Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PINNACLE WEST CAPITAL CORPPNW · Entity 3465 | Director | May 14, 2026 | May 18, 2026 |
| PPL CorpPPL · Entity 346 | Director | January 21, 2021 | February 22, 2021 |
| WILLIAMS COMPANIES, INC.WMB · Entity 175 | Director | April 28, 2026 | April 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PINNACLE WEST CAPITAL CORP
Report date May 14, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,291 |
Reported balance
After 2026-05-14 transaction · row 1
1 source rowRow 1 · 2026-05-14 · Grant · Acquired 1,665 · Balance 6,291 |
PPL Corp
Report date January 21, 2021 · Filed February 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 124,357.25 |
Last balance in matching sequence
After 2021-02-18 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-02-18 · Exercise / conversion · Acquired 156,886 · Balance 187,863.25 F1: Total includes the reinvestment of dividends. Row 2 · 2021-02-18 · Tax withholding · Disposed 63,506 · Balance 124,357.25 F2: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP). F1: Total includes the reinvestment of dividends. |
| Performance Stock Unit (SIP)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-01-21 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-01-21 · Other · Disposed 78,442.702 · Balance 0 F3: The Company did not achieve the threshold percentile ranking in the applicable index to trigger share awards, therefore performance units based on TSR granted in 2018 will be paid out at 0%. F1: Total includes the reinvestment of dividends. F4: No conversion or exercise price or exercise or expiration date applies. F5: As of 02/22/2021, total performance units beneficially owned is 219,115.021. This total includes the 01/24/2019 grants of 77,684.123 and 77,684.123 performance units and the 01/23/2020 grant of 63,746.755 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units. Mr. Spence forfeited 61,869.811 performance units in connection with his retirement pursuant to the terms of the Stock Incentive Plan. |
| Performance Stock Unit (SIP)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-02-18 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-02-18 · Exercise / conversion · Disposed 156,886 · Balance 0 F1: Total includes the reinvestment of dividends. F6: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2020. Determination of the percentage of the award earned was made by the Compensation Committee on 01/21/2021 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2021. F5: As of 02/22/2021, total performance units beneficially owned is 219,115.021. This total includes the 01/24/2019 grants of 77,684.123 and 77,684.123 performance units and the 01/23/2020 grant of 63,746.755 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units. Mr. Spence forfeited 61,869.811 performance units in connection with his retirement pursuant to the terms of the Stock Incentive Plan. |
| Common StockSEC Table I · non-derivative | IndirectHeld in trust pursuant to the Employee Stock Ownership Plan. | 153.679 |
Reported balance
Holding disclosure · report date 2021-01-21 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 153.679 F1: Total includes the reinvestment of dividends. |
| Common StockSEC Table I · non-derivative | IndirectHeld in trust for benefit of Mr. Spence's wife. | 12,824 |
Reported balance
Holding disclosure · report date 2021-01-21 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 12,824 |
Filing footnotes · ownership attribution and instrument terms
F1: Total includes the reinvestment of dividends.
F2: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).
F3: The Company did not achieve the threshold percentile ranking in the applicable index to trigger share awards, therefore performance units based on TSR granted in 2018 will be paid out at 0%.
F4: No conversion or exercise price or exercise or expiration date applies.
F5: As of 02/22/2021, total performance units beneficially owned is 219,115.021. This total includes the 01/24/2019 grants of 77,684.123 and 77,684.123 performance units and the 01/23/2020 grant of 63,746.755 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units. Mr. Spence forfeited 61,869.811 performance units in connection with his retirement pursuant to the terms of the Stock Incentive Plan.
F6: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2020. Determination of the percentage of the award earned was made by the Compensation Committee on 01/21/2021 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2021.
WILLIAMS COMPANIES, INC.
Report date April 28, 2026 · Filed April 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 79,051 |
Reported balance
After 2026-04-28 transaction · row 1
1 source rowRow 1 · 2026-04-28 · Grant · Acquired 5,086 · Balance 79,051 F1: Includes 2,738 stock units for 2026 annual grant and 2,348 dividend equivalents on stock units, which are exempt from Section 16 pursuant to Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 2,738 stock units for 2026 annual grant and 2,348 dividend equivalents on stock units, which are exempt from Section 16 pursuant to Rule 16a-11.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2026 Filed May 18, 2026 20:44 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 1,665 | $99.77 | $166,117.05 |
DisclosureSEC source: 0001628280-26-036005 · wk-form4_1779137080.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,291 Read SEC document |
| April 28, 2026 Filed Apr 30, 2026 18:40 UTC | WILLIAMS COMPANIES, INC. WMB · Entity 175 | GrantCommon Stock | 5,086 | $73.04 | $371,481.44 |
DisclosureSEC source: 0001181274-26-000002 · wk-form4_1777574415.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,051 F1 · shares: Includes 2,738 stock units for 2026 annual grant and 2,348 dividend equivalents on stock units, which are exempt from Section 16 pursuant to Rule 16a-11. Read SEC document |
| May 21, 2025 Filed May 22, 2025 22:45 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 1,783 | $91.10 | $162,431.30 |
DisclosureSEC source: 0001628280-25-027383 · wk-form4_1747953920.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,626 Read SEC document |
| April 29, 2025 Filed May 1, 2025 19:11 UTC | WILLIAMS COMPANIES, INC. WMB · Entity 175 | GrantCommon Stock | 3,100 | $59.67 | $184,977.00 |
DisclosureSEC source: 0000107263-25-000085 · wk-form4_1746126691.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,965 F1 · balance_after: Includes dividend equivalents on stock units, which are exempt from Section 16 pursuant to Rule 16a-11. Such dividend equivalents are reinvested until distribution at retirement. Read SEC document |
| November 18, 2024 Filed Nov 20, 2024 15:34 UTC | WILLIAMS COMPANIES, INC. WMB · Entity 175 | GiftCommon Stock | 15,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000107263-24-000099 · wk-form4_1732116852.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,691 Read SEC document |
| May 22, 2024 Filed May 23, 2024 22:44 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantStock Units · Derivative | 1,908 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-064180 · ownership.xml · derivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,908 Underlying: Common Stock · 1,908 shares Expires not disclosed F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 22, 2024 and will be settled in shares of common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 22, 2024 and will be settled in shares of common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · derivative.exercise_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 22, 2024 and will be settled in shares of common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · derivative.expiration_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 22, 2024 and will be settled in shares of common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. Read SEC document |
| April 30, 2024 Filed May 2, 2024 17:10 UTC | WILLIAMS COMPANIES, INC. WMB · Entity 175 | GrantCommon Stock | 4,823 | $0.00 | $0.00 |
DisclosureSEC source: 0000107263-24-000054 · wk-form4_1714669823.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,191 Read SEC document |
| May 17, 2023 Filed May 19, 2023 22:17 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantStock Units · Derivative | 1,908 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-031222 · doc4.xml · derivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,908 Underlying: Common Stock · 1,908 shares Expires not disclosed F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 17, 2023 and will be settled in shares of common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 17, 2023 and will be settled in shares of common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · derivative.exercise_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 17, 2023 and will be settled in shares of common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · derivative.expiration_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 17, 2023 and will be settled in shares of common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 21:16 UTC | WILLIAMS COMPANIES, INC. WMB · Entity 175 | GrantCommon Stock | 5,847 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025892 · doc4.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,368 Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 17:54 UTC | WILLIAMS COMPANIES, INC. WMB · Entity 175 | PurchaseCommon Stock | 5,000 | $29.61 | $148,043.00 |
DisclosureSEC source: 0001209191-23-018829 · doc4.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,521 Read SEC document |
| May 18, 2022 Filed May 20, 2022 19:14 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantStock Units · Derivative | 1,878 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-030935 · doc4.xml · derivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,878 Underlying: Common Stock · 1,878 shares Expires not disclosed F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 18, 2022 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 18, 2022 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · derivative.exercise_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 18, 2022 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · derivative.expiration_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 18, 2022 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 17:18 UTC | WILLIAMS COMPANIES, INC. WMB · Entity 175 | GrantCommon Stock | 5,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025934 · doc4.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,521 Read SEC document |
| May 19, 2021 Filed May 19, 2021 22:59 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 1,637 | $85.43 | $139,848.91 |
DisclosureSEC source: 0001209191-21-034174 · doc4.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,843 Read SEC document |
| April 27, 2021 Filed Apr 29, 2021 15:04 UTC | WILLIAMS COMPANIES, INC. WMB · Entity 175 | GrantCommon Stock | 6,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-028882 · doc4.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,420 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:51 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 551 | $72.30 | $39,837.30 |
DisclosureSEC source: 0001209191-21-017148 · doc4.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,206 Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 21:45 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionPerformance Stock Unit (SIP) · Derivative | 156,886 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012746 · doc4.xml · derivative · entry 6 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 156,886 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Total includes the reinvestment of dividends. F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2020. Determination of the percentage of the award earned was made by the Compensation Committee on 01/21/2021 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2021. F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2020. Determination of the percentage of the award earned was made by the Compensation Committee on 01/21/2021 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2021. F1 · derivative.underlying_shares: Total includes the reinvestment of dividends. F5 · balance_after: As of 02/22/2021, total performance units beneficially owned is 219,115.021. This total includes the 01/24/2019 grants of 77,684.123 and 77,684.123 performance units and the 01/23/2020 grant of 63,746.755 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units. Mr. Spence forfeited 61,869.811 performance units in connection with his retirement pursuant to the terms of the Stock Incentive Plan. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 21:45 UTC | PPL Corp PPL · Entity 346 | Tax withholdingCommon Stock | 63,506 | $27.77 | $1,763,561.62 |
DisclosureSEC source: 0001209191-21-012746 · doc4.xml · nonDerivative · entry 2 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,357.25 F2 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP). F1 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 21:45 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionCommon Stock | 156,886 | $27.77 | $4,356,724.22 |
DisclosureSEC source: 0001209191-21-012746 · doc4.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,863.25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| January 21, 2021 Filed Feb 22, 2021 21:45 UTC | PPL Corp PPL · Entity 346 | OtherPerformance Stock Unit (SIP) · Derivative | 78,442.702 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012746 · doc4.xml · derivative · entry 5 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 78,442.702 shares Expires not disclosed F3 · kind: The Company did not achieve the threshold percentile ranking in the applicable index to trigger share awards, therefore performance units based on TSR granted in 2018 will be paid out at 0%. F1 · shares: Total includes the reinvestment of dividends. F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. F1 · derivative.underlying_shares: Total includes the reinvestment of dividends. F5 · balance_after: As of 02/22/2021, total performance units beneficially owned is 219,115.021. This total includes the 01/24/2019 grants of 77,684.123 and 77,684.123 performance units and the 01/23/2020 grant of 63,746.755 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units. Mr. Spence forfeited 61,869.811 performance units in connection with his retirement pursuant to the terms of the Stock Incentive Plan. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:15 UTC | PPL Corp PPL · Entity 346 | GrantStock Unit (DDCP) · Derivative | 1,359.681 | $27.58 | $37,500.00 |
DisclosureSEC source: 0001209191-21-001004 · doc4.xml · derivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,662.825 Underlying: Common Stock · 1,359.681 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 20:32 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionStock Unit (SIP) · Derivative | 31,401.418 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-061085 · doc4.xml · derivative · entry 11 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,401.418 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Total includes the reinvestment of dividends. F3 · derivative.exercise_date: The units vested on 12/01/2020. F3 · derivative.expiration_date: The units vested on 12/01/2020. F1 · derivative.underlying_shares: Total includes the reinvestment of dividends. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 20:32 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionStock Unit (SIP) · Derivative | 38,266.263 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-061085 · doc4.xml · derivative · entry 10 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,266.263 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Total includes the reinvestment of dividends. F3 · derivative.exercise_date: The units vested on 12/01/2020. F3 · derivative.expiration_date: The units vested on 12/01/2020. F1 · derivative.underlying_shares: Total includes the reinvestment of dividends. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 20:32 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionStock Unit (SIP) · Derivative | 38,639.929 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-061085 · doc4.xml · derivative · entry 9 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,639.929 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Total includes the reinvestment of dividends. F3 · derivative.exercise_date: The units vested on 12/01/2020. F3 · derivative.expiration_date: The units vested on 12/01/2020. F1 · derivative.underlying_shares: Total includes the reinvestment of dividends. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 20:32 UTC | PPL Corp PPL · Entity 346 | Tax withholdingCommon STock | 13,742 | $28.36 | $389,723.12 |
DisclosureSEC source: 0001209191-20-061085 · doc4.xml · nonDerivative · entry 6 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,269.016 F2 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP). F1 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 20:32 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionCommon Stock | 31,401.418 | $28.36 | $890,544.21 |
DisclosureSEC source: 0001209191-20-061085 · doc4.xml · nonDerivative · entry 5 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,011.016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 20:32 UTC | PPL Corp PPL · Entity 346 | Tax withholdingCommon Stock | 16,746 | $28.36 | $474,916.56 |
DisclosureSEC source: 0001209191-20-061085 · doc4.xml · nonDerivative · entry 4 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,609.598 F2 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP). F1 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 20:32 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionCommon Stock | 38,266.263 | $28.36 | $1,085,231.22 |
DisclosureSEC source: 0001209191-20-061085 · doc4.xml · nonDerivative · entry 3 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,355.598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 20:32 UTC | PPL Corp PPL · Entity 346 | Tax withholdingCommon Stock | 16,909 | $28.36 | $479,539.24 |
DisclosureSEC source: 0001209191-20-061085 · doc4.xml · nonDerivative · entry 2 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,089.335 F2 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP). F1 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 20:32 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionCommon Stock | 38,639.929 | $28.36 | $1,095,828.39 |
DisclosureSEC source: 0001209191-20-061085 · doc4.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,998.335 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 14:10 UTC | PPL Corp PPL · Entity 346 | GrantStock Unit (DDCP) · Derivative | 1,361.162 | $27.55 | $37,500.01 |
DisclosureSEC source: 0001209191-20-052845 · doc4.xml · derivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,254.178 Underlying: Common Stock · 1,361.162 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 19:47 UTC | PPL Corp PPL · Entity 346 | GrantStock Unit (DDCP) · Derivative | 1,864.923 | $26.20 | $48,860.98 |
DisclosureSEC source: 0001209191-20-040182 · doc4.xml · derivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,864.923 Underlying: Common Stock · 1,864.923 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. Read SEC document |
| April 28, 2020 Filed Apr 30, 2020 21:16 UTC | WILLIAMS COMPANIES, INC. WMB · Entity 175 | GrantCommon Stock | 8,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-026371 · doc4.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,528 Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 21:59 UTC | WILLIAMS COMPANIES, INC. WMB · Entity 175 | PurchaseCommon Stock | 4,000 | $13.60 | $54,400.00 |
DisclosureSEC source: 0001209191-20-018606 · doc4.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,802 Read SEC document |
| March 10, 2020 Filed Mar 10, 2020 23:06 UTC | WILLIAMS COMPANIES, INC. WMB · Entity 175 | PurchaseCommon Stock | 3,500 | $14.50 | $50,750.00 |
DisclosureSEC source: 0001209191-20-017902 · doc4.xml · nonDerivative · entry 2 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,802 Read SEC document |
| March 10, 2020 Filed Mar 10, 2020 23:06 UTC | WILLIAMS COMPANIES, INC. WMB · Entity 175 | PurchaseCommon Stock | 3,000 | $15.00 | $45,000.00 |
DisclosureSEC source: 0001209191-20-017902 · doc4.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,302 Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 20:32 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionStock Unit (SIP) · Derivative | 97,885.199 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009982 · doc4.xml · derivative · entry 9 SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 97,885.199 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Total includes the reinvestment of dividends. F5 · derivative.exercise_date: The units vested on 02/14/2020. F5 · derivative.expiration_date: The units vested on 02/14/2020. F1 · derivative.underlying_shares: Total includes the reinvestment of dividends. F6 · balance_after: As of 02/18/2020, total restricted stock units beneficially owned is 103,166.962. This total includes the 01/25/2018 grant of 36,805.946 restricted stock units, and the 01/24/2019 grant of 36,450.016 restricted stock units, and the 01/23/2020 grant of 29,911 restricted stock units, plus in the case of the 01/25/2018 and 01/24/2019 grants, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 20:32 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionPerformance Stock Unit (SIP) · Derivative | 70,388 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009982 · doc4.xml · derivative · entry 8 SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,388 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Total includes the reinvestment of dividends. F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020. F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020. F1 · derivative.underlying_shares: Total includes the reinvestment of dividends. F4 · balance_after: As of 02/18/2020, total performance units beneficially owned is 412,665.856. This total includes the 01/25/2018 grants of 73,611.895 and 73,611.895 performance units, and the 01/24/2019 grants of 72,900.033 and 72,900.033 performance units, and the 01/23/2020 grants of 59,821 and 59,821 performance units, plus in the case of the 01/25/2018 and 01/24/2019 grants, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 20:32 UTC | PPL Corp PPL · Entity 346 | GrantPerformance Stock Unit (SIP) · Derivative | 35,194.315 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009982 · doc4.xml · derivative · entry 7 SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,388 Underlying: Common Stock · 35,194.315 shares Expires not disclosed F3 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020. F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020. F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020. F4 · balance_after: As of 02/18/2020, total performance units beneficially owned is 412,665.856. This total includes the 01/25/2018 grants of 73,611.895 and 73,611.895 performance units, and the 01/24/2019 grants of 72,900.033 and 72,900.033 performance units, and the 01/23/2020 grants of 59,821 and 59,821 performance units, plus in the case of the 01/25/2018 and 01/24/2019 grants, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 20:32 UTC | PPL Corp PPL · Entity 346 | Tax withholdingCommon Stock | 42,835 | $35.37 | $1,515,073.95 |
DisclosureSEC source: 0001209191-20-009982 · doc4.xml · nonDerivative · entry 4 SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,235.558 F2 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP). F1 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 20:32 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionCommon Stock | 97,885.199 | $35.37 | $3,462,199.49 |
DisclosureSEC source: 0001209191-20-009982 · doc4.xml · nonDerivative · entry 3 SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,070.558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 20:32 UTC | PPL Corp PPL · Entity 346 | Tax withholdingCommon Stock | 30,802 | $35.37 | $1,089,466.74 |
DisclosureSEC source: 0001209191-20-009982 · doc4.xml · nonDerivative · entry 2 SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,185.359 F2 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP). F1 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 20:32 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionCommon Stock | 70,388 | $35.37 | $2,489,623.56 |
DisclosureSEC source: 0001209191-20-009982 · doc4.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,987.359 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| January 24, 2020 Filed Jan 27, 2020 20:27 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionStock Unit (SIP) · Derivative | 35,193.685 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-004975 · doc4.xml · derivative · entry 9 SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,193.685 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Total includes the reinvestment of dividends. F11 · derivative.exercise_date: The units vested on 01/24/2020. F11 · derivative.expiration_date: The units vested on 01/24/2020. F1 · derivative.underlying_shares: Total includes the reinvestment of dividends. Read SEC document |
| January 24, 2020 Filed Jan 27, 2020 20:27 UTC | PPL Corp PPL · Entity 346 | Tax withholdingCommon Stock | 11,351 | $36.53 | $414,652.03 |
DisclosureSEC source: 0001209191-20-004975 · doc4.xml · nonDerivative · entry 2 SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,599.359 F2 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP). F1 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| January 24, 2020 Filed Jan 27, 2020 20:27 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionCommon Stock | 35,193.685 | $36.53 | $1,285,625.31 |
DisclosureSEC source: 0001209191-20-004975 · doc4.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,950.359 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 20:27 UTC | PPL Corp PPL · Entity 346 | OtherPerformance Stock Unit (SIP) · Derivative | 140,772.409 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-004975 · doc4.xml · derivative · entry 8 SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 140,772.409 shares Expires not disclosed F9 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. F10 · kind: Represents 0% payout of performance units granted in 2017 due to Company performance below minimum "total shareowner return" threshold at expiration of three-year performance period. F1 · shares: Total includes the reinvestment of dividends. F9 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. F9 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. F1 · derivative.underlying_shares: Total includes the reinvestment of dividends. F7 · balance_after: As of 01/27/2020, total performance units beneficially owned is 412,665.856. This total includes the 01/25/2018 grants of 73,611.895 and 73,611.895 performance units, and the 01/24/2019 grants of 72,900.033 and 72,900.033 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 59,821 and 59,821 performance units. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 20:27 UTC | PPL Corp PPL · Entity 346 | GrantPerformance Stock Unit (SIP) · Derivative | 59,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-004975 · doc4.xml · derivative · entry 7 SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,821 Underlying: Common Stock · 59,821 shares Expires not disclosed F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023. F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023. F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023. F7 · balance_after: As of 01/27/2020, total performance units beneficially owned is 412,665.856. This total includes the 01/25/2018 grants of 73,611.895 and 73,611.895 performance units, and the 01/24/2019 grants of 72,900.033 and 72,900.033 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 59,821 and 59,821 performance units. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 20:27 UTC | PPL Corp PPL · Entity 346 | GrantPerformance Stock Unit (SIP) · Derivative | 59,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-004975 · doc4.xml · derivative · entry 6 SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,821 Underlying: Common Stock · 59,821 shares Expires not disclosed F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023. F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023. F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023. F7 · balance_after: As of 01/27/2020, total performance units beneficially owned is 412,665.856. This total includes the 01/25/2018 grants of 73,611.895 and 73,611.895 performance units, and the 01/24/2019 grants of 72,900.033 and 72,900.033 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 59,821 and 59,821 performance units. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 20:27 UTC | PPL Corp PPL · Entity 346 | GrantStock Unit (SIP) · Derivative | 29,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-004975 · doc4.xml · derivative · entry 5 SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,911 Underlying: Common Stock · 29,911 shares Expires not disclosed F3 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date. F4 · derivative.exercise_date: The units will vest on 01/23/2023. F4 · derivative.expiration_date: The units will vest on 01/23/2023. F5 · balance_after: As of 01/27/2020, total restricted stock units beneficially owned is 201,052.161. This total includes the 02/17/2017 grant of 97,885.199 restricted stock units, the 01/25/2018 grant of 36,805.946 restricted stock units, and the 01/24/2019 grant of 36,450.016 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/23/2020 grant of 29,911 restricted stock units. Read SEC document |
| January 23, 2020 Filed Feb 7, 2020 19:04 UTC Amendment | PPL Corp PPL · Entity 346 | OtherPerformance Stock Unit (SIP) · Derivative | 105,578.724 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-007423 · doc4a.xml · derivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 105,578.724 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. F2 · kind: This amended Form 4 restates the number of performance units forfeited on 01/23/2020. On 01/23/2020, only one of two 2017 grants were forfeited due to Company performance below minimum "total shareowner return" threshold at expiration of the applicable three-year performance period. The other 2017 grant, being reinstated by this report, earned a 200% payout based on the Company's return-on-equity over a three-year performance period. The payout of this 2017 award will be reported on or about 02/18/2020 following calculation of underlying shares to be delivered, net of withholding. F3 · shares: Total includes the reinvestment of dividends. F1 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. F1 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. F3 · derivative.underlying_shares: Total includes the reinvestment of dividends. F4 · balance_after: As of 02/07/2020, total performance units beneficially owned is 447,859.541. This total includes the 01/26/2017 grant of 35,193.685 performance units, the 01/25/2018 grants of 73,611.895 and 73,611.895 performance units, and the 01/24/2019 grants of 72,900.033 and 72,900.033 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 59,821 and 59,821 performance units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.