Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROOKFIELD HIGH INCOME FUND INC.HHY · Entity 180579 | Director | December 05, 2016 | December 06, 2016 |
| BROOKFIELD TOTAL RETURN FUND INCHTR · Entity 180591 | Director | December 05, 2016 | December 06, 2016 |
| Brookfield Global Listed Infrastructure Income Fund Inc.INF · Entity 150303 | Director | March 11, 2020 | March 25, 2020 |
| Center Coast Brookfield Core MLP Fund I, LLCN/A · Entity 168491 | Director | February 02, 2018 | February 08, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROOKFIELD HIGH INCOME FUND INC.
Report date December 05, 2016 · Filed December 06, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-12-05 transaction · row 1
1 source rowRow 1 · 2016-12-05 · Disposition to issuer · Disposed 8,320 · Balance 0 F1: Prior ro the transacton reported in this Form 4, the Reporting Person owned 8,320 shares of common stock of the Issuer. The Reporting Person acquired 6,320 of such shares of common stock the issuer on August 14, 2014 at a market value of $10.4102 in connection with the reorganization of Helios Advantage Income Fund Inc. ["HAV"], Helios High Income Fund Inc. ["HIH"], Helios Multi-Sector High Income Fund Inc. ["HMH"] and Helios Strategic Income Fund Inc. ["HSA"] into the Issuer (the "HHY Merger") in exchange for 2,000 shares of HAV common stock haveing a net asset value of $9.3222 per share at the effective time of the HHY Merger, 2,000 shares of HIH common stock having a net asset value of $8.9021 per share at the effective time of the HHY Merger, 2,400 shares of HMH common stock having a net asset value of $6.3791 per share at the effective time of the HHY Merger and 2,000 shares of HSA common stock having a net asset value of $7.0296 per share at the effective time of the HHY Merger. F2: Disposed of pursuant to an agreement and plan of reprganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 2,671 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization. |
Filing footnotes · ownership attribution and instrument terms
F1: Prior ro the transacton reported in this Form 4, the Reporting Person owned 8,320 shares of common stock of the Issuer. The Reporting Person acquired 6,320 of such shares of common stock the issuer on August 14, 2014 at a market value of $10.4102 in connection with the reorganization of Helios Advantage Income Fund Inc. ["HAV"], Helios High Income Fund Inc. ["HIH"], Helios Multi-Sector High Income Fund Inc. ["HMH"] and Helios Strategic Income Fund Inc. ["HSA"] into the Issuer (the "HHY Merger") in exchange for 2,000 shares of HAV common stock haveing a net asset value of $9.3222 per share at the effective time of the HHY Merger, 2,000 shares of HIH common stock having a net asset value of $8.9021 per share at the effective time of the HHY Merger, 2,400 shares of HMH common stock having a net asset value of $6.3791 per share at the effective time of the HHY Merger and 2,000 shares of HSA common stock having a net asset value of $7.0296 per share at the effective time of the HHY Merger.
F2: Disposed of pursuant to an agreement and plan of reprganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 2,671 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization.
BROOKFIELD TOTAL RETURN FUND INC
Report date December 05, 2016 · Filed December 06, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-12-05 transaction · row 1
1 source rowRow 1 · 2016-12-05 · Disposition to issuer · Disposed 6,552 · Balance 0 F1: Disposed of pursuant to an agreement and plan of reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 6,278 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to an agreement and plan of reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 6,278 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization.
Brookfield Global Listed Infrastructure Income Fund Inc.
Report date March 11, 2020 · Filed March 25, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common stockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-03-11 transaction · row 1
1 source rowRow 1 · 2020-03-11 · Disposition to issuer · Disposed 3,000 · Balance 0 F1: Disposed of pursuant to an agreement and plan reorganization between Issuer and Brookfield Real Assets Income Fund Inc. {NYSE:RA} in exchange for 1874 of RA Common Stock having a net asset value of $22.3215 per share on the effective date of the reorganization. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to an agreement and plan reorganization between Issuer and Brookfield Real Assets Income Fund Inc. {NYSE:RA} in exchange for 1874 of RA Common Stock having a net asset value of $22.3215 per share on the effective date of the reorganization.
Center Coast Brookfield Core MLP Fund I, LLC
Report date February 02, 2018 · Filed February 08, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| LLC UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2018-02-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Brookfield Real Assets Income Fund Inc.
Report date December 31, 2021 · Filed January 07, 2022
Section 16 reporting ended · disclosed 2022-01-07. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND
Report date December 31, 2021 · Filed January 07, 2022
Section 16 reporting ended · disclosed 2022-01-07. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Gramercy Property Trust
Report date October 10, 2018 · Filed October 12, 2018
Section 16 reporting ended · disclosed 2018-10-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-10-10 transaction · row 1
1 source rowRow 1 · 2018-10-10 · Disposition to issuer · Disposed 11,505 · Balance 0 F1: Disposed of pursuant to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of May 6, 2018, by and among the Company, BRE Glacier Parent L.P., BRE Glacier L.P., BRE Glacier Acquisition L.P. and GPT Operating Partnership LP. Each Common Share that was outstanding immediately prior to the effective time of the Merger was automatically converted into the right to receive an amount in cash equal to the per share Merger consideration of $27.50. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of May 6, 2018, by and among the Company, BRE Glacier Parent L.P., BRE Glacier L.P., BRE Glacier Acquisition L.P. and GPT Operating Partnership LP. Each Common Share that was outstanding immediately prior to the effective time of the Merger was automatically converted into the right to receive an amount in cash equal to the per share Merger consideration of $27.50.
Oaktree Diversified Income Fund Inc.
Report date December 31, 2021 · Filed January 07, 2022
Section 16 reporting ended · disclosed 2022-01-07. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 11, 2020 Filed Mar 25, 2020 16:59 UTC | Brookfield Real Assets Income Fund Inc. RA · Entity 5232 | Grantcommon stock | 1,874 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-20-000005 · primary_doc.xml · nonDerivative · entry 1 Salvatore Louis P · CIK 0001294561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,823 F1 · price: Received in exchange for 3,000 shares of Brookfield Global Listed Infrastructure Income Fund Inc. {NYSE:INF) in connection with the reorganization of INF into Brookfield Real Assets Income Fund Inc. {NYSE:RA}. A the time of the reorganization, the net asset value of INF was $13.9484 per share, the net asset value of RA was $22.3215 per share and the conversion rate was 0.62488632 F2 · balance_after: includes 8,949 RA shares held prior to the reorganization Read SEC document |
| March 11, 2020 Filed Mar 25, 2020 11:04 UTC | Brookfield Global Listed Infrastructure Income Fund Inc. INF · Entity 150303 | Disposition to issuercommon stock | 3,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001522807-20-000002 · primary_doc.xml · nonDerivative · entry 1 Salvatore Louis P · CIK 0001294561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to an agreement and plan reorganization between Issuer and Brookfield Real Assets Income Fund Inc. {NYSE:RA} in exchange for 1874 of RA Common Stock having a net asset value of $22.3215 per share on the effective date of the reorganization. Read SEC document |
| October 10, 2018 Filed Oct 12, 2018 21:49 UTC | Gramercy Property Trust GPT · Entity 163021 | Disposition to issuerCommon Shares | 11,505 | $27.50 | $316,387.50 |
DisclosureSEC source: 0001104659-18-061890 · a4.xml · nonDerivative · entry 1 Salvatore Louis P · CIK 0001294561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Disposed of pursuant to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of May 6, 2018, by and among the Company, BRE Glacier Parent L.P., BRE Glacier L.P., BRE Glacier Acquisition L.P. and GPT Operating Partnership LP. Each Common Share that was outstanding immediately prior to the effective time of the Merger was automatically converted into the right to receive an amount in cash equal to the per share Merger consideration of $27.50. Read SEC document |
| October 04, 2018 Filed Oct 9, 2018 19:54 UTC | Gramercy Property Trust GPT · Entity 163021 | Disposition to issuerRestricted Share Units · Derivative | 10,140 | $27.50 | $278,850.00 |
DisclosureSEC source: 0001104659-18-061185 · a4.xml · derivative · entry 1 Salvatore Louis P · CIK 0001294561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 10,140 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share. F2 · kind: Disposed of pursuant to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of May 6, 2018 (the "Merger Agreement"), by and among Gramercy Property Trust (the "Company"), BRE Glacier Parent L.P., BRE Glacier L.P., BRE Glacier Acquisition L.P. and GPT Operating Partnership LP. The Merger Agreement provides that effective immediately prior to the effective time of the Merger, each award of restricted share units granted under the Company's equity plan would be cancelled and converted into the right to receive an amount in cash equal to (i) the number of Common Shares subject to the restricted share units immediately prior to the effective time of the Merger multiplied by (ii) the per share Merger consideration of $27.50, but the parties to the Merger Agreement agreed that such cancellation and conversion of restricted share units granted to the trustees of the Company would take place on October 4, 2018. F2 · shares: Disposed of pursuant to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of May 6, 2018 (the "Merger Agreement"), by and among Gramercy Property Trust (the "Company"), BRE Glacier Parent L.P., BRE Glacier L.P., BRE Glacier Acquisition L.P. and GPT Operating Partnership LP. The Merger Agreement provides that effective immediately prior to the effective time of the Merger, each award of restricted share units granted under the Company's equity plan would be cancelled and converted into the right to receive an amount in cash equal to (i) the number of Common Shares subject to the restricted share units immediately prior to the effective time of the Merger multiplied by (ii) the per share Merger consideration of $27.50, but the parties to the Merger Agreement agreed that such cancellation and conversion of restricted share units granted to the trustees of the Company would take place on October 4, 2018. F3 · derivative.exercise_date: At the time of grant, restricted share units then granted were scheduled to become payable in Common Shares upon the earlier of (i) the first business day that occurred six months following the holder's separation of services as a trustee of the Company and (ii) a change in control of the Company. F3 · derivative.expiration_date: At the time of grant, restricted share units then granted were scheduled to become payable in Common Shares upon the earlier of (i) the first business day that occurred six months following the holder's separation of services as a trustee of the Company and (ii) a change in control of the Company. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 19:46 UTC | Gramercy Property Trust GPT · Entity 163021 | GrantRestricted Share Units · Derivative | 819 | $27.44 | $22,473.36 |
DisclosureSEC source: 0001104659-18-060396 · a4.xml · derivative · entry 1 Salvatore Louis P · CIK 0001294561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,140 Underlying: Common Shares · 819 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The restricted share units become payable in Common Shares upon the earlier of (i) the first business day that occurs six months following the holder's separation of services as a trustee of Gramercy Property Trust (the "Company") and (ii) a change in control of the Company. F2 · derivative.expiration_date: The restricted share units become payable in Common Shares upon the earlier of (i) the first business day that occurs six months following the holder's separation of services as a trustee of Gramercy Property Trust (the "Company") and (ii) a change in control of the Company. Read SEC document |
| July 02, 2018 Filed Jul 2, 2018 15:52 UTC | Gramercy Property Trust GPT · Entity 163021 | GrantRestricted Share Units · Derivative | 823 | $27.32 | $22,484.36 |
DisclosureSEC source: 0001297587-18-000079 · wf-form4_153056115794818.xml · derivative · entry 1 Salvatore Louis P · CIK 0001294561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,321 Underlying: Common Shares · 823 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The restricted share units become payable in Common Shares upon the earlier of (i) the first business day that occurs six months following the holder's separation of services as a trustee of Gramercy Property Trust (the "Company") and (ii) a change in control of the Company. F2 · derivative.expiration_date: The restricted share units become payable in Common Shares upon the earlier of (i) the first business day that occurs six months following the holder's separation of services as a trustee of Gramercy Property Trust (the "Company") and (ii) a change in control of the Company. Read SEC document |
| April 02, 2018 Filed Apr 2, 2018 15:19 UTC | Gramercy Property Trust GPT · Entity 163021 | GrantRestricted Share Units · Derivative | 1,035 | $21.73 | $22,490.55 |
DisclosureSEC source: 0001297587-18-000038 · wf-form4_152269670711099.xml · derivative · entry 1 Salvatore Louis P · CIK 0001294561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,498 Underlying: Common Shares · 1,035 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The restricted share units become payable in Common Shares upon the earlier of (i) the first business day that occurs six months following the holder's separation of services as a trustee of Gramercy Property Trust (the "Company") and (ii) a change in control of the Company. F2 · derivative.expiration_date: The restricted share units become payable in Common Shares upon the earlier of (i) the first business day that occurs six months following the holder's separation of services as a trustee of Gramercy Property Trust (the "Company") and (ii) a change in control of the Company. Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 15:29 UTC | Gramercy Property Trust GPT · Entity 163021 | GrantRestricted Share Units · Derivative | 843 | $26.66 | $22,474.38 |
DisclosureSEC source: 0001297587-18-000010 · wf-form4_151492494497229.xml · derivative · entry 1 Salvatore Louis P · CIK 0001294561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,463 Underlying: Common Shares · 843 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The restricted share units become payable in Common Shares upon the earlier of (i) the first business day that occurs six months following the holder's separation of services as a trustee of Gramercy Property Trust (the "Company") and (ii) a change in control of the Company. F2 · derivative.expiration_date: The restricted share units become payable in Common Shares upon the earlier of (i) the first business day that occurs six months following the holder's separation of services as a trustee of Gramercy Property Trust (the "Company") and (ii) a change in control of the Company. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 11:58 UTC | Gramercy Property Trust GPT · Entity 163021 | GrantRestricted Share Units · Derivative | 743 | $30.25 | $22,475.75 |
DisclosureSEC source: 0001297587-17-000151 · wf-form4_150704627265518.xml · derivative · entry 1 Salvatore Louis P · CIK 0001294561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,620 Underlying: Common Shares · 743 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The restricted share units become payable in Common Shares upon the earlier of (i) the first business day that occurs six months following the holder's separation of services as a trustee of the Company and (ii) a change in control of the Company. F2 · derivative.expiration_date: The restricted share units become payable in Common Shares upon the earlier of (i) the first business day that occurs six months following the holder's separation of services as a trustee of the Company and (ii) a change in control of the Company. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 14:45 UTC | Gramercy Property Trust GPT · Entity 163021 | GrantRestricted Share Units · Derivative | 757 | $29.71 | $22,490.47 |
DisclosureSEC source: 0001297587-17-000093 · wf-form4_149928033278034.xml · derivative · entry 1 Salvatore Louis P · CIK 0001294561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,877 Underlying: Common Shares · 757 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The restricted share units become payable in Common Shares upon the earlier of (i) the first business day that occurs six months following the holder's separation of services as a trustee of the Company and (ii) a change in control of the Company. F2 · derivative.expiration_date: The restricted share units become payable in Common Shares upon the earlier of (i) the first business day that occurs six months following the holder's separation of services as a trustee of the Company and (ii) a change in control of the Company. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 11:30 UTC | Gramercy Property Trust GPT · Entity 163021 | GrantRestricted Share Units · Derivative | 855 | $26.30 | $22,486.50 |
DisclosureSEC source: 0001297587-17-000050 · wf-form4_149140621246183.xml · derivative · entry 1 Salvatore Louis P · CIK 0001294561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,120 Underlying: Common Shares · 855 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The restricted share units become payable in Common Shares upon the earlier of (i) the first business day that occurs six months following the holder's separation of services as a trustee of the Company and (ii) a change in control of the Company. F2 · derivative.expiration_date: The restricted share units become payable in Common Shares upon the earlier of (i) the first business day that occurs six months following the holder's separation of services as a trustee of the Company and (ii) a change in control of the Company. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 12:58 UTC | Gramercy Property Trust GPT · Entity 163021 | GrantRestricted Share Units · Derivative | 816 | $27.54 | $22,472.64 |
DisclosureSEC source: 0001297587-17-000014 · wf-form4_148363911411112.xml · derivative · entry 1 Salvatore Louis P · CIK 0001294561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,265 Underlying: Common Shares · 816 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: The price has been updated to reflect the 1-for-3 reverse share split (the "Reverse Share Split") of the Company completed on December 30, 2016. F2 · derivative.exercise_date: The restricted share units become payable in Common Shares upon the earlier of (i) the first business day that occurs six months following the holder's separation of services as a trustee of Gramercy Property Trust (the "Company") and (ii) a change in control of the Company. F2 · derivative.expiration_date: The restricted share units become payable in Common Shares upon the earlier of (i) the first business day that occurs six months following the holder's separation of services as a trustee of Gramercy Property Trust (the "Company") and (ii) a change in control of the Company. F4 · balance_after: Share numbers have been updated to reflect the Reverse Share Split. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 15:52 UTC | BROOKFIELD TOTAL RETURN FUND INC HTR · Entity 180591 | Disposition to issuerCommon Stock | 6,552 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000034 · primary_doc.xml · nonDerivative · entry 1 Salvatore Louis P · CIK 0001294561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to an agreement and plan of reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 6,278 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 15:44 UTC | BROOKFIELD HIGH INCOME FUND INC. HHY · Entity 180579 | Disposition to issuerCommon Stock | 8,320 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000033 · primary_doc.xml · nonDerivative · entry 1 Salvatore Louis P · CIK 0001294561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Prior ro the transacton reported in this Form 4, the Reporting Person owned 8,320 shares of common stock of the Issuer. The Reporting Person acquired 6,320 of such shares of common stock the issuer on August 14, 2014 at a market value of $10.4102 in connection with the reorganization of Helios Advantage Income Fund Inc. ["HAV"], Helios High Income Fund Inc. ["HIH"], Helios Multi-Sector High Income Fund Inc. ["HMH"] and Helios Strategic Income Fund Inc. ["HSA"] into the Issuer (the "HHY Merger") in exchange for 2,000 shares of HAV common stock haveing a net asset value of $9.3222 per share at the effective time of the HHY Merger, 2,000 shares of HIH common stock having a net asset value of $8.9021 per share at the effective time of the HHY Merger, 2,400 shares of HMH common stock having a net asset value of $6.3791 per share at the effective time of the HHY Merger and 2,000 shares of HSA common stock having a net asset value of $7.0296 per share at the effective time of the HHY Merger. F2 · price: Disposed of pursuant to an agreement and plan of reprganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 2,671 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 13:35 UTC | Brookfield Real Assets Income Fund Inc. RA · Entity 5232 | GrantCommon Stock | 6,278 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000024 · primary_doc.xml · nonDerivative · entry 2 Salvatore Louis P · CIK 0001294561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,949 F2 · price: Received in exchange for 6,552 shares of Brookfield Total Return Inc. [NYSE: HTR] in connection with the reorganization of HTR into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of HTR was $23.96 per share, the net asset value of RA was $25.00 per share and the conversion rate was 0.95830. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 13:35 UTC | Brookfield Real Assets Income Fund Inc. RA · Entity 5232 | GrantCommon Stock | 2,671 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000024 · primary_doc.xml · nonDerivative · entry 1 Salvatore Louis P · CIK 0001294561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,671 F1 · price: Received in exchange for 8,320 shares of Brookfield Mortgage Opportunity Income Fund Inc. [NYSE: BOI] in connection with the reorganization of HHY into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of HHY was $8.03 per share, the net asset value of RA was $25.00 per share and the conversion rate was 0.32112. Read SEC document |
| October 03, 2016 Filed Oct 3, 2016 17:17 UTC | Gramercy Property Trust GPT · Entity 163021 | GrantRestricted Share Units · Derivative | 2,334 | $9.64 | $22,499.76 |
DisclosureSEC source: 0001297587-16-000223 · wf-form4_147552940864988.xml · derivative · entry 1 Salvatore Louis P · CIK 0001294561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,350 Underlying: Common Shares · 2,334 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The restricted share units become payable in Common Shares upon the earlier of (i) the first business day that occurs six months following the holder's separation of services as a trustee of the Company and (ii) a change in control of the Company. F2 · derivative.expiration_date: The restricted share units become payable in Common Shares upon the earlier of (i) the first business day that occurs six months following the holder's separation of services as a trustee of the Company and (ii) a change in control of the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.