing member of Holdings, (xiv) Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), as indirect owner of the class B units of each of OCG and Atlas, (xv) Wells Street Global Partners LP ("WSGP"), (xvi) Brookfield Public Securities Group LLC ("Securities Group"), in its capacity as the sole member of the general partner of WSGP, (xvii) Brookfield Public Securities Group Holdings LLC ("Securities Group Holdings"), in its capacity as the sole member of Securities Group, (xviii) Brookfield US Inc. ("Brookfield US"), in its capacity as the managing member of Securities Group Holdings, (xix) Brookfield US Holdings Inc. ("Brookfield US Holdings"), in (con't in FN5) F5 · ownership.nature: (con't from FN4) its capacity as the sole shareholder of Brookfield US, (xx) Brookfield Holdings Canada Inc. ("Brookfield Holdings Canada"), in its capacity as the sole shareholder of Brookfield US Holdings, (xxi) Brookfield Asset Management Inc. ("BAM"), in its capacity as the indirect owner of the class A units of each of OCG and Atlas and sole shareholder of Brookfield Holdings Canada and (xxii) BAM Partners Trust ("BAM Partnership"), in its capacity as the sole owner of Class B Limited Voting Shares of BAM. Read SEC document |
| March 09, 2021 Filed Mar 9, 2021 16:45 UTC | Brookfield Real Assets Income Fund Inc. RA · Entity 5232 | SaleCommon Stock | 10,000 | $20.78 | $207,792.00 |
DisclosureSEC source: 0001655099-21-000001 · primary_doc.xml · nonDerivative · entry 1 Brookfield Public Securities Group LLC · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,581.602 F1 · shares: Shares disposed in connection with the ongoing management of the Reporting Person's employee equity incentive program. F2 · balance_after: Includes shares acquired through dividend reinvestment as of February 28, 2021. Read SEC document |
| July 06, 2020 Filed Mar 15, 2021 17:47 UTC | CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND CEN · Entity 94296 | GrantCommon Stock | 102,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001576340-21-000008 · primary_doc.xml · nonDerivative · entry 1 Brookfield Public Securities Group LLC · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,290 F1 · balance_after: On July 6, 2020, the Issuer effected a 10-for-1 reverse stock split of its Common Stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 14:25 UTC | Brookfield Real Assets Income Fund Inc. RA · Entity 5232 | SaleCommon Stock | 40,000 | $17.27 | $690,936.00 |
DisclosureSEC source: 0001655099-20-000008 · primary_doc.xml · nonDerivative · entry 1 Brookfield Public Securities Group LLC · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,532 Read SEC document |
| June 02, 2020 Filed Jun 2, 2020 22:36 UTC | Brookfield Real Assets Income Fund Inc. RA · Entity 5232 | SaleCommon Stock | 42,000 | $16.83 | $706,809.60 |
DisclosureSEC source: 0001655099-20-000007 · primary_doc.xml · nonDerivative · entry 2 Brookfield Public Securities Group LLC · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,532 Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 22:36 UTC | Brookfield Real Assets Income Fund Inc. RA · Entity 5232 | SaleCommon Stock | 25,000 | $16.67 | $416,772.50 |
DisclosureSEC source: 0001655099-20-000007 · primary_doc.xml · nonDerivative · entry 1 Brookfield Public Securities Group LLC · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,532 Read SEC document |
| March 11, 2020 Filed Mar 27, 2020 13:46 UTC | Brookfield Real Assets Income Fund Inc. RA · Entity 5232 | Grantcommon stock | 132,410 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001522807-20-000008 · primary_doc.xml · nonDerivative · entry 1 Brookfield Public Securities Group LLC · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,532 F1 · price: Received in exchange for 211,895 shares of Brookfield Global Listed Infrastructure Income Fund Inc. {NYSE:INF} in connection with the reorganization of INF into Brookfield Real Assets Income Fund Inc. {NYSE:RA}. A the time of the reorganization, the net asset value of INF was $13.9484 per share, the net asset value of RA was $22.3215 per share and the conversion rate was 0.62488632 F2 · balance_after: Includes 74,122.75 of RA shares held before the reorganization. Read SEC document |
| March 11, 2020 Filed Mar 27, 2020 13:35 UTC | Brookfield Global Listed Infrastructure Income Fund Inc. INF · Entity 150303 | Disposition to issuercommon stock | 211,895 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001522807-20-000007 · primary_doc.xml · nonDerivative · entry 1 Brookfield Public Securities Group LLC · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to an agreement and plan reorganization between issuer and Brookfield Real Assets Income Fund Inc. {NYSE:RA} in exchange for 132,410 of RA Common Stock having a net asset value of $22.3215 per share on the effective date of the reorganization. Read SEC document |
| March 04, 2020 Filed Mar 24, 2020 18:53 UTC | CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND CEN · Entity 94296 | Purchasecommon stock | 37,445 | $4.92 | $184,090.85 |
DisclosureSEC source: 0001576340-20-000001 · primary_doc.xml · nonDerivative · entry 2 Brookfield Public Securities Group LLC · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,920.94 F3 · shares: Shares purchased in connection with the ongoing management of the Reporting Person's employee equity incentive program. F4 · balance_after: Includes 4,211.94 shares acquired through dividend reinvestment between July 1, 2018 and February 28, 2020 Read SEC document |
| March 03, 2020 Filed Mar 24, 2020 18:53 UTC | CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND CEN · Entity 94296 | Purchasecommon stock | 44,555 | $4.89 | $218,069.99 |
DisclosureSEC source: 0001576340-20-000001 · primary_doc.xml · nonDerivative · entry 1 Brookfield Public Securities Group LLC · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,475.94 F1 · shares: Shares purchased in conjunction with the ongoing management of the Reporting Person's employee equity incentive program. F2 · balance_after: Includes 4,211.94 shares acquired through dividend reinvestment between July 1, 2018 and February 28, 2020. Read SEC document |
| October 15, 2018 Filed Oct 15, 2018 21:05 UTC | Brookfield Real Assets Income Fund Inc. RA · Entity 5232 | SaleCommon Stock | 7,301 | $22.23 | $162,327.51 |
DisclosureSEC source: 0001273887-18-000008 · primary_doc.xml · nonDerivative · entry 2 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,315 F3 · shares: Shares disposed in connection with the ongoing management of the Reporting Person's employee equity incentive program. F4 · balance_after: Shares disposed includes 1,707.25 shares acquired through dividend reinvestment plan between July 1, 2018 and September 30, 2018. Read SEC document |
| October 15, 2018 Filed Oct 15, 2018 20:44 UTC | Brookfield Global Listed Infrastructure Income Fund Inc. INF · Entity 150303 | PurchaseCommon Stock | 7,386 | $11.86 | $87,589.84 |
DisclosureSEC source: 0001273887-18-000007 · primary_doc.xml · nonDerivative · entry 2 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,110.68 F3 · shares: Shares purchased in connection with the ongoing management of the Reporting Person's employee equity incentive program. F4 · balance_after: Shares purchased includes 3247.94 shares acquired through dividend reinvestment plan between July 1, 2018 and September 30, 2018. Read SEC document |
| October 12, 2018 Filed Oct 15, 2018 21:05 UTC | Brookfield Real Assets Income Fund Inc. RA · Entity 5232 | SaleCommon Stock | 4,887 | $22.37 | $109,329.03 |
DisclosureSEC source: 0001273887-18-000008 · primary_doc.xml · nonDerivative · entry 1 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,616 F1 · shares: Shares disposed in connection with the ongoing management of the Reporting Person's equity incentive program. F2 · shares: Shares disposed includes 1,707.25 shares acquired through dividend reinvestment plan between July 1, 2018 and September 30, 2018. F2 · balance_after: Shares disposed includes 1,707.25 shares acquired through dividend reinvestment plan between July 1, 2018 and September 30, 2018. Read SEC document |
| October 12, 2018 Filed Oct 15, 2018 20:44 UTC | Brookfield Global Listed Infrastructure Income Fund Inc. INF · Entity 150303 | PurchaseCommon Stock | 1,200 | $11.70 | $14,044.08 |
DisclosureSEC source: 0001273887-18-000007 · primary_doc.xml · nonDerivative · entry 1 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,724.68 F1 · shares: Shares purchased in connection with the ongoing management of the Reporting Person's employee equity incentive program. F2 · balance_after: Shares purchased includes 3247.94 shares acquired through dividend reinvestment plan between July 1, 2018 and September 30, 2018. Read SEC document |
| July 11, 2018 Filed Jul 17, 2018 19:39 UTC | Brookfield Global Listed Infrastructure Income Fund Inc. INF · Entity 150303 | PurchaseCommon Stock | 30,734 | $12.37 | $380,234.90 |
DisclosureSEC source: 0001273887-18-000006 · primary_doc.xml · nonDerivative · entry 2 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,276.74 F3 · shares: Shares purchased in connection with the ongoing management of the Reporting Person's employee equity incentive program. F4 · balance_after: Shares purchased includes 40,251.3946 shares acquired through dividend reinvestment program between January 1, 2018 and June 30, 2018 and shares transferred between January 1, 2018 and June 30, 2018. Read SEC document |
| July 11, 2018 Filed Jul 17, 2018 19:39 UTC | Brookfield Global Listed Infrastructure Income Fund Inc. INF · Entity 150303 | PurchaseCommon Stock | 8,900 | $12.39 | $110,271.00 |
DisclosureSEC source: 0001273887-18-000006 · primary_doc.xml · nonDerivative · entry 1 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,542.74 F1 · shares: Shares purchased in connection with the ongoing management of the Reporting Person's employee equity incentive program. F2 · balance_after: Shares purchased includes 40,251.3946 shares acquired through dividend reinvestment plan between January 1, 2018 and June 30, 2018 and shares transferred between January 1, 2018 and June 30, 2018. Read SEC document |
| July 11, 2018 Filed Jul 17, 2018 19:27 UTC | Brookfield Real Assets Income Fund Inc. RA · Entity 5232 | PurchaseCommon Stock | 23,167 | $23.00 | $532,725.17 |
DisclosureSEC source: 0001273887-18-000005 · primary_doc.xml · nonDerivative · entry 1 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,795.25 F1 · shares: Shares purchased in connection with the ongoing management of the Reporting Person's employee equity incentive program. F2 · balance_after: Shares purchased includes 2,483.81 shares acquired through dividend reinvestment plan between January 1, 2018 and June 30, 2018 and shares transferred between January 1, 2018 and June 30, 2018. Read SEC document |
| July 11, 2018 Filed Jul 17, 2018 19:18 UTC | CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND CEN · Entity 94296 | PurchaseCommon Stock | 314 | $9.06 | $2,843.84 |
DisclosureSEC source: 0001273887-18-000004 · primary_doc.xml · nonDerivative · entry 1 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,835.01 F1 · shares: Shares purchased in connection with the ongoing management of the Reporting Person's employee equity incentive program. F2 · balance_after: Shares purchased includes 287.01 shares acquired through dividend reinvestment plan between March 1, 2018 and June 30, 2018 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 16:09 UTC | Brookfield Real Assets Income Fund Inc. RA · Entity 5232 | SaleCommon Stock | 10,278 | $21.93 | $225,384.21 |
DisclosureSEC source: 0001273887-18-000003 · primary_doc.xml · nonDerivative · entry 1 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,738.64 F1 · shares: Shares sold in connection with the ongoing management of the Reporting Person's employee equity incentive program. F2 · balance_after: Shares sold includes 2,880.53 shares acquired through dividend reinvestment between March 7, 2017 and December 31, 2017. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 15:56 UTC | Brookfield Global Listed Infrastructure Income Fund Inc. INF · Entity 150303 | SaleCommon Stock | 16,383 | $12.01 | $196,694.30 |
DisclosureSEC source: 0001273887-18-000002 · primary_doc.xml · nonDerivative · entry 1 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,391.3454 F1 · shares: Shares sold in connection with the ongoing management of the Reporting Person's employee equity incentive program. F2 · balance_after: Shares sold includes 6,348.806 shares acquired through dividend reinvestment between March 7, 2017 and December 31, 2017. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 15:40 UTC | CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND CEN · Entity 94296 | PurchaseCommon Stock | 12,234 | $9.47 | $115,809.49 |
DisclosureSEC source: 0001273887-18-000001 · primary_doc.xml · nonDerivative · entry 1 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,234 Read SEC document |
| June 09, 2017 Filed Jun 9, 2017 15:20 UTC | Brookfield Real Assets Income Fund Inc. RA · Entity 5232 | PurchaseCommon Stock | 4,420 | $23.72 | $104,842.40 |
DisclosureSEC source: 0001655099-17-000003 · primary_doc.xml · nonDerivative · entry 1 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,286 F1 · shares: Shares acquired in connection with the ongoing management of the Reporting Person's employee equity incentive program. F2 · balance_after: Includes 71 shares acquired through dividend reinvestment between December 5, 2016 and March 6, 2017. Read SEC document |
| June 06, 2017 Filed Jun 7, 2017 19:26 UTC | Brookfield Global Listed Infrastructure Income Fund Inc. INF · Entity 150303 | PurchaseCommon Stock | 4,041 | $14.02 | $56,654.82 |
DisclosureSEC source: 0001522807-17-000002 · primary_doc.xml · nonDerivative · entry 4 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,111 F7 · shares: Shares purchased in connection with the ongoing management of the Reporting Person's employee equity incentive program. F8 · balance_after: Includes 2,476 shares acquired through dividend reinvestment between May 3, 2016 and March 6, 2017. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 19:26 UTC | Brookfield Global Listed Infrastructure Income Fund Inc. INF · Entity 150303 | PurchaseCommon Stock | 1,359 | $14.02 | $19,053.18 |
DisclosureSEC source: 0001522807-17-000002 · primary_doc.xml · nonDerivative · entry 3 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,070 F5 · shares: Shares purchased in connection with the ongoing management of the Reporting Person's employee equity incentive program. F6 · balance_after: Includes 2,476 shares acquired through dividend reinvestment between May 3, 2016 and March 6, 2017. Read SEC document |
| June 02, 2017 Filed Jun 7, 2017 19:26 UTC | Brookfield Global Listed Infrastructure Income Fund Inc. INF · Entity 150303 | PurchaseCommon Stock | 3,700 | $14.00 | $51,800.00 |
DisclosureSEC source: 0001522807-17-000002 · primary_doc.xml · nonDerivative · entry 2 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,711 F3 · shares: Shares purchased in connection with the ongoing management of the Reporting Person's employee equity incentive program. F4 · balance_after: Includes 2,476 shares acquired through dividend reinvestment between May 3, 2016 and March 6, 2017. Read SEC document |
| June 01, 2017 Filed Jun 7, 2017 19:26 UTC | Brookfield Global Listed Infrastructure Income Fund Inc. INF · Entity 150303 | PurchaseCommon Stock | 1,200 | $13.99 | $16,788.00 |
DisclosureSEC source: 0001522807-17-000002 · primary_doc.xml · nonDerivative · entry 1 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,011 F1 · shares: Shares purchased in connection with the ongoing management of the Reporting Person's employee equity incentive program. F2 · balance_after: Includes 2,476 shares acquired through dividend reinvestment between May 3, 2016 and March 6, 2017. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 21:14 UTC | Brookfield Global Listed Infrastructure Income Fund Inc. INF · Entity 150303 | SaleCommon Stock | 9,800 | $13.19 | $129,266.90 |
DisclosureSEC source: 0001273887-17-000002 · primary_doc.xml · nonDerivative · entry 1 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,335.273 F1 · shares: Shares disposed in connection with the ongoing management of the Reporting Person's employee equity incentive program. F2 · balance_after: Excludes shares acquired through dividend reinvestment between May 3, 2016 and March 8, 2017. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 21:04 UTC | Brookfield Real Assets Income Fund Inc. RA · Entity 5232 | SaleCommon Stock | 500 | $23.09 | $11,543.50 |
DisclosureSEC source: 0001273887-17-000001 · primary_doc.xml · nonDerivative · entry 1 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,765 F1 · shares: Shares disposed in connection with the ongoing management of the Reporting Person's employee equity incentive program. F2 · balance_after: Excludes any shares acquired through dividend reinvestment since Fund's inception in December 5, 2016. Read SEC document |
| March 07, 2017 Filed Mar 10, 2017 20:44 UTC Amendment | Brookfield Real Assets Income Fund Inc. RA · Entity 5232 | SaleCommon Stock | 500 | $23.09 | $11,543.50 |
DisclosureSEC source: 0001273887-17-000004 · primary_doc.xml · nonDerivative · entry 1 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,866 F1 · shares: Shares disposed in connection with the ongoing management of the Reporting Person's employee equity incentive program. F2 · balance_after: Includes 71 shares acquired through dividend reinvestment between December 5, 2016 and March 6, 2017. Read SEC document |
| March 07, 2017 Filed Mar 10, 2017 20:33 UTC Amendment | Brookfield Global Listed Infrastructure Income Fund Inc. INF · Entity 150303 | SaleCommon Stock | 9,800 | $13.19 | $129,266.90 |
DisclosureSEC source: 0001273887-17-000003 · primary_doc.xml · nonDerivative · entry 1 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Fund's Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,811 F1 · shares: Shares disposed in connection with the ongoing management of the Reporting Person's employee equity incentive program. F2 · balance_after: Includes 2,476 shares acquired through dividend reinvestment between May 3, 2016 and March 6, 2017. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 16:40 UTC | BROOKFIELD TOTAL RETURN FUND INC HTR · Entity 180591 | Disposition to issuerCommon Stock | 4,647 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000040 · primary_doc.xml · nonDerivative · entry 1 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to an agreement and plan of reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 4,453 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 16:33 UTC | BROOKFIELD HIGH INCOME FUND INC. HHY · Entity 180579 | Disposition to issuerCommon Stock | 70,070 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000039 · primary_doc.xml · nonDerivative · entry 1 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to an agreement and plan of reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 22,500 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 21:27 UTC | Brookfield Mortgage Opportunity Income Fund Inc. BOI · Entity 180555 | Disposition to issuerCommon Stock | 30,934.574 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000038 · primary_doc.xml · nonDerivative · entry 1 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes 2,236.574 shares acquired by the Reporting Person through dividend reinvestment. F2 · price: Disposed of pursuant to an agreement and plan of reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 20,312 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 19:47 UTC | Brookfield Real Assets Income Fund Inc. RA · Entity 5232 | GrantCommon Stock | 4,453 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000029 · primary_doc.xml · nonDerivative · entry 3 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,265 F3 · price: Received in exchange for 4,647 shares of Brookfield Total Return Fund Inc. [NYSE: HTR] in connection with the reorganization of HTR into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of HTR was $23.96 per share, the net asset value of RA was $25.00 per share and the conversion rate was 0.95830. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 19:47 UTC | Brookfield Real Assets Income Fund Inc. RA · Entity 5232 | GrantCommon Stock | 22,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000029 · primary_doc.xml · nonDerivative · entry 2 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,812 F2 · price: Received in exchange for 79,070 shares of Brookfield High Income Fund Inc. [NYSE: HHY] in connection with the reorganization of HHY into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of HHY was $8.03 per share, the net asset value of RA was 25.00 per share and the conversion rate was 0.32112. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 19:47 UTC | Brookfield Real Assets Income Fund Inc. RA · Entity 5232 | GrantCommon Stock | 20,312 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000029 · primary_doc.xml · nonDerivative · entry 1 BROOKFIELD INVESTMENT MANAGEMENT INC. · CIK 0001273887 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,312 F1 · price: Received in exchange for 30,934.57 shares of Brookfield Mortgage Opportunity Income Fund Inc. [NYSE: BOI] in connection with the reorganization of BOI into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of BOI was $16.42 per share, the net asset value of RA was $25.00 per share and the conversion rate was 0.65664. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.