Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PTC INC.PTC · Entity 3317 | Director | February 16, 2023 | February 17, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PTC INC.
Report date February 16, 2023 · Filed February 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,577 |
Reported balance
After 2023-02-16 transaction · row 1
1 source rowRow 1 · 2023-02-16 · Exercise / conversion · Acquired 2,081 · Balance 37,577 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-02-16 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-02-16 · Exercise / conversion · Disposed 2,081 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2: Time-based restricted stock units that vested on February 16, 2023. F3: This amount represents the total number of derivative securities beneficially owned of the class shown. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F2: Time-based restricted stock units that vested on February 16, 2023.
F3: This amount represents the total number of derivative securities beneficially owned of the class shown.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2023 Filed Feb 17, 2023 21:11 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 2,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-001864 · section16.xml · derivative · entry 2 HOEHN KLAUS · CIK 0001643501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,081 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2 · derivative.exercise_date: Time-based restricted stock units that vested on February 16, 2023. F2 · derivative.expiration_date: Time-based restricted stock units that vested on February 16, 2023. F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 21:11 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 2,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-001864 · section16.xml · nonDerivative · entry 1 HOEHN KLAUS · CIK 0001643501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,577 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 21:18 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 2,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-001494 · section16.xml · derivative · entry 1 HOEHN KLAUS · CIK 0001643501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,081 Underlying: Common Stock · 2,081 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2023 Annual Stockholder Meeting or March 15, 2023. F2 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2023 Annual Stockholder Meeting or March 15, 2023. F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 21:06 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 1,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-000985 · section16.xml · derivative · entry 2 HOEHN KLAUS · CIK 0001643501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,727 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2 · derivative.exercise_date: Time-based restricted stock units that vested on January 31, 2022. F2 · derivative.expiration_date: Time-based restricted stock units that vested on January 31, 2022. F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 21:06 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 1,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-000985 · section16.xml · nonDerivative · entry 1 HOEHN KLAUS · CIK 0001643501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 21:08 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 2,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-001535 · section16.xml · derivative · entry 3 HOEHN KLAUS · CIK 0001643501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,866 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: Time-based restricted stock units that vested on February 10, 2021. F3 · derivative.expiration_date: Time-based restricted stock units that vested on February 10, 2021. F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 21:08 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 1,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-001535 · section16.xml · derivative · entry 2 HOEHN KLAUS · CIK 0001643501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,727 Underlying: Common Stock · 1,727 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2022 Annual Stockholder Meeting or March 15, 2022. F2 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2022 Annual Stockholder Meeting or March 15, 2022. F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 21:08 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 2,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-001535 · section16.xml · nonDerivative · entry 1 HOEHN KLAUS · CIK 0001643501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,769 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 21:05 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 2,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-001497 · section16.xml · derivative · entry 3 HOEHN KLAUS · CIK 0001643501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,779 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: Time-based restricted stock units that vested on February 12, 2020. F3 · derivative.expiration_date: Time-based restricted stock units that vested on February 12, 2020. F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 21:05 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 2,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-001497 · section16.xml · derivative · entry 2 HOEHN KLAUS · CIK 0001643501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,866 Underlying: Common Stock · 2,866 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2021 Annual Stockholder Meeting or March 15, 2021. F2 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2021 Annual Stockholder Meeting or March 15, 2021. F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 21:05 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 2,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-001497 · section16.xml · nonDerivative · entry 1 HOEHN KLAUS · CIK 0001643501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,903 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 21:13 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 2,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-19-002403 · section16.xml · derivative · entry 3 HOEHN KLAUS · CIK 0001643501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,779 Underlying: Common Stock · 2,779 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F4 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2020 Annual Stockholder Meeting or March 15, 2020. F4 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2020 Annual Stockholder Meeting or March 15, 2020. F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 21:13 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 3,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-19-002403 · section16.xml · derivative · entry 2 HOEHN KLAUS · CIK 0001643501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,113 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2 · derivative.exercise_date: Time-based restricted stock units that vested on March 6, 2019. F2 · derivative.expiration_date: Time-based restricted stock units that vested on March 6, 2019. F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 21:13 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 3,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-19-002403 · section16.xml · nonDerivative · entry 1 HOEHN KLAUS · CIK 0001643501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 22:18 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 3,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-002376 · section16.xml · derivative · entry 3 HOEHN KLAUS · CIK 0001643501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,113 Underlying: Common Stock · 3,113 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier date of the PTC Inc.'s 2019 Annual Stockholder Meeting or March 15, 2019. F3 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier date of the PTC Inc.'s 2019 Annual Stockholder Meeting or March 15, 2019. F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 22:18 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 4,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-002376 · section16.xml · derivative · entry 2 HOEHN KLAUS · CIK 0001643501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,484 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2 · derivative.exercise_date: Time-based restricted stock units that vested on March 8, 2018. F2 · derivative.expiration_date: Time-based restricted stock units that vested on March 8, 2018. F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 22:18 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 4,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-002376 · section16.xml · nonDerivative · entry 1 HOEHN KLAUS · CIK 0001643501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,011 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2017 Filed Jul 6, 2017 20:17 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 4,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-006215 · section16.xml · derivative · entry 2 HOEHN KLAUS · CIK 0001643501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,352 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2 · derivative.exercise_date: Time-based restricted stock units that vested on June 15, 2017. F2 · derivative.expiration_date: Time-based restricted stock units that vested on June 15, 2017. F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| June 15, 2017 Filed Jul 6, 2017 20:17 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 4,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-006215 · section16.xml · nonDerivative · entry 1 HOEHN KLAUS · CIK 0001643501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:03 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 4,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-001656 · form4.xml · derivative · entry 3 HOEHN KLAUS · CIK 0001643501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,484 Underlying: Common Stock · 4,484 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC Inc.'s 2018 Annual Stockholder Meeting or March 15, 2018. F3 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC Inc.'s 2018 Annual Stockholder Meeting or March 15, 2018. F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:03 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 7,471 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-001656 · form4.xml · derivative · entry 2 HOEHN KLAUS · CIK 0001643501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,471 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2 · derivative.exercise_date: Time-based restricted stock units that vested on March 1, 2017. F2 · derivative.expiration_date: Time-based restricted stock units that vested on March 1, 2017. F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:03 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 7,471 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-001656 · form4.xml · nonDerivative · entry 1 HOEHN KLAUS · CIK 0001643501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.