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person · Reporting owner

Cohen Matthew Lessner

Disclosed activity across 1 company

Tapewire entity
153713
SEC CIK
0001604463

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PTC INC.PTC · Entity 3317EVP, Field OperationsNovember 15, 2019November 19, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PTC INC.

Report date November 15, 2019 · Filed November 19, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect30,283 Reported balance After 2019-11-15 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2019-11-15 · Grant · Acquired 4,611 · Balance 30,283

F1: Bonus shares acquired upon satisfaction of performance conditions for FY 2019.

Common StockSEC Table I · non-derivativeDirect58,199 Reported balance After 2019-11-15 transaction · row 3 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 3 · 2019-11-15 · Exercise / conversion · Acquired 29,964 · Balance 58,199

Common StockSEC Table I · non-derivativeDirect46,181 Reported balance After 2019-11-15 transaction · row 4 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 4 · 2019-11-15 · Tax withholding · Disposed 12,018 · Balance 46,181

F2: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards

Common SharesSEC Table I · non-derivativeDirect28,235 Reported balance After 2019-11-15 transaction · row 2
1 source row

Row 2 · 2019-11-15 · Tax withholding · Disposed 2,048 · Balance 28,235

F2: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-11-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-11-15 · Exercise / conversion · Disposed 5,445 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F11: This amount represents the total number of derivative securities beneficially owned of the class shown.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-11-15 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-11-15 · Exercise / conversion · Disposed 2,678 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5: Aspirational performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the period ended September 30, 2017. The performance measure was met at 49.2% and 16,336 RSU's were earned. The RSU's earned vested in three substantially equal installments on November 15, 2017, 2018 and 2019.

F11: This amount represents the total number of derivative securities beneficially owned of the class shown.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect4,881 Reported balance After 2019-11-15 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-11-15 · Grant · Acquired 4,881 · Balance 4,881

F3: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 89.66% and 4,881 RSUs were earned and vested.

F11: This amount represents the total number of derivative securities beneficially owned of the class shown.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-11-15 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2019-11-15 · Exercise / conversion · Disposed 4,881 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 89.66% and 4,881 RSUs were earned and vested.

F11: This amount represents the total number of derivative securities beneficially owned of the class shown.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect5,214 Reported balance After 2019-11-15 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2019-11-15 · Exercise / conversion · Disposed 5,215 · Balance 5,214

F3: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7: RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.

F11: This amount represents the total number of derivative securities beneficially owned of the class shown.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect3,219 Reported balance After 2019-11-15 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2019-11-15 · Grant · Acquired 3,219 · Balance 3,219

F3: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 61.73% and 3,219 RSUs were earned and vested.

F11: This amount represents the total number of derivative securities beneficially owned of the class shown.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-11-15 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2019-11-15 · Exercise / conversion · Disposed 3,219 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 61.73% and 3,219 RSUs were earned and vested.

F11: This amount represents the total number of derivative securities beneficially owned of the class shown.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect3,174 Reported balance After 2019-11-15 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2019-11-15 · Grant · Acquired 3,174 · Balance 3,174

F3: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9: Performance-based RSUs granted on November 14, 2018 and February 4, 2019 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 59.33% and 3,174 RSUs were earned and vested.

F11: This amount represents the total number of derivative securities beneficially owned of the class shown.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-11-15 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2019-11-15 · Exercise / conversion · Disposed 3,174 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9: Performance-based RSUs granted on November 14, 2018 and February 4, 2019 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 59.33% and 3,174 RSUs were earned and vested.

F11: This amount represents the total number of derivative securities beneficially owned of the class shown.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect10,704 Reported balance After 2019-11-15 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2019-11-15 · Exercise / conversion · Disposed 5,352 · Balance 10,704

F3: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F10: RSUs granted on November 14, 2018 and February 4, 2019 that vest in three substantially equal installments on November 15, 2019, 2020 and 2021.

F11: This amount represents the total number of derivative securities beneficially owned of the class shown.

Filing footnotes · ownership attribution and instrument terms

F1: Bonus shares acquired upon satisfaction of performance conditions for FY 2019.

F2: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards

F3: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F5: Aspirational performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the period ended September 30, 2017. The performance measure was met at 49.2% and 16,336 RSU's were earned. The RSU's earned vested in three substantially equal installments on November 15, 2017, 2018 and 2019.

F6: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 89.66% and 4,881 RSUs were earned and vested.

F7: RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.

F8: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 61.73% and 3,219 RSUs were earned and vested.

F9: Performance-based RSUs granted on November 14, 2018 and February 4, 2019 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 59.33% and 3,174 RSUs were earned and vested.

F10: RSUs granted on November 14, 2018 and February 4, 2019 that vest in three substantially equal installments on November 15, 2019, 2020 and 2021.

F11: This amount represents the total number of derivative securities beneficially owned of the class shown.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2019 Filed Nov 19, 2019 21:13 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 5,352 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-013180 · section16.xml · derivative · entry 14

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,704

Underlying: Common Stock · 5,352 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F10 · derivative.exercise_date: RSUs granted on November 14, 2018 and February 4, 2019 that vest in three substantially equal installments on November 15, 2019, 2020 and 2021.

F10 · derivative.expiration_date: RSUs granted on November 14, 2018 and February 4, 2019 that vest in three substantially equal installments on November 15, 2019, 2020 and 2021.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:13 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 3,174 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-013180 · section16.xml · derivative · entry 13

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,174 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: Performance-based RSUs granted on November 14, 2018 and February 4, 2019 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 59.33% and 3,174 RSUs were earned and vested.

F9 · derivative.expiration_date: Performance-based RSUs granted on November 14, 2018 and February 4, 2019 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 59.33% and 3,174 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:13 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 3,174 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-013180 · section16.xml · derivative · entry 12

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,174

Underlying: Common Stock · 3,174 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: Performance-based RSUs granted on November 14, 2018 and February 4, 2019 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 59.33% and 3,174 RSUs were earned and vested.

F9 · derivative.expiration_date: Performance-based RSUs granted on November 14, 2018 and February 4, 2019 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 59.33% and 3,174 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:13 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 3,219 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-013180 · section16.xml · derivative · entry 11

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 61.73% and 3,219 RSUs were earned and vested.

F8 · derivative.expiration_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 61.73% and 3,219 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:13 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 3,219 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-013180 · section16.xml · derivative · entry 10

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,219

Underlying: Common Stock · 3,219 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 61.73% and 3,219 RSUs were earned and vested.

F8 · derivative.expiration_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 61.73% and 3,219 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:13 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 5,215 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-013180 · section16.xml · derivative · entry 9

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,214

Underlying: Common Stock · 5,215 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.

F7 · derivative.expiration_date: RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:13 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 4,881 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-013180 · section16.xml · derivative · entry 8

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,881 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 89.66% and 4,881 RSUs were earned and vested.

F6 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 89.66% and 4,881 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:13 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 4,881 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-013180 · section16.xml · derivative · entry 7

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,881

Underlying: Common Stock · 4,881 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 89.66% and 4,881 RSUs were earned and vested.

F6 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 89.66% and 4,881 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:13 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 2,678 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-013180 · section16.xml · derivative · entry 6

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: Aspirational performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the period ended September 30, 2017. The performance measure was met at 49.2% and 16,336 RSU's were earned. The RSU's earned vested in three substantially equal installments on November 15, 2017, 2018 and 2019.

F5 · derivative.expiration_date: Aspirational performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the period ended September 30, 2017. The performance measure was met at 49.2% and 16,336 RSU's were earned. The RSU's earned vested in three substantially equal installments on November 15, 2017, 2018 and 2019.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:13 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 5,445 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-013180 · section16.xml · derivative · entry 5

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F4 · derivative.expiration_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:13 UTC PTC INC. PTC · Entity 3317 Tax withholdingCommon Stock 12,018 $74.09 $890,413.62
Disclosure

SEC source: 0001654954-19-013180 · section16.xml · nonDerivative · entry 4

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,181

F2 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:13 UTC PTC INC. PTC · Entity 3317 Exercise / conversionCommon Stock 29,964 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-013180 · section16.xml · nonDerivative · entry 3

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:13 UTC PTC INC. PTC · Entity 3317 Tax withholdingCommon Shares 2,048 $74.09 $151,736.32
Disclosure

SEC source: 0001654954-19-013180 · section16.xml · nonDerivative · entry 2

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,235

F2 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:13 UTC PTC INC. PTC · Entity 3317 GrantCommon Stock 4,611 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-013180 · section16.xml · nonDerivative · entry 1

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,283

F1 · shares: Bonus shares acquired upon satisfaction of performance conditions for FY 2019.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 20:09 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 10,000 $90.00 $900,000.00
Disclosure

SEC source: 0001654954-19-008512 · section16.xml · nonDerivative · entry 1

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,672

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 20:04 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 10,000 $99.90 $998,954.00
Disclosure

SEC source: 0001654954-19-004795 · section16.xml · nonDerivative · entry 1

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,672

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $99.405 to $100.31. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 20:02 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 3,914 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-002891 · section16.xml · derivative · entry 2

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,827

Underlying: Common Stock · 3,914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units that vest in three substantially equal installments on March 15, 2019, 2020 and 2021.

F2 · derivative.expiration_date: Time-based restricted stock units that vest in three substantially equal installments on March 15, 2019, 2020 and 2021.

F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 20:02 UTC PTC INC. PTC · Entity 3317 Exercise / conversionCommon Stock 3,914 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-002891 · section16.xml · nonDerivative · entry 1

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 29, 2019 20:03 UTC Amendment PTC INC. PTC · Entity 3317 Tax withholdingCommon Stock 1,176 $91.20 $107,251.20
Disclosure

SEC source: 0001654954-19-003689 · section16.xml · nonDerivative · entry 1

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,672

F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 21:06 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 5,000 $87.29 $436,437.00
Disclosure

SEC source: 0001654954-19-000742 · section16.xml · nonDerivative · entry 2

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,934

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $86.82 to $87.805 The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 21:06 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 10,000 $86.20 $862,037.00
Disclosure

SEC source: 0001654954-19-000742 · section16.xml · nonDerivative · entry 1

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,934

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $85.81 to $86.80 The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 21:15 UTC PTC INC. PTC · Entity 3317 OtherCommon Stock 1,551 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-013720 · section16.xml · nonDerivative · entry 1

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,934

F1 · kind: Cancellation of shares by Issuer for no consideration.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 21:16 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 14,676 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-012894 · section16.xml · derivative · entry 13

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,676

Underlying: Common Stock · 14,676 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F10 · derivative.exercise_date: RSUs granted on November 14, 2018 that vest in three substantially equal installments on November 15, 2019, 2020 and 2021.

F10 · derivative.expiration_date: RSUs granted on November 14, 2018 that vest in three substantially equal installments on November 15, 2019, 2020 and 2021.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 21:16 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 4,867 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-012894 · section16.xml · derivative · entry 12

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,867 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 4867 RSUs were earned and vested.

F9 · derivative.expiration_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 4867 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 21:16 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 10,890 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-012894 · section16.xml · derivative · entry 10

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 10,890 RSUs were earned and vested.

F8 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 10,890 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 21:16 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 17,798 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-012894 · section16.xml · derivative · entry 8

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 17,798 RSUs were earned and vested.

F7 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 17,798 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 21:16 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 5,215 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-012894 · section16.xml · derivative · entry 6

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,429

Underlying: Common Stock · 5,215 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.

F6 · derivative.expiration_date: RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 21:16 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 5,445 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-012894 · section16.xml · derivative · entry 5

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,445

Underlying: Common Stock · 5,445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F5 · derivative.expiration_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 21:16 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 6,107 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-012894 · section16.xml · derivative · entry 4

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: RSUs granted on November 2, 2015 that vested in three substantially equal installments on November 15, 2016, 2017 and 2018.

F4 · derivative.expiration_date: RSUs granted on November 2, 2015 that vested in three substantially equal installments on November 15, 2016, 2017 and 2018.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 21:16 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 2,678 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-012894 · section16.xml · derivative · entry 3

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,678

Underlying: Common Stock · 2,678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Aspirational performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the period ended September 30, 2017. The performance measure was met at 49.2% and 8035 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F3 · derivative.expiration_date: Aspirational performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the period ended September 30, 2017. The performance measure was met at 49.2% and 8035 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 21:16 UTC PTC INC. PTC · Entity 3317 Tax withholdingCommon Stock 21,886 $89.40 $1,956,608.40
Disclosure

SEC source: 0001654954-18-012894 · section16.xml · nonDerivative · entry 2

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,485

F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards on November 15, 2018.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 21:16 UTC PTC INC. PTC · Entity 3317 Exercise / conversionCommon Stock 53,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-012894 · section16.xml · nonDerivative · entry 1

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 21:16 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 4,867 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-012894 · section16.xml · derivative · entry 11

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,867

Underlying: Common Stock · 4,867 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 4867 RSUs were earned and vested.

F9 · derivative.expiration_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 4867 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 21:16 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 10,890 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-012894 · section16.xml · derivative · entry 9

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,890

Underlying: Common Stock · 10,890 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 10,890 RSUs were earned and vested.

F8 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 10,890 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 21:16 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 17,798 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-012894 · section16.xml · derivative · entry 7

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,798

Underlying: Common Stock · 17,798 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 17,798 RSUs were earned and vested.

F7 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 17,798 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
May 02, 2018 Filed May 2, 2018 20:37 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 17,000 $84.00 $1,428,017.00
Disclosure

SEC source: 0001654954-18-004659 · section16.xml · nonDerivative · entry 1

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,371

F1 · price: This transaction was executed in multiple trades at prices ranging from $84.00 to $84.02. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:54 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 11,741 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-002359 · section16.xml · derivative · entry 1

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,741

Underlying: Common Stock · 11,741 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units granted on March 7, 2018 that vest in three substantially equal installments on each of March 15, 2018, March 15, 2019 and March 15, 2020.

F2 · derivative.expiration_date: Time-based restricted stock units granted on March 7, 2018 that vest in three substantially equal installments on each of March 15, 2018, March 15, 2019 and March 15, 2020.

F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:08 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 15,644 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010858 · section16.xml · derivative · entry 14

Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,644

Underlying: Common Stock · 15,644 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F10 · derivative.exercise_date: RSUs awarded on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.

F10 · derivative.expiration_date: RSUs awarded on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:08 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 8,306 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010858 · section16.xml · derivative · entry 13

Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,306 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 8,306 RSUs were earned and vested.

F9 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 8,306 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:08 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Unit · Derivative 8,306 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010858 · section16.xml · derivative · entry 12

Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,306

Underlying: Common Stock · 8,306 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 8,306 RSUs were earned and vested.

F9 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 8,306 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:08 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 2,679 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010858 · section16.xml · derivative · entry 11

Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,356

Underlying: Common Stock · 2,679 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 8,035 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F8 · derivative.expiration_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 8,035 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:08 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 8,035 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010858 · section16.xml · derivative · entry 10

Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,035

Underlying: Common Stock · 8,035 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 8,035 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F8 · derivative.expiration_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 8,035 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:08 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 5,446 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010858 · section16.xml · derivative · entry 9

Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,890

Underlying: Common Stock · 5,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F7 · derivative.expiration_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:08 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 11,255 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010858 · section16.xml · derivative · entry 8

Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,255 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 11,255 RSUs were earned and vested.

F6 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 11,255 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:08 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 11,255 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010858 · section16.xml · derivative · entry 7

Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,255

Underlying: Common Stock · 11,255 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 11,255 RSUs were earned and vested.

F6 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 11,255 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:08 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 6,107 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010858 · section16.xml · derivative · entry 6

Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,107

Underlying: Common Stock · 6,107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: RSUs granted on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018.

F5 · derivative.expiration_date: RSUs granted on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 15, 2017 Filed Nov 17, 2017 21:08 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 9,429 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010858 · section16.xml · derivative · entry 5

Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,429 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Performance-based RSUs granted on November 10, 2014 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 9,429 RSUs were earned and vested.

F4 · derivative.expiration_date: Performance-based RSUs granted on November 10, 2014 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 9,429 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 15, 2017 Filed Nov 17, 2017 21:08 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 9,429 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010858 · section16.xml · derivative · entry 4

Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,429

Underlying: Common Stock · 9,429 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Performance-based RSUs granted on November 10, 2014 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 9,429 RSUs were earned and vested.

F4 · derivative.expiration_date: Performance-based RSUs granted on November 10, 2014 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 9,429 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 15, 2017 Filed Nov 17, 2017 21:08 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 4,046 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010858 · section16.xml · derivative · entry 3

Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,046 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: RSUs granted on November 10, 2014 that vested in three substantially equal annual installments on November 15, 2015, 2016 and 2017.

F3 · derivative.expiration_date: RSUs granted on November 10, 2014 that vested in three substantially equal annual installments on November 15, 2015, 2016 and 2017.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 15, 2017 Filed Nov 17, 2017 21:08 UTC PTC INC. PTC · Entity 3317 Tax withholdingCommon Stock 20,770 $63.92 $1,327,618.40
Disclosure

SEC source: 0001654954-17-010858 · section16.xml · nonDerivative · entry 2

Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,371

F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 47,268 shares of the Reporting Person's restricted stock unit awards on November 15, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.