Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PTC INC.PTC · Entity 3317 | EVP Focused Solutions Group | July 24, 2018 | July 25, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PTC INC.
Report date July 24, 2018 · Filed July 25, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,790 |
Ending reported balance
After 2018-07-24 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-07-24 · Sale · Disposed 887 · Balance 30,090 F1: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F2: This transaction was executed in multiple trades at prices ranging from $95.05 to $95.87. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 2 · 2018-07-24 · Sale · Disposed 800 · Balance 29,290 F1: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F3: This transaction was executed in multiple trades at prices ranging from $96.21 to $97.13. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 3 · 2018-07-24 · Sale · Disposed 500 · Balance 28,790 F1: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F4: This transaction was executed in multiple trades at prices ranging from $97.21 to $97.91. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.
F2: This transaction was executed in multiple trades at prices ranging from $95.05 to $95.87. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $96.21 to $97.13. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $97.21 to $97.91. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 24, 2018 Filed Jul 25, 2018 20:13 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 500 | $97.41 | $48,707.00 |
DisclosureSEC source: 0001654954-18-008039 · section16.xml · nonDerivative · entry 3 DIBONA ANTHONY · CIK 0001227524 · EVP Focused Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,790 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $97.21 to $97.91. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 24, 2018 Filed Jul 25, 2018 20:13 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 800 | $96.50 | $77,202.00 |
DisclosureSEC source: 0001654954-18-008039 · section16.xml · nonDerivative · entry 2 DIBONA ANTHONY · CIK 0001227524 · EVP Focused Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,290 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $96.21 to $97.13. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 24, 2018 Filed Jul 25, 2018 20:13 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 887 | $95.49 | $84,698.39 |
DisclosureSEC source: 0001654954-18-008039 · section16.xml · nonDerivative · entry 1 DIBONA ANTHONY · CIK 0001227524 · EVP Focused Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,090 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $95.05 to $95.87. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 24, 2018 Filed Apr 25, 2018 20:40 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 500 | $85.74 | $42,871.00 |
DisclosureSEC source: 0001654954-18-004356 · section16.xml · nonDerivative · entry 4 DIBONA ANTHONY · CIK 0001227524 · EVP Focused Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,977 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $85.61 to $85.91. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 24, 2018 Filed Apr 25, 2018 20:40 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 1,204 | $85.11 | $102,475.69 |
DisclosureSEC source: 0001654954-18-004356 · section16.xml · nonDerivative · entry 3 DIBONA ANTHONY · CIK 0001227524 · EVP Focused Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,477 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $84.60 to $85.56. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 24, 2018 Filed Apr 25, 2018 20:40 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 500 | $83.77 | $41,887.00 |
DisclosureSEC source: 0001654954-18-004356 · section16.xml · nonDerivative · entry 2 DIBONA ANTHONY · CIK 0001227524 · EVP Focused Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,681 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $83.56 to $84.14. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 24, 2018 Filed Apr 25, 2018 20:40 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 1,074 | $83.11 | $89,258.10 |
DisclosureSEC source: 0001654954-18-004356 · section16.xml · nonDerivative · entry 1 DIBONA ANTHONY · CIK 0001227524 · EVP Focused Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,181 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $82.54 to $83.47. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 23, 2018 Filed Jan 24, 2018 21:45 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 2,323 | $74.25 | $172,479.96 |
DisclosureSEC source: 0001654954-18-000678 · section16.xml · nonDerivative · entry 2 DIBONA ANTHONY · CIK 0001227524 · EVP Focused Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,994 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $74.03 to $74.52. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 23, 2018 Filed Jan 24, 2018 21:45 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 3,141 | $73.76 | $231,670.74 |
DisclosureSEC source: 0001654954-18-000678 · section16.xml · nonDerivative · entry 1 DIBONA ANTHONY · CIK 0001227524 · EVP Focused Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,317 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $73.03 to $73.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 21, 2017 Filed Nov 21, 2017 21:49 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 10,929 | $65.25 | $713,075.72 |
DisclosureSEC source: 0001654954-17-010957 · section16.xml · nonDerivative · entry 1 DIBONA ANTHONY · CIK 0001227524 · EVP Focused Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,458 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $64.93 to $65.66. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 21:10 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 2,620 | $64.75 | $169,647.88 |
DisclosureSEC source: 0001654954-17-010860 · section16.xml · nonDerivative · entry 4 DIBONA ANTHONY · CIK 0001227524 · EVP Focused Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,387 F3 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $64.61 to $64.89. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 21:10 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 2,300 | $64.38 | $148,074.00 |
DisclosureSEC source: 0001654954-17-010860 · section16.xml · nonDerivative · entry 3 DIBONA ANTHONY · CIK 0001227524 · EVP Focused Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,007 F3 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $63.61 to $64.59. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:10 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 12,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010860 · section16.xml · derivative · entry 16 DIBONA ANTHONY · CIK 0001227524 · EVP Focused Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,805 Underlying: Common Stock · 12,805 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F13 · derivative.exercise_date: RSUs awarded on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020. F13 · derivative.expiration_date: RSUs awarded on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020. F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:10 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 8,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010860 · section16.xml · derivative · entry 15 DIBONA ANTHONY · CIK 0001227524 · EVP Focused Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,772 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F12 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 8,772 RSUs were earned and vested. F12 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 8,772 RSUs were earned and vested. F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:10 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 8,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010860 · section16.xml · derivative · entry 14 DIBONA ANTHONY · CIK 0001227524 · EVP Focused Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,772 Underlying: Common Stock · 8,772 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F12 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 8,772 RSUs were earned and vested. F12 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 8,772 RSUs were earned and vested. F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:10 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 2,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010860 · section16.xml · derivative · entry 13 DIBONA ANTHONY · CIK 0001227524 · EVP Focused Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,658 Underlying: Common Stock · 2,829 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F11 · derivative.exercise_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 8,487 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F11 · derivative.expiration_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 8,487 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:10 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 8,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010860 · section16.xml · derivative · entry 12 DIBONA ANTHONY · CIK 0001227524 · EVP Focused Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,487 Underlying: Common Stock · 8,487 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F11 · derivative.exercise_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 8,487 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F11 · derivative.expiration_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 8,487 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:10 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 5,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010860 · section16.xml · derivative · entry 11 DIBONA ANTHONY · CIK 0001227524 · EVP Focused Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,502 Underlying: Common Stock · 5,751 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F10 · derivative.exercise_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F10 · derivative.expiration_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:10 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 13,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010860 · section16.xml · derivative · entry 10 DIBONA ANTHONY · CIK 0001227524 · EVP Focused Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,906 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F9 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 13,906 RSUs were earned and vested. F9 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 13,906 RSUs were earned and vested. F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:10 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 13,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010860 · section16.xml · derivative · entry 9 DIBONA ANTHONY · CIK 0001227524 · EVP Focused Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,906 Underlying: Common Stock · 13,906 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F9 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 13,906 RSUs were earned and vested. F9 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 13,906 RSUs were earned and vested. F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:10 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 7,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010860 · section16.xml · derivative · entry 8 DIBONA ANTHONY · CIK 0001227524 · EVP Focused Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,545 Underlying: Common Stock · 7,545 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: This transaction was executed in multiple trades at prices ranging from $64.61 to $64.89. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · derivative.exercise_date: RSUs granted on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018. F8 · derivative.expiration_date: RSUs granted on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018. F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:10 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 14,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010860 · section16.xml · derivative · entry 7 DIBONA ANTHONY · CIK 0001227524 · EVP Focused Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,077 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F7 · derivative.exercise_date: Performance-based RSUs granted on November 10, 2014 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 14,077 RSUs were earned and vested. F7 · derivative.expiration_date: Performance-based RSUs granted on November 10, 2014 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 14,077 RSUs were earned and vested. F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:10 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 14,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010860 · section16.xml · derivative · entry 6 DIBONA ANTHONY · CIK 0001227524 · EVP Focused Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,077 Underlying: Common Stock · 14,077 shares Expires not disclosed F5 · derivative.exercise_price: This transaction was executed in multiple trades at prices ranging from $64.61 to $64.89. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · derivative.exercise_date: Performance-based RSUs granted on November 10, 2014 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 14,077 RSUs were earned and vested. F7 · derivative.expiration_date: Performance-based RSUs granted on November 10, 2014 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 14,077 RSUs were earned and vested. F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:10 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 6,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010860 · section16.xml · derivative · entry 5 DIBONA ANTHONY · CIK 0001227524 · EVP Focused Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,041 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F6 · derivative.exercise_date: RSUs granted on November 10, 2014 that vested in three substantially equal annual installments on November 15, 2015, 2016 and 2017. F6 · derivative.expiration_date: RSUs granted on November 10, 2014 that vested in three substantially equal annual installments on November 15, 2015, 2016 and 2017. F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:10 UTC | PTC INC. PTC · Entity 3317 | Tax withholdingCommon Stock | 26,128 | $63.92 | $1,670,101.76 |
DisclosureSEC source: 0001654954-17-010860 · section16.xml · nonDerivative · entry 2 DIBONA ANTHONY · CIK 0001227524 · EVP Focused Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,307 F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 58,921 shares of the Reporting Person's restricted stock unit awards on November 15, 2017. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:10 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 58,921 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010860 · section16.xml · nonDerivative · entry 1 DIBONA ANTHONY · CIK 0001227524 · EVP Focused Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,435 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 20:25 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 2,205 | $55.88 | $123,212.31 |
DisclosureSEC source: 0001654954-17-006706 · section16.xml · nonDerivative · entry 1 DIBONA ANTHONY · CIK 0001227524 · EVP Renewal Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,228 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $55.54 to $56.33. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 25, 2017 Filed Apr 26, 2017 20:26 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 3,308 | $53.56 | $177,171.85 |
DisclosureSEC source: 0001654954-17-003662 · section16.xml · nonDerivative · entry 1 DIBONA ANTHONY · CIK 0001227524 · EVP Renewal Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,433 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $53.18 to $54.075. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes 370 shares acquired pursuant to the PTC 2016 Employee Stock Purchase Plan on January 31, 2017. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 16:27 UTC Amendment | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 3,308 | $53.56 | $177,171.85 |
DisclosureSEC source: 0001654954-17-003675 · section16.xml · nonDerivative · entry 1 DIBONA ANTHONY · CIK 0001227524 · EVP Renewal Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,433 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $53.18 to $54.075. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes 370 shares acquired pursuant to the PTC 2016 Employee Stock Purchase Plan on January 31, 2017. Read SEC document |
| January 23, 2017 Filed Jan 24, 2017 21:50 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 5,513 | $50.13 | $276,363.93 |
DisclosureSEC source: 0001354488-17-000141 · issuerdirect_section16.xml · nonDerivative · entry 1 DIBONA ANTHONY · CIK 0001227524 · EVP, Renewal Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,371 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $49.81 to $50.53. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 18, 2016 Filed Nov 18, 2016 21:49 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 11,025 | $48.72 | $537,150.13 |
DisclosureSEC source: 0001354488-16-008559 · issuerdirect_section16.xml · nonDerivative · entry 1 DIBONA ANTHONY · CIK 0001227524 · EVP, Renewal Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,884 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $48.44 to $49.21. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 21:38 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 3,857 | $47.55 | $183,401.12 |
DisclosureSEC source: 0001354488-16-008537 · issuerdirect_section16.xml · nonDerivative · entry 3 DIBONA ANTHONY · CIK 0001227524 · EVP, Renewal Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,909 F2 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $47.53 to $47.65. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:38 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 7,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008537 · issuerdirect_section16.xml · derivative · entry 10 DIBONA ANTHONY · CIK 0001227524 · EVP, Renewal Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,090 Underlying: Common Stock · 7,545 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F11 · derivative.exercise_date: RSUs awarded on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018. F11 · derivative.expiration_date: RSUs awarded on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018. F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:38 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 12,826 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008537 · issuerdirect_section16.xml · derivative · entry 9 DIBONA ANTHONY · CIK 0001227524 · EVP, Renewal Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,826 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F10 · derivative.exercise_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 12,826 RSUs vested. F10 · derivative.expiration_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 12,826 RSUs vested. F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:38 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 12,826 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008537 · issuerdirect_section16.xml · derivative · entry 8 DIBONA ANTHONY · CIK 0001227524 · EVP, Renewal Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,826 Underlying: Common Stock · 12,826 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F9 · derivative.exercise_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 12,826 RSUs were earned. F9 · derivative.expiration_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 12,826 RSUs were earned. F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:38 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 6,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008537 · issuerdirect_section16.xml · derivative · entry 7 DIBONA ANTHONY · CIK 0001227524 · EVP, Renewal Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,041 Underlying: Common Stock · 6,041 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F8 · derivative.exercise_date: RSUs awarded on November 10, 2014 that vest in three substantially equal installments on November 15, 2015, 2016 and 2017. F8 · derivative.expiration_date: RSUs awarded on November 10, 2014 that vest in three substantially equal installments on November 15, 2015, 2016 and 2017. F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:38 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 4,047 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008537 · issuerdirect_section16.xml · derivative · entry 6 DIBONA ANTHONY · CIK 0001227524 · EVP, Renewal Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,047 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F7 · derivative.exercise_date: Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 4,047 RSUs vested. F7 · derivative.expiration_date: Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 4,047 RSUs vested. F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:38 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 4,047 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008537 · issuerdirect_section16.xml · derivative · entry 5 DIBONA ANTHONY · CIK 0001227524 · EVP, Renewal Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,047 Underlying: Common Stock · 4,047 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F6 · derivative.exercise_date: Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 4,047 RSUs were earned. F6 · derivative.expiration_date: Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 4,047 RSUs were earned. F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:38 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 13,926 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008537 · issuerdirect_section16.xml · derivative · entry 4 DIBONA ANTHONY · CIK 0001227524 · EVP, Renewal Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,926 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F5 · derivative.exercise_date: RSUs awarded on November 11, 2013 that vested in three substantially equal annual installments on November 15, 2014, 2015 and 2016. F5 · derivative.expiration_date: RSUs awarded on November 11, 2013 that vested in three substantially equal annual installments on November 15, 2014, 2015 and 2016. F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:38 UTC | PTC INC. PTC · Entity 3317 | Tax withholdingCommon Stock | 18,670 | $47.53 | $887,385.10 |
DisclosureSEC source: 0001354488-16-008537 · issuerdirect_section16.xml · nonDerivative · entry 2 DIBONA ANTHONY · CIK 0001227524 · EVP, Renewal Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,766 F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 44,385 shares of the Reporting Person's restricted stock unit awards on November 15, 2016. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:38 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 44,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008537 · issuerdirect_section16.xml · nonDerivative · entry 1 DIBONA ANTHONY · CIK 0001227524 · EVP, Renewal Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 20:32 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 17,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008457 · issuerdirect_section16.xml · derivative · entry 1 DIBONA ANTHONY · CIK 0001227524 · EVP, Renewal Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,253 Underlying: Common Stock · 17,253 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2 · derivative.exercise_date: Service-based restricted stock units that vest in three substantially equal installments on each of November 15, 2017, 2018 and 2019. F2 · derivative.expiration_date: Service-based restricted stock units that vest in three substantially equal installments on each of November 15, 2017, 2018 and 2019. F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.