Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CA, INC.CA · Entity 162566 | Director | June 30, 2017 | July 05, 2017 |
| PTC INC.PTC · Entity 3317 | Director | March 01, 2017 | March 03, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CA, INC.
Report date June 30, 2017 · Filed July 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 70,067.877 |
Reported balance
After 2017-06-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-06-30 · Grant · Acquired 1,631.853 · Balance 70,067.877 F1: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director. F2: Deferred Stock Units are convertible into Common Stock on a one-for-one basis. F3: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.
F2: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.
F3: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors.
PTC INC.
Report date March 01, 2017 · Filed March 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 66,619 |
Reported balance
After 2017-03-01 transaction · row 1
1 source rowRow 1 · 2017-03-01 · Exercise / conversion · Acquired 7,471 · Balance 66,619 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-03-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-03-01 · Exercise / conversion · Disposed 7,471 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2: Time-based restricted stock units that vested on March 1, 2017. F4: This amount represents the total number of derivative securities beneficially owned of the class shown. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,484 |
Reported balance
After 2017-03-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-03-01 · Grant · Acquired 4,484 · Balance 4,484 F1: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3: Time-based restricted stock units that vest on the earlier of the date of PTC Inc.'s 2018 Annual Stockholder Meeting or March 15, 2018. F4: This amount represents the total number of derivative securities beneficially owned of the class shown. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F2: Time-based restricted stock units that vested on March 1, 2017.
F3: Time-based restricted stock units that vest on the earlier of the date of PTC Inc.'s 2018 Annual Stockholder Meeting or March 15, 2018.
F4: This amount represents the total number of derivative securities beneficially owned of the class shown.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2017 Filed Jul 5, 2017 20:43 UTC | CA, INC. CA · Entity 162566 | GrantDeferred Stock Units · Derivative | 1,631.853 | $0.00 | $0.00 |
DisclosureSEC source: 0000356028-17-000118 · wf-form4_149930180800493.xml · derivative · entry 1 ZAMBONINI RENATO · CIK 0001247415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,067.877 Underlying: Common Stock, $0.10 par value · 1,631.853 shares Expires not disclosed F1 · security: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director. F2 · derivative.exercise_price: Deferred Stock Units are convertible into Common Stock on a one-for-one basis. F1 · derivative.exercise_date: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director. F1 · derivative.expiration_date: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director. F3 · balance_after: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 16:35 UTC | CA, INC. CA · Entity 162566 | GrantDeferred Stock Units · Derivative | 1,773.329 | $0.00 | $0.00 |
DisclosureSEC source: 0000356028-17-000040 · wf-form4_149133813551984.xml · derivative · entry 1 ZAMBONINI RENATO · CIK 0001247415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,436.024 Underlying: Common Stock, $0.10 par value · 1,773.329 shares Expires not disclosed F1 · security: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director. F2 · derivative.exercise_price: Deferred Stock Units are convertible into Common Stock on a one-for-one basis. F1 · derivative.exercise_date: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director. F1 · derivative.expiration_date: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director. F3 · balance_after: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:03 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 4,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-001657 · form4.xml · derivative · entry 3 ZAMBONINI RENATO · CIK 0001247415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,484 Underlying: Common Stock · 4,484 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC Inc.'s 2018 Annual Stockholder Meeting or March 15, 2018. F3 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC Inc.'s 2018 Annual Stockholder Meeting or March 15, 2018. F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:03 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 7,471 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-001657 · form4.xml · derivative · entry 2 ZAMBONINI RENATO · CIK 0001247415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,471 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2 · derivative.exercise_date: Time-based restricted stock units that vested on March 1, 2017. F2 · derivative.expiration_date: Time-based restricted stock units that vested on March 1, 2017. F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:03 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 7,471 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-001657 · form4.xml · nonDerivative · entry 1 ZAMBONINI RENATO · CIK 0001247415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,619 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 16:38 UTC | CA, INC. CA · Entity 162566 | GrantDeferred Stock Units · Derivative | 1,770.538 | $0.00 | $0.00 |
DisclosureSEC source: 0000356028-17-000010 · wf-form4_148356592143061.xml · derivative · entry 1 ZAMBONINI RENATO · CIK 0001247415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,662.695 Underlying: Common Stock, $0.10 par value · 1,770.538 shares Expires not disclosed F1 · security: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director. F2 · derivative.exercise_price: Deferred Stock Units are convertible into Common Stock on a one-for-one basis. F1 · derivative.exercise_date: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director. F1 · derivative.expiration_date: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director. F3 · balance_after: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 16:15 UTC | CA, INC. CA · Entity 162566 | GrantDeferred Stock Units · Derivative | 1,700.423 | $0.00 | $0.00 |
DisclosureSEC source: 0000356028-16-000366 · wf-form4_147561214613204.xml · derivative · entry 1 ZAMBONINI RENATO · CIK 0001247415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,892.157 Underlying: Common Stock, $0.10 par value · 1,700.423 shares Expires not disclosed F1 · security: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director. F2 · derivative.exercise_price: Deferred Stock Units are convertible into Common Stock on a one-for-one basis. F1 · derivative.exercise_date: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director. F1 · derivative.expiration_date: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director. F3 · balance_after: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.