Raphael Joanne H

SEC source: 0001209191-21-013176 · doc4.xml · nonDerivative · entry 3

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,558.596

F1 · kind: Represents the sale of 19,188 shares of common stock pursuant to a 10b5-1 plan, dated September 10, 2020.

SEC source: 0001209191-21-013176 · doc4.xml · nonDerivative · entry 2

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,560.596

F1 · kind: Represents the sale of 19,188 shares of common stock pursuant to a 10b5-1 plan, dated September 10, 2020.

SEC source: 0001209191-21-013176 · doc4.xml · nonDerivative · entry 1

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,458.596

F1 · kind: Represents the sale of 19,188 shares of common stock pursuant to a 10b5-1 plan, dated September 10, 2020.

SEC source: 0001209191-21-012734 · doc4.xml · derivative · entry 4

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2020. Determination of the percentage of the award earned was made by the Compensation Committee on 01/21/2021 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2021.

F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2020. Determination of the percentage of the award earned was made by the Compensation Committee on 01/21/2021 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2021.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/22/2021, total performance units beneficially owned is 88,762.822. This total includes the 01/24/2019 grants of 14,743.095 and 14,743.095 performance units, the 06/14/2019 grants of 700.126 and 700.126 performance units, and the 01/23/2020 grants of 12,701.19 and 12,701.19 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 16,237 and 16,237 performance units.

SEC source: 0001209191-21-012734 · doc4.xml · nonDerivative · entry 2

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,746.596

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-21-012734 · doc4.xml · nonDerivative · entry 1

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,576.596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-005614 · doc4.xml · nonDerivative · entry 3

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,558.596

F2 · kind: Represents the sale of 4,589 shares of common stock pursuant to a 10b5-1 plan, dated September 10, 2020.

SEC source: 0001209191-21-005614 · doc4.xml · derivative · entry 5

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,754.934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Total includes the reinvestment of dividends.

F4 · derivative.exercise_date: The units vested on 01/25/2021.

F4 · derivative.expiration_date: The units vested on 01/25/2021.

F3 · derivative.underlying_shares: Total includes the reinvestment of dividends.

SEC source: 0001209191-21-005614 · doc4.xml · nonDerivative · entry 2

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,147.596

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-21-005614 · doc4.xml · nonDerivative · entry 1

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,312.596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-005012 · doc4.xml · derivative · entry 4

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,508.681 shares

Expires not disclosed

F7 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F8 · kind: The Company did not achieve the threshold percentile ranking in the applicable index to trigger share awards, therefore performance units based on TSR granted in 2018 will be paid out at 0%.

F9 · shares: Total includes the reinvestment of dividends.

F7 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F7 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F9 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F5 · balance_after: As of 01/25/2021, total performance units beneficially owned is 102,271.503. This total includes the 01/25/2018 grant of 13,508.681 performance units, the 01/24/2019 grants of 14,743.095 and 14,743.095 performance units, the 06/14/2019 grants of 700.126 and 700.126 performance units, and the 01/23/2020 grants of 12,701.19 and 12,701.19 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 16,237 and 16,237 performance units.

SEC source: 0001209191-21-005012 · doc4.xml · derivative · entry 3

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,237

Underlying: Common Stock · 16,237 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F5 · balance_after: As of 01/25/2021, total performance units beneficially owned is 102,271.503. This total includes the 01/25/2018 grant of 13,508.681 performance units, the 01/24/2019 grants of 14,743.095 and 14,743.095 performance units, the 06/14/2019 grants of 700.126 and 700.126 performance units, and the 01/23/2020 grants of 12,701.19 and 12,701.19 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 16,237 and 16,237 performance units.

SEC source: 0001209191-21-005012 · doc4.xml · derivative · entry 2

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,237

Underlying: Common Stock · 16,237 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F5 · balance_after: As of 01/25/2021, total performance units beneficially owned is 102,271.503. This total includes the 01/25/2018 grant of 13,508.681 performance units, the 01/24/2019 grants of 14,743.095 and 14,743.095 performance units, the 06/14/2019 grants of 700.126 and 700.126 performance units, and the 01/23/2020 grants of 12,701.19 and 12,701.19 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 16,237 and 16,237 performance units.

SEC source: 0001209191-21-005012 · doc4.xml · derivative · entry 1

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,119

Underlying: Common Stock · 8,119 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 01/21/2024.

F2 · derivative.expiration_date: The units will vest on 01/21/2024.

F3 · balance_after: As of 01/25/2021, total restricted stock units beneficially owned is 28,947.778. This total includes the 01/25/2018 grant of 6,754.934 restricted stock units, the 01/24/2019 grant of 7,372.108 restricted stock units, the 06/14/2019 grant of 350.609 restricted stock units, and the 01/23/2020 grant of 6,351.127 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/21/2021 grant of 8,119 restricted stock units.

SEC source: 0001209191-21-012782 · doc4a.xml · derivative · entry 1

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,237

Underlying: Common Stock · 16,237 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024. This amended Form 4 corrects the performance measurement period for these awards; all other aspects of the awards remain unchanged.

F1 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024. This amended Form 4 corrects the performance measurement period for these awards; all other aspects of the awards remain unchanged.

F1 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024. This amended Form 4 corrects the performance measurement period for these awards; all other aspects of the awards remain unchanged.

F2 · balance_after: As of 02/22/2021, total performance units beneficially owned is 88,762.822. This total includes the 01/24/2019 grants of 14,743.095 and 14,743.095 performance units, the 06/14/2019 grants of 700.126 and 700.126 performance units, and the 01/23/2020 grants of 12,701.19 and 12,701.19 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 16,237 and 16,237 performance units.

SEC source: 0001209191-20-009977 · doc4.xml · derivative · entry 8

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,274.004 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F5 · derivative.exercise_date: The units vested on 02/14/2020.

F5 · derivative.expiration_date: The units vested on 02/14/2020.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F6 · balance_after: As of 02/18/2020, total restricted stock units beneficially owned is 19,546.061. This total includes the 01/25/2018 grant of 6,338.939 restricted stock units, the 01/24/2019 grant of 6,918.105 restricted stock units, the 06/14/2019 grant of 329.017 restricted stock units, and the 01/23/2020 grant of 5,960 restricted stock units, plus in the case of the 01/25/2018, 01/24/2019 and 06/14/2019 grants, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units.

SEC source: 0001209191-20-009977 · doc4.xml · derivative · entry 7

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020.

F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/18/2020, total performance units beneficially owned is 78,175.86. This total includes the 01/25/2018 grants of 12,676.763 and 12,676.763 performance units, the 01/24/2019 grants of 13,835.158 and 13,835.158 performance units, the 06/14/2019 grants of 657.009 and 657.009 performance units, and the 01/23/2020 grants of 11,919 and 11,919 performance units, plus in the case of the 01/25/2018, 01/24/2019 and 06/14/2019 grants, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units.

SEC source: 0001209191-20-009977 · doc4.xml · derivative · entry 6

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,595

Underlying: Common Stock · 5,297.553 shares

Expires not disclosed

F3 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020.

F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020.

F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020.

F4 · balance_after: As of 02/18/2020, total performance units beneficially owned is 78,175.86. This total includes the 01/25/2018 grants of 12,676.763 and 12,676.763 performance units, the 01/24/2019 grants of 13,835.158 and 13,835.158 performance units, the 06/14/2019 grants of 657.009 and 657.009 performance units, and the 01/23/2020 grants of 11,919 and 11,919 performance units, plus in the case of the 01/25/2018, 01/24/2019 and 06/14/2019 grants, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units.

SEC source: 0001209191-20-009977 · doc4.xml · nonDerivative · entry 4

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,557.662

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-20-009977 · doc4.xml · nonDerivative · entry 3

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,010.662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-009977 · doc4.xml · nonDerivative · entry 2

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,736.658

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-20-009977 · doc4.xml · nonDerivative · entry 1

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,807.658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-004973 · doc4.xml · derivative · entry 8

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,297.447 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F11 · derivative.exercise_date: The units vested on 01/24/2020.

F11 · derivative.expiration_date: The units vested on 01/24/2020.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

SEC source: 0001209191-20-004973 · doc4.xml · nonDerivative · entry 2

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,212.658

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-20-004973 · doc4.xml · nonDerivative · entry 1

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,866.658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-004973 · doc4.xml · derivative · entry 7

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,189.79 shares

Expires not disclosed

F9 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F10 · kind: Represents 0% payout of performance units granted in 2017 due to Company performance below minimum "total shareowner return" threshold at expiration of three-year performance period.

F2 · shares: Total includes the reinvestment of dividends.

F9 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F9 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F7 · balance_after: As of 01/27/2020, total performance units beneficially owned is 78,175.86. This total includes the 01/25/2018 grants of 12,676.763 and 12,676.763 performance units, the 01/24/2019 grants of 13,835.158 and 13,835.158 performance units, and the 06/14/2019 grants of 657.009 and 657.009 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 11,919 and 11,919 performance units.

SEC source: 0001209191-20-004973 · doc4.xml · derivative · entry 6

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,919

Underlying: Common Stock · 11,919 shares

Expires not disclosed

F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F7 · balance_after: As of 01/27/2020, total performance units beneficially owned is 78,175.86. This total includes the 01/25/2018 grants of 12,676.763 and 12,676.763 performance units, the 01/24/2019 grants of 13,835.158 and 13,835.158 performance units, and the 06/14/2019 grants of 657.009 and 657.009 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 11,919 and 11,919 performance units.

SEC source: 0001209191-20-004973 · doc4.xml · derivative · entry 5

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,919

Underlying: Common Stock · 11,919 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F7 · balance_after: As of 01/27/2020, total performance units beneficially owned is 78,175.86. This total includes the 01/25/2018 grants of 12,676.763 and 12,676.763 performance units, the 01/24/2019 grants of 13,835.158 and 13,835.158 performance units, and the 06/14/2019 grants of 657.009 and 657.009 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 11,919 and 11,919 performance units.

SEC source: 0001209191-20-004973 · doc4.xml · derivative · entry 4

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,960

Underlying: Common Stock · 5,960 shares

Expires not disclosed

F3 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F4 · derivative.exercise_date: The units will vest on 01/23/2023.

F4 · derivative.expiration_date: The units will vest on 01/23/2023.

F5 · balance_after: As of 01/27/2020, total restricted stock units beneficially owned is 33,820.065. This total includes the 02/17/2017 grant of 14,274.004 restricted stock units, the 01/25/2018 grant of 6,338.939 restricted stock units, the 01/24/2019 grant of 6,918.105 restricted stock units, and the 06/14/2019 grant of 329.017 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/23/2020 grant of 5,960 restricted stock units.

SEC source: 0001209191-20-007421 · doc4a.xml · derivative · entry 1

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,892.343 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F2 · kind: This amended Form 4 restates the number of performance units forfeited on 01/23/2020. On 01/23/2020, only one of two 2017 grants were forfeited due to Company performance below minimum "total shareowner return" threshold at expiration of the applicable three-year performance period. The other 2017 grant, being reinstated by this report, earned a 200% payout based on the Company's return-on-equity over a three-year performance period. The payout of this 2017 award will be reported on or about 02/18/2020 following calculation of underlying shares to be delivered, net of withholding.

F3 · shares: Total includes the reinvestment of dividends.

F1 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F1 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F3 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/07/2020, total performance units beneficially owned is 83,473.307. This total includes the 01/26/2017 grant of 5,297.447 performance units, the 01/25/2018 grants of 12,676.763 and 12,676.763 performance units, the 01/24/2019 grants of 13,835.158 and 13,835.158 performance units, and the 06/14/2019 grants of 657.009 and 657.009 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 11,919 and 11,919 performance units.

SEC source: 0001209191-19-053123 · doc4.xml · derivative · entry 4

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,288 shares

Expires 2020-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This Form 4 report reflects the exercise of 21,288 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 5, 2018.

F5 · derivative.exercise_date: Represents the exercise of 21,288 stock options that vested in three installments on January 21, 2011, January 21, 2012 and January 21, 2013.

SEC source: 0001209191-19-053123 · doc4.xml · nonDerivative · entry 2

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,569.211

F1 · kind: This Form 4 report reflects the exercise of 21,288 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 5, 2018.

F2 · price: The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F3 · price: Represents the weighted average sale price for price increments ranging from $32.040 to $32.185.

SEC source: 0001209191-19-053123 · doc4.xml · nonDerivative · entry 1

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,857.211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This Form 4 report reflects the exercise of 21,288 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 5, 2018.

SEC source: 0001209191-19-037357 · doc4.xml · derivative · entry 3

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641

Underlying: Common Stock · 641 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F5 · balance_after: As of 06/17/2019, total performance units beneficially owned is 72,723.681. This total includes the 01/26/2017 grants of 15,298.749 and 5,099.582 performance units, the 01/25/2018 grants of 12,203.274 and 12,203.274 performance units, and the 01/24/2019 grants of 13,318.401 and 13,318.401 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 06/14/2019 grants of 641 and 641 performance units.

SEC source: 0001209191-19-037357 · doc4.xml · derivative · entry 2

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641

Underlying: Common Stock · 641 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F5 · balance_after: As of 06/17/2019, total performance units beneficially owned is 72,723.681. This total includes the 01/26/2017 grants of 15,298.749 and 5,099.582 performance units, the 01/25/2018 grants of 12,203.274 and 12,203.274 performance units, and the 01/24/2019 grants of 13,318.401 and 13,318.401 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 06/14/2019 grants of 641 and 641 performance units.

SEC source: 0001209191-19-037357 · doc4.xml · derivative · entry 1

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321

Underlying: Common Stock · 321 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 06/14/2022.

F2 · derivative.expiration_date: The units will vest on 06/14/2022.

F3 · balance_after: As of 06/17/2019, total restricted stock units beneficially owned is 31,923.318. This total includes the 01/26/2017 grant of 5,099.582 restricted stock units, the 02/17/2017 grant of 13,740.856 restricted stock units, the 01/25/2018 grant of 6,102.173 restricted stock units, and the 01/24/2019 grant of 6,659.707 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 06/14/2019 grant of 321 restricted stock units.

SEC source: 0001209191-19-005289 · doc4.xml · derivative · entry 4

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,341.838 shares

Expires not disclosed

F7 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F8 · kind: Represents 0% payout of performance units granted in 2016 due to Company performance below minimum "total shareowner return" threshold at expiration of three-year performance period.

F9 · shares: Total includes the reinvestment of dividends.

F7 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F7 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F9 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 70,522.263. This total includes the 01/26/2017 grants of 15,101.862 and 5,033.953 performance units, and the 01/25/2018 grants of 12,046.224 and 12,046.224 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 13,147 and 13,147 performance units.

SEC source: 0001209191-19-005289 · doc4.xml · derivative · entry 3

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,147

Underlying: Common Stock · 13,147 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 70,522.263. This total includes the 01/26/2017 grants of 15,101.862 and 5,033.953 performance units, and the 01/25/2018 grants of 12,046.224 and 12,046.224 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 13,147 and 13,147 performance units.

SEC source: 0001209191-19-005289 · doc4.xml · derivative · entry 2

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,147

Underlying: Common Stock · 13,147 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 70,522.263. This total includes the 01/26/2017 grants of 15,101.862 and 5,033.953 performance units, and the 01/25/2018 grants of 12,046.224 and 12,046.224 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 13,147 and 13,147 performance units.

SEC source: 0001209191-19-005289 · doc4.xml · derivative · entry 1

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,574

Underlying: Common Stock · 6,574 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 01/24/2022.

F2 · derivative.expiration_date: The units will vest on 01/24/2022.

F3 · balance_after: As of 01/25/2019, total restricted stock units beneficially owned is 31,195.612. This total includes the 01/26/2017 grant of 5,033.953 restricted stock units, the 02/17/2017 grant of 13,564.018 restricted stock units, and the 01/25/2018 grant of 6,023.641 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/24/2019 grant of 6,574 restricted stock units.

SEC source: 0001209191-19-005101 · doc4.xml · derivative · entry 4

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,550.211 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares were delivered on January 22, 2019.

F3 · derivative.expiration_date: The shares were delivered on January 22, 2019.

SEC source: 0001209191-19-005101 · doc4.xml · nonDerivative · entry 2

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,569.211

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-19-005101 · doc4.xml · nonDerivative · entry 1

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,349.211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-061932 · doc4.xml · derivative · entry 6

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,410 shares

Expires 2019-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This Form 4 report reflects the exercise of 22,410 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 5, 2018.

F3 · derivative.exercise_date: Represents the exercise of 22,410 stock options that vested in three installments on January 22, 2010, January 22, 2011 and January 22, 2012.

SEC source: 0001209191-18-061932 · doc4.xml · nonDerivative · entry 4

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,799

F1 · kind: This Form 4 report reflects the exercise of 22,410 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 5, 2018.

SEC source: 0001209191-18-061932 · doc4.xml · nonDerivative · entry 3

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,599

F1 · kind: This Form 4 report reflects the exercise of 22,410 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 5, 2018.

SEC source: 0001209191-18-061932 · doc4.xml · nonDerivative · entry 2

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,899

F1 · kind: This Form 4 report reflects the exercise of 22,410 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 5, 2018.

SEC source: 0001209191-18-061932 · doc4.xml · nonDerivative · entry 1

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This Form 4 report reflects the exercise of 22,410 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 5, 2018.

SEC source: 0001209191-18-014800 · doc4.xml · nonDerivative · entry 1

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,799

F1 · kind: Represents the sale of common stock pursuant to a 10b5-1 plan, dated March 6, 2017.

F2 · price: The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F3 · price: Represents the weighted average sales price for price increments ranging from $29.130 to $29.235.

SEC source: 0001209191-18-005808 · doc4.xml · derivative · entry 10

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,011 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F9 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (25%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2017. Determination of the percentage of the award earned was made by the Compensation, Governance and Nominating Committee on 01/25/2018 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/26/2018.

F9 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (25%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2017. Determination of the percentage of the award earned was made by the Compensation, Governance and Nominating Committee on 01/25/2018 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/26/2018.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F7 · balance_after: As of 01/29/2018, total performance units beneficially owned is 56,270.599. This total includes the 01/21/2016 grant of 14,492.076 performance units, and the 01/26/2017 grants of 14,265.393 and 4,755.13 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/25/2018 grants of 11,379 and 11,379 performance units.