Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PPL CorpPPL · Entity 346 | Vice President & Controller | January 24, 2019 | January 25, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PPL Corp
Report date January 24, 2019 · Filed January 25, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Unit (SIP)SEC Table II · derivative / convertible security | Direct | 1,526 |
Reported balance
After 2019-01-24 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-01-24 · Grant · Acquired 1,526 · Balance 1,526 F1: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date. F2: The units will vest on 01/24/2022. F3: As of 01/25/2019, total restricted stock units beneficially owned is 8,240.314. This total includes the 01/26/2017 grant of 1,326.531 restricted stock units, the 02/17/2017 grant of 3,935.334 restricted stock units, and the 01/25/2018 grant of 1,452.449 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/24/2019 grant of 1,526 restricted stock units. |
| Performance Stock Unit (SIP)SEC Table II · derivative / convertible security | Direct | 3,051 |
Reported balance
After 2019-01-24 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-01-24 · Grant · Acquired 3,051 · Balance 3,051 F4: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022. F5: As of 01/25/2019, total performance units beneficially owned is 17,215.798. This total includes the 01/26/2017 grants of 3,979.589 and 1,326.531 performance units, and the 01/25/2018 grants of 2,903.839 and 2,903.839 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 3,051 and 3,051 performance units. |
| Performance Stock Unit (SIP)SEC Table II · derivative / convertible security | Direct | 3,051 |
Reported balance
After 2019-01-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-01-24 · Grant · Acquired 3,051 · Balance 3,051 F6: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022. F5: As of 01/25/2019, total performance units beneficially owned is 17,215.798. This total includes the 01/26/2017 grants of 3,979.589 and 1,326.531 performance units, and the 01/25/2018 grants of 2,903.839 and 2,903.839 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 3,051 and 3,051 performance units. |
| Performance Stock Unit (SIP)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-01-24 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-01-24 · Other · Disposed 4,168.401 · Balance 0 F7: No conversion or exercise price or exercise or expiration date applies. F8: Represents 0% payout of performance units granted in 2016 due to Company performance below minimum "total shareowner return" threshold at expiration of three-year performance period. F9: Total includes the reinvestment of dividends. F5: As of 01/25/2019, total performance units beneficially owned is 17,215.798. This total includes the 01/26/2017 grants of 3,979.589 and 1,326.531 performance units, and the 01/25/2018 grants of 2,903.839 and 2,903.839 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 3,051 and 3,051 performance units. |
Filing footnotes · ownership attribution and instrument terms
F1: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.
F2: The units will vest on 01/24/2022.
F3: As of 01/25/2019, total restricted stock units beneficially owned is 8,240.314. This total includes the 01/26/2017 grant of 1,326.531 restricted stock units, the 02/17/2017 grant of 3,935.334 restricted stock units, and the 01/25/2018 grant of 1,452.449 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/24/2019 grant of 1,526 restricted stock units.
F4: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.
F5: As of 01/25/2019, total performance units beneficially owned is 17,215.798. This total includes the 01/26/2017 grants of 3,979.589 and 1,326.531 performance units, and the 01/25/2018 grants of 2,903.839 and 2,903.839 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 3,051 and 3,051 performance units.
F6: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.
F7: No conversion or exercise price or exercise or expiration date applies.
F8: Represents 0% payout of performance units granted in 2016 due to Company performance below minimum "total shareowner return" threshold at expiration of three-year performance period.
F9: Total includes the reinvestment of dividends.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 24, 2019 Filed Jan 25, 2019 18:48 UTC | PPL Corp PPL · Entity 346 | OtherPerformance Stock Unit (SIP) · Derivative | 4,168.401 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-005286 · doc4.xml · derivative · entry 4 Breininger Stephen K · CIK 0001610589 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,168.401 shares Expires not disclosed F7 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. F8 · kind: Represents 0% payout of performance units granted in 2016 due to Company performance below minimum "total shareowner return" threshold at expiration of three-year performance period. F9 · shares: Total includes the reinvestment of dividends. F7 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. F7 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. F9 · derivative.underlying_shares: Total includes the reinvestment of dividends. F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 17,215.798. This total includes the 01/26/2017 grants of 3,979.589 and 1,326.531 performance units, and the 01/25/2018 grants of 2,903.839 and 2,903.839 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 3,051 and 3,051 performance units. Read SEC document |
| January 24, 2019 Filed Jan 25, 2019 18:48 UTC | PPL Corp PPL · Entity 346 | GrantPerformance Stock Unit (SIP) · Derivative | 3,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-005286 · doc4.xml · derivative · entry 3 Breininger Stephen K · CIK 0001610589 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,051 Underlying: Common Stock · 3,051 shares Expires not disclosed F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022. F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022. F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022. F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 17,215.798. This total includes the 01/26/2017 grants of 3,979.589 and 1,326.531 performance units, and the 01/25/2018 grants of 2,903.839 and 2,903.839 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 3,051 and 3,051 performance units. Read SEC document |
| January 24, 2019 Filed Jan 25, 2019 18:48 UTC | PPL Corp PPL · Entity 346 | GrantPerformance Stock Unit (SIP) · Derivative | 3,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-005286 · doc4.xml · derivative · entry 2 Breininger Stephen K · CIK 0001610589 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,051 Underlying: Common Stock · 3,051 shares Expires not disclosed F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022. F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022. F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022. F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 17,215.798. This total includes the 01/26/2017 grants of 3,979.589 and 1,326.531 performance units, and the 01/25/2018 grants of 2,903.839 and 2,903.839 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 3,051 and 3,051 performance units. Read SEC document |
| January 24, 2019 Filed Jan 25, 2019 18:48 UTC | PPL Corp PPL · Entity 346 | GrantStock Unit (SIP) · Derivative | 1,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-005286 · doc4.xml · derivative · entry 1 Breininger Stephen K · CIK 0001610589 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,526 Underlying: Common Stock · 1,526 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date. F2 · derivative.exercise_date: The units will vest on 01/24/2022. F2 · derivative.expiration_date: The units will vest on 01/24/2022. F3 · balance_after: As of 01/25/2019, total restricted stock units beneficially owned is 8,240.314. This total includes the 01/26/2017 grant of 1,326.531 restricted stock units, the 02/17/2017 grant of 3,935.334 restricted stock units, and the 01/25/2018 grant of 1,452.449 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/24/2019 grant of 1,526 restricted stock units. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 18:53 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionStock Unit (SIP) · Derivative | 3,934.128 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-005099 · doc4.xml · derivative · entry 5 Breininger Stephen K · CIK 0001610589 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,934.128 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Total includes the reinvestment of dividends. F3 · derivative.exercise_date: The shares were delivered on January 22, 2019. F3 · derivative.expiration_date: The shares were delivered on January 22, 2019. F2 · derivative.underlying_shares: Total includes the reinvestment of dividends. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 18:53 UTC | PPL Corp PPL · Entity 346 | Tax withholdingCommon Stock | 1,324 | $30.07 | $39,812.68 |
DisclosureSEC source: 0001209191-19-005099 · doc4.xml · nonDerivative · entry 2 Breininger Stephen K · CIK 0001610589 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,603.134 F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP). Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 18:53 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionCommon Stock | 3,934.128 | $30.07 | $118,299.23 |
DisclosureSEC source: 0001209191-19-005099 · doc4.xml · nonDerivative · entry 1 Breininger Stephen K · CIK 0001610589 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,927.134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2018 Filed Jan 29, 2018 20:29 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionPerformance Stock Unit (SIP) · Derivative | 931 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005801 · doc4.xml · derivative · entry 8 Breininger Stephen K · CIK 0001610589 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 931 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Total includes the reinvestment of dividends. F9 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (25%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2017. Determination of the percentage of the award earned was made by the Compensation, Governance and Nominating Committee on 01/25/2018 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/26/2018. F9 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (25%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2017. Determination of the percentage of the award earned was made by the Compensation, Governance and Nominating Committee on 01/25/2018 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/26/2018. F2 · derivative.underlying_shares: Total includes the reinvestment of dividends. F7 · balance_after: As of 01/29/2018, total performance units beneficially owned is 14,435.741. This total includes the 01/21/2016 grant of 3,937.519 performance units, and the 01/26/2017 grants of 3,759.166 and 1,253.056 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/25/2018 grants of 2,743 and 2,743 performance units. Read SEC document |
| January 26, 2018 Filed Jan 29, 2018 20:29 UTC | PPL Corp PPL · Entity 346 | Tax withholdingCommon Stock | 273 | $32.27 | $8,809.71 |
DisclosureSEC source: 0001209191-18-005801 · doc4.xml · nonDerivative · entry 2 Breininger Stephen K · CIK 0001610589 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,993.006 F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP). Read SEC document |
| January 26, 2018 Filed Jan 29, 2018 20:29 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionCommon Stock | 931 | $32.27 | $30,043.37 |
DisclosureSEC source: 0001209191-18-005801 · doc4.xml · nonDerivative · entry 1 Breininger Stephen K · CIK 0001610589 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,266.006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 20:29 UTC | PPL Corp PPL · Entity 346 | GrantPerformance Stock Unit (SIP) · Derivative | 2,743 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005801 · doc4.xml · derivative · entry 7 Breininger Stephen K · CIK 0001610589 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,743 Underlying: Common Stock · 2,743 shares Expires not disclosed F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021. F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021. F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021. F7 · balance_after: As of 01/29/2018, total performance units beneficially owned is 14,435.741. This total includes the 01/21/2016 grant of 3,937.519 performance units, and the 01/26/2017 grants of 3,759.166 and 1,253.056 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/25/2018 grants of 2,743 and 2,743 performance units. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 20:29 UTC | PPL Corp PPL · Entity 346 | GrantPerformance Stock Unit (SIP) · Derivative | 2,743 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005801 · doc4.xml · derivative · entry 6 Breininger Stephen K · CIK 0001610589 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,743 Underlying: Common Stock · 2,743 shares Expires not disclosed F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021. F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021. F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021. F7 · balance_after: As of 01/29/2018, total performance units beneficially owned is 14,435.741. This total includes the 01/21/2016 grant of 3,937.519 performance units, and the 01/26/2017 grants of 3,759.166 and 1,253.056 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/25/2018 grants of 2,743 and 2,743 performance units. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 20:29 UTC | PPL Corp PPL · Entity 346 | GrantStock Unit (SIP) · Derivative | 1,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005801 · doc4.xml · derivative · entry 5 Breininger Stephen K · CIK 0001610589 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,372 Underlying: Common Stock · 1,372 shares Expires not disclosed F3 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date. F4 · derivative.exercise_date: The units will vest on 01/25/2021. F4 · derivative.expiration_date: The units will vest on 01/25/2021. F5 · balance_after: As of 01/29/2018, total restricted stock units beneficially owned is 10,058.641. This total includes the 01/21/2016 grant of 3,716.223 restricted stock units, the 01/26/2017 grant of 1,253.056 restricted stock units, and the 02/17/2017 grant of 3,717.362 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/25/2018 grant of 1,372 restricted stock units. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 20:21 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionStock Unit (SIP) · Derivative | 3,156.006 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005069 · doc4.xml · derivative · entry 5 Breininger Stephen K · CIK 0001610589 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,156.006 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Total includes the reinvestment of dividends. F3 · derivative.exercise_date: The units vested on January 22, 2018. F3 · derivative.expiration_date: The units vested on January 22, 2018. F2 · derivative.underlying_shares: Total includes the reinvestment of dividends. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 20:21 UTC | PPL Corp PPL · Entity 346 | Tax withholdingCommon Stock | 1,075 | $31.49 | $33,851.75 |
DisclosureSEC source: 0001209191-18-005069 · doc4.xml · nonDerivative · entry 2 Breininger Stephen K · CIK 0001610589 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,335.006 F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP). Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 20:21 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionCommon Stock | 3,156.006 | $31.49 | $99,382.63 |
DisclosureSEC source: 0001209191-18-005069 · doc4.xml · nonDerivative · entry 1 Breininger Stephen K · CIK 0001610589 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,410.006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 18:48 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionStock Unit (ICPKE) · Derivative | 2,743 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017172 · doc4.xml · derivative · entry 5 Breininger Stephen K · CIK 0001610589 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,743 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The units vested on March 1, 2017. F3 · derivative.expiration_date: The units vested on March 1, 2017. F2 · derivative.underlying_shares: Total includes the reinvestment of dividends. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 18:48 UTC | PPL Corp PPL · Entity 346 | Tax withholdingCommon Stock | 873 | $36.73 | $32,065.29 |
DisclosureSEC source: 0001209191-17-017172 · doc4.xml · nonDerivative · entry 2 Breininger Stephen K · CIK 0001610589 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,179 F1 · kind: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE). Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 18:48 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionCommon Stock | 2,743 | $36.73 | $100,750.39 |
DisclosureSEC source: 0001209191-17-017172 · doc4.xml · nonDerivative · entry 1 Breininger Stephen K · CIK 0001610589 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,052 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 18:13 UTC | PPL Corp PPL · Entity 346 | GrantStock Unit (SIP) · Derivative | 3,557 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013077 · doc4.xml · derivative · entry 1 Breininger Stephen K · CIK 0001610589 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,557 Underlying: Common Stock · 3,557 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date. F2 · derivative.exercise_date: The units will vest on 02/17/2020. F2 · derivative.expiration_date: The units will vest on 02/17/2020. F3 · balance_after: As of 02/22/2017, total restricted stock units beneficially owned is 14,074.77. This total includes the 03/01/2014 grant of 2,743 restricted stock units, 01/22/2015 grant of 3,019.86 restricted stock units, 01/21/2016 grant of 3,555.91 restricted stock units and the 01/26/2017 grant of 1,199 restricted stock units, plus in the case of the 01/22/2015 and 01/21/2016 grants, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 02/17/2017 grant of 3,557 restricted stock units. Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 20:10 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionPerformance Stock Unit (SIP) · Derivative | 1,013 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006093 · doc4.xml · derivative · entry 8 Breininger Stephen K · CIK 0001610589 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,013 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Total includes the reinvestment of dividends. F9 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (62%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2016. Determination of the percentage of the award earned was made by the Compensation, Governance and Nominating Committee on 01/26/2017 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/27/2017. F9 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (62%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2016. Determination of the percentage of the award earned was made by the Compensation, Governance and Nominating Committee on 01/26/2017 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/27/2017. F2 · derivative.underlying_shares: Total includes the reinvestment of dividends. F7 · balance_after: As of 01/30/2017, total performance units beneficially owned is 12,123.743. This total includes the 01/22/2015 grant of 3,560.084 performance units and the 01/21/2016 grant of 3,767.659 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/26/2017 grants of 3,597 and 1,199 performance units. Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 20:10 UTC | PPL Corp PPL · Entity 346 | Tax withholdingCommon Stock | 377 | $34.41 | $12,972.57 |
DisclosureSEC source: 0001209191-17-006093 · doc4.xml · nonDerivative · entry 2 Breininger Stephen K · CIK 0001610589 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,384 F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP). Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 20:10 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionCommon Stock | 1,013 | $34.41 | $34,857.33 |
DisclosureSEC source: 0001209191-17-006093 · doc4.xml · nonDerivative · entry 1 Breininger Stephen K · CIK 0001610589 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 20:10 UTC | PPL Corp PPL · Entity 346 | GrantPerformance Stock Unit (SIP) · Derivative | 1,199 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006093 · doc4.xml · derivative · entry 7 Breininger Stephen K · CIK 0001610589 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,199 Underlying: Common Stock · 1,199 shares Expires not disclosed F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020. F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020. F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020. F7 · balance_after: As of 01/30/2017, total performance units beneficially owned is 12,123.743. This total includes the 01/22/2015 grant of 3,560.084 performance units and the 01/21/2016 grant of 3,767.659 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/26/2017 grants of 3,597 and 1,199 performance units. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 20:10 UTC | PPL Corp PPL · Entity 346 | GrantPerformance Stock Unit (SIP) · Derivative | 3,597 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006093 · doc4.xml · derivative · entry 6 Breininger Stephen K · CIK 0001610589 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,597 Underlying: Common Stock · 3,597 shares Expires not disclosed F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020. F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020. F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020. F7 · balance_after: As of 01/30/2017, total performance units beneficially owned is 12,123.743. This total includes the 01/22/2015 grant of 3,560.084 performance units and the 01/21/2016 grant of 3,767.659 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/26/2017 grants of 3,597 and 1,199 performance units. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 20:10 UTC | PPL Corp PPL · Entity 346 | GrantStock Unit (SIP) · Derivative | 1,199 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006093 · doc4.xml · derivative · entry 5 Breininger Stephen K · CIK 0001610589 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,199 Underlying: Common Stock · 1,199 shares Expires not disclosed F3 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date. F4 · derivative.exercise_date: The units will vest on 01/26/2020. F4 · derivative.expiration_date: The units will vest on 01/26/2020. F5 · balance_after: As of 01/30/2017, total restricted stock units beneficially owned is 10,517.77. This total includes the 03/01/2014 grant of 2,743 restricted stock units, 01/22/2015 grant of 3,019.86 restricted stock units and the 01/21/2016 grant of 3,555.91 restricted stock units, plus in the case of the 01/22/2015 and 01/21/2016 grants, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/26/2017 grant of 1,199 restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.