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PTC

PTC INC.

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3317
SEC CIK
0000857005
Parsed reports
643

Last 12 months

Inside the activity.

0 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 2025010
Jan 202600
Feb 202602
Mar 202602
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 20, 2018 Filed Apr 24, 2018 21:05 UTC
COHEN BARRY FEVP, Chief Strategy Officer
SaleCommon Stock 3,500 $84.77 $296,682.75
Disclosure

SEC source: 0001654954-18-004299 · section16.xml · nonDerivative · entry 2

COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,664

F2 · price: This transaction was executed in multiple trades at prices ranging from $84.69 to $84.88. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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April 20, 2018 Filed Apr 24, 2018 21:05 UTC
COHEN BARRY FEVP, Chief Strategy Officer
SaleCommon Stock 66,500 $84.10 $5,592,443.85
Disclosure

SEC source: 0001654954-18-004299 · section16.xml · nonDerivative · entry 1

COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,164

F1 · price: This transaction was executed in multiple trades at prices ranging from $83.68 to $84.67. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 22:18 UTC
HOEHN KLAUSDirector
GrantRestricted Stock Units · Derivative 3,113 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-002376 · section16.xml · derivative · entry 3

HOEHN KLAUS · CIK 0001643501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,113

Underlying: Common Stock · 3,113 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier date of the PTC Inc.'s 2019 Annual Stockholder Meeting or March 15, 2019.

F3 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier date of the PTC Inc.'s 2019 Annual Stockholder Meeting or March 15, 2019.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 22:18 UTC
HOEHN KLAUSDirector
Exercise / conversionRestricted Stock Units · Derivative 4,484 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-002376 · section16.xml · derivative · entry 2

HOEHN KLAUS · CIK 0001643501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units that vested on March 8, 2018.

F2 · derivative.expiration_date: Time-based restricted stock units that vested on March 8, 2018.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 22:18 UTC
HOEHN KLAUSDirector
Exercise / conversionCommon Stock 4,484 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-002376 · section16.xml · nonDerivative · entry 1

HOEHN KLAUS · CIK 0001643501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 22:22 UTC
LACY PAUL ADirector
GrantRestricted Stock Units · Derivative 3,113 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-002378 · section16.xml · derivative · entry 3

LACY PAUL A · CIK 0001193635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,113

Underlying: Common Stock · 3,113 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC Inc.'s 2019 Annual Stockholder Meeting or March 15, 2019.

F3 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC Inc.'s 2019 Annual Stockholder Meeting or March 15, 2019.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 22:22 UTC
LACY PAUL ADirector
Exercise / conversionRestricted Stock Units · Derivative 4,484 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-002378 · section16.xml · derivative · entry 2

LACY PAUL A · CIK 0001193635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units that vested on March 8, 2018.

F2 · derivative.expiration_date: Time-based restricted stock units that vested on March 8, 2018.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 22:22 UTC
LACY PAUL ADirector
Exercise / conversionCommon Stock 4,484 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-002378 · section16.xml · nonDerivative · entry 1

LACY PAUL A · CIK 0001193635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 22:15 UTC GrantRestricted Stock Units · Derivative 3,113 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-002374 · section16.xml · derivative · entry 3

GRIERSON DONALD K · CIK 0001191246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,113

Underlying: Common Stock · 3,113 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier date of the PTC Inc.'s 2019 Annual Stockholder Meeting or March 15, 2019.

F3 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier date of the PTC Inc.'s 2019 Annual Stockholder Meeting or March 15, 2019.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 22:15 UTC Exercise / conversionRestricted Stock Units · Derivative 4,484 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-002374 · section16.xml · derivative · entry 2

GRIERSON DONALD K · CIK 0001191246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units that vested on March 8, 2018.

F2 · derivative.expiration_date: Time-based restricted stock units that vested on March 8, 2018.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 22:15 UTC Exercise / conversionCommon Stock 4,484 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-002374 · section16.xml · nonDerivative · entry 1

GRIERSON DONALD K · CIK 0001191246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 22:10 UTC GrantRestricted Stock Units · Derivative 3,113 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-002372 · section16.xml · derivative · entry 4

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,113

Underlying: Common Stock · 3,113 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier date of the PTC Inc.'s 2019 Annual Stockholder Meeting or March 15, 2019.

F4 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier date of the PTC Inc.'s 2019 Annual Stockholder Meeting or March 15, 2019.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 22:10 UTC Exercise / conversionRestricted Stock Units · Derivative 4,484 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-002372 · section16.xml · derivative · entry 3

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Time-based restricted stock units that vested on March 8, 2018.

F3 · derivative.expiration_date: Time-based restricted stock units that vested on March 8, 2018.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 22:10 UTC Exercise / conversionRestricted Stock Units · Derivative 5,603 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-002372 · section16.xml · derivative · entry 2

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units that vested in two substantially equal installments, the first of which vested on March 1, 2017 and the second installment vested on March 8, 2018.

F2 · derivative.expiration_date: Time-based restricted stock units that vested in two substantially equal installments, the first of which vested on March 1, 2017 and the second installment vested on March 8, 2018.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 22:10 UTC Exercise / conversionCommon Stock 10,087 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-002372 · section16.xml · nonDerivative · entry 1

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 22:07 UTC GrantRestricted Stock Units · Derivative 3,113 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-002370 · section16.xml · derivative · entry 3

CHAFFIN JANICE · CIK 0001202443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,113

Underlying: Common Stock · 3,113 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier date of the PTC Inc.'s 2019 Annual Stockholder Meeting or March 15, 2019.

F3 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier date of the PTC Inc.'s 2019 Annual Stockholder Meeting or March 15, 2019.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 22:07 UTC Exercise / conversionRestricted Stock Units · Derivative 4,484 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-002370 · section16.xml · derivative · entry 2

CHAFFIN JANICE · CIK 0001202443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units that vested on March 8, 2018.

F2 · derivative.expiration_date: Time-based restricted stock units that vested on March 8, 2018.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 22:07 UTC Exercise / conversionCommon Stock 4,484 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-002370 · section16.xml · nonDerivative · entry 1

CHAFFIN JANICE · CIK 0001202443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 22:01 UTC GrantRestricted Stock Units · Derivative 3,113 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-002366 · section16.xml · derivative · entry 3

Lathan Corinna · CIK 0001714701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,113

Underlying: Common Stock · 3,113 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC Inc.'s 2019 Annual Stockholder Meeting or March 15, 2019.

F3 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC Inc.'s 2019 Annual Stockholder Meeting or March 15, 2019.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 22:01 UTC Exercise / conversionRestricted Stock Units · Derivative 2,537 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-002366 · section16.xml · derivative · entry 2

Lathan Corinna · CIK 0001714701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,537 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units that vested on March 8, 2018.

F2 · derivative.expiration_date: Time-based restricted stock units that vested on March 8, 2018.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 22:01 UTC Exercise / conversionCommon Stock 2,537 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-002366 · section16.xml · nonDerivative · entry 1

Lathan Corinna · CIK 0001714701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 21:57 UTC GrantRestricted Stock Units · Derivative 3,735 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-002362 · section16.xml · derivative · entry 3

SCHECHTER ROBERT · CIK 0001211069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,735

Underlying: Common Stock · 3,735 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC Inc.'s 2019 Annual Stockholder Meeting or March 15, 2019.

F3 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC Inc.'s 2019 Annual Stockholder Meeting or March 15, 2019.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 21:57 UTC Exercise / conversionRestricted Stock Units · Derivative 5,381 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-002362 · section16.xml · derivative · entry 2

SCHECHTER ROBERT · CIK 0001211069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,381 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units that vested on March 8, 2018.

F2 · derivative.expiration_date: Time-based restricted stock units that vested on March 8, 2018.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 21:57 UTC Exercise / conversionCommon Stock 5,381 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-002362 · section16.xml · nonDerivative · entry 1

SCHECHTER ROBERT · CIK 0001211069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:54 UTC
Cohen Matthew LessnerEVP, Field Operations
GrantRestricted Stock Units · Derivative 11,741 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-002359 · section16.xml · derivative · entry 1

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,741

Underlying: Common Stock · 11,741 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units granted on March 7, 2018 that vest in three substantially equal installments on each of March 15, 2018, March 15, 2019 and March 15, 2020.

F2 · derivative.expiration_date: Time-based restricted stock units granted on March 7, 2018 that vest in three substantially equal installments on each of March 15, 2018, March 15, 2019 and March 15, 2020.

F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
March 01, 2018 Filed Mar 1, 2018 22:27 UTC
VON STAATS AARON CCVP, GC and Secretary
SaleCommon Stock 5,600 $73.94 $414,086.96
Disclosure

SEC source: 0001654954-18-002059 · section16.xml · nonDerivative · entry 2

VON STAATS AARON C · CIK 0001252191 · CVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,742

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $73.55 to $74.28. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 01, 2018 Filed Mar 1, 2018 22:27 UTC
VON STAATS AARON CCVP, GC and Secretary
SaleCommon Stock 1,900 $73.20 $139,076.96
Disclosure

SEC source: 0001654954-18-002059 · section16.xml · nonDerivative · entry 1

VON STAATS AARON C · CIK 0001252191 · CVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,342

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $72.54 to $73.53. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 21:02 UTC
HEPPELMANN JAMES EDirector · President and CEO
SaleCommon Stock 25,000 $72.34 $1,808,562.50
Disclosure

SEC source: 0001654954-18-001047 · section16.xml · nonDerivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,529

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $72.04 to $72.80. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 01, 2018 Filed Feb 5, 2019 21:03 UTC
HEPPELMANN JAMES EDirector · President and CEO
SaleCommon Stock 11,900 $84.80 $1,009,153.32
Disclosure

SEC source: 0001654954-19-001066 · section16.xml · nonDerivative · entry 3

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 659,101

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $84.3 to $85.29 The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 23, 2018 Filed Jan 24, 2018 21:45 UTC
DIBONA ANTHONYEVP Focused Solutions Group
SaleCommon Stock 2,323 $74.25 $172,479.96
Disclosure

SEC source: 0001654954-18-000678 · section16.xml · nonDerivative · entry 2

DIBONA ANTHONY · CIK 0001227524 · EVP Focused Solutions Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,994

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $74.03 to $74.52. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 23, 2018 Filed Jan 24, 2018 21:45 UTC
DIBONA ANTHONYEVP Focused Solutions Group
SaleCommon Stock 3,141 $73.76 $231,670.74
Disclosure

SEC source: 0001654954-18-000678 · section16.xml · nonDerivative · entry 1

DIBONA ANTHONY · CIK 0001227524 · EVP Focused Solutions Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,317

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $73.03 to $73.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 21, 2017 Filed Nov 21, 2017 21:49 UTC
DIBONA ANTHONYEVP Focused Solutions Group
SaleCommon Stock 10,929 $65.25 $713,075.72
Disclosure

SEC source: 0001654954-17-010957 · section16.xml · nonDerivative · entry 1

DIBONA ANTHONY · CIK 0001227524 · EVP Focused Solutions Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,458

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $64.93 to $65.66. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2017 Filed Nov 17, 2017 21:19 UTC
HEPPELMANN JAMES EDirector · President and CEO
SaleCommon Stock 14,300 $64.75 $925,876.38
Disclosure

SEC source: 0001654954-17-010870 · section16.xml · nonDerivative · entry 4

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662,529

F2 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $64.56 to $64.915. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 16, 2017 Filed Nov 17, 2017 21:19 UTC
HEPPELMANN JAMES EDirector · President and CEO
SaleCommon Stock 10,700 $64.36 $688,616.69
Disclosure

SEC source: 0001654954-17-010870 · section16.xml · nonDerivative · entry 3

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 676,829

F2 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $63.56 to $64.545. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 16, 2017 Filed Nov 17, 2017 21:16 UTC
VON STAATS AARON CCVP, GC and Secretary
SaleCommon Stock 9,947 $64.67 $643,278.46
Disclosure

SEC source: 0001654954-17-010867 · section16.xml · nonDerivative · entry 3

VON STAATS AARON C · CIK 0001252191 · CVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,242

F2 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $64.32 to $64.915. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 16, 2017 Filed Nov 17, 2017 21:10 UTC
DIBONA ANTHONYEVP Focused Solutions Group
SaleCommon Stock 2,620 $64.75 $169,647.88
Disclosure

SEC source: 0001654954-17-010860 · section16.xml · nonDerivative · entry 4

DIBONA ANTHONY · CIK 0001227524 · EVP Focused Solutions Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,387

F3 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $64.61 to $64.89. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 16, 2017 Filed Nov 17, 2017 21:10 UTC
DIBONA ANTHONYEVP Focused Solutions Group
SaleCommon Stock 2,300 $64.38 $148,074.00
Disclosure

SEC source: 0001654954-17-010860 · section16.xml · nonDerivative · entry 3

DIBONA ANTHONY · CIK 0001227524 · EVP Focused Solutions Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,007

F3 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $63.61 to $64.59. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 15, 2017 Filed Nov 17, 2017 21:19 UTC
HEPPELMANN JAMES EDirector · President and CEO
GrantRestricted Stock Units · Derivative 64,142 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010870 · section16.xml · derivative · entry 16

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,142

Underlying: Common Stock · 64,142 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F13 · derivative.exercise_date: RSUs awarded on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.

F13 · derivative.expiration_date: RSUs awarded on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.

F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 15, 2017 Filed Nov 17, 2017 21:19 UTC
HEPPELMANN JAMES EDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 40,190 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010870 · section16.xml · derivative · entry 15

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F12 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 40,190 RSUs were earned and vested.

F12 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 40,190 RSUs were earned and vested.

F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 15, 2017 Filed Nov 17, 2017 21:19 UTC
HEPPELMANN JAMES EDirector · President and CEO
GrantRestricted Stock Units · Derivative 40,190 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010870 · section16.xml · derivative · entry 14

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,190

Underlying: Common Stock · 40,190 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F12 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 40,190 RSUs were earned and vested.

F12 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 40,190 RSUs were earned and vested.

F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 15, 2017 Filed Nov 17, 2017 21:19 UTC
HEPPELMANN JAMES EDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 25,927 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010870 · section16.xml · derivative · entry 13

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,854

Underlying: Common Stock · 25,927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F11 · derivative.exercise_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 77,781 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F11 · derivative.expiration_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 77,781 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 15, 2017 Filed Nov 17, 2017 21:19 UTC
HEPPELMANN JAMES EDirector · President and CEO
GrantRestricted Stock Units · Derivative 77,781 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010870 · section16.xml · derivative · entry 12

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,781

Underlying: Common Stock · 77,781 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F11 · derivative.exercise_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 77,781 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F11 · derivative.expiration_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 77,781 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 15, 2017 Filed Nov 17, 2017 21:19 UTC
HEPPELMANN JAMES EDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 26,349 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010870 · section16.xml · derivative · entry 11

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,698

Underlying: Common Stock · 26,349 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F10 · derivative.exercise_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F10 · derivative.expiration_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 15, 2017 Filed Nov 17, 2017 21:19 UTC
HEPPELMANN JAMES EDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 48,845 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010870 · section16.xml · derivative · entry 10

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,845 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 48,845 RSUs were earned and vested.

F9 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 48,845 RSUs were earned and vested.

F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:19 UTC
HEPPELMANN JAMES EDirector · President and CEO
GrantRestricted Stock Units · Derivative 48,845 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010870 · section16.xml · derivative · entry 9

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,845

Underlying: Common Stock · 48,845 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 48,845 RSUs were earned and vested.

F9 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 48,845 RSUs were earned and vested.

F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:19 UTC
HEPPELMANN JAMES EDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 26,502 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010870 · section16.xml · derivative · entry 8

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,502

Underlying: Common Stock · 26,502 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: RSUs granted on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018.

F8 · derivative.expiration_date: RSUs granted on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018.

F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:19 UTC
HEPPELMANN JAMES EDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 49,759 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010870 · section16.xml · derivative · entry 7

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,759 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: Performance-based RSUs granted on November 10, 2014 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 49,759 RSUs were earned and vested.

F7 · derivative.expiration_date: Performance-based RSUs granted on November 10, 2014 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 49,759 RSUs were earned and vested.

F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:19 UTC
HEPPELMANN JAMES EDirector · President and CEO
GrantRestricted Stock Units · Derivative 49,759 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010870 · section16.xml · derivative · entry 6

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,759

Underlying: Common Stock · 49,759 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: Performance-based RSUs granted on November 10, 2014 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 49,759 RSUs were earned and vested.

F7 · derivative.expiration_date: Performance-based RSUs granted on November 10, 2014 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 49,759 RSUs were earned and vested.

F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:19 UTC
HEPPELMANN JAMES EDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 21,355 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010870 · section16.xml · derivative · entry 5

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,355 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: RSUs awarded on November 10, 2014 that vested in three substantially equal annual installments on November 15, 2015, 2016 and 2017.

F6 · derivative.expiration_date: RSUs awarded on November 10, 2014 that vested in three substantially equal annual installments on November 15, 2015, 2016 and 2017.

F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 15, 2017 Filed Nov 17, 2017 21:19 UTC
HEPPELMANN JAMES EDirector · President and CEO
Tax withholdingCommon Stock 112,420 $63.92 $7,185,886.40
Disclosure

SEC source: 0001654954-17-010870 · section16.xml · nonDerivative · entry 2

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 687,529

F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 238,927 shares of the Reporting Person's restricted stock unit awards on November 15, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.