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Nasdaq · USD

PTC

PTC INC.

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3317
SEC CIK
0000857005
Parsed reports
643

Last 12 months

Inside the activity.

0 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 2025010
Jan 202600
Feb 202602
Mar 202602
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2017 Filed Nov 14, 2017 22:10 UTC
Miller AndrewEVP, Chief Financial Officer
GiftCommon Stock 353 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010660 · section16.xml · nonDerivative · entry 1

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,940

F1 · kind: Gift to an unaffiliated charitable organization.

F2 · balance_after: Includes 280 shares acquired pursuant to the PTC 2016 Employee Stock Purchase Plan on July 31, 2017.

Read SEC document
May 01, 2017 Filed May 2, 2017 20:34 UTC
HEPPELMANN JAMES EDirector · President and CEO
SaleCommon Stock 25,000 $54.38 $1,359,585.00
Disclosure

SEC source: 0001654954-17-003938 · section16.xml · nonDerivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,022

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $54.01 to $54.73. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 01, 2017 Filed May 2, 2017 20:31 UTC
VON STAATS AARON CCVP, GC and Secretary
SaleCommon Stock 8,625 $54.38 $469,030.09
Disclosure

SEC source: 0001654954-17-003935 · section16.xml · nonDerivative · entry 1

VON STAATS AARON C · CIK 0001252191 · CVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,736

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $54.01 to $54.72. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes 546 shares acquired pursuant to the PTC 2016 Employee Stock Purchase Plan on January 31, 2017.

Read SEC document
April 25, 2017 Filed Apr 26, 2017 20:26 UTC
DIBONA ANTHONYEVP Renewal Sales
SaleCommon Stock 3,308 $53.56 $177,171.85
Disclosure

SEC source: 0001654954-17-003662 · section16.xml · nonDerivative · entry 1

DIBONA ANTHONY · CIK 0001227524 · EVP Renewal Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,433

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $53.18 to $54.075. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes 370 shares acquired pursuant to the PTC 2016 Employee Stock Purchase Plan on January 31, 2017.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 16:27 UTC Amendment
DIBONA ANTHONYEVP Renewal Sales
SaleCommon Stock 3,308 $53.56 $177,171.85
Disclosure

SEC source: 0001654954-17-003675 · section16.xml · nonDerivative · entry 1

DIBONA ANTHONY · CIK 0001227524 · EVP Renewal Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,433

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $53.18 to $54.075. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes 370 shares acquired pursuant to the PTC 2016 Employee Stock Purchase Plan on January 31, 2017.

Read SEC document
April 21, 2017 Filed Apr 25, 2017 20:12 UTC SaleCommon Stock 1,420 $52.86 $75,061.20
Disclosure

SEC source: 0001654954-17-003631 · section16.xml · nonDerivative · entry 1

SCHECHTER ROBERT · CIK 0001211069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,954

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

Read SEC document
April 21, 2017 Filed Apr 25, 2017 20:08 UTC SaleCommon Stock 600 $52.74 $31,645.98
Disclosure

SEC source: 0001654954-17-003629 · section16.xml · nonDerivative · entry 2

GRIERSON DONALD K · CIK 0001191246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,300

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $52.73 to $52.78. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 21, 2017 Filed Apr 25, 2017 20:08 UTC SaleCommon Stock 4,400 $52.16 $229,487.28
Disclosure

SEC source: 0001654954-17-003629 · section16.xml · nonDerivative · entry 1

GRIERSON DONALD K · CIK 0001191246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,900

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $51.73 to $52.72. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 21:21 UTC SaleCommon Stock 500 $55.62 $27,811.00
Disclosure

SEC source: 0001354488-17-000392 · issuerdirect_section16.xml · nonDerivative · entry 1

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,575

F1 · price: This transaction was executed in multiple trades at prices ranging from $55.50 to $55.71. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:02 UTC GrantRestricted Stock Units · Derivative 4,484 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-001653 · form4.xml · derivative · entry 3

GRIERSON DONALD K · CIK 0001191246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,484

Underlying: Common Stock · 4,484 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC Inc.'s 2018 Annual Stockholder Meeting or March 15, 2018.

F3 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC Inc.'s 2018 Annual Stockholder Meeting or March 15, 2018.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:02 UTC Exercise / conversionRestricted Stock Units · Derivative 7,471 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-001653 · form4.xml · derivative · entry 2

GRIERSON DONALD K · CIK 0001191246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,471 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units that vested on March 1, 2017.

F2 · derivative.expiration_date: Time-based restricted stock units that vested on March 1, 2017.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:02 UTC Exercise / conversionCommon Stock 7,471 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-001653 · form4.xml · nonDerivative · entry 1

GRIERSON DONALD K · CIK 0001191246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:03 UTC GrantRestricted Stock Units · Derivative 4,484 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-001657 · form4.xml · derivative · entry 3

ZAMBONINI RENATO · CIK 0001247415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,484

Underlying: Common Stock · 4,484 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC Inc.'s 2018 Annual Stockholder Meeting or March 15, 2018.

F3 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC Inc.'s 2018 Annual Stockholder Meeting or March 15, 2018.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:03 UTC Exercise / conversionRestricted Stock Units · Derivative 7,471 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-001657 · form4.xml · derivative · entry 2

ZAMBONINI RENATO · CIK 0001247415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,471 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units that vested on March 1, 2017.

F2 · derivative.expiration_date: Time-based restricted stock units that vested on March 1, 2017.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:03 UTC Exercise / conversionCommon Stock 7,471 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-001657 · form4.xml · nonDerivative · entry 1

ZAMBONINI RENATO · CIK 0001247415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:03 UTC
HOEHN KLAUSDirector
GrantRestricted Stock Units · Derivative 4,484 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-001656 · form4.xml · derivative · entry 3

HOEHN KLAUS · CIK 0001643501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,484

Underlying: Common Stock · 4,484 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC Inc.'s 2018 Annual Stockholder Meeting or March 15, 2018.

F3 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC Inc.'s 2018 Annual Stockholder Meeting or March 15, 2018.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:03 UTC
HOEHN KLAUSDirector
Exercise / conversionRestricted Stock Units · Derivative 7,471 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-001656 · form4.xml · derivative · entry 2

HOEHN KLAUS · CIK 0001643501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,471 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units that vested on March 1, 2017.

F2 · derivative.expiration_date: Time-based restricted stock units that vested on March 1, 2017.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:03 UTC
HOEHN KLAUSDirector
Exercise / conversionCommon Stock 7,471 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-001656 · form4.xml · nonDerivative · entry 1

HOEHN KLAUS · CIK 0001643501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:03 UTC GrantRestricted Stock Units · Derivative 4,484 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-001655 · form4.xml · derivative · entry 4

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,484

Underlying: Common Stock · 4,484 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC Inc.'s 2018 Annual Stockholder Meeting or March 15, 2018.

F4 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC Inc.'s 2018 Annual Stockholder Meeting or March 15, 2018.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:03 UTC Exercise / conversionRestricted Stock Units · Derivative 7,471 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-001655 · form4.xml · derivative · entry 3

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,471 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Time-based restricted stock units that vested on March 1, 2017.

F3 · derivative.expiration_date: Time-based restricted stock units that vested on March 1, 2017.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:03 UTC Exercise / conversionRestricted Stock Units · Derivative 5,604 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-001655 · form4.xml · derivative · entry 2

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,603

Underlying: Common Stock · 5,604 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units that vest in two substantially equal installments, the first installment of which vested on March 1, 2017 and the second installment of which will vest on the earlier of the date of the 2018 Annual Meeting of Stockholders and March 15, 2018.

F2 · derivative.expiration_date: Time-based restricted stock units that vest in two substantially equal installments, the first installment of which vested on March 1, 2017 and the second installment of which will vest on the earlier of the date of the 2018 Annual Meeting of Stockholders and March 15, 2018.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:03 UTC Exercise / conversionCommon Stock 13,075 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-001655 · form4.xml · nonDerivative · entry 1

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:02 UTC GrantRestricted Stock Units · Derivative 4,484 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-001654 · form4.xml · derivative · entry 3

CHAFFIN JANICE · CIK 0001202443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,484

Underlying: Common Stock · 4,484 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC Inc.'s 2018 Annual Stockholder Meeting or March 15, 2018.

F3 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC Inc.'s 2018 Annual Stockholder Meeting or March 15, 2018.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:02 UTC Exercise / conversionRestricted Stock Units · Derivative 7,471 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-001654 · form4.xml · derivative · entry 2

CHAFFIN JANICE · CIK 0001202443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,471 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units that vested on March 1, 2017.

F2 · derivative.expiration_date: Time-based restricted stock units that vested on March 1, 2017.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:02 UTC Exercise / conversionCommon Stock 7,471 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-001654 · form4.xml · nonDerivative · entry 1

CHAFFIN JANICE · CIK 0001202443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:01 UTC GrantRestricted Stock Units · Derivative 5,381 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-001652 · form4.xml · derivative · entry 4

SCHECHTER ROBERT · CIK 0001211069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,381

Underlying: Common Stock · 5,381 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC Inc.'s 2018 Annual Stockholder Meeting or March 15, 2018.

F4 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC Inc.'s 2018 Annual Stockholder Meeting or March 15, 2018.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:01 UTC Exercise / conversionRestricted Stock Units · Derivative 9,339 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-001652 · form4.xml · derivative · entry 3

SCHECHTER ROBERT · CIK 0001211069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,339 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Time-based restricted stock units that vested on March 1, 2017.

F3 · derivative.expiration_date: Time-based restricted stock units that vested on March 1, 2017.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:01 UTC Exercise / conversionCommon Stock 9,339 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-001652 · form4.xml · nonDerivative · entry 2

SCHECHTER ROBERT · CIK 0001211069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:01 UTC
LACY PAUL ADirector
GrantRestricted Stock Units · Derivative 4,484 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-001651 · form4.xml · derivative · entry 3

LACY PAUL A · CIK 0001193635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,484

Underlying: Common Stock · 4,484 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC Inc.'s 2018 Annual Stockholder Meeting or March 15, 2018.

F3 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC Inc.'s 2018 Annual Stockholder Meeting or March 15, 2018.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:01 UTC
LACY PAUL ADirector
Exercise / conversionRestricted Stock Units · Derivative 7,471 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-001651 · form4.xml · derivative · entry 2

LACY PAUL A · CIK 0001193635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,471 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units that vested on March 1, 2017.

F2 · derivative.expiration_date: Time-based restricted stock units that vested on March 1, 2017.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:01 UTC
LACY PAUL ADirector
Exercise / conversionCommon Stock 7,471 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-001651 · form4.xml · nonDerivative · entry 1

LACY PAUL A · CIK 0001193635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 21:29 UTC
Cohen Matthew LessnerEVP, Customer Success
Exercise / conversionRestricted Stock Units · Derivative 88 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001354488-17-000282 · issuerdirect_section16.xml · derivative · entry 3

Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 88 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Service-based restricted stock units that vested in three substantially equal increments on each of February 15, 2015, 2016 and 2017.

F4 · derivative.expiration_date: Service-based restricted stock units that vested in three substantially equal increments on each of February 15, 2015, 2016 and 2017.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 21:29 UTC
Cohen Matthew LessnerEVP, Customer Success
Tax withholdingCommon Stock 34 $54.70 $1,859.80
Disclosure

SEC source: 0001354488-17-000282 · issuerdirect_section16.xml · nonDerivative · entry 2

Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,873

F2 · shares: Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 88 restricted stock units on February 15, 2017.

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February 15, 2017 Filed Feb 16, 2017 21:29 UTC
Cohen Matthew LessnerEVP, Customer Success
Exercise / conversionCommon Stock 88 $0.00 $0.00
Disclosure

SEC source: 0001354488-17-000282 · issuerdirect_section16.xml · nonDerivative · entry 1

Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 569 shares acquired pursuant to the PTC 2016 Employee Stock Purchase Plan on January 31, 2017.

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February 08, 2017 Filed Feb 10, 2017 21:04 UTC
Miller AndrewEVP, Chief Financial Officer
GiftCommon Stock 463 $0.00 $0.00
Disclosure

SEC source: 0001354488-17-000249 · issuerdirect_section16.xml · nonDerivative · entry 1

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,013

F1 · kind: Gift to an unaffiliated charitable organization.

F2 · balance_after: Includes 362 shares acquired pursuant to the PTC 2016 Employee Stock Purchase Plan on January 31, 2017.

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February 07, 2017 Filed Feb 9, 2017 21:15 UTC SaleCommon Stock 10,000 $53.78 $537,814.00
Disclosure

SEC source: 0001354488-17-000237 · issuerdirect_section16.xml · nonDerivative · entry 1

GRIERSON DONALD K · CIK 0001191246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,829

F1 · price: This transaction was executed in multiple trades at prices ranging from $53.7575 to $53.80. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 01, 2017 Filed Feb 2, 2017 21:23 UTC
HEPPELMANN JAMES EDirector · President and CEO
SaleCommon Stock 25,000 $52.22 $1,305,412.50
Disclosure

SEC source: 0001354488-17-000203 · issuerdirect_section16.xml · nonDerivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 611,022

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $51.98 to $52.75. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 25, 2017 Filed Jan 26, 2017 21:57 UTC
COHEN BARRY FEVP, Chief Strategy Officer
SaleCommon Stock 30,000 $52.41 $1,572,390.00
Disclosure

SEC source: 0001354488-17-000157 · issuerdirect_section16.xml · nonDerivative · entry 1

COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,103

F1 · price: This transaction was executed in multiple trades at prices ranging from $52.29 to $52.52. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 23, 2017 Filed Jan 24, 2017 21:51 UTC
Cohen Matthew LessnerEVP, Customer Success
SaleCommon Stock 14,553 $50.02 $727,961.43
Disclosure

SEC source: 0001354488-17-000142 · issuerdirect_section16.xml · nonDerivative · entry 1

Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,250

F1 · price: This transaction was executed in multiple trades at prices ranging from $50.00 to $50.16. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 23, 2017 Filed Jan 24, 2017 21:50 UTC
DIBONA ANTHONYEVP, Renewal Sales
SaleCommon Stock 5,513 $50.13 $276,363.93
Disclosure

SEC source: 0001354488-17-000141 · issuerdirect_section16.xml · nonDerivative · entry 1

DIBONA ANTHONY · CIK 0001227524 · EVP, Renewal Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,371

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $49.81 to $50.53. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 23, 2017 Filed Jan 24, 2017 21:48 UTC
VON STAATS AARON CCVP, GC and Secretary
SaleCommon Stock 7,500 $50.13 $376,005.00
Disclosure

SEC source: 0001354488-17-000140 · issuerdirect_section16.xml · nonDerivative · entry 1

VON STAATS AARON C · CIK 0001252191 · CVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,815

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $49.83 to $50.56. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 19, 2017 Filed Jan 20, 2017 21:35 UTC
LACY PAUL ADirector
SaleCommon Stock 6,028 $50.00 $301,400.00
Disclosure

SEC source: 0001354488-17-000134 · issuerdirect_section16.xml · nonDerivative · entry 1

LACY PAUL A · CIK 0001193635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,115

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

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December 23, 2016 Filed Mar 3, 2017 21:01 UTC GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-001652 · form4.xml · nonDerivative · entry 1

SCHECHTER ROBERT · CIK 0001211069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,035

F1 · kind: Donation to the Schechter Family Foundation, a charitable foundation.

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November 18, 2016 Filed Nov 18, 2016 21:49 UTC
DIBONA ANTHONYEVP, Renewal Sales
SaleCommon Stock 11,025 $48.72 $537,150.13
Disclosure

SEC source: 0001354488-16-008559 · issuerdirect_section16.xml · nonDerivative · entry 1

DIBONA ANTHONY · CIK 0001227524 · EVP, Renewal Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,884

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $48.44 to $49.21. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 16, 2016 Filed Nov 17, 2016 22:03 UTC
VON STAATS AARON CCVP, GC and Secretary
SaleCommon Stock 10,713 $47.45 $508,371.49
Disclosure

SEC source: 0001354488-16-008547 · issuerdirect_section16.xml · nonDerivative · entry 4

VON STAATS AARON C · CIK 0001252191 · CVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,315

F2 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $47.20 to $47.69. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 16, 2016 Filed Nov 17, 2016 21:41 UTC
Gremley Robert CEVP, Group President TPG
SaleCommon Stock 14,621 $47.45 $693,770.84
Disclosure

SEC source: 0001354488-16-008539 · issuerdirect_section16.xml · nonDerivative · entry 3

Gremley Robert C · CIK 0001458678 · EVP, Group President TPG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,611

F2 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $47.22 to $47.64. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 16, 2016 Filed Nov 17, 2016 21:38 UTC
DIBONA ANTHONYEVP, Renewal Sales
SaleCommon Stock 3,857 $47.55 $183,401.12
Disclosure

SEC source: 0001354488-16-008537 · issuerdirect_section16.xml · nonDerivative · entry 3

DIBONA ANTHONY · CIK 0001227524 · EVP, Renewal Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,909

F2 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $47.53 to $47.65. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 15, 2016 Filed Nov 17, 2016 22:03 UTC
VON STAATS AARON CCVP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 5,646 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008547 · issuerdirect_section16.xml · derivative · entry 11

VON STAATS AARON C · CIK 0001252191 · CVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,292

Underlying: Common Stock · 5,646 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F12 · derivative.exercise_date: RSUs awarded on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018.

F12 · derivative.expiration_date: RSUs awarded on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018.

F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 15, 2016 Filed Nov 17, 2016 22:03 UTC
VON STAATS AARON CCVP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 9,598 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008547 · issuerdirect_section16.xml · derivative · entry 10

VON STAATS AARON C · CIK 0001252191 · CVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,598 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F11 · derivative.exercise_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 9,598 RSUs vested.

F11 · derivative.expiration_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 9,598 RSUs vested.

F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 15, 2016 Filed Nov 17, 2016 22:03 UTC
VON STAATS AARON CCVP, GC and Secretary
GrantRestricted Stock Units · Derivative 9,598 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008547 · issuerdirect_section16.xml · derivative · entry 9

VON STAATS AARON C · CIK 0001252191 · CVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,598

Underlying: Common Stock · 9,598 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F10 · derivative.exercise_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 9,598 RSUs were earned.

F10 · derivative.expiration_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 9,598 RSUs were earned.

F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.