Staffieri Victor A

SEC source: 0001209191-18-014802 · doc4.xml · nonDerivative · entry 1

Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Represents the sale of common stock pursuant to a 10b5-1 plan, dated August 8, 2017.

SEC source: 0001209191-18-005816 · doc4.xml · derivative · entry 6

Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,324 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: Total includes the reinvestment of dividends.

F9 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (25%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2017. Determination of the percentage of the award earned was made by the Compensation, Governance and Nominating Committee on 01/25/2018 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/26/2018.

F9 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (25%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2017. Determination of the percentage of the award earned was made by the Compensation, Governance and Nominating Committee on 01/25/2018 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/26/2018.

F8 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F6 · balance_after: As of 01/29/2018, total performance units beneficially owned is 97,631.118. This total includes the 01/21/2016 grant of 27,943.086 performance units, and the 01/26/2017 grants of 25,870.001 and 8,624.031 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/25/2018 grants of 17,597 and 17,597 performance units.

SEC source: 0001209191-18-005816 · doc4.xml · nonDerivative · entry 2

Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,232

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-18-005816 · doc4.xml · nonDerivative · entry 1

Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-005816 · doc4.xml · derivative · entry 5

Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,597

Underlying: Common Stock · 17,597 shares

Expires not disclosed

F7 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F7 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F7 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F6 · balance_after: As of 01/29/2018, total performance units beneficially owned is 97,631.118. This total includes the 01/21/2016 grant of 27,943.086 performance units, and the 01/26/2017 grants of 25,870.001 and 8,624.031 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/25/2018 grants of 17,597 and 17,597 performance units.

SEC source: 0001209191-18-005816 · doc4.xml · derivative · entry 4

Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,597

Underlying: Common Stock · 17,597 shares

Expires not disclosed

F5 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F5 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F5 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F6 · balance_after: As of 01/29/2018, total performance units beneficially owned is 97,631.118. This total includes the 01/21/2016 grant of 27,943.086 performance units, and the 01/26/2017 grants of 25,870.001 and 8,624.031 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/25/2018 grants of 17,597 and 17,597 performance units.

SEC source: 0001209191-18-005816 · doc4.xml · derivative · entry 3

Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,799

Underlying: Common Stock · 8,799 shares

Expires not disclosed

F2 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F3 · derivative.exercise_date: The units will vest on 01/25/2021.

F3 · derivative.expiration_date: The units will vest on 01/25/2021.

F4 · balance_after: As of 01/29/2018, total restricted stock units beneficially owned is 67,787.507. This total includes the 01/21/2016 grant of 26,378.761 restricted stock units, the 01/26/2017 grant of 8,624.031 restricted stock units, and the 02/17/2017 grant of 23,985.715 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/25/2018 grant of 8,799 restricted stock units.

SEC source: 0001209191-18-005079 · doc4.xml · nonDerivative · entry 3

Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0.815

F2 · kind: Represents the sale of 19,524 shares of common stock pursuant to a 10b5-1 plan, dated August 8, 2017.

SEC source: 0001209191-18-005079 · doc4.xml · derivative · entry 4

Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,083.815 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Total includes the reinvestment of dividends.

F4 · derivative.exercise_date: The units vested on January 22, 2018.

F4 · derivative.expiration_date: The units vested on January 22, 2018.

F3 · derivative.underlying_shares: Total includes the reinvestment of dividends.

SEC source: 0001209191-18-005079 · doc4.xml · nonDerivative · entry 2

Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,524.815

F1 · kind: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-18-005079 · doc4.xml · nonDerivative · entry 1

Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,083.815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-016401 · doc4.xml · nonDerivative · entry 1

Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Represents the sale of 10,706 shares of common stock pursuant to a 10b5-1 plan, dated August 10, 2016.

F2 · price: The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F3 · price: Represents the weighted average sales price for price increments ranging from $36.570 to $36.875.

SEC source: 0001209191-17-013086 · doc4.xml · derivative · entry 1

Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,951

Underlying: Common Stock · 22,951 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 02/17/2020.

F2 · derivative.expiration_date: The units will vest on 02/17/2020.

F3 · balance_after: As of 02/22/2017, total restricted stock units beneficially owned is 84,272.986. This total includes the 01/22/2015 grant of 27,829.174 restricted stock units, 01/21/2016 grant of 25,240.812 restricted stock units and the 01/26/2017 grant of 8,252 restricted stock units, plus in the case of the 01/22/2015 and 01/21/2016 grants, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 02/17/2017 grant of 22,951 restricted stock units.

SEC source: 0001209191-17-006099 · doc4.xml · derivative · entry 6

Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,477 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: Total includes the reinvestment of dividends.

F9 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (62%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2016. Determination of the percentage of the award earned was made by the Compensation, Governance and Nominating Committee on 01/26/2017 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/27/2017.

F9 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (62%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2016. Determination of the percentage of the award earned was made by the Compensation, Governance and Nominating Committee on 01/26/2017 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/27/2017.

F8 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F6 · balance_after: As of 01/30/2017, total performance units beneficially owned is 87,772.712. This total includes the 01/22/2015 grant of 28,029.058 performance units and the 01/21/2016 grant of 26,737.654 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/26/2017 grants of 24,754 and 8,252 performance units.

SEC source: 0001209191-17-006099 · doc4.xml · nonDerivative · entry 2

Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,706

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-17-006099 · doc4.xml · nonDerivative · entry 1

Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-006099 · doc4.xml · derivative · entry 5

Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,252

Underlying: Common Stock · 8,252 shares

Expires not disclosed

F7 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F7 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F7 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F6 · balance_after: As of 01/30/2017, total performance units beneficially owned is 87,772.712. This total includes the 01/22/2015 grant of 28,029.058 performance units and the 01/21/2016 grant of 26,737.654 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/26/2017 grants of 24,754 and 8,252 performance units.

SEC source: 0001209191-17-006099 · doc4.xml · derivative · entry 4

Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,754

Underlying: Common Stock · 24,754 shares

Expires not disclosed

F5 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F5 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F5 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F6 · balance_after: As of 01/30/2017, total performance units beneficially owned is 87,772.712. This total includes the 01/22/2015 grant of 28,029.058 performance units and the 01/21/2016 grant of 26,737.654 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/26/2017 grants of 24,754 and 8,252 performance units.

SEC source: 0001209191-17-006099 · doc4.xml · derivative · entry 3

Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,252

Underlying: Common Stock · 8,252 shares

Expires not disclosed

F2 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F3 · derivative.exercise_date: The units will vest on 01/26/2020.

F3 · derivative.expiration_date: The units will vest on 01/26/2020.

F4 · balance_after: As of 01/30/2017, total restricted stock units beneficially owned is 61,321.986. This total includes the 01/22/2015 grant of 27,829.174 restricted stock units and the 01/21/2016 grant of 25,240.812 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/26/2017 grant of 8,252 restricted stock units.

SEC source: 0001209191-17-005490 · doc4.xml · nonDerivative · entry 3

Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0.365

F2 · kind: Represents the sale of 21,850 shares of common stock pursuant to a 10b5-1 plan, dated August 10, 2016.

F3 · price: The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F4 · price: Represents the weighted average sales price for price increments ranging from $34.300 to $34.660.

SEC source: 0001209191-17-005490 · doc4.xml · derivative · entry 4

Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,473.365 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Total includes the reinvestment of dividends.

F6 · derivative.exercise_date: The units vested on January 23, 2017.

F6 · derivative.expiration_date: The units vested on January 23, 2017.

F5 · derivative.underlying_shares: Total includes the reinvestment of dividends.

SEC source: 0001209191-17-005490 · doc4.xml · nonDerivative · entry 2

Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,850.365

F1 · kind: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-17-005490 · doc4.xml · nonDerivative · entry 1

Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,473.365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.