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PPL

PPL Corp

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Tapewire entity
346
SEC CIK
0000922224
Parsed reports
750

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 26, 2017 Filed Jan 30, 2017 20:10 UTC
Breininger Stephen KVice President & Controller
GrantPerformance Stock Unit (SIP) · Derivative 1,199 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006093 · doc4.xml · derivative · entry 7

Breininger Stephen K · CIK 0001610589 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,199

Underlying: Common Stock · 1,199 shares

Expires not disclosed

F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F7 · balance_after: As of 01/30/2017, total performance units beneficially owned is 12,123.743. This total includes the 01/22/2015 grant of 3,560.084 performance units and the 01/21/2016 grant of 3,767.659 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/26/2017 grants of 3,597 and 1,199 performance units.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 20:10 UTC
Breininger Stephen KVice President & Controller
GrantPerformance Stock Unit (SIP) · Derivative 3,597 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006093 · doc4.xml · derivative · entry 6

Breininger Stephen K · CIK 0001610589 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,597

Underlying: Common Stock · 3,597 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F7 · balance_after: As of 01/30/2017, total performance units beneficially owned is 12,123.743. This total includes the 01/22/2015 grant of 3,560.084 performance units and the 01/21/2016 grant of 3,767.659 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/26/2017 grants of 3,597 and 1,199 performance units.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 20:10 UTC
Breininger Stephen KVice President & Controller
GrantStock Unit (SIP) · Derivative 1,199 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006093 · doc4.xml · derivative · entry 5

Breininger Stephen K · CIK 0001610589 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,199

Underlying: Common Stock · 1,199 shares

Expires not disclosed

F3 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F4 · derivative.exercise_date: The units will vest on 01/26/2020.

F4 · derivative.expiration_date: The units will vest on 01/26/2020.

F5 · balance_after: As of 01/30/2017, total restricted stock units beneficially owned is 10,517.77. This total includes the 03/01/2014 grant of 2,743 restricted stock units, 01/22/2015 grant of 3,019.86 restricted stock units and the 01/21/2016 grant of 3,555.91 restricted stock units, plus in the case of the 01/22/2015 and 01/21/2016 grants, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/26/2017 grant of 1,199 restricted stock units.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 20:01 UTC
Bergstein Joseph P JrVP-IR and Treasurer
GrantPerformance Stock Unit (SIP) · Derivative 1,221 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006091 · doc4.xml · derivative · entry 7

Bergstein Joseph P Jr · CIK 0001661030 · VP-IR and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,221

Underlying: Common Stock · 1,221 shares

Expires not disclosed

F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F7 · balance_after: As of 01/30/2017, total performance units beneficially owned is 10,787.388. This total includes the 03/01/2015 grant of 2,608.208 performance units and the 01/21/2016 grant of 3,296.18 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/26/2017 grants of 3,662 and 1,221 performance units.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 20:01 UTC
Bergstein Joseph P JrVP-IR and Treasurer
GrantPerformance Stock Unit (SIP) · Derivative 3,662 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006091 · doc4.xml · derivative · entry 6

Bergstein Joseph P Jr · CIK 0001661030 · VP-IR and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,662

Underlying: Common Stock · 3,662 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F7 · balance_after: As of 01/30/2017, total performance units beneficially owned is 10,787.388. This total includes the 03/01/2015 grant of 2,608.208 performance units and the 01/21/2016 grant of 3,296.18 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/26/2017 grants of 3,662 and 1,221 performance units.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 20:01 UTC
Bergstein Joseph P JrVP-IR and Treasurer
GrantStock Unit (SIP) · Derivative 1,221 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006091 · doc4.xml · derivative · entry 5

Bergstein Joseph P Jr · CIK 0001661030 · VP-IR and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,221

Underlying: Common Stock · 1,221 shares

Expires not disclosed

F3 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F4 · derivative.exercise_date: The units will vest on 01/26/2020.

F4 · derivative.expiration_date: The units will vest on 01/26/2020.

F5 · balance_after: As of 01/30/2017, the total restricted stock units beneficially owned is 9,061.194. This total includes the 03/01/2014 grant of 2,796 restricted stock units, 03/01/2015 grant of 2,377 restricted stock units and the 01/21/2016 grant of 2,667.194 restricted stock units, plus in the case of the 01/21/2016 grant, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/26/2017 grant of 1,221 restricted stock units.

Read SEC document
January 26, 2017 Filed Feb 16, 2017 18:49 UTC Amendment
Thompson Paul WPresident of a PPL Subsidiary
GrantPerformance Stock Unit (SIP) · Derivative 0 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-011356 · doc4a.xml · derivative · entry 3

Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · shares: This amended Form 4 corrects the 01/26/2017 grant of 4,287 restricted stock units and the 01/26/2017 grants of 12,860 and 4,287 performance units, respectively, that were mistakenly reported as having been awarded.

F1 · derivative.exercise_date: This amended Form 4 corrects the 01/26/2017 grant of 4,287 restricted stock units and the 01/26/2017 grants of 12,860 and 4,287 performance units, respectively, that were mistakenly reported as having been awarded.

F1 · derivative.expiration_date: This amended Form 4 corrects the 01/26/2017 grant of 4,287 restricted stock units and the 01/26/2017 grants of 12,860 and 4,287 performance units, respectively, that were mistakenly reported as having been awarded.

F1 · derivative.underlying_shares: This amended Form 4 corrects the 01/26/2017 grant of 4,287 restricted stock units and the 01/26/2017 grants of 12,860 and 4,287 performance units, respectively, that were mistakenly reported as having been awarded.

F3 · balance_after: As of 02/16/2017, total performance units beneficially owned is 36,251.336. This total includes the 01/22/2015 grant of 9,539.30 performance units, 01/21/2016 grant of 9,368.036 performance units and the 01/03/2017 grants of 17,344 performance units, plus in the case of the 01/22/2015 and 01/21/2016 grants, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units.

Read SEC document
January 26, 2017 Filed Feb 16, 2017 18:49 UTC Amendment
Thompson Paul WPresident of a PPL Subsidiary
GrantPerformance Stock Unit (SIP) · Derivative 0 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-011356 · doc4a.xml · derivative · entry 2

Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · shares: This amended Form 4 corrects the 01/26/2017 grant of 4,287 restricted stock units and the 01/26/2017 grants of 12,860 and 4,287 performance units, respectively, that were mistakenly reported as having been awarded.

F1 · derivative.exercise_date: This amended Form 4 corrects the 01/26/2017 grant of 4,287 restricted stock units and the 01/26/2017 grants of 12,860 and 4,287 performance units, respectively, that were mistakenly reported as having been awarded.

F1 · derivative.expiration_date: This amended Form 4 corrects the 01/26/2017 grant of 4,287 restricted stock units and the 01/26/2017 grants of 12,860 and 4,287 performance units, respectively, that were mistakenly reported as having been awarded.

F1 · derivative.underlying_shares: This amended Form 4 corrects the 01/26/2017 grant of 4,287 restricted stock units and the 01/26/2017 grants of 12,860 and 4,287 performance units, respectively, that were mistakenly reported as having been awarded.

F3 · balance_after: As of 02/16/2017, total performance units beneficially owned is 36,251.336. This total includes the 01/22/2015 grant of 9,539.30 performance units, 01/21/2016 grant of 9,368.036 performance units and the 01/03/2017 grants of 17,344 performance units, plus in the case of the 01/22/2015 and 01/21/2016 grants, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units.

Read SEC document
January 26, 2017 Filed Feb 16, 2017 18:49 UTC Amendment
Thompson Paul WPresident of a PPL Subsidiary
GrantStock Unit (SIP) · Derivative 0 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-011356 · doc4a.xml · derivative · entry 1

Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · shares: This amended Form 4 corrects the 01/26/2017 grant of 4,287 restricted stock units and the 01/26/2017 grants of 12,860 and 4,287 performance units, respectively, that were mistakenly reported as having been awarded.

F1 · derivative.exercise_date: This amended Form 4 corrects the 01/26/2017 grant of 4,287 restricted stock units and the 01/26/2017 grants of 12,860 and 4,287 performance units, respectively, that were mistakenly reported as having been awarded.

F1 · derivative.expiration_date: This amended Form 4 corrects the 01/26/2017 grant of 4,287 restricted stock units and the 01/26/2017 grants of 12,860 and 4,287 performance units, respectively, that were mistakenly reported as having been awarded.

F1 · derivative.underlying_shares: This amended Form 4 corrects the 01/26/2017 grant of 4,287 restricted stock units and the 01/26/2017 grants of 12,860 and 4,287 performance units, respectively, that were mistakenly reported as having been awarded.

F2 · balance_after: As of 2/16/2017, the total restricted stock units beneficially owned is 21,482. This total includes the 01/22/2015 grant of 8,668 restricted stock units, 01/21/2016 grant of 8,478 restricted stock units and the 01/03/2017 grant of 4,336 restricted stock units.

Read SEC document
January 24, 2017 Filed Jan 25, 2017 19:59 UTC
SPENCE WILLIAM HChairman, President and CEO
SaleCommon Stock 67,533 $34.57 $2,334,548.28
Disclosure

SEC source: 0001209191-17-005495 · doc4.xml · nonDerivative · entry 3

SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,456.906

F3 · kind: Represents the sale of 67,533 shares of common stock pursuant to a 10b5-1 plan, dated April 29, 2016.

F4 · price: Represents the weighted average sales price for price increments ranging from $34.270 to $34.660.

F5 · price: The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F1 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 24, 2017 Filed Jan 25, 2017 19:55 UTC
Thompson Paul WPresident of a PPL Subsidiary
SaleCommon Stock 6,521 $34.36 $224,061.56
Disclosure

SEC source: 0001209191-17-005494 · doc4.xml · nonDerivative · entry 3

Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,454

F2 · kind: Represents the sale of 6,521 shares of common stock pursuant to a 10b5-1 plan, dated June 3, 2016.

Read SEC document
January 24, 2017 Filed Jan 25, 2017 19:53 UTC
Raphael Joanne HSVP, GC & Corp Sec
SaleCommon Stock 5,734 $34.36 $197,020.24
Disclosure

SEC source: 0001209191-17-005493 · doc4.xml · nonDerivative · entry 3

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,799

F2 · kind: Represents the sale of 5,734 shares of common stock pursuant to a 10b5-1 plan, dated April 29, 2016.

Read SEC document
January 24, 2017 Filed Jan 25, 2017 19:37 UTC
Staffieri Victor AChairman of a PPL Subsidiary
SaleCommon Stock 21,850 $34.57 $755,310.80
Disclosure

SEC source: 0001209191-17-005490 · doc4.xml · nonDerivative · entry 3

Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0.365

F2 · kind: Represents the sale of 21,850 shares of common stock pursuant to a 10b5-1 plan, dated August 10, 2016.

F3 · price: The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F4 · price: Represents the weighted average sales price for price increments ranging from $34.300 to $34.660.

Read SEC document
January 24, 2017 Filed Jan 25, 2017 19:35 UTC
Dudkin Gregory NPresident of a PPL Subsidiary
SaleCommon Stock 10,231 $34.57 $353,665.21
Disclosure

SEC source: 0001209191-17-005487 · doc4.xml · nonDerivative · entry 3

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,303.209

F2 · kind: Represents the sale of 10,231 shares of common stock pursuant to a 10b5-1 plan, dated November 29, 2016.

F3 · price: The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F4 · price: Represents the weighted average sales price for price increments ranging from $34.300 to $34.660.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 19:59 UTC
SPENCE WILLIAM HChairman, President and CEO
Exercise / conversionStock Unit (SIP) · Derivative 118,194.848 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005495 · doc4.xml · derivative · entry 6

SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 118,194.848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Total includes the reinvestment of dividends.

F6 · derivative.exercise_date: The units vested on January 23, 2017.

F6 · derivative.expiration_date: The units vested on January 23, 2017.

F1 · derivative.underlying_shares: Total includes the reinvestment of dividends.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 19:59 UTC
SPENCE WILLIAM HChairman, President and CEO
Tax withholdingCommon Stock 50,661 $34.36 $1,740,711.96
Disclosure

SEC source: 0001209191-17-005495 · doc4.xml · nonDerivative · entry 2

SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,989.906

F2 · kind: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

F1 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 19:59 UTC
SPENCE WILLIAM HChairman, President and CEO
Exercise / conversionCommon Stock 118,194.848 $34.36 $4,061,174.98
Disclosure

SEC source: 0001209191-17-005495 · doc4.xml · nonDerivative · entry 1

SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,650.906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 19:55 UTC
Thompson Paul WPresident of a PPL Subsidiary
Exercise / conversionStock Unit (ICPKE) · Derivative 10,270 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005494 · doc4.xml · derivative · entry 4

Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,270 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The units vested on January 23, 2017.

F3 · derivative.expiration_date: The units vested on January 23, 2017.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 19:55 UTC
Thompson Paul WPresident of a PPL Subsidiary
Tax withholdingCommon Stock 3,749 $34.36 $128,815.64
Disclosure

SEC source: 0001209191-17-005494 · doc4.xml · nonDerivative · entry 2

Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,975

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

Read SEC document
January 23, 2017 Filed Jan 25, 2017 19:55 UTC
Thompson Paul WPresident of a PPL Subsidiary
Exercise / conversionCommon Stock 10,270 $34.36 $352,877.20
Disclosure

SEC source: 0001209191-17-005494 · doc4.xml · nonDerivative · entry 1

Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 19:53 UTC
Raphael Joanne HSVP, GC & Corp Sec
Exercise / conversionStock Unit (ICPKE) · Derivative 8,625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005493 · doc4.xml · derivative · entry 5

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The units vested on January 23, 2017.

F4 · derivative.expiration_date: The units vested on January 23, 2017.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 19:53 UTC
Raphael Joanne HSVP, GC & Corp Sec
Tax withholdingCommon Stock 2,891 $34.36 $99,334.76
Disclosure

SEC source: 0001209191-17-005493 · doc4.xml · nonDerivative · entry 2

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,533

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

Read SEC document
January 23, 2017 Filed Jan 25, 2017 19:53 UTC
Raphael Joanne HSVP, GC & Corp Sec
Exercise / conversionCommon Stock 8,625 $34.36 $296,355.00
Disclosure

SEC source: 0001209191-17-005493 · doc4.xml · nonDerivative · entry 1

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 19:48 UTC
Symons Robert AChief Exec of a PPL Subsidiary
Exercise / conversionStock Unit (SIP) · Derivative 14,928.59 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005492 · doc4.xml · derivative · entry 3

Symons Robert A · CIK 0001594463 · Chief Exec of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,928.59 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: The units vested on January 23, 2017.

F3 · derivative.expiration_date: The units vested on January 23, 2017.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 19:48 UTC
Symons Robert AChief Exec of a PPL Subsidiary
Tax withholdingCommon Stock 7,017 $34.36 $241,104.12
Disclosure

SEC source: 0001209191-17-005492 · doc4.xml · nonDerivative · entry 2

Symons Robert A · CIK 0001594463 · Chief Exec of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,911.59

F1 · kind: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

Read SEC document
January 23, 2017 Filed Jan 25, 2017 19:48 UTC
Symons Robert AChief Exec of a PPL Subsidiary
Exercise / conversionCommon Stock 14,928.59 $34.36 $512,946.35
Disclosure

SEC source: 0001209191-17-005492 · doc4.xml · nonDerivative · entry 1

Symons Robert A · CIK 0001594463 · Chief Exec of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,928.59

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 19:41 UTC
Sorgi VincentSr. Vice President and CFO
Exercise / conversionStock Unit (SIP) · Derivative 8,525.837 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005491 · doc4.xml · derivative · entry 4

Sorgi Vincent · CIK 0001488215 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,525.837 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: The units vested on January 23, 2017.

F3 · derivative.expiration_date: The units vested on January 23, 2017.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 19:41 UTC
Sorgi VincentSr. Vice President and CFO
Tax withholdingCommon Stock 2,829 $34.36 $97,204.44
Disclosure

SEC source: 0001209191-17-005491 · doc4.xml · nonDerivative · entry 2

Sorgi Vincent · CIK 0001488215 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,181.037

F1 · kind: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

Read SEC document
January 23, 2017 Filed Jan 25, 2017 19:41 UTC
Sorgi VincentSr. Vice President and CFO
Exercise / conversionCommon Stock 8,525.837 $34.36 $292,947.76
Disclosure

SEC source: 0001209191-17-005491 · doc4.xml · nonDerivative · entry 1

Sorgi Vincent · CIK 0001488215 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,010.037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 19:37 UTC
Staffieri Victor AChairman of a PPL Subsidiary
Exercise / conversionStock Unit (SIP) · Derivative 35,473.365 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005490 · doc4.xml · derivative · entry 4

Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,473.365 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Total includes the reinvestment of dividends.

F6 · derivative.exercise_date: The units vested on January 23, 2017.

F6 · derivative.expiration_date: The units vested on January 23, 2017.

F5 · derivative.underlying_shares: Total includes the reinvestment of dividends.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 19:37 UTC
Staffieri Victor AChairman of a PPL Subsidiary
Tax withholdingCommon Stock 13,623 $34.36 $468,086.28
Disclosure

SEC source: 0001209191-17-005490 · doc4.xml · nonDerivative · entry 2

Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,850.365

F1 · kind: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

Read SEC document
January 23, 2017 Filed Jan 25, 2017 19:37 UTC
Staffieri Victor AChairman of a PPL Subsidiary
Exercise / conversionCommon Stock 35,473.365 $34.36 $1,218,864.82
Disclosure

SEC source: 0001209191-17-005490 · doc4.xml · nonDerivative · entry 1

Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,473.365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 19:35 UTC
Dudkin Gregory NPresident of a PPL Subsidiary
Exercise / conversionStock Unit (SIP) · Derivative 15,762.699 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005487 · doc4.xml · derivative · entry 5

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,762.699 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Total includes the reinvestment of dividends.

F6 · derivative.exercise_date: The units vested on January 23, 2017.

F6 · derivative.expiration_date: The units vested on January 23, 2017.

F5 · derivative.underlying_shares: Total includes the reinvestment of dividends.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 19:35 UTC
Dudkin Gregory NPresident of a PPL Subsidiary
Tax withholdingCommon Stock 5,531 $34.36 $190,045.16
Disclosure

SEC source: 0001209191-17-005487 · doc4.xml · nonDerivative · entry 2

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,534.209

F1 · kind: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

Read SEC document
January 23, 2017 Filed Jan 25, 2017 19:35 UTC
Dudkin Gregory NPresident of a PPL Subsidiary
Exercise / conversionCommon Stock 15,762.699 $34.36 $541,606.34
Disclosure

SEC source: 0001209191-17-005487 · doc4.xml · nonDerivative · entry 1

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,065.209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:05 UTC GrantStock Unit (DDCP) · Derivative 1,726.418 $34.03 $58,750.00
Disclosure

SEC source: 0001209191-17-001808 · doc4.xml · derivative · entry 1

DE LIMA ARMANDO ZAGALO · CIK 0001274560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,926.607

Underlying: Common Stock · 1,726.418 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:04 UTC GrantStock Unit (DDCP) · Derivative 955.04 $34.03 $32,500.01
Disclosure

SEC source: 0001209191-17-001805 · doc4.xml · derivative · entry 1

Williamson Keith H · CIK 0001336916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,869.467

Underlying: Common Stock · 955.04 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:03 UTC GrantStock Unit (DDCP) · Derivative 955.04 $34.03 $32,500.01
Disclosure

SEC source: 0001209191-17-001801 · doc4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,985.908

Underlying: Common Stock · 955.04 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:02 UTC GrantStock Unit (DDCP) · Derivative 1,439.906 $34.03 $49,000.00
Disclosure

SEC source: 0001209191-17-001799 · doc4.xml · derivative · entry 1

ROGERSON CRAIG A · CIK 0001236555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,165.048

Underlying: Common Stock · 1,439.906 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:01 UTC GrantStock Unit (DDCP) · Derivative 955.04 $34.03 $32,500.01
Disclosure

SEC source: 0001209191-17-001795 · doc4.xml · derivative · entry 1

Madabhushi Venkata R · CIK 0001462769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,910.108

Underlying: Common Stock · 955.04 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:00 UTC GrantStock Unit (DDCP) · Derivative 955.04 $34.03 $32,500.01
Disclosure

SEC source: 0001209191-17-001793 · doc4.xml · derivative · entry 1

ELLIOTT STEVEN G · CIK 0001180506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,502.106

Underlying: Common Stock · 955.04 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 18:58 UTC GrantStock Unit (DDCP) · Derivative 955.04 $34.03 $32,500.01
Disclosure

SEC source: 0001209191-17-001792 · doc4.xml · derivative · entry 1

CONWAY JOHN W · CIK 0001199461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,768.673

Underlying: Common Stock · 955.04 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 18:57 UTC GrantStock Unit (DDCP) · Derivative 955.04 $34.03 $32,500.01
Disclosure

SEC source: 0001209191-17-001789 · doc4.xml · derivative · entry 1

Adkins Rodney C · CIK 0001400395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,668.865

Underlying: Common Stock · 955.04 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 17:48 UTC
Thompson Paul WPresident of a PPL Subsidiary
GrantPerformance Unit (SIP) · Derivative 4,336 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001710 · doc4.xml · derivative · entry 3

Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,336

Underlying: Common Stock · 4,336 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 17:48 UTC
Thompson Paul WPresident of a PPL Subsidiary
GrantPerformance Unit (SIP) · Derivative 13,008 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001710 · doc4.xml · derivative · entry 2

Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,008

Underlying: Common Stock · 13,008 shares

Expires not disclosed

F3 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 17:48 UTC
Thompson Paul WPresident of a PPL Subsidiary
GrantStock Unit (SIP) · Derivative 4,336 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001710 · doc4.xml · derivative · entry 1

Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,336

Underlying: Common Stock · 4,336 shares

Expires 2027-01-02

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on January 3, 2020.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 15:08 UTC OtherStock Unit (DDCP) · Derivative 305.847 $34.15 $10,444.68
Disclosure

SEC source: 0001209191-16-155772 · doc4.xml · derivative · entry 1

DE LIMA ARMANDO ZAGALO · CIK 0001274560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,002.576

Underlying: Common Stock · 305.847 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · kind: Represents conversion of value under the DDCP, held in the form of a cash equivalent account, to unit equivalents of shares of the Company's Common Stock.

F3 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F4 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 16:44 UTC OtherStock Unit (DDCP) · Derivative 1,011.427 $33.94 $34,327.83
Disclosure

SEC source: 0001209191-16-155072 · doc4.xml · derivative · entry 1

ELLIOTT STEVEN G · CIK 0001180506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,242.982

Underlying: Common Stock · 1,011.427 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · kind: Represents conversion of value under the DDCP, held in the form of a cash equivalent account, to unit equivalents of shares of the Company's Common Stock.

F3 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F4 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 12:29 UTC GrantStock Unit (DDCP) · Derivative 957.29 $33.95 $32,500.00
Disclosure

SEC source: 0001209191-16-144755 · doc4.xml · derivative · entry 1

Williamson Keith H · CIK 0001336916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,319.034

Underlying: Common Stock · 957.29 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 12:25 UTC GrantStock Unit (DDCP) · Derivative 957.29 $33.95 $32,500.00
Disclosure

SEC source: 0001209191-16-144751 · doc4.xml · derivative · entry 1

Madabhushi Venkata R · CIK 0001462769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,679.482

Underlying: Common Stock · 957.29 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.