Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PTC INC.PTC · Entity 3317 | EVP, Chief Strategy Officer | December 04, 2018 | December 07, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PTC INC.
Report date December 04, 2018 · Filed December 07, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 52,329 |
Reported balance
After 2018-12-04 transaction · row 1
1 source rowRow 1 · 2018-12-04 · Other · Disposed 2,673 · Balance 52,329 F1: Cancellation of shares by Issuer for no consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Cancellation of shares by Issuer for no consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 04, 2018 Filed Dec 7, 2018 21:16 UTC | PTC INC. PTC · Entity 3317 | OtherCommon Stock | 2,673 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-013722 · section16.xml · nonDerivative · entry 1 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,329 F1 · kind: Cancellation of shares by Issuer for no consideration. Read SEC document |
| November 26, 2018 Filed Nov 26, 2018 22:20 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 47,194 | $84.94 | $4,008,889.61 |
DisclosureSEC source: 0001654954-18-013203 · section16.xml · nonDerivative · entry 1 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,002 F1 · price: This transaction was executed in multiple trades at prices ranging from $84.75 to $85.30. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:12 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 586 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012893 · section16.xml · derivative · entry 16 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,937 Underlying: Common Stock · 586 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F11 · derivative.exercise_date: RSUs granted on November 14, 2018 that vest in three installments of 5,255 RSUs, 5,841 RSUs, and 5,841 RSUs on November 15, 2019, 2020 and 2021, respectively, after an initial vest of 586 RSUs on the grant date to satisfy tax withholding obligations. F11 · derivative.expiration_date: RSUs granted on November 14, 2018 that vest in three installments of 5,255 RSUs, 5,841 RSUs, and 5,841 RSUs on November 15, 2019, 2020 and 2021, respectively, after an initial vest of 586 RSUs on the grant date to satisfy tax withholding obligations. F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:12 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 5,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012893 · section16.xml · derivative · entry 14 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,036 Underlying: Common Stock · 5,854 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F10 · derivative.exercise_date: RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020. F10 · derivative.expiration_date: RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020. F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:12 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 8,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012893 · section16.xml · derivative · entry 13 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,027 Underlying: Common Stock · 8,028 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F9 · derivative.exercise_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F9 · derivative.expiration_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:12 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 10,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012893 · section16.xml · derivative · entry 12 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,531 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F8 · derivative.exercise_date: RSUs granted on November 2, 2015 that vested in three substantially equal installments on November 15, 2016, 2017 and 2018. F8 · derivative.expiration_date: RSUs granted on November 2, 2015 that vested in three substantially equal installments on November 15, 2016, 2017 and 2018. F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:12 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 3,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012893 · section16.xml · derivative · entry 11 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,949 Underlying: Common Stock · 3,949 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F7 · derivative.exercise_date: Aspirational performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the period ended September 30, 2017. The performance measure was met at 49.2% and 11847 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F7 · derivative.expiration_date: Aspirational performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the period ended September 30, 2017. The performance measure was met at 49.2% and 11847 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:12 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 6,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012893 · section16.xml · derivative · entry 10 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,084 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F6 · derivative.exercise_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 6084 RSUs were earned and vested. F6 · derivative.expiration_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 6084 RSUs were earned and vested. F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:12 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 16,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012893 · section16.xml · derivative · entry 8 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F5 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 16056 RSUs were earned and vested. F5 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 16056 RSUs were earned and vested. F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:12 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 15,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012893 · section16.xml · derivative · entry 6 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,344 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F4 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 15344 RSUs were earned and vested. F4 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 15344 RSUs were earned and vested. F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:12 UTC | PTC INC. PTC · Entity 3317 | Tax withholdingCommon Stock | 33,996 | $89.40 | $3,039,242.40 |
DisclosureSEC source: 0001654954-18-012893 · section16.xml · nonDerivative · entry 4 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,196 F2 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:12 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 81,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012893 · section16.xml · nonDerivative · entry 3 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 21:12 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 17,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012893 · section16.xml · derivative · entry 15 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,523 Underlying: Common Stock · 17,523 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F11 · derivative.exercise_date: RSUs granted on November 14, 2018 that vest in three installments of 5,255 RSUs, 5,841 RSUs, and 5,841 RSUs on November 15, 2019, 2020 and 2021, respectively, after an initial vest of 586 RSUs on the grant date to satisfy tax withholding obligations. F11 · derivative.expiration_date: RSUs granted on November 14, 2018 that vest in three installments of 5,255 RSUs, 5,841 RSUs, and 5,841 RSUs on November 15, 2019, 2020 and 2021, respectively, after an initial vest of 586 RSUs on the grant date to satisfy tax withholding obligations. F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 21:12 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 6,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012893 · section16.xml · derivative · entry 9 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,084 Underlying: Common Stock · 6,084 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F6 · derivative.exercise_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 6084 RSUs were earned and vested. F6 · derivative.expiration_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 6084 RSUs were earned and vested. F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 21:12 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 16,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012893 · section16.xml · derivative · entry 7 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,056 Underlying: Common Stock · 16,056 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F5 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 16056 RSUs were earned and vested. F5 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 16056 RSUs were earned and vested. F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 21:12 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 15,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012893 · section16.xml · derivative · entry 5 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,344 Underlying: Common Stock · 15,344 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F4 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 15344 RSUs were earned and vested. F4 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 15344 RSUs were earned and vested. F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 21:12 UTC | PTC INC. PTC · Entity 3317 | Tax withholdingCommon Stock | 586 | $85.17 | $49,909.62 |
DisclosureSEC source: 0001654954-18-012893 · section16.xml · nonDerivative · entry 2 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,002 F2 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 21:12 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 586 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012893 · section16.xml · nonDerivative · entry 1 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 338 shares acquired under Employee Stock Purchase Plan on July 31, 2018. Read SEC document |
| April 20, 2018 Filed Apr 24, 2018 21:05 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 3,500 | $84.77 | $296,682.75 |
DisclosureSEC source: 0001654954-18-004299 · section16.xml · nonDerivative · entry 2 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,664 F2 · price: This transaction was executed in multiple trades at prices ranging from $84.69 to $84.88. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 20, 2018 Filed Apr 24, 2018 21:05 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 66,500 | $84.10 | $5,592,443.85 |
DisclosureSEC source: 0001654954-18-004299 · section16.xml · nonDerivative · entry 1 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,164 F1 · price: This transaction was executed in multiple trades at prices ranging from $83.68 to $84.67. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:05 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 655 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010856 · section16.xml · derivative · entry 15 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,900 Underlying: Common Stock · 655 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F11 · derivative.exercise_date: RSUs granted on November 15, 2017 that vested to satisfy the tax withholding obligations of the reporting person. F11 · derivative.expiration_date: RSUs granted on November 15, 2017 that vested to satisfy the tax withholding obligations of the reporting person. F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:05 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 19,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010856 · section16.xml · derivative · entry 14 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,555 Underlying: Common Stock · 19,555 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F10 · derivative.exercise_date: RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020. F10 · derivative.expiration_date: RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020. F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:05 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 12,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010856 · section16.xml · derivative · entry 13 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,245 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F9 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 12,245 RSUs were earned and vested. F9 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 12,245 RSUs were earned and vested. F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:05 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 12,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010856 · section16.xml · derivative · entry 12 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,245 Underlying: Common Stock · 12,245 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F9 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 12,245 RSUs were earned and vested. F9 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 12,245 RSUs were earned and vested. F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:05 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 3,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010856 · section16.xml · derivative · entry 11 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,898 Underlying: Common Stock · 3,949 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F8 · derivative.exercise_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 11,847 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F8 · derivative.expiration_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 11,847 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:05 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 11,847 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010856 · section16.xml · derivative · entry 10 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,847 Underlying: Common Stock · 11,847 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F8 · derivative.exercise_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 11,847 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F8 · derivative.expiration_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 11,847 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:05 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 7,291 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010856 · section16.xml · derivative · entry 9 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,055 Underlying: Common Stock · 7,291 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F7 · derivative.exercise_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F7 · derivative.expiration_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:05 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 19,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010856 · section16.xml · derivative · entry 8 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,411 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F6 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 19,411 RSUs were earned and vested. F6 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 19,411 RSUs were earned and vested. F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:05 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 19,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010856 · section16.xml · derivative · entry 7 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,411 Underlying: Common Stock · 19,411 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F6 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 19,411 RSUs were earned and vested. F6 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 19,411 RSUs were earned and vested. F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:05 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 10,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010856 · section16.xml · derivative · entry 6 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,531 Underlying: Common Stock · 10,532 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F5 · derivative.exercise_date: RSUs granted on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018. F5 · derivative.expiration_date: RSUs granted on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018. F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:05 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 19,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010856 · section16.xml · derivative · entry 5 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,641 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F4 · derivative.exercise_date: Performance-based RSUs granted on November 10, 2014 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 19,641 RSUs were earned and vested. F4 · derivative.expiration_date: Performance-based RSUs granted on November 10, 2014 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 19,641 RSUs were earned and vested. F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:05 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 19,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010856 · section16.xml · derivative · entry 4 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,641 Underlying: Common Stock · 19,641 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F4 · derivative.exercise_date: Performance-based RSUs granted on November 10, 2014 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 19,641 RSUs were earned and vested. F4 · derivative.expiration_date: Performance-based RSUs granted on November 10, 2014 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 19,641 RSUs were earned and vested. F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:05 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 8,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010856 · section16.xml · derivative · entry 3 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,429 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: RSUs granted on November 10, 2014 that vested in three substantially equal annual installments on November 15, 2015, 2016 and 2017. F3 · derivative.expiration_date: RSUs granted on November 10, 2014 that vested in three substantially equal annual installments on November 15, 2015, 2016 and 2017. F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:05 UTC | PTC INC. PTC · Entity 3317 | Tax withholdingCommon Stock | 37,668 | $63.92 | $2,407,738.56 |
DisclosureSEC source: 0001654954-17-010856 · section16.xml · nonDerivative · entry 2 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,214 F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 82,153 shares of the Reporting Person's restricted stock unit awards on November 15, 2017. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:05 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 82,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010856 · section16.xml · nonDerivative · entry 1 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2017 Filed Nov 22, 2017 21:08 UTC Amendment | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 665 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-011000 · section16.xml · derivative · entry 3 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,890 Underlying: Common Stock · 665 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: RSUs granted on November 15, 2017 that vested to satisfy the tax withholding obligations of the Reporting Person. F3 · derivative.expiration_date: RSUs granted on November 15, 2017 that vested to satisfy the tax withholding obligations of the Reporting Person. F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 22, 2017 21:08 UTC Amendment | PTC INC. PTC · Entity 3317 | Tax withholdingCommon Stock | 37,668 | $63.92 | $2,407,738.56 |
DisclosureSEC source: 0001654954-17-011000 · section16.xml · nonDerivative · entry 2 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,224 F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 82,163 shares of the Reporting Person's restricted stock unit awards on November 15, 2017. Read SEC document |
| November 15, 2017 Filed Nov 22, 2017 21:08 UTC Amendment | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 82,163 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-011000 · section16.xml · nonDerivative · entry 1 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2017 Filed Jul 24, 2017 20:12 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 27,374 | $54.67 | $1,496,599.54 |
DisclosureSEC source: 0001654954-17-006624 · section16.xml · nonDerivative · entry 1 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,729 F1 · price: This transaction was executed in multiple trades at prices ranging from $54.55 to $54.76. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 21:57 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 30,000 | $52.41 | $1,572,390.00 |
DisclosureSEC source: 0001354488-17-000157 · issuerdirect_section16.xml · nonDerivative · entry 1 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,103 F1 · price: This transaction was executed in multiple trades at prices ranging from $52.29 to $52.52. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:27 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 10,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008533 · issuerdirect_section16.xml · derivative · entry 9 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,063 Underlying: Common Stock · 10,532 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F9 · derivative.exercise_date: RSUs awarded on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018. F9 · derivative.expiration_date: RSUs awarded on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:27 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 17,904 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008533 · issuerdirect_section16.xml · derivative · entry 8 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,904 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F8 · derivative.exercise_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 17,904 RSUs vested. F8 · derivative.expiration_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 17,904 RSUs vested. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:27 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 17,904 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008533 · issuerdirect_section16.xml · derivative · entry 7 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,904 Underlying: Common Stock · 17,904 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F7 · derivative.exercise_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 17,904 RSUs were earned. F7 · derivative.expiration_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 17,904 RSUs were earned. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:27 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 8,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008533 · issuerdirect_section16.xml · derivative · entry 6 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,429 Underlying: Common Stock · 8,430 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F6 · derivative.exercise_date: RSUs awarded on November 10, 2014 that vest in three substantially equal installments on November 15, 2015, 2016 and 2017. F6 · derivative.expiration_date: RSUs awarded on November 10, 2014 that vest in three substantially equal installments on November 15, 2015, 2016 and 2017. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:27 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 5,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008533 · issuerdirect_section16.xml · derivative · entry 5 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,648 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F5 · derivative.exercise_date: Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 5,648 RSUs vested. F5 · derivative.expiration_date: Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 5,648 RSUs vested. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:27 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 5,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008533 · issuerdirect_section16.xml · derivative · entry 4 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,648 Underlying: Common Stock · 5,648 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F4 · derivative.exercise_date: Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 5,648 RSUs were earned. F4 · derivative.expiration_date: Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 5,648 RSUs were earned. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:27 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 19,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008533 · issuerdirect_section16.xml · derivative · entry 3 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,434 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: RSUs awarded on November 11, 2013 that vested in three substantially equal annual installments on November 15, 2014, 2015 and 2016. F3 · derivative.expiration_date: RSUs awarded on November 11, 2013 that vested in three substantially equal annual installments on November 15, 2014, 2015 and 2016. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:27 UTC | PTC INC. PTC · Entity 3317 | Tax withholdingCommon Stock | 27,213 | $47.53 | $1,293,433.89 |
DisclosureSEC source: 0001354488-16-008533 · issuerdirect_section16.xml · nonDerivative · entry 2 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,103 F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 61,948 shares of the Reporting Person's restricted stock unit awards on November 15, 2016. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:27 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 61,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008533 · issuerdirect_section16.xml · nonDerivative · entry 1 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 20:23 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 24,083 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008449 · issuerdirect_section16.xml · derivative · entry 1 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,083 Underlying: Common Stock · 24,083 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2 · derivative.exercise_date: Service-based restricted stock units that vest in three substantially equal installments on each of November 15, 2017, 2018 and 2019. F2 · derivative.expiration_date: Service-based restricted stock units that vest in three substantially equal installments on each of November 15, 2017, 2018 and 2019. F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.